United States v. CassellUnited States v. Cassell
Opinion for the Court filed by Circuit Judge GARLAND.
A jury convicted Dwayne Cassell of several drug and gun crimes, including possession of a firearm in furtherance of a drug trafficking offense in violation of
I
On July 13, 2000, District of Columbia police officers executed a search warrant at a house located at 1129 Trinidad Avenue in Northeast Washington, D.C. Lawrence Hart owned the house and shared it with his nephew, appellant Cassell. During the search, the officers found guns, drugs, and drug paraphernalia.
In a bedroom that Hart later identified as belonging to Cassell, the police found a blue duffel bag containing two loaded firearms: a Colt AR-15 semiautomatic rifle and a Cobray 9-mm semiautomatic pistol. They also found an identification card bearing Cassell’s name and photograph as well as the 1129 Trinidad Avenue address, an envelope addressed to Cassell, and $3154 in cash. In Hart’s own bedroom the police found a loaded .32 caliber revolver, .22 caliber ammunition, marijuana, and additional cash, all of which Hart admitted belonged to him. .
On the rear porch of the house, in a box on a chair, the officers recovered a receipt for the purchase of a car in Cassell’s name, a magazine for a semiautomatic handgun, and a scale. On the seat of the chair was a plate covered with white, rocklike crumbs that field-tested positive for cocaine. The plate bore Cassell’s right thumbprint.
In the dining room of the house was a table with a “hutch” on top of it. Inside the hutch, the police found a brown bag containing 71 ziplock bags of cocaine base, one round of 9-mm ammunition, and one round of .30 caliber ammunition. On the hutch, they found a court document and a telephone bill in Cassell’s name. The house’s bathroom, hallway, and kitchen
On August 24, 2000, a grand jury charged Cassell with five crimes: (1) possession with intent to distribute 50 grams or more of cocaine base, in violation of
On September 9, 2003, Cassell filed a motion under
Cassell’s appeal once again raises multiple objections to his conviction. We reject all of them for the reasons set forth in the district court’s opinion. In this opinion, we consider only his claim that trial counsel was ineffective in failing to request a jury instruction that classified the term “semiautomatic assault weapon” as an element of a separate offense under
II
A petitioner may bring a claim of ineffective assistance of counsel “in a collateral proceeding under
Count Three of the indictment charged Cassell with using and carrying a firearm during and in relation to a drug trafficking offense, and with possessing a firearm in furtherance of such an offense, in violation of
After the jury convicted Cassell on Count Three, the district court determined that the firearm that Cassell possessed — a Colt AR-15 semiautomatic rifle — was a “semiautomatic assault weapon” for purposes of
Cassell contends that
For the reasons discussed in Parts III and IV below, we conclude that Cassell’s argument fails to satisfy either prong of
Strickland.
Counsel’s failure to argue that the type of firearm was an element of the offense was not “deficient” because the type of firearm is not an element of a
Ill
If the type of firearm possessed by the defendant constitutes an element of the
(c)(1)(A) ... [A]ny person who, during and in relation to any crime of violence or drug trafficking crime ..., uses or carries a firearm, or who, in furtherance of any such crime, possesses a firearm, shall, in addition to the punishment provided for such crime of violence or drug trafficking crime—
(i) be sentenced to a term of imprisonment of not less than 5 years;
(ii) if the firearm is brandished, be sentenced to a term of imprisonment of not less than 7 years; and
(iii) if the firearm is discharged, be sentenced to a term of imprisonment of not less than 10 years.
(B) If the firearm possessed by a person convicted of a violation of this subsec tion—
(i) is a short-barreled rifle, short-barreled shotgun, or semiautomatic assault weapon, the person shall be sentenced to a term of imprisonment of not less than 10 years; or
(ii) is a machinegun ..., the person shall be sentenced to a term of imprisonment of not less than 30 years.
(C) In the case of a second or subsequent conviction under this subsection, the person shall—
(i) be sentenced to a term of imprisonment of not less than 25 years; ...
(D) Notwithstanding any other provision of law — ...
(ii) no term of imprisonment imposed on a person under this subsection shall run concurrently with any other term of imprisonment imposed on the person....
A
The first precedent is
Castillo v. United States,
(c)(1) Whoever, during and in relation to any crime of violence ..., uses or carries a firearm, shall, in addition to the punishment provided for such crime of violence ..., be sentenced to imprisonment for five years, and if the firearm is a short-barreled rifle [or a] short-barreled shotgun to imprisonment for ten years, and if the firearm is a machine-gun, ... to imprisonment for thirty years. In the case of his second or subsequent conviction under this subsection, such person shall be sentenced to imprisonment for twenty years.... Notwithstanding any other provision of law, ... the term of imprisonment imposed under this subsection [shall not] run concurrently with any other term of imprisonment. ... No person sentenced under this subsection shall be eligible for parole ....
The Court focused first on the statutory language, the relevant sentence of which, at the time, read as follows: “Whoever, during and in relation to any crime of violence ..., uses or carries a firearm, shall ... be sentenced to imprisonment for five years, and if the firearm is a ... machinegun, ... to imprisonment for thirty years.”
Although the Court read the statute’s language as neutral, it found that “its overall structure strongly favors the ‘new crime’ interpretation.”
Id.
“Congress,” the Court observed, “placed the element ‘uses or carries a firearm’ and the word ‘machinegun’ in a single sentence, not broken up with dashes or separated into subsections.”
Id.
at 124-25,
Important for Cassell’s case, the Court noted a “structural circumstanee[ ] that suggested] a contrary interpretation.”
Id.
That circumstance was Congress’ 1998 reenactment of
The Court then addressed the remaining considerations that it had identified. It found that courts have not traditionally regarded firearm types as sentencing factors; that asking a jury to decide the type of firearm would rarely complicate a trial; that the legislative history was not helpful; and that the length of the added mandatory sentence that turned on the presence of a machinegun weighed in favor of treating the provision as referring to an element. Summarizing its entire analysis, the Court concluded “that Congress intended the firearm type-related words it used in
The second governing precedent is
Harris v. United States,
On the first issue, the Court found — as it had with respect to the machinegun provision at issue in
Castillo
— that the statutory language did not resolve the question.
Here,§ 924(c)(1)(A) begins with a lengthy principal paragraph listing the elements of a complete crime — “the basic federal offense of using or carrying a gun during and in relation to” a violent crime or drug offense. Toward the end of the paragraph is “the word ‘shall,’ which often divides offense-defining provisions from those that specify sentences.” And following “shall” are the separate subsections, which explain how defendants are to “be sentenced.” Subsection (i) sets a catchall minimum and “certainly adds no further element.” Subsections (ii) and (iii), in turn, increase the minimum penalty if certain facts are present, and those subsections do not repeat the elements from the principal paragraph.
Id.
at 552-53,
“When a statute has this sort of structure,” the Court said, “we can presume that its principal paragraph defines a single crime and its subsections identify sentencing factors.”
Id.
at 553,
Section 924(c)(1)(A) does not authorize the judge to impose “steeply higher penalties” — or higher penalties at all — once the facts in question are found. Since the subsections alter only the minimum, the judge may impose a sentence well in excess of seven years, whether or not the defendant brandished the firearm. The incremental changes in the minimum — from 5 years, to 7, to 10 — are precisely what one would expect to see in provisions meant to identify matters for the sentencing judge’s consideration.
Id.
(quoting
Jones,
Finally, the Court addressed petitioner Harris’ contention that the canon of constitutional avoidance counseled against the single-offense interpretation.
Id.
at 554-55,
The Court was unpersuaded: The “petitioner’s proposed rule — that the Constitution requires any fact increasing the statutory minimum sentence to be accorded the safeguards assigned to elements — was rejected 16 years ago in
McMillan.” Id.
(citing
McMillan v. Pennsylvania,
B
Having laid out the governing precedents in some detail, we find the resolution of Cassell’s case straightforward. Unlike the structure of the version of
The current statute, as described in
Harris,
“begins with a lengthy principal paragraph listing the elements of a complete crime — ‘the basic federal offense of using or carrying a gun during and in relation to’ a violent crime or drug offense.”
Harris,
Turning to the remaining interpretive factors identified in
Castillo,
we note that the legislative history is again inconclusive, and that two of
Castillo’s
other observations' — that courts have not traditionally treated firearm type as a sentencing factor and that asking a jury to decide the type of firearm would rarely complicate a trial — again cut against the sentencing-factor interpretation. More significant, however, is the fact that the current version of
Finally, most significant is the fact that the language of
“Against the single-offense interpretation to which these considerations point,”
id.
at 554-55,
Because the district court properly treated Cassell’s possession of an assault
IV
Even if possession of a semiautomatic assault weapon were an element of the § 924(c)(1) offense, Cassell’s ineffective assistance claim would not succeed because he cannot show that counsel’s failure to demand a jury instruction on the issue caused him prejudice — as required by
Strickland’s
second prong. There is, in short, no “reasonable probability” that, if the court had left the question of Cassell’s possession of an assault weapon to the jury, “the result of the proceeding would have been different.”
Strickland,
The Supreme Court’s opinion in
Neder v. United States,
The same is true with respect to Cassell’s possession of an assault weapon. At trial, a police officer testified that during the search of the Trinidad Avenue house, the police found a blue duffel bag in Cassell’s bedroom, at the foot of his bed. The officer testified that the bag contained two firearms: a Colt AR-15 semiautomatic rifle, and a Cobray 9-mm semiautomatic pistol. A Special Agent of the Bureau of Alcohol, Tobacco, and Firearms also identified the rifle as a Colt AR-15. Cassell has not disputed this identification, nor suggested that he could. At the time of Cassell’s offense and trial, the statute defined “semiautomatic assault weapon” to include a “Colt AR-15,”
see
The only remaining question is whether there is any reasonable probability that the jury could have found that Cassell did not possess the AR-15. Count Three of the indictment charged him with possessing the AR-15 and the Cobray pistol in furtherance of a drug trafficking offense, and those were the only weapons the government contended he possessed.
See
Trial Tr. 178, 184-85 (Dec. 5, 2000) (opening argument); Trial Tr. 584, 608 (Dec. 7, 2000) (closing argument). The court instructed the jury that, to convict Cassell on Count Three, it had to find that he
In sum, we conclude both that Cassell’s counsel did not err in failing to request a jury instruction that firearm type was an offense element, and that, in any event, Cassell was not prejudiced by the absence of such an instruction. Cassell thus cannot satisfy either prong of Strickland’s two-prong test, and we must deny his claim of ineffective assistance of counsel.
V
For the foregoing reasons, the judgment of the district court is, in all respects,
Affirmed.
Notes
. The semiautomatic assault weapon provision of § 924(c)(l)(B)(i) expired on September 13, 2004, well after Cassell’s offense and subsequent conviction.
See
Violent Crime Control and Law Enforcement Act of 1994, Pub.L. No. 103-322, § 110105(2), 108 Stat. 1796, 2000 (1994);
.
See United States v. Harrison,
.
Cf. United States v. Johnson,