Lead Opinion
Opinion for the Court filed by Chief Judge MIKVA.
Dissenting opinion filed by Circuit Judge WALD.
This troubling case requires the court to examine the bounds of Terry v. Ohio,
As might be expected, all of the cases which involve this “stop and frisk” exception to the warrant requirements of the Fourth Amendment turn on the specific facts of the case. Sometimes the line between when police conduct will be upheld and when it will be rejected is very thin; it always depends on the precise factual situation that confronted the officer of the case. This case presents a particularly close call, and therefore the facts must be detailed at some length.
On March 29, 1991, at approximately 11:40 a.m., several officers of the Metropolitan Police Department were moving quickly up a short flight of steps in a small apartment complex to execute a search warrant for narcotics. The warrant authorized a search for narcotics, notebooks, binders and personal papers proving residency within the apartment. As the officers came up the stairs, holding their weapons at the ready, they saw the defendant, Carlton Reid, exit the apartment to be searched and proceed down the stairs. The first two officers on the steps allowed Reid to pass them by; the third officer, Carter, ordered Reid to stop, and immediately conducted a pat-down for weapons. Reid did not say anything to Carter, nor did he resist the stop and frisk. Officer Carter did not find a weapon, but did find and retrieve from Reid’s front shirt pocket a large plastic bag. The bag contained 23 ziplock bags of crack cocaine, several empty ziplock bags, and one ziplock bag which contained a razor blade.
Officer Carter returned the large plastic bag to Reid’s shirt pocket and detained Reid while the other officers broke down the door to the apartment and executed the search warrant. After the officers entered the apartment, Reid was taken inside, placed on the floor and again patted down. The officers again retrieved the large plastic bag from Reid’s shirt pocket, and also discovered two much larger pieces of crack cocaine in Reid’s pants pocket. Reid was then arrested for possession of crack cocaine.
Reid sought to have the evidence suppressed prior to trial, and, at the suppression hearing, additional pertinent facts were
The trial court denied the motion to suppress the evidence that was seized from Reid. Judge Richey concluded that the police had a reasonable basis for the stop: “under the totality of the circumstances here, the conduct of the police was reasonable .... ” The trial court found that the officers in this case “had even more reason to be careful” because the warrant for the apartment to be searched described it as a place where “crack activity was being conducted.”
The legal landscape reflects all of the variations on the theme first articulated by the Supreme Court in Terry. The tension between the promises of personal security in the Fourth Amendment to the Constitution and the need for police to be able to protect themselves from concealed weapons every time a suspect is stopped is real and ongoing. The conflict between the right to be let alone and the need for the police to be able to pursue enforcement and investigative tasks is equally sharp. In all of these contraplexes, the Supreme Court has made it clear that the Fourth Amendment protection from unlawful search and seizure is not an impenetrable barrier to the police performing their necessary tasks and protecting themselves from concealed weapons in such performance. As Chief Justice Warren stated in Terry,
the central inquiry under the Fourth Amendment [is the] reasonableness in all the circumstances of the particular governmental invasion of a citizen’s personal security.... The scheme of the Fourth Amendment becomes meaningful only when it is assured that at some point the conduct of those charged with enforcing the laws can be subjected to the more detached, neutral scrutiny of a judge who must evaluate the reasonableness of a particular search or seizure in light of the particular circumstances. And in making that assessment it is imperative that the facts be judged against an objective standard: would the facts available to the officer at the moment of the seizure or the search “warrant a man of reasonable caution in the belief’ that the action taken was appropriate?
Terry,
Counsel for Reid argue that cases such as Ybarra v. Illinois,
The government, for its part, urges us to align this case with Michigan v. Summers,
The government would like us to extend Summers to hold that the police, when executing a narcotics search warrant, should be able to search everyone on the premises for weapons. People v. Thurman,
We recognize the danger of slippage into a guilt by association pattern whereby anyone seen near prospective drug activity becomes fair game for a stop and frisk. Sibron v. New York,
We recognize that we have created no beacons for police or trial judges to use in navigating the deep waters of Fourth Amendment doctrine. Unfortunately, “reasonableness” is not a plain meaning word that lends itself to bright-line parsing.
Reid also contends that the district court committed reversible error by refusing to grant him a two-level reduction in his base
The district court was not persuaded that Reid’s testimony at the suppression hearing amounted to an unequivocal acceptance of responsibility. Rather, the court found Reid’s testimony to be somewhat contradictory and ambiguous. In addition, the court found Reid’s refusal to discuss the facts of the case with his probation officer to be inconsistent with his claim of acceptance of responsibility.
As we explained in United States v. Barry, acceptance of responsibility determinations by the district court are “entitled, at the least, to the benefit of the clearly erroneous standard of review.” United States v. Barry,
A two-point reduction for acceptance of responsibility is generally not available to a defendant that has put the government to its proof. See U.S.S.G. § 3E1.1; United States v. McLean,
Affirmed
Dissenting Opinion
dissenting:
It is well settled that an officer may not stop and search a person for weapons absent a reasonable belief, supported by “specific and articulable facts,” that “the individual whose suspicious behavior he is investigating at close range is armed and presently dangerous to the officer or to others.” Terry v. Ohio,
The Supreme Court has “invariably held” that a “reasonable belief that [a person] [i]s armed and presently dangerous ... must form the predicate to a patdown of a person for weapons.” Ybarra v. Illinois,
Officer Carter, the one who actually stopped and frisked Reid, did not have any information indicating that Reid was carrying a weapon. Cf. United States v. Clipper,
Nor do the other circumstances surrounding this stop and frisk support the reasonable belief that the officers were at risk from Reid as they went about their business of executing the search warrant.
Factors that may justify an investigative stop, a search for weapons, or the escalated use of force include the time of day, the “high-crime” nature of the area, an informant’s tips that person might be armed, furtive hand movements, flight or attempted flight by the person sought to be detained, and a pressing need for immediate action.
United States v. Laing,
Additionally, the search warrant did not name or describe any individuals, and Carter testified that he did not know who Reid was and did not have any information, other than his presence in the building, connecting him to the apartment to be searched or to the suspected drug activity. Indeed, the only reason Officer Carter offered for searching Reid was his experience that “in executing narcotics search warrants, it’s always a chance that sometime there is weapons in the premises or on persons in that premises.” Reid, of course, was not “in the premises” to be searched. Instead, Officer Carter testified that he encountered and stopped Reid on the stairs that descended from the landing in front of the apartment to be searched. Granted, Carter also testified that he saw Reid leaving that apartment. But even assuming that the district judge credited this testimony, which, as discussed below, is unclear, this alone does not give rise to a reasonable belief that Reid was “armed and dangerous.” At most it meant that he associated in some capacity — as a neighbor, friend, door-to-door salesperson, spiritual counselor, or whatever — with persons suspected of having drugs in their apartment. It certainly does not create a reasonable belief that he was a “substantial dealer in narcotics,” who could be expected to own firearms. See United States v. Payne,
It is beyond dispute that mere association with persons suspected of criminal activity does not justify a protective search. In Sibron v. New York,
The district court’s stated basis for the ruling below casts even greater doubt on the reasonableness of the search. Although Car
Without a reasonable belief that Reid was armed and dangerous, the officers had no right to frisk him. This does not mean, however, that they could not have taken prudent steps to protect themselves. The government posits that “[a]n armed person in [Reid’s] circumstances would have been in a position to make an attack from the rear just as the officers were turning their full attention to gaining entry to the apartment.” Nothing in the Constitution would preclude the officers from instructing Reid, whom the officers saw to be empty-handed, to step aside or to “freeze” until the officers had filed by in the stairwell and gained entry to the apartment. Or, as several of the officers already had their weapons drawn, one of them could simply have kept Reid in his sight either until the other officers were inside the apartment or until Reid had gone on his way, as it appears he was attempting to do.
Judges ensconced in the security of their chambers are loath to second-guess the reasonableness of on-the-spot decisions by officers whose survival may hinge on their own instinctive reactions to potentially dangerous situations. We are, nonetheless, required to ensure that however important the objectives of maintaining order and safeguarding officers’ lives, they do not eclipse the Fourth Amendment’s guarantee that citizens be free from unreasonable searches. Here, Reid’s link to alleged drug activity in the apartment was based on nothing more than his proximity to (or at best, emergence from) the apartment’s entrance, and the belief that he was armed and dangerous on nothing more than general assertions about “the dangerousness and violence associated with drug activity.” This precarious linkage falls short of what
Notes
. The district court concluded that the officers "had a legitimate, if not a safety, reason for doing what they did." Since this stop and frisk cannot be justified as a search for evidence or a search incident to arrest, the officers' safety seems to be the only legitimate reason remaining. See Terry, 392 U.S. at 29,
. While I agree with the majority that there may be distinctions between searching someone "found in a small private residence containing drugs,” Majority opinion ("Maj. op.”) at 1578, and someone in the public tavern at issue in Ybarra v. Illinois,
. It may also be that, under Michigan v. Summers,
