UNITED STATES OF AMERICA v. CAROLYN JACKSON & JOHN E. JACKSON
Nos. 23-2492, 23-3016, 23-2992, 23-2508
UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT
March 21, 2025
Before: BIBAS, CHUNG, and ROTH, Circuit Judges
PRECEDENTIAL.
Rubin M. Sinins
Herbert I. Waldman
Javerbaum Wurgaft Hicks Kahn Wikstrom
505 Morris Avenue
Suite 200
Springfield, NJ 07081
Counsel for Appellant Carolyn Jackson
Louise Arkel
Evan J. Austin
Carol Dominguez
David A. Holman
Office of Federal Public Defender
1002 Broad Street
Newark, NJ 07102
Counsel for Appellant John E. Jackson
Mark E. Coyne
John F. Romano
Steven G. Sanders
Office of United States Attorney
970 Broad Street
Room 700
Newark, NJ 07102
Counsel for Appellee
OPINION OF THE COURT
CHUNG, Circuit Judge.
Carolyn Jackson and her husband, John Jackson, were convicted of horrific child abuse after a thirty-nine-day jury trial. The original trial judge sentenced the Jacksons three times—twice after remand from this Court. On each appeal, we found the sentencing judge did not sentence the Jacksons in a manner supported by the jury‘s verdict and federal sentencing law. The Jacksons’ sentences were vacated upon a third appeal and were remanded for resentencing with instructions that their cases be reassigned to a different judge. The Jacksons now bring this appeal, challenging the sentences imposed by the new judge. We will affirm.
I. BACKGROUND
Because the facts have been reviewed at length in prior cases, we do not revisit them here.1 Suffice it to say, this case concerns serious child abuse inflicted by the Jacksons on three adopted children, Joshua, “C,” and “J,” all below the age of four at the time of their abuse. The Jacksons were charged in a fifteen-count superseding indictment with conspiracy under
While Jackson III was pending, Carolyn Jackson completed serving her most recently imposed sentence.3
In Jackson III, we vacated the Jacksons’ sentences and remanded for resentencing. The case was reassigned to Judge Susan Wigenton, who ordered that presentence reports (PSRs) be prepared for each Appellant.4 After consideration of the entire trial record, the PSRs, the sentencing submissions, and the parties’ presentations at a sentencing hearing, Judge Wigenton sentenced Carolyn Jackson to a term of imprisonment of 140 months and John Jackson to a term of imprisonment of 108 months.
The Jacksons timely appealed.
II. JURISDICTION AND STANDARD OF REVIEW
The District Court had jurisdiction under
III. DISCUSSION
John and Carolyn Jackson raise the following issues on appeal.5 They argue that Judge Wigenton (1) violated their Fifth and Sixth Amendment rights when she found facts at sentencing by a preponderance of the evidence, (2) violated their Fifth and Sixth Amendment rights by resentencing them after they had finished serving their previously imposed sentences, (3) violated the law of the case doctrine, (4) imposed procedurally unreasonable sentences, and (5) imposed substantively unreasonable sentences. We will affirm.
A. Findings of Fact at Sentencing
Facts pertinent to sentencing need only be submitted to a jury when such facts raise the applicable statutory maximum or mandatory minimum sentence. Apprendi v. New Jersey, 530 U.S. 466, 490 (2000) (statutory maximums); Alleyne v. United States, 570 U.S. 99, 103 (2013) (mandatory minimum sentences). The Jacksons argue nonetheless that their Sixth Amendment rights to trial by jury and their Fifth Amendment rights to due process were violated when the District Court found, by a preponderance of the evidence, that the Jacksons’ offenses caused “serious bodily injury” or involved a “dangerous weapon.” Carolyn Opening Br. at 8. These factual findings supported the District Court‘s application of the aggravated assault Guideline and resulted in higher Guidelines range terms of imprisonment. The Jacksons argue that the District Court‘s application of the aggravated assault Guideline makes them liable for committing aggravated assault, a crime for which the jury did not convict them. They also argue that the “‘statutory maximum’ for Apprendi purposes is the maximum sentence a judge may impose solely on the basis of the facts reflected in the jury verdict or admitted by the defendant.” Carolyn Opening Br. at 14-15 (quoting Blakely v. Washington, 542 U.S. 296, 303 (2004) (emphasis omitted)). Therefore, they contend, the Sixth Amendment and the Due Process Clause require these facts to have been found by a jury rather than the sentencing judge. Id. at 11 (quoting Apprendi, 530 U.S. at 496).
We have repeatedly rejected these arguments and held that judicial findings of fact that increase the defendant‘s Guidelines range, but not the statutory maximum, do not violate the Constitution. See, e.g., United States v. Gonzalez, 905 F.3d 165, 205-06 (3d Cir. 2018); United States v. Fisher, 502 F.3d 293, 305, 306 (3d Cir. 2007). Here, the District Court sentenced both Jacksons to terms of imprisonment within the statutory maximum term of imprisonment of ten years and the Court‘s factual findings did not increase that range.7 Consistent with our precedent, we conclude that the District Court did not violate the Jacksons’ Fifth and Sixth Amendment rights by relying upon its own factfinding in applying the aggravated assault Guideline.
B. Finality of Sentence
1. Fifth Amendment Right Against Double Jeopardy
The Double Jeopardy Clause of the Fifth Amendment provides that no person shall “be subject for the same offence to be twice put in jeopardy of life or limb.”
The Jacksons argue, though, that once a defendant completes the sentence originally imposed, though under appeal, he has a legitimate expectation of finality.8 Like the District Court, we recognize that this is a matter of first impression. See United States v. Jackson, 2023 WL 5994640, at *5 n.6 (D.N.J. Sept. 15, 2023). The Supreme Court‘s seminal decision in DiFrancesco “did not address the application of double jeopardy principles to a defendant whose sentence has been fully served.” See United States v. Arrellanos-Rios, 799 F.2d 520, 523 (9th Cir. 1986) (citing 449 U.S. 117 (1980)). Our Court‘s decision in United States v. McMillen also expressly left open the possibility that “a defendant who has completely satisfied his sentence may have a reasonable expectation of finality as to the completed sentence.” 917 F.2d 773, 777 n.5 (3d Cir. 1990) (citing United States v. Rico, 902 F.2d 1065, 1068-69 (2d Cir. 1990)). Today‘s decision forecloses it.
To support their argument, the Jacksons cite cases that they either misconstrue or that are readily distinguishable from their situation. For instance, some cited cases confirm that a district court judge can impose a new sentence without violating the Double Jeopardy Clause.9 Other cited cases are inapposite because they explain that a defendant‘s completed sentence on two counts cannot be adjusted after conviction on a third count was reversed10 or that a prior sentence cannot be amended after the time for appeal has passed11 or where the government never appealed the sentence.12 And many of these cases state
Despite the vast number of cases the Jacksons cite, all support the proposition that a defendant has no legitimate expectation of finality in their sentence while that sentence is under appeal.15 We decline to break from this precedent. To do otherwise would allow the Jacksons to avoid legal sentences and “provide [them an] unjustified windfall[,]” simply because they received such erroneously short sentences. Jones v. Thomas, 491 U.S. 376, 387 (1989) (“[N]either the Double Jeopardy Clause nor any other constitutional provision exists to provide unjustified windfalls.“). Because the Jacksons’ sentences were under appeal, they had no reasonable expectation of finality in their sentences, completed or not, and their double jeopardy rights did not attach.
2. Fifth Amendment Right to Due Process
The Jacksons also argue that, even if their resentencings did not violate double jeopardy, their general Fifth
The Jacksons assert two other reasons their resentencings were fundamentally unfair and violated due process. First, they rely upon cases that are easily distinguished and do not support concluding a due process violation occurred here.16 Second, the Jacksons argue that the fragmented manner in which they have been sentenced means that due process would be violated if they were resentenced. We have now made clear, however, that there is no reasonable expectation of finality while an appeal is pending. We decline to impose a different rule when serial appeals are involved. While the fragmented nature of the proceedings here may be undesirable, it does not violate due process and certainly does not weigh in favor of rewarding the Jacksons the windfall of serving sentences that this Court has found to be erroneous.
C. Law of the Case
The law of the case is a prudential rule that “holds that a rule of law announced in a case should later be applied to the same issues in subsequent stages in the litigation. Law of the case may counsel against, but does not prevent, a district court from reconsidering its prior rulings.” Saint-Jean v. Palisades Interstate Park Comm‘n, 49 F.4th 830, 836 (3d Cir. 2022) (internal quotations and citations omitted). Carolyn Jackson argues that three of Judge Wigenton‘s sentencing decisions17 impermissibly contradicted Judge Hayden‘s earlier, law-of-the-case decisions.
The law of the case doctrine does not apply here. We vacated the October 15, 2021, sentencing order of Judge Hayden and remanded for sentencing. Jackson III, at *3, 5. When a sentence is vacated, the defendant is rendered unsentenced. United States v. Mitchell, 38 F.4th 382, 388 (3d Cir. 2022). Judge Wigenton thus had a clean slate on which there was no law of the case for sentencing. See Pepper v. United States, 562 U.S. 476, 507-08 (2011). This applies equally to the dangerous weapons enhancement, even in light of this Court‘s
D. Procedural and Substantive Unreasonableness
District courts follow a three-step process to sentence a defendant. United States v. Wright, 642 F.3d 148, 152 (3d Cir. 2011). “At step one, the court calculates the applicable Guidelines range which includes the application of any sentencing enhancements. At step two, the court considers any motions for departure and, if granted, states how the departure affects the Guidelines calculation. At step three, the court considers the recommended Guidelines range together with the statutory factors listed in
1. Carolyn Jackson‘s Procedural Unreasonableness Arguments
“When a defendant alleges procedural error, we must ensure that the district court did not fail to calculate (or miscalculate) the Guidelines range; treat the Guidelines as mandatory; gloss over the Section 3553(a) factors; choose a sentence based on a clearly erroneous fact; or inadequately explain the chosen sentence.” United States v. Jumper, 74 F.4th 107, 114 (3d Cir. 2023) (internal quotation marks omitted).
Carolyn did not object to the alleged errors at sentencing, so we review only for plain error. Flores-Mejia, 759 F.3d at 255.18 Carolyn urges us to find that the sentencing judge abused her discretion by relying on inaccurate information, preventing the judge from giving “rational and meaningful consideration” to the Section 3553(a) factors. Grier, 475 F.3d at 571. Specifically, she argues that the sentencing court failed to recognize that: Carolyn expressed remorse; used corporal punishment to punish all of her children, not just her adopted children; and “C” and Joshua had injuries the defendants did not cause. She further argues that the sentencing court erroneously blamed Carolyn for Joshua‘s death, called the corporal punishment torture, and did not consider Carolyn‘s positive post-sentence conduct. Carolyn Opening Br. at 50-58. We cannot conclude that the District Court plainly erred.
First, Judge Wigenton did recognize Carolyn‘s expression of remorse and found a marginal acceptance of responsibility. She was not required to agree with Judge Hayden‘s finding that Carolyn Jackson fully accepted responsibility. Similarly, Judge Wigenton recognized that Carolyn abused all of her children, and accurately
2. John Jackson‘s Procedural Unreasonableness Argument
John Jackson argues that Judge Wigenton‘s application of the assault Guideline to the omission counts was procedural error.20 We need not decide whether the District Court erred because to the extent there was any error, such error was harmless in light of the District Court‘s imposition of a valid alternative sentence.
Procedural errors at sentencing, which include miscalculations of the Guidelines, are subject to harmless error review. United States v. Raia, 993 F.3d 185, 195 (3d Cir. 2021). “In the context of a Guidelines calculation error, harmless error means that the record must demonstrate that there is a high probability that the sentencing judge would have imposed the same sentence under a correct Guidelines range, that is, that the sentencing Guidelines range did not affect the sentence actually imposed.” Id. (internal quotations omitted). The sentencing judge can demonstrate the requisite high probability by “explicitly stat[ing] that [she] would have imposed the same sentence even under the correct Guidelines range.” Id. “However, even an explicit statement that the same sentence would be imposed under a different Guidelines range is insufficient if that alternative sentence is not also a product of the entire three-step sentencing process.” Id. at 196.
John Jackson argues that any error was not harmless because the District Court only made a general statement that it would impose the same sentence without “reveal[ing] any consideration of the omission counts as untethered to the guidelines.” John Opening Br. at 43-44. He argues, essentially, that if the District Court had declined to apply the assault Guidelines to the omission counts, it would have found that there was no applicable Guidelines section21 and that the appropriate
We disagree. We conclude that the District Court issued a valid alternative sentence that was a product of the three-step sentencing process. Raia, 993 F.3d at 196. The District Court explained she would accept the arguments of defense counsel, that is, a Guidelines range of seventy-to-eighty-seven months predicated on the conclusion that there was no Guidelines section applicable to the omission counts. She then explained that she would vary upwards to reach the sentence of 108 months based upon the facts, the history, and the circumstances of the charged offenses. Those facts and that history were already greatly detailed in her consideration of the Section 3553(a) factors. Having explicitly referenced them, the District Court need not have restated her analysis. In sum, the District Court‘s process satisfies us “that there is a high probability that [Judge Wigenton] would have imposed the same sentence under a correct Guidelines range.” Raia, 993 F.3d at 195 (internal quotations omitted). Any procedural error is therefore harmless.
3. Substantive Unreasonableness Arguments
Carolyn and John Jackson also argue that their sentences are substantively unreasonable. “[D]efendants bear a heavy burden to show that a sentence within the applicable Guidelines range was substantively unreasonable.” United States v. Seibert, 971 F.3d 396, 402 (3d Cir. 2020) (cleaned up). If a sentence is procedurally sound, we assume that it is reasonable and “affirm unless we believe that no reasonable court would have imposed that sentence for the reasons provided.” Jumper, 74 F.4th at 114 (internal quotations omitted). “As long as a sentence falls within the broad range of possible sentences that can be considered reasonable in light of the § 3553(a) factors, we must affirm.” United States v. Wise, 515 F.3d 207, 218 (3d Cir. 2008).
John Jackson argues that his sentence is substantively unreasonable because Judge Wigenton did not adequately consider John‘s history of abuse and military service as a mitigating factor. However, “a district court‘s failure to give mitigating factors the weight a defendant contends they deserve does not make a sentence substantively unreasonable.” Seibert, 971 F.3d at 402 (internal quotations omitted).
Carolyn and John Jackson‘s sentences are substantively reasonable. “[T]he record as a whole reflects rational and meaningful consideration of the factors enumerated in
IV. CONCLUSION
For the reasons presented above, we will affirm.
