United States v. Chad Kirch McKittrickUnited States v. Chad Kirch McKittrick
Lead Opinion
Opinion by Judge SKOPIL; Concurrence by Judge O’SCANNLAIN.
I.
The gray wolf, or Canis Lupus, is listed as endangered under the Endangered Species Act (ESA) throughout the coterminous United States, except in Minnesota, where it is listed as threatened.
The government charged McKittrick with three counts: one, taking the wolf in violation of
On appeal, MeKittriek argues that the wolf he killed was not protected by the ESA, that his separate counts for taking and for possessing the wolf were multiplicitous, that his taking of the wolf was not “knowing” because he did not realize what he was shooting, and that the court erred in instructing the jury about the “incidental take exception.” We reject each of these challenges and affirm the conviction. MeKittriek also contends, however, that the sentencing magistrate judge should have reduced his offense level by two points for acceptance of responsibility. Because the magistrate judge may have disallowed the reduction on impermissible grounds, we remand for a redetermination of whether MeKittriek accepted responsibility under U.S.S.G. § 3E1.1.
II.
A. Validity of the Regulations
MeKittriek challenges his conviction by alleging four defects in FWS’s designation of the gray wolf experimental population in Yellowstone. Specifically, he maintains that (1) FWS may not draw members of an experimental population from an unlisted population, such as Canadian gray wolves; (2) the experimental population is invalid because it is not “wholly separate geographically” from naturally occurring wolves in the release area; (3) the experimental population regulations are invalid because the Secretary did not make a finding required by ESA section 4(d); and (4) the regulations are invalid because the Secretary did not comply with ESA section 4(f).
McKittrick’s challenges raise questions of law that we review de novo. See Torres-Lopez v. May,
1. The Experimental Population Designation
MeKittriek contends that FWS acted improperly in creating an experimental population from members of an unlisted population — that is, Canadian gray wolves. Authority to create experimental populations arises under section 10(j) of the ESA, which provides that “[t]he Secretary may authorize the release ... of any population ... of an endangered species or a threatened species outside the current range of such species if the Secretary determines that such release will further the cоnservation of such species.”
First, gray wolves are protected by the ESA based on where they are found, not where they originate. Canadian gray wolves that migrate into the northern United States, for example, assume protected status when they cross the border. See 59 Fed.Reg. at 60,253 (discussing the probable “southern expansion of the Canadian wolf population” into
Second, McKittrick’s intеrpretation offends the statute’s essential purpose, which is the conservation of species. See Tennessee Valley Authority v. Hill,
In enacting the Endangered Species Act, Congress recognized that individual species should not be viewed in isolation, but must be viewed in terms of their relationship to the ecosystem of which they form a constitutent [sic] element. Although the regulatory mechanisms of the Act focus on species that are formally listed as endangered or threatened, the purрoses and policies of the Act are far broader than simply providing for the conservation of individual species or individual members of listed species.
H.R. Conf. Rep. No. 97-835, at 30 (1982), reprinted in 1982 U.S.C.C.A.N. 2860, 2871 (specifying that conservation plans may include unlisted as well as listed species). Congress’ specific purpose in enacting section 10(j) was to “give greater flexibility to the Secretary.” H.R.Rep. No. 97-567, at 33 (1982), reprinted in 1982 U.S.C.C.A.N. 2807, 2833. Thus, each experimental population has its own set of special rules so that the Secretary has more managerial discretion. Id. at 2834; see
The Supreme Court acknowledged the Secretary’s broad authority when it upheld the regulatory definition of “harm” to include habitat modification, reiterating that “the broad purpose of the ESA supports the Secretary’s decision to extend protection against activities that cause the precise harms Congress enacted the statute to avoid.” Babbitt v. Sweet Home Chapter of Communities for a Great Orеgon,
2. The “Wholly Separate Geographically” Requirement
McKittrick claims that the reintroduced wolves were not “wholly separate geographically” from wolves already present in Yellowstone, and that the experimental population designation is thereforе invalid. In
According to McKittrick, such a loss of experimental status deprives the imported wolves of all ESA protection. We disagree. Because the wolves’ ESA status depends in part on their location, a wolf that had been introduced into Yellowstone from Canada would either be classified as experimental or, if it lost experimental status because of overlap with natural populations, as endangered. See
We need not decide whethеr McKittrick should have been charged under a different subsection, however, because we hold that FWS’s regulations for the gray wolf experimental population meet the “wholly separate geographically” requirement. In its rule-making process, FWS specifically determined that “the experimental population area does not currently support any reproducing pairs of wolves.” 59 Fed.Reg. at 60,256. Although McKittrick points to sporadic sightings of isolated indigenous wolves in the release area, lone wolves, or “dispersers,” do not constitute a population. See
The District of Wyoming reached the opposite conclusion in Wyoming Farm Bureau Federation v. Babbitt,
We do not agree with the Wyoming District Court’s analysis that section 10© must be read to apply to individual specimens as well as populations. The court based its reading on a House Report containing the word “individuals” once and “specimens” twice. H.R.Rep. No. 97-567, at 33 (1982), reprinted in 1982 U.S.C.C.A.N. 2807, 2833. The quoted section of the report, however, uses the word “population” or “populations” sixteen times, id., and section 10© itself refers only to populations,
McKittrick further contends that the regulations he violated were invalid because the Secretary failed to comply with ESA section 4(d). That section authorizes the Secretary to promulgate regulations applicable to threatened species “as he deems necessary and advisable to provide for the conservation of such species.”
This argument is meritless. Section 10(j) requires two specific findings for regulations pertaining to experimental populations: (1) that the establishment of such a population will further the species’ conservation; and (2) that the population is either essential or nonessential to the species’ conservation.
4. Section 4(f)
McKittrick also challenges the regulations’ validity because the Secretary did not adopt a recovery plan for gray wolves that “give[s] priority to ... species ... most likely to benefit from such plans.”
This argument, too, is without merit. The Secretary has broad discretion to determine what methods to use in species conservation, see Sweet Home,
B. Multiplicity
McKittrick challenges Counts I and II of the information for multiplicity. Count I charged him with taking the wolf, and Count II, with possessing it. We review de novo the question whether an indictment or information is multiplicitous and thus violates a defendant’s double jeopardy rights. United States v. Wolfsmnkel,
The test for multiplicity — charging a single offense in more than one count — is whether each separately violated statutory provision “requires proof of an additional fact which the other does not.” Blockburger v. United States,
C. Degree of Intent
McKittrick argues that a violation of ESA section 11 requires the government to prove that he knew he was shooting a wolf, and that the jury instructions misled the jury about the requisite intent. We review for an abuse of discretion whether the magistrate judge’s “precise formulation” of the intent element was sufficient. United States v. Knapp,
D. The “Incidental Take” Exception
McKittrick also claims that the jury instructions misrepresented the “incidental take” exception and improperly shifted the burden of proving the exception to McKit-triek. As with the instruction on intent, the magistrate judge’s “precise formulation” of the exception instruction and whether it was adequate are reviewed for an abuse of discretion. Knapp,
McKittrick first asserts that the instruction inaccurately recited the exception. The instruction was not inaccurate, however; on the contrary, it precisely tracked the language of the regulation: “Any person may take a gray wolf ... [pjrovided that the take is incidental to an otherwise lawful activity, accidental, unavoidable, unintentional, not resulting from negligent conduct lacking reasonable due care, and due care was exercised to avoid taking a gray wolf.”
McKittrick’s second contention is that the instruction shifted the burden of proof from the government to him to prove the applicability or inapplicability of the exception. We disagree. Even if the government did have the burden to prove that the incidental take exception did not apply to the taking, which is not clear,
Any error in the instructions would be harmless, nonetheless, because McKittrick cannot qualify for the incidental take exception. He deliberately shot the wolf; he did not kill it unintentionally in the course of some other activity. The incidental take exception does not apply to “deliberate action.” See Sweet Home,
E. Acceptance of Responsibility
Finally, MeKittrick argues that, because he admitted shooting the wolf and only contested his guilt based on the applicability and validity of the regulations, the sentencing magistrate judge should have allowed a two-point reduction for acceptance of responsibility under U.S.S.G. § 3El.l(a).
1. Standard of Review
The magistrate judge’s findings of fact undеrlying an application of the Sentencing Guidelines are reviewed for clear error. See United States v. Thompson,
2. Analysis
The Sentencing Guidelines provide for a two-point decrease in offense level “[i]f the defendant clearly demonstrates acceptance of responsibility for his offеnse.” U.S.S.G. § 3El.l(a). MeKittrick contends that because he “truthfully admitted] the conduct comprising the offense(s) of conviction,” U.S.S.G. § 3E1.1 (Application Note 1(a)), he should have been allowed the reduction. MeKittrick did not plead guilty, however, and the commentary instructs that the “adjustment is not intended to apply to a defendant who puts the government to its burden of proof at trial,” except in “rare situations.” Id. (Application Note 2). One of those rare situations may occur when the defendant “goes to trial to assert and preserve issues that do not relate to factual guilt ... [such as] a challenge to the applicability of a statute to his conduct.” Id. McKittrick’s was such a trial — he contended that the regulations were invalid or inapplicable and that they required a level of intent he did not possess. Therefore, MeKittrick was eligible for a section 3E1.1 reduction.
In establishing the offense level, the magistrate judge adopted the findings of fact in the presentence report. See United States v. Colussi,
MeKittrick had the burden of demonstrating that he accepted responsibility for his crime. See United States v. Innie,
III.
We hold that the regulations protecting the gray wolf experimental population are valid and that there was no error in the information or the jury instructions. Accordingly, we affirm McKittrick’s conviction for taking, possessing, and transporting a gray wolf in violation of the ESA and the Lacey Act. We vacate and remand the sentence, however, for a redetermination of whether MeKittrick satisfied his burden to show aсceptance of responsibility under U.S.S.G. § 3E1.1.
Notes
. Section 9 of the ESA,
. As the government points out, even if the experimental population were invalid, the wolf McKittrick shot would nevertheless be protected under the ESA by virtue of being a gray wolf in the coterminous United States. See
. In fact, the only mention of "individuals” in section 10(j) suggests that they should be considered within the definition of "population,” not given independent significance: "The Secretary may authorize the release ... of any population (including eggs, propagules, or individuals) of an endangered species....”
. Possession of the wolf does require that the wolf be "taken in violation of the regulations,"
. The ESA contains provisions, independent of the special rules found in the gray wolf regulations, that establish a permit procedure for incidental takings. See
Concurrence Opinion
concurring:
I concur. I write separately only to emphasize that I find recourse to legislative history and arguments from statutory “purpose,” see Maj. Op. 3956-61, unnecessary to the resolution of this appeal.
McKittrick’s contention that the Fish and Wildlife Service was not authorized to create an experimental population from an “unlisted” population (ie., Canadian gray wolves) is, in my view, answered by the plain language of the Endangered Species Act:
The Secretary may authorize the release ... of any population ... of an endangered species or a threatened species outside the current range of such species if the Secretary determines that such release will further the conservation of suсh species.
Text alone also suffices, in my mind, to resolve MeKittrick’s claim that the Yellowstone designation violated