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United States v. Cain
440 F.3d 672
5th Cir.
2006
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Docket

*2 REAVLEY, and Before GARZA BENAVIDES, Judges. Circuit GARZA, Judge: M. Circuit

EMILIO appeals his conviction James Cain of a firearm and sentence for felon, in violation of 18 U.S.C. by a 924(a)(2) (Count 1), pos- §§ 922(g)(1) and intent session with 841(a)(1) §§ in violation of U.S.C. (Count (b)(1)(C) 2), carry- using, and and brandishing ing, and crime, trafficking to a relation 924(c) (Count 3). violation of 18 U.S.C. I police officеrs in two Four New Orleans they a car that stopped unmarked vehicles speeding through had earlier observed city. After the high-crime area halt, exited, re- came to a Cain vehicle waistband, from his a revolver moved police lead flight. An officer took foot. As Cain gave chase on vehicle intersection, the second reached attempt in an to block his pulled up vehicle raised his re- response, Cain escape. vehicle, forcing the driv- toward the volver As he ran out of the line of fire. er to turn the vehicle revolver at by, pointed Cain his on wаs still and at the officer who in the second The two officers foot. four men joined the chase and the

vehicle they until through city streets ran lot with no exit. an enclosed entered blocked, turned escape Finding his offi- the revolver at the again pointed responded, ‍​‌​‌‌​‌​‌​​‌‌‌​‌​​‌‌​​‌​‌‌​​​‌​​​​‌​​​‌‌‌‌‌​‌​​‌‍officer This time thе lead cers. (argued), Ste- Brian Patrick Marcelle injur- revolver and discharging his service Atty., New Higginson, A. Asst. U.S. phen ing Cain.

Orleans, LA, for U.S. now-injured The officers subdued Barnard, Def. and searched man, weapon, Asst. Fed. Pub.

Robert F. secured plastic bag They a small Schulberg, New Or- him. discovered Robin Elise (argued), totaling of cocaine base containing pieces leans, LA, for Cain. grams, including paired ten pieces, ability present five the defendant’s $20 ” defense,’ eight pieces, pieces. given and several $10 $5 Williams, possessed The officers estimated that Cir. Tannehill, (quoting cocaine base with tоtal street value of (5th Cir.1995)). 1049, 1057-58 approximately produced The search $400. drug paraphernalia, pager no or cell *3 proposed an instruction which phone, only in cash. A later $10.35 purported explain to the circumstances un test revealed no evidence of blood cocaine der which inference of intent to distrib use. ute may under U.S.C. 841 arise: guilty A found Cain on each count. may Intent to distribute be inferred The district court sentenced Cain to 199 possession from of an amount of con- (the imprisonment months of top the large trolled substance that is too to bе range), Guidelines which a three- included by possessor used the alone. But a point sentencing enhancement for assault- quantity personal is consistent with ing the him. ‍​‌​‌‌​‌​‌​​‌‌‌​‌​​‌‌​​‌​‌‌​​​‌​​​​‌​​​‌‌‌‌‌​‌​​‌‍use does not raise such an inference in the absence other evidence. As a II 2.Jp law, base, matter grams (A) appeal, On Cain asserts that: the by itself, enough is not to raise an infer- by district court refusing erred to instruct ence intent to distribute. grams that 2.4 of cocaine added). (emphasis The district court ac- itself, prove was not sufficient to an intent cepted the in part, excising instruction distribute; (B) to there was insufficient last sentence. Cain asserts that this was evidence to establish intent to distrib- reversible error because this court (C) ute; and was enhanced (5th United States v. Skipper, 74 F.3d 608 Booker, violation of United States v. 543 Cir.1996), Hunt, and United States v. 220, 738, 125 S.Ct. 160 L.Ed.2d 621 (5th Cir.1997), F.3d 739 established that (2005). the mere of 2.4 of co- caine is base insufficient as a matter оf law

A to establish intent. appeals the district court’s re Supreme Under the Court’s decision in jection proposed jury instruction. We States, 398, Turner v. United review a district court’s refusal give to (1970), 90 S.Ct. upon requested jury charge for an abuse of dis which both Skipper rely, and Hunt cretion. O’Keefe, United Statеs v. 426 critical determination for simply is (5th Cir.2005). F.3d The district quantity whether the at issue is consistent court retains substantial latitude in formu . personal Here, with use. the district lating jury charge, its court’s instruction substantially covered (5th Pettigrew, 77 F.3d Cir. the relevant statement of by adequate- law e 1996), and we will “only revers if the ly informing ie., the jury оf its task: to requested instruction substantially is cor determine quantity whether the is consis- rect; was not substantially covered personal and, so, tent with use if to find no charge whole; as a and if the omission of inference of an intent to distribute without requested instruction ‘seriously im- other evidence.1 No further instruction disposed 1. We Skipper Majors, ‍​‌​‌‌​‌​‌​​‌‌‌​‌​​‌‌​​‌​‌‌​​​‌​​​​‌​​​‌‌‌‌‌​‌​​‌‍of both and Hunt on Cir. presented, cognizant the facts 2003) ("No that the critical quantity minimum of the con- inquiry solely is quantity whether the at issue personal is consistent with use. See United addition, quality of cocaine base evidence of excision was needed. distributе); intent in- proposed from Cain’s final sentence Valdiosera-Godinez, 1095- seriously impair Cain’s did not struction (5th Cir.1991) (intent may be inferred was in a defense. Cain ability present value). In drug quantity, purity, from evidence producing from way precluded addition, two officers testified that per- with the amount was consistent they had never arrested user with use, precluded argu- he nor was sonal such amount cocaine base. had failed to ing that the Government These officers further testified that cocaine an in- evidence to show present sufficient usually through a crack base smoked cocaine base. Accord- tent that, arrested, pipe but when Cain did court did hold that the district ingly, we possess pipe drug paraphernalia or other rejecting its discretion not abuse consistent with cocaine base use. See *4 instruction. proposed Onick, United States v. 889 F.2d (5th Cir.1989) (inference of intеnt 1431 B presence drugs of small amount of argues that the evidence Cain next drug paraphernalia); and to sup at trial was insufficient presented (5th Cir.1992) Munoz, 957 F.2d 174 with in his conviction for port (finding paraphernalia, “distribution “The stan tent to distribute base. cash, quantities quality of or the value and sufficiency evаluating the of dard for intent). probative of the substance” whether, viewing the evidence is evidence Furthermore, the Government demon govern most to the light in a favorable in strated that Cain had no cocaine base ment, trier of fact could have a rational system night on the he was arrested— elements of the offense found the essential that Cain was not a probative evidence Williams, beyond a reasonable doubt.” States v. Gam current user. See United at 1059. “The essential elements 132 F.3d (2d Cir.2004) ble, (finding possession with the intent distribute ample evidence of intent in violation of 21 grams controlled substances 1.7 of co where recovered 1) 2) bags and posses twenty-six zip-lock caine base in knowledge, § are U.S.C. that the de there was no evidence where sion, intent to distribute the con ingested fendant smoked or otherwise States v. Del trolled substances.” United himself). Finally, Cain’s usе cocaine base (5th Cir.2001). gado, 256 F.3d capture again lawful gun evade was insuf contends that the evidence Cain to distribute. evidence of an intent some an intent to distribute. ficient to establish Martinez, 808 F.2d See United form and amount of the co The Cir.1987) (“This court has evidence of caine base recovered is some are ‘tools of the that firearms recognized grams The 2.4 had an intent to distribute. engaged illegal in trade’ of those thirty separate into been broken over in probative prov are highly activities and testimo pieces. The Government elicited Hunt, intent.”); 129 F.3d at ing criminal рieces that could be ny establishing these (distinguishing probative value 743-44 $20, and that Cain sold for between gun $5 a from a presence the mere approximately for possessed an amount worth in a defendant reaches situation which residence).2 (value after enter a Majors, gun F.3d at 796 Seе $400. type protests evidence of a similar required” 2. that substance is to establish trolled Skip- quantum was found insufficient distribute). of an intent to inference Skipper, police officers con- per and Hunt. ducting stop recovered traffic officer, light most ment assaulted such Viewing the evidence officer the course of the offense or immediate verdict, that to the we hold favorable ” Sentenoing .... flight therefrom rational trier of fact could find that Cain 3A1.2(b) (2003)(em- § Guidelines Manual possessed an intent to distribute cocaine added). phasis base.3 find that Amendment

We Cain’s Sixth rights were violated because the did C necessarily not find that aimed a Finally, ap Cain contends firearm at the or en- otherwise plication three-point enhancement gaged conduct constituted as- 3A1.2(b) aiming under U.S.S.G. sault that created a risk of substantial firearm at the officers violated First, in- injury. superseding serious rights his Sixth Amendment under United dictment allege does Cain brand- States v. Booker. See United States v. pursuing officers, ished a firearm at the (5th Cir.2005) Pineiro, only that weapon he brandished the (stating that where a defendant’s sentenc drug trafficking connection with a crime. ing range is increased based on faсts not Second, although jury charge included by jury found or admitted the defen “brandishing,” an instruction on this in- dant, the sentence violates the Sixth require struction did not to find Amendment).4 *5 applies The enhancement an “assault” that “created a substantial if, creating “in a manner a substantial risk bodily injury” risk serious such that a bodily injury,” serious the defendant conviction on support this count would also “knowing having or reasonable cause to enhancement under U.S.S.G. 3A1.2(b).5 person Finally, nothing believe that a was a law enforce- there is Lucien, 366, ‍​‌​‌‌​‌​‌​​‌‌‌​‌​​‌‌​​‌​‌‌​​​‌​​​​‌​​​‌‌‌‌‌​‌​​‌‍crack cocaine and a razor blade v. United States 375-76 (5th arguing Cir.1995) defendant. Other than (finding presence the absence that the drug paraphernalia, government pre- guns large apart and a amount of cash in an prove sented no other evidence to the defen- require finding ment did of intent to distribute). dant had an intent to distribute the crack Skipper, (finding cocaine. See 74 F.3d at 611 the razor blade not relevant to intent and 3. Because we to refuse reverse the ver- stating "[p]araphernalia that that could be dict for with intent to distribute personal provide consistent with use does not argument Cain's that reversal of inferring a sound basis for intent to distrib- using, carrying, his conviction for and brand- ute”). Distinguishing the instant case from ishing and in relation to a Skipper presence is the of other evidence dem- drug trafficking crime is moot. onstrating possessed that Cain an intent to distinguishable. distribute. Hunt is also objected 4. Cain to the enhancement as con- There, рolice executing a search war- trary Supreme to the Court's decision in rant on the defendant’s house discovered Blakely Washington, v. of crack cocaine (2004). broken into one S.Ct. As his pieces. rock and several smaller Police imposed prior sentence was to the Court’s gun, marijuana Booker, also discovered a and related objection decision in this was suffi- paraphernalia, Pineiro, and a razor blade. At first preserve cient to error. 410 F.3d at blush, quantum of evidence found insuffi- 285-86. greater cient in Hunt seems than offered Hunt, however, against merely Cain. involved an 5. The district court instructed the prove assessment of the evidence of intent to distrib- that: “To the defendant 'brandished' a home, firearm, expected ute found prove where the the Government must that the firearm, drug trafficking displayed part incidents of use can defendant all or easily overlap type presence and where the amount and or otherwise made the of a firearm supporting person, regardless of evidence an intent to distribute known to another may stop. directly differ from that for a street See whether firearm was visible to that indicate сlaim that court’s decision sentence form that would jury verdict found that Cain brandished range middle of a Guidelines estab- to constitute way as weapon such harmless”); lishes Booker error as United officers.6 an “assault” on Woods, v. 2006 WL at *3 States (5th Jan.24, (concluding Cir. that a district court’s do not find the We impоsed top sentence at the of the Guide- 52(a) Rule harmless under error range lines is not sufficient to establish Procedure. See Rules of Criminal Federal beyond harmless error a reasonable Mares, F.3d United doubt). cannot Because Government Cir.2005) (court (5th ordinarily will n. 9 harmless, prove that the еrror was we error and remand unless vacate sentence harmless); Akpan, vacate the sentence and remand. See United States Cir.2005) (“The (5th govern Mares, F.3d 402 F.3d at 520 n. 9. of demonstrat must bear the burden

ment by demon that the error was harmless ing Ill beyond a reasonable doubt strating stated, AFFIRM the For the reasons we of which a constitutiоnal error the federal conviction, but the sentence and VACATE complains did not contribute defendant received.”). sentencing REMAND for consistent with Although that he opinion. in the record that this is some indication there imposed the court would have

the district a harsher sentence under advi sаme or REAVLEY, Judge, dissenting in Circuit scheme, express it did not sory Guidelines part: ly such an intention. state Cf. affirming I concur ‍​‌​‌‌​‌​‌​​‌‌‌​‌​​‌‌​​‌​‌‌​​​‌​​​​‌​​​‌‌‌‌‌​‌​​‌‍in the conviction but Saldana, justification vacating the sen- see Cir.2005) (finding harmless error where only problem The with the sen- tence. departed upwardly court the district *6 im- is that the enhancement was tence that even if the Guidelines were stated guidelines when the law made the posed unconstitutional, the court held to be mandatory. go through the harm- So we to the same

would sentence defendant inquiry, wondering less what such a imprisonment). Without term of judge had known have been if the would stаtement, rejected the claim that we have mandatory. guidelines were minimum in the a sentence above the more sensible to remand the It would be sufficient to es range is alone Guidelines the decision whether judge case to the tablish harmlessness. See United (5th Cir.2005) always Almost a mere or- to resentence. Garza, 165, 171 entered, burdening without rejected the der would be that “this Circuit has (stating note, inju- might risk of serious itself defines create substantial person.” Of the statute display a firearm ry, argues to include the evidence at trial did not "brandish” he that the person." 18 U.S.C. to intimidate "pointed” [a] added). “in order necessarily that he establish 924(c)(4) jury (emphasis § Had the weapon at the officers. The record contains statutory using defi- instructed the entire been "point- testimony that Cain "raised” and/or nition, brandishing conviction for "rais[ingl” pistol pistol. ed” a Because might support that the nec- аn inference necessarily "assault” constitute an does not essarily that "created a found an "assault” “brandishing,” sufficient to constitute but is injury” bodily un- risk of serious substantial neces- we are unable to conclude 3A1.2(b). U.S.S.G. der finding sarily verdict on a that he based its "pointed” pistol at the officers. appeal de- Although Cain concedes on 6. liberately pointing at the officers the marshal to retrieve the defendant and judge go through resentencing. ALI, Petitioner,

Imtiaz GONZALES, Attorney R.

Alberto

General, Respondent.

No. 05-60343

Summary Calendar. Appeals,

United States Court

Fifth Circuit. 15, 2006.

Feb.

Case Details

Case Name: United States v. Cain
Court Name: Court of Appeals for the Fifth Circuit
Date Published: Feb 15, 2006
Citation: 440 F.3d 672
Docket Number: 05-30003
Court Abbreviation: 5th Cir.
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