UNITED STATES OF AMERICA v. JOSEPH CAPPARELLA,
CRIMINAL ACTION NO. 9-474-04
IN THE UNITED STATES DISTRICT COURT FOR THE EASTERN DISTRICT OF PENNSYLVANIA
May 19, 2025
Slomsky, J.
Case 2:09-cr-00474-JHS Document 584 Filed 05/19/25 Page 1 of 15
OPINION
Slomsky, J. May 19, 2025
I. INTRODUCTION
Before the Court is Defendant Joseph Capparella‘s (“Defendant“) Second Motion for Reduction in Sentence pursuant to
guilty to various offenses for his involvement in the Caraballo Drug Trafficking Organization. These offenses were: (1) conspiracy to distribute five kilograms or more of cocaine, in violation of
In his Motion, Defendant requests a reduction of his sentence pursuant to the United States Sentencing Commission‘s new policy statement in § 1B1.13(b)(6) titled “Unusually Long Sentence.”3 Defendant argues his sentence is unusually long and therefore it qualifies as an “extraordinary and compelling reason” for a reduction. (Doc. No. 575 at 3.) He further avers that Amendment 821 to the federal Sentencing Guidelines lowers his criminal history “status” points and this change would reduce his overall Criminal History Category and guideline range, warranting a reduced sentence.4 (Id. at 4.)
II. BACKGROUND
A. Factual Background5
From January 2007 to September 7, 2007, Defendant and a co-defendant sold cocaine for the Caraballo Drug Trafficking Organization (“Caraballo DTO“) from the Bella Rosa II bar where Defendant worked. (Doc. No. 1 at 3.) The bar was one of the primary distribution centers for the Caraballo DTO where Defendant either personally sold cocaine or delegated to others to sell cocaine. (Doc. No. 537 at 2.)
The case against the Caraballo DTO resulted from an undercover investigation of drug trafficking in Philadelphia led by the Pennsylvania Attorney General‘s Office. (Id.) Confidential informants (“CI” or “CIs“) made controlled purchases of cocaine from members of the Caraballo DTO on numerous occasions between 2005 and September 7, 2007. (Id.) On July 25, 2007, a CI made a controlled purchase of three ounces of cocaine – 95.9 grams – from Defendant at the bar. (Id.)
Defendant also stored cocaine at his residence located in Philadelphia, Pennsylvania, for distribution for the Caraballo DTO. (Id.) On September 7, 2007, agents executed a search warrant for Defendant‘s home and recovered 108 individual packets of cocaine, collectively weighing approximately 60.8 grams. (Id. at 2-3.)
Defendant was indicted and charged with, inter alia, conspiracy to distribute five (5) kilograms or more of cocaine, in violation of
B. Procedural Background
On April 25, 2022, Defendant filed his first pro se Motion for Reduction in Sentence Pursuant to
On September 30, 2024, Defendant filed the second Motion for Reduction in Sentence.6 (Doc. No. 575.) In this Motion, Defendant makes two (2) arguments for relief. First, his sentence is unusually long under § 1B1.13(b)(6) of the United States Sentencing Guidelines due to a change made in the First Step Act to the mandatory minimum sentencing provisions in
On October 23, 2024, the Government filed a Response in Opposition. (Doc. No. 578.) The Government noted that Defendant has raised a similar issue to the one raised in United States v. Carter, No. 24-1115, and United States v. Rutherford, No. 23-1904, which at the time were pending before the Third Circuit Court of Appeals. (Id. at 1.) The issue in these cases concerned whether the November 1, 2023 Amendment to § 1B1.13(b)(6) of the Sentencing Guidelines allowed nonretroactive amendments, specifically
The Government sought a stay of this case pending the Third Circuit decisions in Carter and Rutherford. (Id.) But, approximately one week after the Government filed its Response in Opposition, the Third Circuit issued its decision in Rutherford. See United States v. Rutherford, 120 F.4th 360 (3d Cir. 2024). And on December 2, 2024, the Third Circuit decided Carter. See United States v. Carter, No. 24-1115, 2024 WL 5339852 (3d Cir. Dec. 2, 2024). So a stay is not needed in this case.
Defendant‘s Motion for Reduction in Sentence (Doc. No. 575) is now ripe for disposition.
III. STANDARD OF REVIEW
Generally, a district court “may not modify a term of imprisonment once it has been imposed . . . .”
Congress, however, has not specifically defined the term “extraordinary and compelling reasons,” except to the extent that “[r]ehabilitation of the defendant alone” is insufficient to constitute an extraordinary and compelling reason.
[A]fter considering the factors set forth in
18 U.S.C. § 3553(a) , . . . that—(1) (A) Extraordinary and compelling reasons warrant the reduction; . . .
(2) the defendant is not a danger to the safety of any other person or to the community, as provided in
18 U.S.C. § 3142(g) ; and
(3) the reduction is consistent with this policy statement.
U.S.S.G. § 1B1.13(a)(1)-(3). Under Section 1B1.13(b), “extraordinary and compelling reasons” exist under the following circumstances or a combination thereof:
(Sections 1-5 Omitted)
(6) UNUSUALLY LONG SENTENCE. — If a defendant received an unusually long sentence and has served at least 10 years of the term of imprisonment, a change in the law (other than an amendment to the Guidelines Manual that has not been made retroactive) may be considered in determining whether the defendant presents an extraordinary and compelling reason, but only where such change would produce a gross disparity between the sentence being served and the sentence likely to be imposed at the time the motion is filed, and after full consideration of the defendant‘s individualized circumstances.
U.S.S.G. § 1B1.13 (b)(6) (Nov. 1, 2023).
Further, Section 1B1.13(c) delineates the limitations to the policy exception regarding changes in law:
(C) LIMITATION ON CHANGES IN LAW. — Except as provided in subsection (b)(6), a change in the law (including an amendment to the Guidelines Manual that has not been made retroactive) shall not be considered for purposes of determining whether an extraordinary and compelling reason exists under this policy statement. However, if a defendant otherwise establishes that extraordinary and compelling reasons warrant a sentence reduction under this policy statement, a change in the law (including an amendment to the Guidelines Manual that has not been made retroactive) may be considered for purposes of determining the extent of any such reduction.
U.S.S.G. § 1B1.13(c) (Nov. 1, 2023).
The Third Circuit has noted that “if a court finds that [extraordinary and compelling reasons] exist, it then turns to the sentencing factors in
There is a second reason set forth in
IV. DISCUSSION
A. Defendant‘s Sentence is Not “Unusually Long”10
First, Defendant argues that his 240-month sentence is unusually long, which is an extraordinary and compelling reason justifying a reduction to his sentence under § 1B1.13(b)(6). (Doc. No. 575 at 7.)
The Sentencing Commission recently added § 1B1.13(b)(6) to the Sentencing Guidelines, recognizing as a basis for compassionate release “the circumstance where a defendant has served more than 10 years of an ‘unusually long sentence’ that due to a ‘change in law’ would be grossly disparate under current law.” See U.S.S.G. § 1B1.13 (b)(6) (Nov. 1, 2023). But the Sentencing Commission‘s authority to add § 1B1.13(b)(6) to the list of extraordinary and compelling reasons warranting a reduction to a defendant‘s sentence was quickly challenged in cases such as Carter and Rutherford.
Considering these arguments, the Third Circuit in Rutherford held that its prior decision in United States v. Andrews precluded the nonretroactive amendment to § 924(c) from being considered on a motion for compassionate release.11 See Rutherford, 120 F.4th at 378 (“[O]ur holding in Andrews was that the nonretroactive change to § 924(c), whether by itself or in combination with other facts, cannot be considered in the compassionate release eligibility context. We stand by that ruling today. When it comes to the modification of § 924(c), Congress has already taken retroactivity off the table, so we cannot rightly consider it.“) (citing United States v. Andrews, 12 F.4th 255, 261 (3d Cir. 2021)).
As mentioned above, Defendant was sentenced in 2010 for conspiracy to distribute five (5) kilograms or more of cocaine, in violation of
B. Amendment 821 to the United States Sentencing Guidelines is Inapplicable to Defendant‘s Mandatory Minimum Sentence
Second, Defendant argues that pursuant to Amendment 821 to the United States Sentencing Guidelines (“Sentencing Guidelines“) his guideline range would be lower if he were sentenced today. (Doc. No. 575 at 8.)
Under
striking subsection (d) as follows:
“(d) Add 2 points if the defendant committed the instant offense while under any criminal justice sentence, including probation, parole, supervised release, imprisonment, work release, or escape status.“;
by redesignating subsection (e) as subsection (d);
and by inserting at the end the following new subsection (e)
“(e) Add 1 point if the defendant (1) receives 7 or more points under subsections (a) through (d), and (2) committed the instant offense while under any criminal justice sentence, including probation, parole, supervised release, imprisonment, work release, or escape status.”
U.S.S.G. § 4A1.1.12
However, while Amendment 821 is retroactive, it cannot be applied to defendants who have a previously implemented mandatory minimum sentence. As described in Application Note 1 of Section 1B1.10:
. . . [A] reduction in the defendant‘s term of imprisonment is not authorized under
18 U.S.C. 3582(c)(2) and is not consistent with this policy statement if . . . (ii) an amendment listed in subsection (d) is applicable to the defendant but the amendment does not have the effect of lowering the defendant‘s applicable guideline range because of the operation of another guideline or statutory provision (e.g., a statutory mandatory minimum term of imprisonment.)
U.S.S.G. § 1B1.10, comment. (n.1(A)).
However, Defendant‘s guideline range cannot be adjusted due to his mandatory 240-month sentence for conspiracy to distribute five (5) kilograms or more of cocaine, in violation of
V. CONCLUSION
For the foregoing reasons, Defendant‘s Motion for Reduction in Sentence (Doc. No. 575) will be denied. Defendant‘s Motion to Seal the Motion for Reduction in Sentence (Doc. No. 576) will also be denied. An appropriate Order follows.
Notes
[T]he court, upon motion of the Director of the Bureau of Prisons, or upon motion of the defendant after the defendant has fully exhausted all administrative rights to appeal a failure of the Bureau of Prisons to bring a motion on the defendant‘s behalf or the lapse of 30 days from the receipt of such a request by the warden of the defendant‘s facility, whichever is earlier, may reduce the term of imprisonment (and may impose a term of probation or supervised release with or without conditions that does not exceed the unserved portion of the original term of imprisonment), after considering the factors set forth in [§ 3553(a)] to the extent that they are applicable, if it finds that—
(i) extraordinary and compelling reasons warrant such a reduction; . . .
and that such a reduction is consistent with applicable policy statements issued by the Sentencing Commission[.]
The factors set forth by
- the nature and circumstances of the offense and the history and characteristics of the defendant;
- the need for the sentence imposed—
- to reflect the seriousness of the offense, to promote respect for the law, and to provide just punishment for the offense;
- to afford adequate deterrence to criminal conduct;
- to protect the public from further crimes of the defendant; and
- to provide the defendant with needed educational or vocational training, medical care, or other correctional treatment in the most effective manner;
- the kinds of sentences available;
- the kinds of sentence and the sentencing range established for—
- the applicable category of offense committed by the applicable category of defendant as set forth in the guidelines—
- issued by the Sentencing Commission pursuant to
section 994(a)(1) of title 28, United States Code , subject to any amendments made to such guidelines by act of Congress (regardless of whether such amendments have yet to be incorporated by the Sentencing Commission into amendments issued under section 994(p) of title 28); and - that, except as provided in section 3742(g), are in effect on the date the defendant is sentenced; or
- issued by the Sentencing Commission pursuant to
- in the case of a violation of probation or supervised release, the applicable guidelines or policy statements issued by the Sentencing Commission pursuant to section 994(a)(3) of title 28, United States Code, taking into account any amendments made to such guidelines or policy statements by act of Congress (regardless of whether such amendments have yet to be incorporated by the Sentencing Commission into amendments issued under section 994(p) of title 28);
- the applicable category of offense committed by the applicable category of defendant as set forth in the guidelines—
- any pertinent policy statement—
- issued by the Sentencing Commission pursuant to section 994(a)(2) of title 28, United States Code, subject to any amendments made to such policy statement by act of Congress (regardless of whether such amendments have yet to be incorporated by the Sentencing Commission into amendments issued under section 994(p) of title 28); and
- that, except as provided in section 3742(g), is in effect on the date the defendant is sentenced.
- the need to avoid unwarranted sentence disparities among defendants with similar records who have been found guilty of similar conduct; and
- the need to provide restitution to any victims of the offense.
Because the Court finds that no “extraordinary and compelling” reasons exist in this case, it need not review the
