United States v. Clyde Marvin Thompson, Jr.United States v. Clyde Marvin Thompson, Jr.
OPINION OF THE COURT
The defendant, Clyde Marvin Thompson, Jr., appeals from a judgment of the District Court for the District of Delaware adjudging him guilty of unlawfully possessing, in violation of
Prior to trial the defendant filed two motions: one, to suppress evidence on the ground that the shotgun was the fruit of a search incident to an unlawful arrest, and, the other, for dismissal of the indictment on the ground that
From the testimony offered at the trial, it appears that at about 5:30 A.M. on the morning of November 22, 1967 in Wilmington, Delaware, the defendant was seen by Patrolmen William G. Hedrick and Raymond M. LeHowit, officers of the Wilmington Bureau of Police, under circumstances which aroused their suspicions. As they were cruising in a police-van past an Atlantic gasolene station, which was open and attended by one man, they saw an automobile parked in “sort of a strange way” in that the automobile was not located near the gasolene pumps, the motor was running, and the defendant was not making any attempt to get gasolene or to use the other facilities of the station. Patrolman LeHowit was driving. His interest aroused, he turned around and parked where the police officers could observe the station. They saw the defendant jump into the automobile and drive out of the station, driving east on a street which was restricted to west-bound traffic for about 75 feet. They followed the defendant for about half a mile before he was stopped. They had observed that there were bullet holes In the windshield which were stuffed with paper and that the automobile had a loud muffler. In the meanwhile, Patrolman Hedrick informed Patrolman LeHowit that he recognized the defendant and knew that he had no operator’s license because he had been arrested about two weeks previously for not having such a license.
It was the policy of the police department for police officers not to stop an automobile without assistance during the midnight to 8 A.M. shift, so Patrolman LeHowit radioed for assistance, giving their location. Sergeant Lawrence M. Curtis answered the call. The defendant was directed to pull over to the south side of the street; Patrolmen Hedrick and LeHowit parked behind his automobile and approached on the driver’s side; Patrolman Hedrick then stood to the left of defendant’s automobile, Patrolman Le-Howit stood three or four feet behind Hedrick; the defendant remained seated *539 in the automobile behind the wheel. Sergeant Curtis stopped his automobile in front of the defendant’s automobile, alighted and stood beside the door of the defendant’s automobile to the front of Patrolman Hedrick.
Patrolman Hedrick asked the defendant for his operator’s license and automobile registration card; the defendant produced the registration card and a learner’s permit. Patrolman Hedrick testified that he then placed the defendant under arrest for unlawfully driving with a learner’s permit unaccompanied by a licensed driver and that he read to the defendant from a white card advising the defendant of the rights available to an arrested person. Patrolman LeHowit testified that although he could not hear, he knew that an arrest had been made when he saw Patrolman Hedrick pull out the white card. At that time Patrolman Hedrick saw the defendant’s right hand reach between his legs down under the seat of the automobile and saw the butt end of a rifle being pulled from beneath the seat. Patrolman Hedrick yelled to Sergeant Curtis, who was standing next to the door handle, “Watch him, he is going for something.” Sergeant Curtis opened the automobile door, grabbed the defendant’s left arm and pulled him out of the automobile. Patrolman Hedrick reached in and brought out a sawed-off shotgun and a shell from under the front seat. The firearm was a double barreled, 12 gauge, sawed-off shotgun, the safety was off, and it was ready to be fired. The shotgun was 25 inches in length, the barrels 16% inches in length. The unspent shell was found on the floor next to the gun.
The defendant testified in his own behalf. He denied that the police officer had read to him from a card; he denied that he had reached for the weapon stating that he had his wristwateh on the seat beside him; that on being advised that he was under arrest he knew that the automobile would be towed away so he reached for his watch and that the police officers were under the impression that he was reaching for the weapon; and that it was too dark for the police officers to have been able to see the weapon under the seat.
Following the close of all evidence, the defendant’s motion to suppress the evidence was renewed on the ground that the testimony given during the trial was conflicting and inconsistent with that given by the police officers before the United States Commissioner and in their police report. The trial judge, however, denied the motion to dismiss stating that the testimony given during the trial of the case was not so inconsistent with that which he had previously considered in deciding the merits of defendant’s motion to suppress evidence as to warrant a change in his previous decision.
On this appeal the defendant’s first contention is that the District Court erred in refusing to suppress the evidence obtained by the Wilmington police officers. He argues that the evidence was illegally seized in that the police officers had no probable cause for the arrest.
It was settled in Carroll v. United States, 1925,
We turn then to the question whether prudent men in the shoes of the police officers in this case would have seen enough to cause them to believe that the defendant was violating the law. It will be recalled that in the dark hours of early morning, the two police officers observed the defendant and his automobile at a gasolene station, which was attended by only one man, in a location which aroused their suspicions. After they turned the police-van around to observe the defendant’s action, he jumped into his vehicle and drove in the wrong direction on a one-way street in an automobile which had bullet holes in the windshield and a loud muffler. At that time one officer told the other that he recognized the defendant as having been arrested about two weeks earlier for driving without a license. We think that the defendant’s strange actions at the gasolene station, together with the infractions of the Delaware Motor Vehicle Code which the officers observed and their knowledge of defendant’s prior arrest for a violation of the code, presented a combination of circumstances which warranted them in stopping the defendant. After having stopped the defendant and upon ascertaining that he was not driving with a lawful driver’s license but rather with a temporary instruction permit unaccompanied by a licensed operator in violation of the law,
This brings us to the contention of the defendant that the District Court erred in holding that the shotgun which was offered in evidence had been lawfully seized. It is well settled that arresting officers, upon a valid arrest, may seize visible instruments or fruits of crime within the control of the accused; it is unreasonable searches which are prohibited.
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The reasonableness of the search is in the first instance for the trial court to determine from the facts and circumstances of the case in the light of the fundamental criteria laid down by the Fourth Amendment and in opinions of the Supreme Court applying that Amendment.
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The Supreme Court has made it clear that a law enforcement officer, when he justifiably believes that the individual he is investigating at close range is armed, has the power for his own protection to take necessary measures to determine whether that person is in fact carrying a weapon.
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This rule was reaffirmed by the Supreme Court in Chimel v. California, 1969,
*541 In this case, part of the weapon was in open view after the defendant reached between his legs to withdraw it from under his seat. A sufficient part was exposed to alert Patrolman Hedrick to warn Sergeant Curtis. After Sergeant Curtis pulled the defendant from the automobile, Patrolman Hedrick reached in and picked up the shotgun which was visible except for the portion caught under the seat. This search, therefore, fell within the doctrine that police officers, for their own protection or as fruits of an offense, may take possession of weapons found in the possession of an accused, either on his person or within his immediate control. The defendant, however, contends that the testimony of the police officers given at the trial was conflicting as to the length of the visible part and therefore was unworthy of belief. In this regard, the trial judge heard the evidence; he had the duty to decide where the balance of credibility lay. He rejected the defendant’s contention that the testimony given during the trial was substantially inconsistent with that which he had previously considered on defendant’s motion to dismiss. We have carefully reviewed the testimony given at the trial, as well as the evidence which had been submitted at the pretrial hearing, and conclude that the trial judge was fully justified in finding that the shotgun, under the circumstances of this case, was legally seized.
The defendant’s next contention is that the district court erred in refusing to dismiss the indictment on the ground that it charged the violation of a statute compliance with which would have violated his constitutional privilege against self-incrimination. The indictment charged the defendant with possessing a sawed-off shotgun in violation of
On this appeal the defendant contends that it is the clear purpose of chapter 53 of title 26, U.S.C., and the regulations promulgated thereunder to force incriminating disclosures by anyone who possesses a sawed-off shotgun and that the statute is directed to a “select group inherently suspect of criminal activities” and violates constitutional rights under the rulings in Haynes, Marchetti, Grosso and Leary v. United States, 1968,
The District Court, in considering the defendant’s pretrial motion to dismiss, stated that under the cases,
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it was generally considered that the privilege against self-incrimination was no defense in a prosecution under
The defendant here contends that the District Court wrongly placed upon him the burden of showing that his weapon had been made in a jurisdiction where the law provided criminal sanctions. It is settled that where compliance with a federal statute would result in an admission of the commission of an offense under state law, the privilege against self-incrimination may be raised as a constitutional defense to prosecution for violation of the federal statute. Of course, this constitutional issue may be raised on pretrial motion to dismiss and where the indictment on its face charges the violation of a statute, compliance with which would result in an admission of an offense under state law, the defendant is entitled to have the indictment dismissed for constitutional infirmity. We cannot follow the defendant’s argument that a greater burden was imposed upon him when the District Court, holding that the indictment on its face did not charge such an offense, stated that if during the trial evidence should show that compliance with
The defendant also urges that the indictment against him involved self-incrimination under
Prior to the Haynes decision, those courts which had occasion to consider whether the
making
provision,
“Prior to Haynes, it was uniformly held that the Fifth Amendment was not violated by the provisions of§ 5851 dealing with possession of firearms which had been illegally made under§ 5821 8 and the same result was reached in eases involving the illegal transportation of firearms in interstate commerce in violation of § 5855 9 . Haynes did not deal with the interrelationship of§§ 5821 and 5851, and the Court of Appeals decisions quoted in footnote 8 11 remain as authority (at least as to one not a maker) unless the ratio decidendi of Haynes points in an opposite direction. We think that it does not — that the effect of Haynes was, to equate§ 5841 and§ 5851 in terms of registration — to condemn§ 5851 for requiring a registration — to repudiate a construction of the registration' requirements of§ 5851 which would make the offense the crime of possessing a firearm which someone else had failed to register. The Supreme Court’s careful analysis of the language of§ 5851 , with its emphasis on the words ‘at any time’ and the words ‘receive or possess’ which are used in the transportation and making requirements of§ 5851 , and which are not used in connection with the registration requirements, indicates a recognition by the Supreme Court of the difference between the interrelationship of§ 5841 (the registration section) and§ 5851 , and the interrelationship between§ 5821 (the making *544 section) and§ 5851 . Insofar as the Fifth Amendment is concerned (and disregarding for the moment the status of defendant as a maker) we believe that the crime of receiving or possessing a firearm which has been illegally made is complete when the firearm is received or possessed and that there is no registration problem involved and hence no interference with the privilege of self-incrimination.”
Accordingly, we conclude that the District Court correctly held that the charge of possessing a shotgun, in violation of
The. defendant also argues that the indictment was defective in that it also charged the violation of
We conclude that the district court did not err in denying the defendant’s motion to dismiss the indictment.
The defendant’s next contention is that the district court erred in admitting over defendant’s objection a certified report signed by Gerald C. Benedict, Coordinator, Enforcement Branch, Alcohol and Tobacco Tax Division, Internal Revenue Service, Washington, D. C., who, after reciting that he is the custodian and controller of the National Firearms Registration and Transfer Record showing the registration, as well as the importation, transfer and making of firearms, as required under the National Firearms Act, filed in the National Office of the Internal Revenue Service, Washington, D. C., certified that
“after diligent search of said record, no evidence has been found to show that any person has acquired, by importation, transfer, or making, a weapon with barrels l&A inches in length, in overall length of 25 inches, having the stock sawed off, and bearing serial number 30020, which was made from a Crescent Firearms Company, Model 60, double-barrel, 12 gauge shotgun, additionally identified as having the numbers ‘301 20’ appearing on the forestock; or that any person has paid a transfer or a making tax with respect to a transfer or the making of said firearm * * * ”
Selden S. Baker, Chief of the Disclosure and Liaison Branch, Collection Division, Internal Revenue Service, under the direction of the Secretary of the Treasury, certified that Gerald C. Benedict was the custodian and controller of the records.
The statement was offered by the Government and received by the District Court pursuant to
“
(a) Authentication.
(1) Domestic. An official record kept within the United States * * * or an entry therein, when admissible for any purpose, may be evidenced by an official publication thereof or by a copy attested by the officer having the legal custody of the record, or by his deputy, and accompanied by a certificate that such officer has the custody. * * *
******
*545 (b) Lack of Record. A written statement that after diligent search no record or entry of a specified tenor is found to exist in the records designated by the statement, authenticated as provided in subdivision (a) (1) of this rule in the case of a domestic record, * * * is admissible as evidence that the records contain no such record or entry.
* •» * >»
The District Court determined that the document was admissible under the authority of United States v. Mares, D.C. Colo.1962,
The defendant contends that the admission of this document violated his right of confrontation under the Sixth Amendment. It is true that confrontation of a witness so that he may be cross-examined is a matter of right in a criminal prosecution, but it has long been held that official registers or records kept by persons in public office in which they are required, either by statute or by the nature of their office, to write down particular transactions occurring in the course of their public duties, are admissible, without calling the persons who made them, as a reasonable exception to the hearsay rule.
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And it has also been held that an affidavit of an officer having custody of official records as to lack of a certain record, after diligent search, is admissible under
The defendant’s final contention is that the presumption of possession established by the second sentence of
The judgment of the District Court will be affirmed.
Notes
. Brinegar v. United States, 1949,
. Brinegar v. United States, 1949,
. United States v. Di Re, 1948,
. Beck v. Ohio, 1964,
. Weeks v. United States, 1914,
. Ker v. California, 1963,
. Terry v. Ohio, 1968,
. United States v. Casson, D.Ct.Del.1968,
. Sipes v. United States, 8 Cir. 1963,
. Reed v. United States, 8 Cir. 1968,
. The cases cited in footnote 8 of the Benner case are: “Mares v. United States,
. We call attention to the excellent discussion on this subject by Judge Coffin, speaking for the Court of Appeals for the First Circuit, Varitimos v. United States, 1968,
. Heike v. United States, 2 Cir. 1911,
. T’kach v. United States, 5 Cir. 1957,