UNITED STATES оf America, Plaintiff-Appellee, v. Calvin Lamont TOMLINSON, Defendant-Appellant.
No. 94-5000.
United States Court of Appeals, Fourth Circuit.
Decided Oct. 23, 1995.
62 F.3d 602
Argued June 6, 1994.
Before HAMILTON and MICHAEL, Circuit Judges, and PHILLIPS, Senior Circuit Judge.
Vacated and remanded by published opinion. Senior Judge PHILLIPS wrote the majority opinion, in which Judge MICHAEL joined. Judge HAMILTON wrote a dissenting opinion.
OPINION
PHILLIPS, Senior Circuit Judge:
Calvin Lamont Tomlinson raises several challenges to his conviction for illegal possession of a firearm by a convicted felon, in violation of
In a case decided while this appeal was pending, the Supreme Court held that, with regard to a related firearms possession statute, such a mens rea instruction is required. Staples v. United States, — U.S. —, 114 S.Ct. 1793, 128 L.Ed.2d 608 (1994). On this appeal, the Government has conceded that a Staples instruction was necessary here and that the failure to give it requires reversal. On that ground alone, we vacate the conviction and remand for a new trial.
Because of the complexity of thе issue, we think it appropriate to explain why we think the government‘s general concession of error was proper, and to indicate the precise nature of the error, hence the corrective action required upon remand, for the district court‘s guidance.
I
In May 1992, the State of North Carolina released Tomlinson from incarceration resulting from his conviction for a drug distribution felony. Upon his release, he was given, as a matter of regular course, a “Certificate of Unconditional Release” which contained a restoration of civil rights, whose effect is a major issue in this case. Several months later, Tomlinson was stopped and searched by two Raleigh city police officers. He was found to be carrying, concealed under his coat, a pistol-grip twelve-gauge shotgun with an 18 inch barrel that was manufactured by the Mossberg Company and marketed as its Model 500A “Persuader.” It was not adapted for firing from the shoulder because it lacked a stock. The gun was advertised by its manufacturer as a “security” weapon and could be purchased over the counter in a variety of retail outlets in North Carolina.
Tomlinson wаs indicted by a federal grand jury for violating
Tomlinson moved before trial to dismiss the indictment on the basis that as a matter of law his possession was lawful in North Carolina. Specifically, his contention was
The Government‘s response was to file a supersеding indictment alleging that in addition to the gun, Tomlinson was in possession of five rounds of twelve-gauge ammunition in violation of
Any type of weapon (other than a shotgun or a shotgun shell of a type particularly suitable for sporting purposes) which will, or which may be readily converted to, expel a projectile by the action of an explosive or other propellant, and which has any barrel with a bore of more than one-half inch in diameter.
A hearing on Tomlinson‘s mоtion to dismiss was held. On the key question whether the firearm was, within the meaning of
[I]n view of the “whole of North Carolina law,” United States v. McLean, 904 F.2d 216, 218 (4th Cir.1990) the pistol grip Mossberg twelve-gauge, 500A “Persuader” shotgun, classified as a “security” weapon by its manufacturer, discovered beneath the defendant‘s coat is a “weapon of mass destruction” and not suited for sporting purpose. As such, its possession was illegal, even by the defendant whose civil rights had been restored following a drug conviction. See also
N.C.Gen.Stat. §§ 14-415.1(a) . J.A. 95.4
After further defense motions focusing primarily on the mass death and destruction issue were made and denied, the case was tried to a jury in September 1993. At trial, the Government presented three witnesses, all law enforcement officers, who testified variously that Tomlinson possessed the gun in question, that the gun was a Mossberg twelve-gauge shotgun, and that Tomlinson previously had been convicted of a crime punishable by imprisonment for a term exceeding one year.
Following the testimony of the Government‘s last witness, an agent with the Bureau of Alcohol, Tobacco and Firearms (ATF), defense counsel conducted a voir dire examination of this witness outside the pres
The district court agreed. “It‘s obvious he didn‘t know. Nobody had so ruled. There‘s no way the defendant could have known.” J.A. 245. The court added, however, that “I don‘t know that his knowledge [ ] of the weapon is [ ] integral to his commission of the offense.” Id.
At the conclusion of the evidence, the district court instructed the jury:
The word “knowingly“, as that term [i]s used from time to time in these instructions, means that the act was done voluntarily and intentionally and not because of mistake or accident.
....
For you to find the defendant guilty of this crime, you must be convinced that the government has proved each of the following elements beyond a reasonable doubt. First, that the defendant knowingly possessed a firearm as charged. The term firearm means any weapon that will or is designed to or may readily be converted to expel a projectile by the action of an explosive.... Second, that before the defendant possessed the firearm, the defendant had been convicted in a court of a crime punishable by imprisonment for a term in excess of one year, that is, a felony offense.
....
The mere possession of a firearm by a person convicted in any court of a crime punishable by imprisonment for a term exceeding one year is a violation of the laws of the United States. It is not necessary for the government to prove that the defendant knew that the weapon in his рossession was a “firearm” within the meaning of the statute, or that he knew his possession of that firearm was in violation of the law.
J.A. 263-66. Prior to the giving of these instructions, the defendant objected, arguing that the court should additionally charge that “the government is required to prove that Mr. Tomlinson knew, or a reasonable person would have known, that this firearm was a weapon of mass destruction.” J.A. 256. The objection was overruled.5
The jury convicted Tomlinson; the judge sentenced him to fifteen years imprisonment. This appeal followed.
II
Staples v. United States, — U.S. —, 114 S.Ct. 1793, 128 L.Ed.2d 608 (1994), interpreted a firearms registration provision,
The instant case does not involve a violation of that statute, but rather of
Here then, the question is whether Staples, by necessary implication, requires that when in a prosecution under
purposes of a
III
For the reasons stated above, we hold that the district court erred in failing to instruct that to convict Tomlinson under
VACATED AND REMANDED.
HAMILTON, Circuit Judge, dissenting:
Today, the majority commits two fundamental errors in reaching its conclusion that the government must, in a
The first fundamental error in the majority‘s decision is its conclusion that
unlawful for any person ... who has been convicted in any court of a crime punishable by imprisonment for a term exceeding one year ... to ship or transport in interstate or foreign commerce, or possess in or affecting commerce, any firearm or ammunition; or to receive any firearm or ammunition which has bеen shipped or transported in interstate or foreign commerce.
Thus, to prove a
When the prior felony rеlied upon by the government is a state offense, a subsidiary question arises under the felony status element of
Whеther a state felony conviction is a felony conviction for purposes of
When the prior state felony conviction can be excluded from the definition of felony conviction under
But when the prior state felony conviction cannot be excluded from the definition of felony conviction under
From the interplay between
Contrary to the majority‘s decision, the district court was not required to instruct the jury that the government had to prove that Tomlinson had knowledge of the charaсteristics of the firearm which brought the firearm within the definition of a “weapon of mass death and destruction” under North Carolina law. Such an instruction is inconsistent with the mechanics of
The second fundamental error in the majority‘s decision is that the decision runs afoul of our recent en banc decision in Langley. In Langley, we held, with respect to the felony status element, the government need not establish that the defendant had knowledge of his felony status, but rather need only prove the defendant was convicted of a prior felony. Langley, 62 F.3d at 605-07. Here, the majority engrafts onto the felony status element a requirement that “when a defendant‘s status as a convicted felon turns on the possession of a particular type of firearm, a jury must be instructed that a defendant is not a convicted felon if, despite possessing such a firearm, he did not know it had the particular nature on which his ‘convicted’ status turns.” Ante at 514. Because Langley rejected the notion that proof of knowledge applied to the felony status element, the majority‘s decision is inconsistent with our decision in Langley.
For these reasons, I respectfully dissent.
