In 1998, Calvin Trennell was indicted for conspiring to possess with the intent to distribute cocaine and cocaine base, also known as crack cocaine, in violation of 21 U.S.C. §§ 841 and 846. The indictment did not identify the specific quantity of cocaine and cocaine base involved in the conspiracy, but rather referred to “wholesale quantities.” Three days before his trial was scheduled to commence, the Supreme Court announced its decision in
Apprendi v. New Jersey,
I. Background
In 1997, the FBI identified Robert Allen, Jr. as a drug dealer and began a wiretap investigation. Through that operation, the government discovered that Calvin Trennell was a participant in a large drug conspiracy as both a cocaine and cocaine base dealer. Trennell, along with Allen and other co-conspirators, purchased cocaine and cooked it into cocaine base which they then re-sold. By cooking the cocaine with a mixture of baking soda, the quantity of drugs could be increased by 100%. Trennell also brokered cocaine and cocaine base transactions between Allen and other conspirators. Robert Allen testified at Trennell’s trial that from 1996 through 1998, the conspiracy was involved in trafficking 100 kilograms of cocaine base.
One of the transactions between Allen and Trennell occurred while Trennell was under surveillance by the FBI in 1998. During that transaction, Trennell received $20,000 from Allen to buy cocaine. Police followed Trennell in his car after the transaction and a chase ensued. He attempted to dispose of the cash during the chase by throwing it out of his window but he was eventually arrested and the cash was retrieved. Following his arrest, in November 1998, the government indicted Trennell and twelve others with conspiring to possess with the intent to distribute wholesale quantities of cocaine and cocaine base and using a telephone in the commission of a felony. Each of the twelve co-defendants pleaded guilty to the charges and, in 1999, Trennell also pleaded guilty to the conspiracy count. However, because the government recommended a sentence double that of the other co-defendants, the court allowed Trennell to withdraw his plea and proceed to trial.
On June 26, 2000, three days before his trial was scheduled to commence,
Apprendi v. New Jersey,
During trial, the government provided a considerable amount of evidence against Trennell, including the testimony of several of the co-conspirators, testimony from agents about the wiretap investigation on Allen, and recorded telephone conversations involving Trennell. Specifically, this testimony described transactions between Trennell, Allen and other conspirators involving multiple kilograms of cocaine that were cooked into cocaine base as well as additional transactions involving dozens of kilograms of cocaine. Trennell himself testified that he received four and one-half ounces of cocaine from Allen, had it cooked into cocaine base, and then delivered the cocaine base to another conspirator. He defended his actions by testifying that he was recruited into the drug conspiracy by his cousin Jeff Bradley, who was acting as a confidential informant for the Drug Enforcement Agency (DEA). He argued that he relied on the statements by his cousin to arrive at the conclusion that he too was working as a confidential informant of the DEA.
At the trial’s conclusion, the government submitted jury instructions that required that in order to sustain a charge of conspiracy, the jury had to find beyond a reasonable doubt that the conspiracy involved a specific amount of a controlled substance. The government also proposed a verdict form which instructed the jury to find beyond a reasonable doubt a specific amount of drugs attributable to the conspiracy consistent with that instruction. The defendant did not object to the inclusion of specific drug amounts on the proposed verdict form or jury instructions. The jury found Trennell guilty on the conspiracy count of the indictment but did not reach a verdict on the telephone count which was later dismissed. On the verdict form the jury specifically found that the total amount of drugs distributed in the conspiracy was in excess of 5 kilograms of cocaine and 50 grams of cocaine base.
Trennell filed a post-trial motion for a new trial or for a judgment notwithstanding the verdict based on the court’s eviden-tiary rulings concerning his testimony about his role as a secret DEA agent, as well as the language of the verdict form that allowed the jury to find him responsible for specific quantities of cocaine. The court denied his motion.
The government filed its Presentence Report (“PSR”) on September 15, 2000. The report concluded that Trennell was responsible for 19.5 kilograms of cocaine and 5.25 kilograms of cocaine base. Over Trennell’s legal objections to the PSR, and based largely upon the testimony of Tren- *886 nell’s co-conspirators, the court found that the evidence established that Trennell was accountable for more than 1.5 kilograms of cocaine base. Based on this amount of cocaine base, the court assigned to Tren-nell a base offense level of 38, pursuant to U.S.S.G. § 2Dl.l(a)(3). Combined with a two-point sentencing enhancement for the substantial risk of injury related to the car chase and another two-point enhancement for Trennell’s false testimony, Trennell was assigned an offense level of 42 which has a sentencing range of 360 months to life imprisonment. The district court then sentenced him to 360 months in prison with a five-year period of supervised release, a fine of $5,000, and a mandatory special assessment of $100. Trennell appeals.
II. Discussion
On appeal, Trennell argues that because the indictment failed to specify a drug quantity, but the jury instructions and verdict form included a drug quantity, his indictment was constructively amended in violation of the Fifth Amendment. He also contends that the failure of the government to include the specific drug quantities in the indictment violates Apprendi. Finally, he challenges the sufficiency of the evidence, arguing that the evidence does not support a finding that he was accountable for more than 1.5 kilograms of cocaine base.
A. Constructive Amendment of the Indictment
In determining whether the government constructively amended Trennell’s indictment, we first address the appropriate standard of review. During the instruction conference, Trennell did not object to the jury instructions concerning drug quantity when presented to the court; thus we review for plain error.
See United States v. Jones,
Trennell claims, however, that an indictment is a prerequisite to jurisdiction, and that the failure to charge an element of the offense in the indictment is a jurisdictional defect that requires reversal of his conviction notwithstanding the plain error standard. He claims that he was indicted under 21 U.S.C. § 841(b)(1)(C), which does not include drug quantity and
*887
permits a maximum sentence of 20 years. Yet he was convicted pursuant to 21 U.S.C. § 841(b)(1)(A), which includes drug quantity and permits a life sentence. However, the charge' was broader than Trennell claims. The indictment charges him with violating 21 U.S.C. §§ 841
&
846, and not a specific subsection under § 841. And this court has specifically held that drug quantity is not an element of the offense under § 841.
United States v. Bjorkman,
Under the plain error standard, we will not reverse a decision unless the defendant demonstrates that (1) there was error; (2) the error was plain; and (3) the error affected the defendant’s substantial rights.
See
Fed.R.Crim.P. 52(b);
Olano,
The Fifth Amendment states that “[n]o person shall be held to answer
*888
for a capital, or otherwise infamous crime, unless on a presentment or indictment of a Grand Jury....” U.S. Const. Amend. V.
See also United States v. Soskin,
The court instructed the jury that it could find Trennell responsible for specific quantities of cocaine and cocaine base.
4
The jury was also given a special verdict form that listed several specific amounts involved in the drug conspiracy ranging from less than 500 grams of cocaine to more than five kilograms of cocaine and 50 grams of cocaine base.
5
While these quantities were not specifically mentioned in the indictment, not every variation from the terms of the indictment materially changes the indictment.
United States v. Baker,
B. Apprendi Issue
Trennell argues next that his conviction must be reversed under Apprendi because the indictment did not charge a specific quantity of drugs, even though the drug quantity was submitted to the jury.
The applicability of
Apprendi
is a question of law that we review de novo.
United States v. Chemetco, Inc.,
In the wake of
Apprendi,
we have held that sections “841(b)(1)(A) and 841(b)(1)(B), the enhanced statutory maximum penalty provisions of § 841, ‘may not be utilized for sentencing without a finding of drug quantity by the jury.’ ”
Westmoreland,
It is now well established in this circuit that
“Apprendi
errors in both the indictment and the charge to the jury are subject to harmless error analysis.”
United States v. Adkins,
C. Sufficiency of Evidence
Trennell’s final argument is that the district court erred at sentencing by finding that Trennell was accountable for more than 1.5 kilograms of cocaine base. The jury found Trennell’s conspiracy involved at least 5 kilograms of cocaine and 50 grams of cocaine base. This finding subjected him to a statutory maximum sentence of up to life imprisonment under either 21 U.S.C. § 841(b)(l)(A)(ii)(II), for cocaine, or (iii), for cocaine base. The district court calculated his base offense level at 42, based on the determination that Trennell was accountable for more than 1.5 kilograms of cocaine base, which set his sentencing guideline range at 360 months to life imprisonment. Trennell argues that while the trial testimony is “replete with testimony about transactions involving cocaine powder,” he maintains that the record does not support the district court’s finding that he conspired to distribute 1.5 kilograms of cocaine base. 6
On this appeal, Trennell does not challenge the district court’s factual find
*891
ing that over 15 kilograms of cocaine may be attributed to him, and the record amply supports this finding. According to U.S.S.G. § 2Dl.l(c), a person convicted of a crime involving between 15 and 50 kilograms of cocaine has a base offense level of 34. However, the district court also found that Trennell’s crimes involved 1.5 kilograms of cocaine base, which mandates a base offense level of 38. At the sentencing hearing the judge noted that “I think the evidence amply establishes that the amount, whatever it was, was in excess of 1.5 [kilograms of cocaine base].” We review a district court’s factual findings at sentencing for clear error.
United States v.
Roe,
The testimony at trial does indicate that a significant amount of cocaine base exchanged hands between the conspirators. Specifically, his co-conspirators testified that in total, 3 to 5 kilograms of cocaine powder were cooked into cocaine base for Trennell during 1997. In the cooking process, baking soda is added to the cocaine base so that more drugs are produced in the process than the starting amount of cocaine. 7 Also, one of the conspirators testified that he was involved in a drug transaction involving five kilograms of cocaine base. This testimony is sufficient to support the district court’s finding that Trennell was responsible for more than 1.5 kilograms of cocaine base.
Trennell also argues that the district court erred by not establishing a cocaine to cocaine base conversion ratio as required by
United States v. Stott,
III. Conclusion
Trennell does not succeed on his arguments that the indictment was constructively amended because he was on notice from the indictment that he would be prosecuted for participating in a conspiracy to distribute certain quantities of cocaine and cocaine base. Secondly, because the jury found specific amounts beyond a reasonable doubt, any Apprendi error in the indictment was harmless. Finally, the trial court did not commit clear error on sentencing because evidence at trial permitted the district court to find that Tren-nell’s conspiracy involved more than 1.5 kilograms of cocaine base. For the foregoing reasons, we affirm the verdict and Trennell’s sentence.
Notes
. At the pretrial hearing Trennell's counsel stated that adding quantity terms to the indictment "would not materially change the indictment. It does change Mr. Trennell's rights in the event of a conviction and a potential sentence, but it does not materially change the indictment.” Later, during the same hearing, the following colloquy occurred:
GOVERNMENT COUNSEL: We have closure on the grand jury.... We will not be seeking to supersede.
THE COURT: Okay.
DEFENSE COUNSEL: Good.
THE COURT: That's fine.
GOVERNMENT COUNSEL: Terrific.
. Trennell did raise this issue in a post-trial motion, but that does not cure his failure to object to the instructions at the time they were delivered. See Woods
v. City of Michigan City, Ind.,
. Both.
Cotton
and
Gonzalez
involved defendants who were sentenced in excess of the statutory maximum for drug-related crimes. In
Cotton,
the Fourth Circuit found that it was plain error to impose a sentence of more than 20 years on defendants indicted and convicted for conspiracy to distribute cocaine hydrochloride and cocaine base when neither the indictment nor the verdict included specific drug amounts.
Cotton,
. Instruction No. 19 provided:
To sustain the charge of conspiracy against the defendant in Count One, the government must prove:
Third that the charged conspiracy involved a specific amount of controlled substances.
If you find from your consideration of all of the evidence that each of these propositions has been proven beyond a reasonable doubt, then you should find the defendant guilty of Count One.
. The jury selected the maximum available options on the special verdict form which stated:
With respect to Count One, we, the jury, further find as follows:
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. The government argues that Trennell has waived this issue for purposes of appeal. Waiver results from the intentional relinquishment of a known right.
United States v. Walton,
. Under the Sentencing Guidelines, the purity of the cocaine base cooked for the defendant has no impact on the weight determination for the purposes of sentencing.
See United States v. Tucker,
