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United States v. Cecil Robinson
544 F.2d 611
2d Cir.
1976
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*3 coats; others both wore white one of these MANSFIELD, and GUR- Before OAKES glasses, men wore hat, and the other a FEIN, Judges. Circuit stocking cap gloves. and The getaway car OAKES, Judge: Circuit Pontiac, red which was found twenty abandoned minutes after the rob- singular case This involves the admissibil- bery; it been day had stolen the before ity testimony regarding a .38-caliber from one Brown. Otis handgun appel- found in Robinson, lant, Cecil time of his One month after the robbery, on June robbery. Following for bank arrest the ex- Allen Simon was arrested charged of both the itself and testimony participation clusion the robbery as the Appellant conspiracy was also indicted for opposition motion without from the under 18 § commit bank U.S.C. guilty after return aof Government verdict on and armed bank under 18 U.S.C. robbery charge. the bank 2113(d), which counts were dismissed on with the sawed-off Government’s сase at black armed both man in trials3 rested if primarily, solely, was shown not almost shotgun. Simon surveillance coat, testimony of Simon. None of the eight in the white hat of the robber photos employees called as bank witnesses to the Edward mug shots of Gar- gloves, robbery identified Robinson partici- as a Corley. At first Simon de- ris and Carson Bank pant. surveillance photographs knowing Corley and denied Garris nied scooping a man money bag, showed into a in the white coat and hat the robber are photographs but far from clear. Later, however, appellant Robinson. Indeed, respect with due to the dissenting Robinson, also identified named Simon comparison appellant opinion, Robinson’s robber; “Merciful,” identified as this Gar- with those photograph taken in the bank ris, Equali- known as “A. E.” or “Allah also provokes appellate uncertainty as much as at the ty,” as the fourth man remained uncertainty juries; provoked door; a man known and identified moreover, nothing there in the surveil- *4 as “Karim” as the robber him white photos lance to show that the man who glasses who wounded the and teller. coat purportedly using Robinson was a at pleaded guilty to bank and Simon time robbery. Only Simon iden- 19, 1975, August a firearm on receiv- use in photographs tified the man as Robin- ing eighteen-year an sentence. He then son, nothing which of course adds to Si- testify against Robinson in return agreed to mon’s verbal account of the robbery. government aid in the reduction of his stipulated It was finger- Robinson’s appel- testified at both sentence. Simon prints appeared right on the cigarette rear November, 1975, trial in first and at lant’s car; lighter panel of Otis Brown’s Brown below, January, in 1976. At the trial tеstified, however, that prior May trial, appellant’s second Simon had time 1975, appellant had been in the same train- application for the a Rule reduction of ee-work-study program with him at Bronx pending, which subsequently his sentence Community College, and that given he had granted in the of a was form reduction of rides in his car a half-dozen times years. to twelve Throughout, his sentence April May, prior in and robbery, on the innocence of Corley, maintained Simon of which several occasions Robinson had had been arrested but was released who in the back seat. ridden There was no inculpate the failure of Simon to him.2 upon testimony that Robinson geta- obtained the on the was indicted basis Simon’s Garris robbers; car for the way the dissent’s refer- evidence, but neither he nor “Karim” has to “evidence” that ence Robinson “offered” apprehended. been yet such a car is to nothing obtain more than Appellant July arrested on testimony uncorroborated alleged robbery, at weeks after the Gou- ten accomplice, Simon. Government’s fin- Hospital, part- where he worked verneur gerprint expert testified that there was no program work-study in a as a student time scientific means to determine how long technology medical lab at Bronx Commu- fingerprint car, Robinson’s had been in the nity College. In his on arrest possible and that it was it had been there vinyl a .38 revolver in a case prior were longer $6.30 two months or to the date of robbery. with two bullets. addition to this ambiguous stipulated photo spread It was at trial a of the cus- from as one of the that one robbers. witnesses, however, who witnessed the but did not tomers None of these was evеr testify Corley photo photo appellant Robinson, from a shown a selected Carson and none “very closely resembling” identify participant spread as him as one of the could the rob- bery. manager in the white coats. The bank robbers Corley specifically resembling identified glasses government suggest in the white coat robber shot 3. The does not there teller, Corley’s parole as did Federal officer. relevant substantive variance between employees proof bank Two other who testified for submitted at the first trial and that Corley also had the Government identified trial below. introduced Robinson had (it show that the robbers.5 The jury did deliberated for for use in half, car that was stolen day reported after which it ridden itself testimony by robbery), there was bank 11 to deadlocked and received an Allen- em- Resources Administration Human charge. It type continued deliberation for Garris, the ac- appellant knew ployees three more hours until a note from one Personnel records robber. fourth cused the court juror, sealed and did not also showed that Hospital Gouverneur counsel, sought advice reveal work as sched- present at appellant “strong of her reasonable ground doubt.” 1975; is locat- hospital May uled the court This note answered with another Trust Com- from the Bankers two blocks ed Allen-type charge. On the afternoon of the bank. pany deliberations, day of jury third rendered verdict. guilty trial, first appellant’s the Government At to have the evidence of sought Appellant’s principal is that contention .38 handgun admitted Bryan erred in Judge admitting the testi- opportunity or Robinson’s concerning appellant’s mony рossession of charged to commit the crime preparation .38-caliber the time of his arrest Ravich, under weeks after the ten We first note Cir.), cert. the relevance of testimony is un- Duffy (1970). Judge Under Federal Rule contested. of Evidence concerning gun. the evidence excluded evidence, relevant, need days, as stat deliberated for three tendency to “any the existence make *5 conviction, for and a mistrial hung 8-4 ed that is of any fact consequence to the declared. of the action more probable determination trial, Janu- began the second At which than probable it would less be without or again sought the Government ary See also United evidence.” States v. the weapon appellant while admission Ravich, supra, F.2d at 1203-04. strenuously against reversal of argued complex The more problem or subtle ruling on the same Duffy’s prior Judge balancing probative we face the value of the evidence It was until all facts.4 against gun prejudicial evidence ef the (except testimony appel- the as to inwas Rule pro Federal of Evidence 403 fect. knowing Garris), and after several lant’s vides: question, Judge Bryan hearings on the relevant, Although may evidence be ex- the detective testimony admitted probative cluded if its value is substan- regarding the lat- arrested Robinson outweighed by danger of unfair .38; tially did not ter’s issues, confusion of the or mis- produced. Ap- prejudice, itself gun permit or leading jury, considerations of exception to the court’s in- pellant took time, waste limiting delay, or needless consideration of the undue structions appellant’s identity issue of as one of cumulative evidence. presеntation to the promised value, Appellant’s any, counsel also to make no 4. if whatever it has on the issue of argument identity robbers, in his summation to effect as one defendant’s guns appellant therefore had no access is, question on the of whether this de- committed the not have could person who committed the fendant charged. may any You not draw con- crimes evidentiary Bryan’s charge Judge val- 5. engage spec- or inferences or clusions as follows: ue of as to the defendant’s character or ulation may be ad- instances evidence In certain testimony reputation on the basis of this only. particular, purpose limited for a mitted anything else than the narrow about Now, testimony you have heard about a .38 just you. thing that I have mentioned to You was found when hand calibre solely may this evidenсe for the lim- consider charges, was arrested on these defendant give purpose I have it such described and ited robbery. That months after some any, you weight, purpose if for think very testimony limited was admitted for a may deserve. may only purpose. for It be considered .38, at essentially the rule of would have This rule restates had to draw two Dolan, inferences, Rule thirty jurisdictions. quite See weak with the least second be- Evidence, 49 Prejudice ing dependent Rule in 403: The on the first and with neither designed It is having much present- basis So.Cal.L.Rev. promote policies of the twin trial. While this court has principally “reject[ed] ed at assuring factual determinations in urged “correct” as untenable often claim that an perceived may grounded cases and actual and not be individual inference on an infer- process ence,” Ravich, judicial as a whole. supra, fairness in United States v. n.10, it at 226-30. F.2d at 1204 has at the Id. same time recognized that phrasing Rule 403 com length of the chain of inferences [t]he with the traditional also under ports necessary to connect the evidence with court, recognized by this standing, proved ultimate fact to be necessarily probative prejudicial value and weighing lessens value of the evi- generally is a matter left within the effect dence, may therefore render it more wide, wise, discretion of the trial court. susceptible to exclusion as Harvey, . (2d Cir. Id. Ravich, at supra, 1204- necessary The first inference to establish Here, however, we hold that the admis appellant’s identity involved his of the evidence constituted serious and sion of the .38 at the time of the robbery.7 As testimony regarding error. The reversible clear, Wigmore mаkes “this inference is al- very the .38 established weak infer doubt,” because, ways open to example, that appellant at best was one of the ence might very well appellant have acquired robbers; likely it was to have had a bank period since the .38 the robbery. 2 J. prejudicial impact on the significant minds Evidence Wigmore, at § ed. jurors; and, in the circumstances of 1940). also id. (“the See exceedingly close be treated disturbing contingency is that some circum- sufficiently affecting the verdict that its *6 operating stance in the interval requires reversal.6 admission the source of the subsequent been exist- Ravich, ence”). supra, however, this VALUE

PROBATIVE court found defendant’s post-robbery the appellant To make identification of pistols of six .38 possession and a box of .38 possession one robber from his later of аmmunition was sufficient ‍​‌​‌​‌​‌​‌‌​‌‌​‌‌​‌‌‌‌​​​‌‌‌‌​‌‌‌​​‌​‌‌​​​‌‌​​‌‌‍to allow an in- point by The essential reiterated the dissent Taylor Co., is see also v. Northern States Power trial had discretion to admit or 415, court (1934) (civil case), 192 Minn. 256 N.W. 674 exclude the evidence. While we of course argued equal cogency, it can be with and in a general agree proposi- as a with this statement greater that, urgency, criminal case with in the tion, equally plain it is that this discretion is far trials,” interests of “more humane and rational appellate from unlimited and that courts have a concerning courts should “resolve all doubts play overseeing vital role to in the exercise of probative preju- the balance between value and States, Michelson v. this discretion. Cf. United Dolan, prejudice.” supra, dice in favor of 49 220, 213, 93 L.Ed. at 233. So.Cal.L.Rev. (1948) (“[w]ide accompanied discretion is 168 heavy responsibility courts”). by Ap- on trial inferences, specific course, possi- 7. More of are particularly important pellate review is when ble, appellant possess such as that did not a .38 is, one, respects, the case in other a close robbery simply kept before the but a used was, greater since then care must this one be robbery at the until he was arrested. It is the exercised to ensure a rational verdict. See inference, therefore, general possible most Dolan, supra, 49 So.Cal.L.Rev. at 255 n.133. opportunity of access or to use a .38 two Moreover, respect Judge with all due Wein- later, months which the Government relied on stein, treatise statement that evidence whose possession prove Robinson’s of a .38 at the given be “its maximum reasonable participation and timе of the hence his value and its minimum reasonable dissent, quoted approvingly robbery. value.” is in that

617 Once the had appellant of found that at least some drawn that to be ference a .38 at the time of the possessed for a “substan- possessed been guns had actually used in and before the date and that a .38 of time” on period tial would robbery,8 1204. For then have had to find F.2d at robbery. 421 of inference, Judge undistinctive .38 was appellant’s an of such legitimacy an robbery. used in Such infer v. Consoli- the .38 on United States Friendly relied highly problematic best 563 Cir. ence was at Corp., 291 F.2d Laundries dated case. There was “the of this no evidence facts principle stated 1961), which guns.. single the two .38 to link found supports of a fact existence subsequent possession existence, appellant’s apparently a when the its earlier of infеrence handgun of far more ordinarily common type is one which condition subsequent than, e.g., York at New a sawed-off city it had also existed exist unless would not Jackson, 569, States citing Wig- shotgun, United 166 U.S. Id. at time.” earlier 166, 499, (1974), F.2d 508 n.73 413-14. In Consoli- more, App.D.C. at supra, § handguns together number of found Laundries, principle supported or a this dated large ammunition, amount of as in evi- that a file of documents with inference Ravich, supra.9 No from circumstantial evidence by the Government dently procured appellant to robbery, linked other than trial and found before key witness testimony, ambiguous could finger after trial possession Simon’s Government’s car, pos- Brown’s have been in its in Otis and print found properly work hospital at a two blocks applica- from trial. Whatever absence during session the bank robbed on date of the possession from principle bility of sharply case thus contrasts Ravich This guns in the quantity Ravich, supra, in which a wealth of upon stands prior possession inference evidence, circumstantial indepen footing here where direct weaker significantly possession guns, of defendants’ ex single gun unaccompanied dent possession defendants to the crime. isted to link Nor additionally suggestive circumstanc- Ravich, of inherently where there were existed es as cash, burglary robbery gear, or such as positive suspicious amounts unexplained large witnesses, quantities weapons burgla by five masks identification eyewitness tools, Eatherton, as in United evidence, ry States v. said the court (1st Cir.), linking F.2d “overwhelming,” 421 F.2d L.Ed.2d 304 guns to the crime. possessor Roberts, subsequent the inference strength of (5th 1973); Banning judged can be v. United prior possession of the facts of each casе. in the context *7 denied, 437, 695, 434, 414. 317 63 87 supra, cert. U.S. Wigmore, § 2 S.Ct. See testimony Ravich, direct on this latter was no It true that in United States v. 8. There is 421 Simon, who point. denied, 834, confessed co-robber (2d Cir.), cert. 400 U.S. 1196 F.2d Government, a .38 mentioned testified for the 69, (1970), three of the guns once, testifying only as to what when possession, which six in the defendant’s .38’s night apartment be- had in an robbers evidence, could not in all admitted into were guns, robbery. was the three one Of fore the robbery. They have been used fact .38, .32, and a third was a another his own however, were, particular quantity in their an .38,” but he have been like “looked part integral of the evidence of of a he later of the make. While “not sure” weapons large large and of sums of number handguns in the rob- were used testified guns money. probative value bery, the .38 in this context. mention he did not heavily depend so on direсt thus did not Ravich eight who testified as to witnesses None itself, with the as must connection any robbery identified observations their single, .38 otherwise unconnected Robinson’s by shotgun Simon. guns wielded than the depend in case. this so however, testimony, of Simon’s In view readily that a .38 have concluded could was used 618 PREJUDICIAL money, EFFECT sums of large 556

L.Ed. 1101, Fisher, F.2d 455 v. States United Thus, the value of the testimo- 1972); Yates v. United (2d Cir. appellant possessed ny that a .38 ten weeks 1966); 578, (10th 579 Cir. States, F.2d 362 after must be characterized as bank, robbed Unit money from bait But, 403, or under slight. finding Rule (9th Walters, 386, F.2d 388 v. 477 ed States probative value insufficient slight is to war- denied, 1007, 414 94 U.S. in and of Prejudice Cir. exclusion itself. rant 368, (1974). There 245 must “substantially 38 L.Ed.2d admission out- S.Ct. weigh” with a circumstan that value. specific no here crime, as in United connection to the tial proscribes Rule 403 “unfair 1165, (9th Burke, 1170 v. F.2d 506 by Advisory a term defined prejudice,” gun 1974) issue found with (gun at Cir. involving tendency “an undue Committee witnеsses), cert. de robbery by linked basis, improper decision on an suggest 1576, nied, 915, L.Ed.2d 95 43 421 S.Ct. U.S. though necessarily, commonly, an emo Thornton, 149 v. (1975); United States 781 Advisory Committee’s one.” Note to tional (1972) F.2d 309 U.S.App.D.C. “improper 403. One basis” of Fed.R.Evid. shortly with red sweater seen (defendant consistently the courts have decision theft; found red sweater next police after attempts concerns to obtain con disallowed victim near scene of defend property character, personal based victions Montalvo, v. arrest); United States traits, ant’s generalized bad acts of the or de 1959) (blade fendant, 271 F.2d “bad the so-called man conviction.” put caked with heroin narcotics it: Wigmore knife As denied, case), cert. deep tendency of human nature to sig Of further 589, 4 L.Ed.2d not because our punish, is [defendant] .38, time, any is that the use of the fact but becausе he guilty nificance is a bad involved, was not as well one here be condemned now less the man much caught, tendency is is a robbery, witness to the he by testified operate any jury, in Simon, fail to cannot coconspirator including appellant’s Court. out of by other to the identification contrast Jackson, in United States su witnesses Wigmore, supra, at 456. It is 1 J. (victim at 501-02 identified pra, 509 that Federal Rule 403 was clear intended shotgun similar to type prejudice. Dolan, and sawed-off apply to this See assailant Pinkney v. robbery); United at 238-39. supra, used in States, U.S.App.D.C. person is When found with a (1966) identified defend (eyewitness his in an urban area gun in such in homi knife as similar to one used ant’s City, many persons might York as New it); seeing it before and described cide gun being carried in conclude that States, supra, 362 F.2d at United Yates When, violent crimes. to commit order black and (six eyewitnesses identified person gun found with a is in this robbery); Jones v. .38 as used in prosecu white singled police out then tors, prosecution, virtue his as one 1958) exactly barrel fit (“deep-sixed” to use a for an likely unlawful shotgun larger identified sawed-off a far number would con purpose, ted possessor eyewitnesses), cert. is a clude victim *8 ought who (1959).10 dangerous person segre- to be 79 S.Ct. (1973) (sawed-off weapons shotgun 1060 to be Some have allowed courts crime); weapons ground used in that the were resembled that v. admitted (4th Cunningham, without 1276 used in the “similar” to ones testimony” “similarity” degree 1970) ‍​‌​‌​‌​‌​‌‌​‌‌​‌‌​‌‌‌‌​​​‌‌‌‌​‌‌‌​​‌​‌‌​​​‌‌​​‌‌‍(“ample specific very of of as to the much elaboration may weapons). similarity the extent that these cases to nature of the other To or as the of evidence See, analysis, e.g., against with our we do not Unit be inconsistent follow them. the defendant. McKinley, U.S.App.D.C. 158 ed States

619 armed, any foreclosed Bryan’s danger limit- that the society.11 Judge in- from gated supra, troduction of ammunition instruction, was far too another note ing weapon robbery weapon found the severely dispel possibility the to cryptic Rather, could constitute reversible error. gun of the here.12 In view prejudice unfair Walker v. United case resembles value, we marginal evidence’s States, F.2d 683 where er- its admission constituted conclude admission the into evidence the defend- ror. gun ant’s of a unrelated to the held robbery was to be reversible error. ERROR REVERSIBLE court in Walker prosecu- noted that the In assessing whether the error of case,” produced airtight tion “less than an concerning evidence admission of eyewitness and that identification from reversible, question, the crucial we gun was “several” witnesses was contradicted reminded, whether there is “is not sub are inability of witnesses to the robbery support judgment, evidence stantial defendant, identify the partially judgment.” error affected the whether but Taking these disguised. circumstances into Error The Riddle of Harmless Traynor, R. account, well as the “preoccupation” as quite This case is different weapon with the evidence juror as indi- Knight, in situation note to the court on the by his sub- cated 21, 509 F.2d U.S.App.D.C. the Walker court concluded that ject, concluded, the court without (1974), where of the was reversible er- introduction error, resolving question case, we similarly take ror. overwhelming independent evidence of than airtight” account the “less into guilt, including other real and that none of the eight defendant’s the fact particularly nonparticipant identify ap- were witnessеs could testimonial evidence robbers comprehensive well-pub cautionary 11. In view of the effectiveness instructions in the regulation of firearms in the prejudice state licized city rule situation. . York, regulation many Although of New includes courts realized that 265.01, penalties, cautionary always criminal N.Y. Penal Law §§ instructions do not cure 265.20, 1975) (McKinney Supp. effects, 1967 & prejudicial 400.00 a substantial number of (known Law); cautionary as the Sullivan clung Administrative instructions courts have City any possible §§ of the of New York 436-5.0 Code for the solution of talismans as 1975), many (1971 Supp. doing, & New prejudice problem. 436-6.16 In so these courts person rule, that a effecting repeal prejudice Yorkers further conclude are simply by possibility with a violated a law arrested its terms concedes which being gun. aspects negative of some evidence that thе may simply unmanageable for the fact- opinion heavily upon regardless dissenting instructions. If the effi- finder 12. The relies limiting dissipat- cacy cautionary accepted Judge Bryan’s instructions is instruction as cases, prejudice likely prejudice ing from admission of the then the need for rule all problems with this There are several evidence. is obviated. First, Dolan, (foot- supra, even if the instruction were reliance. 49 So.Cal.L.Rev. may omitted). respects perfect, the best instruction all *9 620 deliberations, days jury days deliberations a the three note from

pellant, jury Allen -type charges conviction; to required revealed an 11-1 deadlock for and two guilty, and the deadlock, fact court a verdict revealed produce although hung in jury previously figure, a had that not 11-1 to gave counsel and an gun. While, Allen -type charge. of аdmission to absence Several later hours one in Walker sure, the court noted that juror sent another note to the court which weapons positively Honor, “not identi- regardless “similar” read: “Your of honest “regularly” admitted into evi- are my co-jurors fied” persuade me, efforts to I dence, (dictum), at 684 490 F.2d as we be- to reach a am unable decision ‍​‌​‌​‌​‌​‌‌​‌‌​‌‌​‌‌‌‌​​​‌‌‌‌​‌‌‌​​‌​‌‌​​​‌‌​​‌‌‍without a above, demonstrated lieve we have deli- strong reasonable doubt. you Can advise balancing of factual relevance po- cate to note, me what do?” court sealed the given effect in a tential case is revealing its without contents to counsel.13 simplistic susceptible to so an analysis When told court the next day Walker dictum suggests. We as the must juror’s the note concerned one state of admission of the conclude here mind, aрpellant’s replied counsel that he judgment as to so affected constitute could not intelligently comment as to how reversible error. to answer the note without knowing the contents. The note’s court did not reveal

SEALING OF JUROR’S NOTE counsel, the contents to but instead answer- Appellant point ap- by giving raises note jury ed the the whole anoth- requires comment. After peal Alien-type charge.14 er appellant’s recognized by judges contends that 13. The Government and commentators alike. object sealing Burger, failure to precludes to the of the note Judge, upheld Chief Justice as Circuit ground. declaring his claim of error on this jury of mistrial after the fore- expected counsel need not be to But defense object man had revealed the status of the vote: every sealing precarious to of a note the court on undertaking It would have been a presumption every sealing may Judge give supplemental such charge for the ignorance be error. Because of of the note’s each to consider already other’s views when he was contents, possess jurors counsel did not advised that 4 of 12 voted prompted acquittal. the information that could have an objection sealing. 29, initial to the U.S.App.D.C. informed Coun- Mullin v. United 123 368, sufficiently object (1966). Judge sel did court’s solution 370 356 F.2d As Sobeloff of giving -type charge. the second Allen Fourth Circuit elucidated: it, then, is “precari- What makes it a disposition our of this we view of undertaking” judge give ous for a an Allen- propriety not consider the of the trial need type charge after he has been made aware judge’s giving -type charges two Allen after how the vote stands? . . . When the having initially jury’s beеn informed judge jurors does not know how the division, charge coming 11-1 with the second voted, properly charge and a balanced Alien minority juror after the sole had written to the delivered, jurors may readily accept is judge “strong about her reasonable doubt.” panel. as addressed to the entire past upheld this court has in the While giving However, jurors when the know that the charge judge of an Allen after the trial judge precisely they has been advised how jury received an note from the had unsolicited are divided . . . the effect of an Alien division, Lee, stating its United States v. 509 unavoidably charge judge’s to add the in- 645, Cir.) curiam), (2d (per 646 cert. de majority fluence to the side of the 2645, nied, 1044, 45 L.Ed.2d S.Ct. predicament minority jurors likely In this are (1975); Jennings, United States v. 471 F.2d develop a sense of isolation and the im- 1310, denied, 935, (2d Cir.), cert. 411 U.S. pression they special objeсt are the S.Ct. judge’s attention. Cir.), Meyers, States v. Sawyers, United States v. 1970) (dissenting opinion). See also (1969), involving two Allen L.Ed.2d 86 charges, case Meyers, supra, United States v. 410 F.2d at 697 following judge’s awareness of a Note, (dissenting opinion); Charge: The Allen one, present like the “lone holdout” situation Recurring Developments, Problems and Recent apparently has not arisen. (1972); Note, 47 N.Y.U.L.Rev. 306-08 Due Process, potentially impact Economy Hung Jury: coercive of an Allen Judicial and the charge Charge, after advice that a small A Reexamination the Allen 53 Va.L. minority acquittal favors has been Rev. *10 MANSFIELD, Circuit Judge decision that admis (dissenting): view of our In constituted reversi the sion of respectfully I must dissent for the reason error, not decide whether the we need ble my Judge Bryan view that in did not abuse revealing the con erred in below court admitting proof his discretiоn that when specifically note more to coun tents of was arrested he had on person Robinson his however, practice, would The better sel. gun, hand the same a .38 caliber caliber as note, re reveal the without to been have by which was proof shown to juror’s name or the the individual vealing possessed by Robinson been when he have Dellinger, vote. See jury robbery. in the bank As the participated concedes, this majority clearly evidence was 410 U.S. my In represented strong relevant. view it (1973). In the instant case this L.Ed.2d corroboratory proof participa- of Robinson’s by simply excising done have been could robbery, clearly tion in the outweighing any “regardless my of honest efforts of phrase prejudice. me,” persuade to which co-jurors have significance The post-arrest of Robinson’s implication eleven carried possession of a .38 caliber revolver becomes co-jurors Ap were involved. notewriter’s apparent when one examines the other evi- could then for counsel have moved pellant’s dence in the which reveals both his hung mistrial because of a have jury, a or participation robbery bank and his an instruction on reasonable doubt proposed use of a caliber .38 revolver during the an Allen-type charge. as an alternative participation His by shown argues any requests Government testimony the direct of his co-participant might counsel suggestions Simon, photos by showing bank Robinson all have been and were made could money scooping paper bag into during the court, by certainly and were anticipated robbery,1 and evidence that day on the deny. That this power its within Robinson had before offered to right appel irrelevant to the so is be car. The get-away get- obtain a stolen to be informed contents of the lant away robbery, car used in the and later note, ignores the which and also benefits abandoned, was a found 1974 Pontiac and debate between informed discussion owned friend Robinson named Otis may produce and counsel even where court addition, Brown. In the evidence showed may be aware abstract of a court day alternatives.15 own for up laboratory failed to show work as a at the Gouverneur Judgment Hospital, reversed and remanded. technician giving charges of two after probable warrant or based on insufficient jury dissenter on the knows there one cause. substantially seems The second more coercive. inevitably сharge heighten must the dissenter’s my own close examination of the basis of On impression speaking specifical- that the court is evidence, photographs introduced into in- ly jurors to him or her when admonishes the cluding comparison photos of conceded of Rob- listen, they disposition “that should with a 17) (GX with some of those taken inson convinced, arguments.” each Al- other’s persons camera one of the bank surveillance len v. United 17 S.Ct. robbery (GX 106A-109A), engaged in the I am 41 L.Ed. 528 (as apparently jury) by persuaded was the we 15. Because remand for a new trial it is features, similarity including shape in facial unnecessary Brady to address ourselves to the mouth, chin, nose, eye- and contours of Maryland, 373 U.S. forehead, brows, mustache, hairline, (1963), by appellant L.Ed.2d 215 issue raised they person, depict and the same as Simon alleged exploitation and the thereof addition, course, testified at trial. summation. We find no merit to Government’s person was able at trial to see Robinson in allegations that the arrest warrant for “Ce- ” comparison photos, with the bank Robinson, (pursuant a/k/a ‘Merciful’ cil we have not done. seized) general which arrest away appellant from the which was was one bank of the bank blocks rob- *11 robbed, in to allay any suspicions that order the contrary, bers.” On while there is al- part employees of bank the robbers possibility gun the the outside that the ways on the jackets type of worn might acquired by white have been him after wore the hospital frequented that, employees robbery, strong probability of the ab- bank, robbery and the Robin- the that after evidence that it came sent from some fingerprint source, in the aban- gun was found thе intervening son’s had been in his get-away car. possession and used him in the doned bank Ravich, robbery. In United v. States ample proof There also was that Robin- (2d 1970), which the during used a .38 caliber revolver the son tries majority mightily my but view robbery. testified that on the Simon bank to distinguish, Judge without success robbery the the night partici- before four Friendly guiding stated the principle: Robinson, “Karim,” (Simon, and pants Gar- “Nevertheless, a could infer from ris) guns to assembled four be used in the possession of a large the guns number of of the carrying shotgun, out crime: one the date of arrest ‍​‌​‌​‌​‌​‌‌​‌‌​‌‌​‌‌‌‌​​​‌‌‌‌​‌‌‌​​‌​‌‌​​​‌‌​​‌‌‍that at least some of gun, caliber hand one .38 caliber .32 possessed had been for a them substantial revolver, and one revolver “that looked like time, period and therefore of the During have been a .38.” possessed guns had defendants on and robbery used the of the Simon shot- coursе of before the date See revolver, used the .32 caliber gun, Karim v. United Consolidated States Laundries accidentally discharged during the he which Corp., (2 1961), 291 F.2d 569 Cir. teller), robbery (wounding a and Garris held Wigmore, 437(1) (3d Evidence ed. teller, emptied a while Robinson gun on a 1940). Direct evidence of possession such Immediately after the cash drawers. would have been relevant to establish testified that Robinson robbery Simon opportunity preparation to commit the gun over his to Garris in the back handed charged, and crime thus would have tend get-away car. From this evi- seat of the prove identity robbers, of the ed to logical for the jury it was to infer dence issue in this only real trial. See Mor during robbery Robinson had in his 87 U.S.App.D.C. ton v. United gun. a .38 caliber hand possession 183 F.2d 844 v. light independent In of evidence of Montalvo, (2 927 Cir. participation Robinson’s in the possession of a .38 gun, caliber hand his L.Ed.2d Circumstantial evi of a possession gun .38 caliber hand possession of such was therefore dence day probative of his arrest has considerable relevant.” also [Footnote omitted]. In significance. determining probative post-robbery possession Robinson’s type value be attached to this of circum- Since are, gun hand course, evidence we .38 caliber corroborated the always stantial of a possession of his dealing probabilities. independent evidence While hand itself, plentiful during all too in our guns society, a such majority judge imply they experienced would are trial acted well within subway fact, concluding proba- common as tokens. his discretion outweighed any majority people possess improper preju- vast do not tive value gun, majority much less one of As the must recog- hand .38 caliber. To dicial effect. nize, in the the balance of value versus find such is a matter very person against whom there is effect best left to the indepen- who, proof judge that he used a .38 caliber wide discretion trial be- dent hand robbery is personally in the bank cause he views the witnesses sufficiently coin- much extraordinary. jury, position cidental I is in a better cannot majority that testimony with the evidence as it agree effect unrolls very are, cold, relying only weak inference on a printed “established than we Leonard, United States mind before admitting the record.2 evidence. In- 1975). In deed, the conscientious exercise of his dis- Ravich, possible prejudice supra, the cretion is confirmed the fact that he guns evidence, into introduction all independent waited until had “the undoubted effect on the participation Robinson’s the robbery seeing this hardware on the jury of all (including been introduced photo- had 1204-05, table,” greater F.2d at was far showing graphs engaged present where none of the than act) permitting proof before of his later Judge Friendly, was introduced. Yet guns gun. Judge Bryan’s deci- *12 noting judge’s that the trial “determination within his was well sion discretion. rarely appeal” be disturbed on found no will States, v. United Walker F.2d 683 abuse there. heavily so (8th upon relied by Cir. I find of Similarly would no abuse discre- majority, only distinguishable is not but, if part Judge Bryan of tion on the anything, supports the introduction of Rob- denigrates It common case. present possession inson’s later of the .38 caliber jury suggest average of the sense gun. There the admission of the defend- pos- later of a defendant’s simply because later of a ant’s revolvеr was held jury of a hand would find him session because it error was “demonstrably uncon- A jury an earlier bank is of guilty crime,” nected with the 490 F.2d since distinguishing of between the capable quite manager teller, the bank and witnesses robbery possible and that of of bank crime by government, called testified that the New York’s Sullivan Law. violation of pistol definitely “was not weapon used clearly, effectively, then jury When that is in the robbery” they “detailed the dif- by the repeatedly instructed trial ference between the chrome-plated revolver the evidence of his later posses- judge found on Walker and the used in very is admitted “for sion robbery which he said ‘had a flat black or , . . . purpose the issue of de- limited bluing on it like a Rossi or imported Ital- robbers,” identity as one of the fendant’s ” the court: ian.’ Said may told that it not court on the of this evidence “drаw conclusions “This is not basis at all the classic case of engage any speculations or inferences or admitting into evidence a weap- ‘similar’ to the defendant’s character reputa- as found in the was of a tion,” going is not to convict the posi- but which could not be defendant robbery merely defendant because he tively identified as that used in a crime. a hand ten possessed weeks regularly evidence has been Such admit- after was committed. Jurors g., relevant. E. Banning ted as v. United hardly expect evidence in a bank robbery (6th 1942); to the case to be limited discreet and deli- Cunningham, cate niceties that a high- characterize 1970). Here there ly technical civil suit. positive pistol evidence that ad-

Undoubtedly the able trial careful- mitted was not similar to the one used in weighed these and ly other factors in his justifica- the crime. Thus the traditional Evidence, 403, 2. Under Federal Rule proponent, say, give exclu- wards the tois sion of relevant evidence a matter for probative its maximum reasonable judge. discretion of the trial In the exercise of force and its minimum reasonable discretion, Judge suggested Weinstein has value.” Weinstein’s Evidence 403[03] H that, “Judges may differ in their assessment of because, jurors, they may value like Advisory 3. Committee’s Note to Rule 403 disagree respect hypothe- that, to the evidential reaching “in a decision states whether to and, consequently, significance grounds prejudice, sis on the exclude unfair Generally, approach given case. the better probable should consideration to the admissibility question proba- is to view both or lack of effectiveness effectiveness of a limit- favorably prejudice ing force and most to- tive instruction.” weapon is the admission of such a tion evidence must be seen and the LTD., away CO.,

cut CLARKSON Trustee in not probative it was since irrelevant Bankruptcy, appointed Supreme accused commit- proposition Newfoundland, Province of Court 684) (490 charged.” F.2d at crime ted the property of Newfoundland Refin- ing Co., Ltd., Refining and Provincial to the revolver introduced contrast Ltd., Co., Appellees, Walker, carried by the revolver “similar” to that upon arrest the same used in the —it al., Appellants.1 M. et John SHAHEEN Accordingly it was entitled to sub- caliber. probative value. stantial 22, Docket 76-5018. No. does majority Since the not reach Appeals, Court of judge’s the trial non-dis issue of whether Circuit. Second note, juror’s followed his closure charge, -type a second Allen giving of Argued Sept. 1976. еrror, only reversible a brief amounted to Decided Nov. *13 necessary. The action discussion becomes trial under ‍​‌​‌​‌​‌​‌‌​‌‌​‌‌​‌‌‌‌​​​‌‌‌‌​‌‌‌​​‌​‌‌​​​‌‌​​‌‌‍the circum taken improper was neither nor an abuse

stances majority suggests,

of his discretion. As the juror’s to counsel of the name

disclosure jury stood have

and how the would been possibly

inappropriate, leading to undue

pressure upon juror. the lone dissenting of the balance

Disclosure of the note would afforded

hardly tactical advantage. He already

or other had

enough to ask for repetition information judge’s parts charge, e.g., doubt, on reasonable

instruction but he

chose not to do so and not to ask for the

unsealing of the note. The extremely short charge

Allen so mild as to border on clearly and was permissible innocuous

under the well-settled law of this Circuit.

See, Lee, e.g., (2d Cir.), 2645, 45 L.Ed.2d 696

Finding appeal, no merit in the I would

affirm. erroneously bankrupts Supreme captioned

1. This suit was cated Court of New- Division), papers (Trial appeal below court their here foundland Newfoundland bankruptcy matter, viz., bankruptcy brought as if it were a has In re trustee suit here Co., Ltd., Refining diversity citizenship jurisdiction alleging Provincial and Newfound- un- Co., Ltd., Refining Bankrupts. proper caption Thus the land While der 28 U.S.C. corporations adjudi- these two alien is as herein forth. have been set notes “ was, Finally, ‘The naive as- be insufficient: nevertheless the instruction here with all sumption prejudicial judge, сan be over- effects respect insufficient to dissi- to the trial jury proper, ... all pate prejudice. come instructions to It described the limited practicing lawyers unmitigated fic- know to be purpose evidence could be used States, 391 improper, . . Bruton v. United tion. described the once and then 1620, 1624, 123, 129, 20 L.Ed.2d proof 88 S.Ct. of char- use of the evidence forbidden (1968), quoting Krulewitch v. United give jury told to the evi- was then acter. L.Ed. any, weight, if for that [limited] dence “such Second, J., (1949) (Jackson, concurring). you purpose think it deserve.” See limiting particularly likely instruction is jury supra. If the were at all confused note being lim- ineffective when the evidence that is proper of the evidence was the about which use one, itself of a nature: ited is which could well have oc- a confusion curred, concluding statement would have need not take a definitive stand on the One give weight general question “it effectiveness of cau- led the may purposes. tionary denigrate and all instructions in order to deserve” for

Case Details

Case Name: United States v. Cecil Robinson
Court Name: Court of Appeals for the Second Circuit
Date Published: Nov 1, 1976
Citation: 544 F.2d 611
Docket Number: 1184, Docket 76-1153
Court Abbreviation: 2d Cir.
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