Lead Opinion
This is an appeal by the Government from an order suppressing as evidence
At the hearing on the motion to suppress, there was uncontroverted testimony that about 4:00 p. m. on April 4, 1971, the officer was walking on a tour of duty in the downtown shopping district. He observed appellee on the southeast corner of 13th and F Streets, N.W., among a group of
The officer then walked south on 13th Street toward the corner of 13th and E Streets, periodically looking over his shoulder, and observed that appellee appeared to be watching him as he walked the entire block. The officer then turned and walked back toward the bus stop and, when within approximately 25 feet thereof, appel-lee left the corner, crossed F Street, walked one block north, crossed to the west side of 13th Street, and started back in a southerly direction.
The officer followed him and, approaching from the rear as he walked, placed his hand on appellee’s elbow and said, “Hold it, sir, could I speak with you a second?” Appellee’s instantaneous reply was, “It’s registered, it’s registered.” When asked what was registered, he answered that his pistol was registered. The officer then conducted a search for the pistol which he recovered.
The court ruled that “when the officer put his hands on the [appellee] it was pretty apparent that the [appellee] was not free to go or move or in any way resist” and that the officer “did not have probable cause to do as he did in this case.” The court then granted the motion to suppress.
The hearing judge was apparently of the view that an arrest or seizure of appellee occurred when the officer placed his hand on appellee’s elbow because he applied, at that instant, the standard of probable cause. We think this was error. In United States v. James, D.C.Cir.,
It is well established that “a police officer may in appropriate circumstances and in an appropriate manner approach a person for purposes of investigating possibly criminal behavior even though there is no probable cause to make an arrest.” Terry v. Ohio,392 U.S. 1 , 22,88 S.Ct. 1868 , 1880,20 L.Ed.2d 889 (1968). Such investigatory encounters do not constitute “arrests.” Young v. United States,140 U.S.App.D.C. 333 , 336,435 F.2d 405 , 408 (1970). See Allen v. United States,129 U.S.App.D.C. 61 , 64,390 F.2d 476 , 479 (1968); Bailey v. United States,128 U.S.App.D.C. 354 , 364 n.9,389 F.2d 305 , 315 n.9 (1967) (concurring opinion of Leventhal, J.); Brown v. United States,125 U.S.App.D.C. 43 , 46 n.4,365 F.2d 976 , 979 n.4 (1966).
Moreover, in Coates v. United States,
[T]he test must not be what the defendant himself . . . thought, but what a reasonable man, innocent of any crime, would have thought had he been in the defendant’s shoes.
Thus in the instant case, the conclusion seems compelled that Officer Flournoy’s initial confrontation with appellee did not amount to an arrest nor did it amount to a “seizure”, within the purview of Terry v. Ohio,
The Supreme Court, in Terry v. Ohio, supra, stated that society’s interest in effective crime prevention and detection “underlies the recognition that a police officer may in appropriate circumstances and in an appropriate manner approach a person for purposes of investigating possibly criminal behavior even though there is no probable cause to make an arrest.”
United States v. Lee, D.C.App.,
. I think the rule of the cases is that the police can question a person not a suspect or one who is a mere suspect, so long as the period of detention and the mode of the questioning are reasonable under the circumstances for the purpose of obtaining information.
Robinson v. United States, D.C.App.,
We held in that case that the confrontation became an illegal detention when the suspects involuntarily complied with the request that they accompany the police officers to the apartment building.
In Lee, supra, the investigation resulted in an arrest which we held was with probable cause because, during the brief detention and interrogation to determine identity, the officer was given reason to believe that Lee was carrying a pistol. Significantly enough, it was the police activity subsequent to the initial confrontation which led to the opposite result in Robinson, supra.
Here, the officer’s action, prior to the statement by appellee “It’s registered, it’s registered”, cannot under any theory be considered an arrest or seizure of appellee. Since the officer’s action during his observation of appellee did not involve an interference with his liberty, it is unnecessary to test those actions by reasonableness standards. Unlike Terry v. Ohio, supra, the “initiation . of physical contact” (the touching of the elbow) was not “for the purpose of searching” appellee. Id.
We hold therefore, on the foregoing authority, that the police activity complained of did not under the circumstances disclosed by this record, amount to an intrusion upon appellee’s constitutionally protected rights. Accordingly, the order of suppression is
Notes
. D.C.Code 1967, §23-104 (a) (1) (Supp. IV, 1971).
Dissenting Opinion
(dissenting) :
I dissent because I believe the majority opinion in this case will, if it stands, set a worrisome precedent in this city in the constitutional area of the right to privacy. Those who have followed the trend of judicial decisions in the past few years know the courts generally have recognized that police must be granted more leeway, within reasonable bounds, in dealing with street crimes than in years gone by when urban life was more secure for all.
This recognition was highlighted by the Supreme Court’s decision in Terry v. Ohio,
At 4 o’clock in the afternoon during the middle of April last year, a policeman was walking his beat in the downtown shopping area of this city. He went west on F Street, N.W., and turned the corner at 13th Street to go south toward E Street on the east side of 13th Street. As he turned the corner he glanced at people standing at the bus stop. He noticed appellee as he was “acting in a suspicious manner” because after he turned the corner appellee “snatched his hand out of his pocket and started rubbing his face.” The officer continued all the way to 13th & E Streets, turned around and came back. He said that while he was going down the street to the next block he continuously looked over his shoulder and appellee was watching him “all the way down the street.”
The officer was the only witness at the hearing on the motion to suppress and when counsel had concluded their examination of him, the trial court asked some questions in an effort to understand the officer’s conduct. The following transpired:
THE COURT: I want to ask a question. It is not clear to me — I think that it was testified that while you observed the Defendant at the bus stop that he snatched his hand out of his pocket and began scratching his face. What did that mean to you? Why does that seem important ?
[OFFICER]: It just seemed that something was wrong. It didn’t have any significant value. When I turned the corner—
THE COURT: Were you walking or were you in a patrol car.
[OFFICER]: Walking, right.
THE COURT: Were you in uniform?
[OFFICER]: Yes, sir.
THE COURT: What was it about this man that attracted your attention?
[OFFICER]: One, the way he took his hand out of his pocket when I turned the corner and he continuously watched me as I walked down the street.
THE COURT: Did he have anything in his hand?
[OFFICER]: No, sir.
THE COURT: What was it about taking his hand out of his pocket that you felt was unusual ?
[OFFICER]: Normally, people wouldn’t do that when they saw a policeman.
THE COURT: Oh, I don’t know. What were you basing that on?
[OFFICER]: The fact that it aroused my suspicion.
THE COURT: The fact that he took his hand out of his pocket ?
[OFFICER] : Yes, sir.
THE COURT: All right. Any further questions?
[DEFENSE COUNSEL]: No further questions.
THE COURT: Thank you, Officer, you may step down. One more question. Before you detained him by taking hold of his arm, did you try to call to him to stop him?
[OFFICER] : No, sir.
THE COURT: In other words, you grabbed his arm and then spoke to him.
[OFFICER]: That’s right, Your Hon- or.
Having heard the argument of counsel and apparently feeling that it understood the circumstances of the occurrence, the court made the following findings:
THE COURT: Anything further? The Court is prepared to rule. It accepts the description of events as presented by the police officer as his best recollection of what happened.
The Court is called upon in a case of this nature to reconstruct those events and to make a decision as to whether the officer acted as a reasonable and prudent officer would under these circumstances confronting him and whether he did have probable cause to do as he did in this case.
The Court does not in any way doubt that the officer had the best of intentions but as the Court was trying to find out*850 in the questions to the officer with regard to what it was that made him suspicious, the officer replied that the man took his hand out of his pocket and scratched his face.
In the Court’s opinion this is not probable cause in this case. As to the voluntary admission the Court has some problems with that because when the officer put his hands on the Defendant it was pretty apparent that the Defendant was not free to go or move or in any way resist. So that, I do not think that we are looking at a voluntary admission at all.
The officer also indicated that he did not call to him or try to stop him prior to his putting his hand on hwc from the rear at the time that he stopped him.
The Court accepts the fact that the officer acted in good faith. This Court feels that he did not have probable cause to do as he did in this case so it’s going to grant the motion. (Emphasis supplied.)
I think the majority”opinion is wrong in several respects. In the first place, it states, “The hearing judge was apparently of the view that an arrest or seizure of ap-pellee occurred when the officer placed his hand on appellee’s elbow because he applied, at that instant, the standard of probable cause. We think this was error.”
The fact is the hearing judge did not find appellee was placed under arrest. At no time during the hearing nor in the findings did the judge so much as use the word “arrest.” The hearing judge stated: “The Court is called upon ... to make a decision as to whether ... he did have probable cause to do as he did in this case” and subsequently repeated, “This Court feels that he did not have probable cause to do as he did in this case. . . . ” (Emphasis supplied.) At the end of his questions to the officer, the court asked him, “Before you detained him by taking hold of his arm, did you try to call to him to stop him?” (Emphasis supplied.) All indications are the trial court viewed the initial occurrence not as an arrest but as a seizure short of an arrest.
Insofar as this court’s decision holds the finding of the trial court than an arrest occurred initially was error, I think the majority is holding as error a finding never made. But this does not end the matter because the court holds as error the hearing judge’s determination that appellee was “not free to go or move or in any way resist”, which patently must be considered a finding that appellee was “seized” within the meaning of Terry, and, consequently, the officer’s actions are required to be scrutinized under the reasonableness standard of the fourth amendment.
The trial court was careful to understand what had transpired and why. Having done so, it found that due to the officer’s action in putting his hand on appellee from the rear and stopping him, at the same time saying “hold it” for purposes of interrogation, appellee “was not free to go or move or in any way resist.” That finding seems entirely reasonable, and certainly not manifestly wrong, and constitutes a holding there was a seizure. Terry, supra at 16,
But, says the majority, it was error (clearly erroneous) to find a seizure because the officer “merely touched appellee’s elbow” and “coupled this touching with the simultaneous request to speak with appel-lee.” It equates the officer’s action with the right of a police officer to seek information from anyone.
There is one thing wrong with that approach. The trial court found upon ample evidence that there was a seizure and nowhere does the majority meet this finding head-on, let alone say wherein it is wrong. Surely, trial judges are owed that much. The officer testified at one point he did not “grab him as if to snatch him” but “merely touched him trying to stop him.” On two other occasions, while being examined by the court, the officer affirmed that after following him he took hold of his arm from the rear and stopped him for questioning. After hearing all the testimony and observing the only witness the court concluded the officer’s action constituted a seizure. I am at a loss to understand upon what basis the majority overturns this finding and substitutes its own. Having done so, it vaults to the conclusion there is no “constitutional intrusion.”
Implicit in this, I should imagine, is the court’s realization that appellee’s action in taking his hand out of his pocket and rubbing his face plus looking down the street in the direction the officer walked, and later crossing the street to walk up the block and across, is too consistent with innocent behavior of pedestrians on any afternoon in a downtown shopping area and falls short of “articulable facts” warranting a seizure for investigation. Terry, supra at 21,
In my view, the majority opinion in this case conflicts with our decision in Robinson v. United States, D.C.App.,
I find it puzzling that the majority relies on dicta in a separate opinion by the late Judge Prettyman in Trilling v. United States,
The ultimate effect of the court’s opinion in this case is to outflank Terry. Because if an appellate court may summarily overturn a reasonable trial court finding that there was an investigative seizure of one suspected of criminal activity without a reasonable basis and, instead, simply classify the police action as merely an effort to gain the suspect’s attention for the purpose of obtaining information from him, then the requirement for a Terry stop that there be “specific and articulable facts which, taken together with rational inferences from those facts, reasonably warrant that intrusion” is avoided. Terry, supra
I think the court is venturing into dangerous constitutional waters if it blurs essentials of Terry that (a) where on a show of authority by an officer a citizen is in effect restrained from walking away a “seizure” has occurred, and (b) the “seizure” must be founded upon an articulable suspicion. The way we will get into deep water is to plaster over a restraint of liberty by show of police authority with the innocuous label of “a touching with the simultaneous request to speak,” as is done here by the court. One practical pitfall is that the need of the police for a self-protective frisk may be just as great but would be precluded. Because it is evident in Terry that “it is temporary detention, warranted by the circumstances, which chiefly justifies the protective frisk for weapons.” Terry, supra
I find it rather incredulous that the concurring opinion states I feel the officer was “constitutionally wrong” in seeking to speak with appellee for a second. As I said earlier, any person may speak with any other person on the street unless he seizes him without justification. Terry, supra at 34,
The burdens on the people and police in this crime ridden city are dreadful to contemplate. Yet, while we should give the police all reasonable “elbow room” in com
I think the findings of the trial court were manifestly fair and certainly not clearly erroneous, and I would affirm.
. This is a long block on a busy downtown street.
. With the relatively recent emergence in the decisions after Terry v. Ohio, supra, of a constitutional seizure short of arrest in which the officer must have a reasonable basis for the seizure, it is understandable that the hearing judge chose to phrase his determination of the reasonableness of such a seizure under the well-known terminology of “probable cause.” One commentator has said, “[Sjince the case [Terry seizure] is to be approached in traditional fourth amendment conceptualizations, the ultimate question remains whether there is probable cause — not for an arrest — but for a detention.” Cook, Varieties of Detention and the Fourth Amendment, 23 Ala.L.Rev. 287, 299 (1971). For articles advocating the use of “probable cause” to test the reasonableness of non-arrest detentions, see LaFave, Street Encounters and the Constitution : Terry, Sibron, Peters and Beyond, 67 Mich.L.Rev. 40 (1968) ; Comment, Why Not Probable Cause for Stop and Frisk, 14 S.D.L.Rev. 141 (1969). See also Sawyer v. Craven,
. See, e. g., United States v. James, D.C.Cir.,
. See also cases cited in note 3, supra.
. Mallory v. United States,
. Urban crime now has such a broad base that only the naive would suppose it could be reduced to the proportions of a generation ago without a massive national peacetime effort directed to several facets of our society, such as we have not seen before.
Concurrence Opinion
(concurring) :
Whenever a colleague dissents from a view or an opinion which I have expressed or adopted that fact gives me cause to suspect the validity of my own reasoning. Intractability, in my view, is not the hallmark of those commissioned as we are to resolution of legal questions arising from human conflict. I have thus undertaken to reappraise the factual predicate, reasoning, and conclusion expressed in Judge Pair’s opinion. I remain convinced that it is correct and I fail to see how our practical and realistic reading of this record can create a worrisome erosion of rights even in the unlikely event that this factual setting would be repeated. Our holding is simply that as a matter of law no infringement on rights occurred when appellee exclaimed regarding registration of the gun. We are not concerned with what might have been justifiable police conduct had that alarmed and alarming statement not been made. Perhaps no constitutionally sanctioned intrusion was permissible on these facts, hut it is clear to me that none resulted until appellee’s outburst supplied an abundant basis.
In my view the dissent is predicated on a reading of the record which gives too much literal significance to the phrasing of certain questions asked of the officer. It is this fault which I also find with the trial court’s ruling, telegraphed as it was by the leading questions to which the dissent clings. No holding in this constitutional area, commanding as it does all the common sense and reasonableness man can bring to bear, requires courts to abandon a realistic and practical approach to such human encounters as we have here. As I understand the dissenting opinion it would tell the officer he was constitutionally wrong in seeking to speak with appel-lee. On this record, I cannot agree with such criticism. In short, this street encounter does not rise to constitutional dimensions.