United States v. BrownUnited States v. Brown
On July 15, 2004, а jury found Dennis W. Brown (“Brown”) guilty of being a felon in possession of four firearms and 200 rounds of ammunition in violation of
On February 24, 2005, the district court found Brown subject to sentencing under the Armed Career Criminal Act (ACCA),
After careful consideration, we affirm Brown’s conviction. We also affirm his new sentence, but for a reason other than that given by the district court.
I. Background 1
On June 18, 2002, Scott DeVlaminek was arrested when he attempted to sell fоur firearms with ammunition to a cooperating witness. As police officers converged upon DeVlaminek, he immediately identified Dennis Brown as the source of the guns. He stated that Brown had offered to pay him half the proceeds of the sale, and that Brown expected him to return immediately with the money. DeVlaminek told the officers that Brown had retrieved the guns from his garage at 88 Forest Street in Salisbury, Massachusetts.
Lt. Thomas Coffey and Cpl. David L’Es-perance had participated in a major drug investigation involving Brown in the early 1990s, and knew him and his voice from personal debriefings and from listening to hundreds of hours of intercepted communi
The Government filed a one-count indictment charging Brown with being a felon in possession of a firearm in violation of
Brown made a number of motions in limine, two of which are at issue in this appeal. In the first motion, Brown sought to exclude the anticipated testimony of Coffey and L’Esperance that they recognized him as the person speaking with DeVlaminck during the controlled cell phone conversation. Brown claimed that evidence of these officers’ identification of his voice would be unreliable and unfairly prejudicial, particularly considering that he had, in the interim, undergone cancer surgery resulting in the removal of parts of his tongue. The district court denied the motion. In the sеcond motion in li-mine, Brown sought to exclude Coffey’s anticipated testimony that he called Brown’s cell phone and that it rang. The district court also denied this motion.
On February 24, 2005, the district court adopted the PSR’s recommendations and sentenced Brown as an ACC to fifteen years. On March 1, 2005, the Supreme Court handed down Shepard, and on April 1, 2005, Brown moved for resentencing. He argued that, in determining that he committed the violent varieties of witness intimidation and ABPO, the district court had engaged in judicial factfinding of the type now prohibited by Shepard. The district court agreed, quashed Brown’s sentence, and ordered that a resentencing hearing be scheduled.
At the ensuing November 10, 2005 re-sentencing hearing, the parties debated whether Brown could still be considered an ACC, and the focus was on whether Brown’s ABPO conviction qualified as an ACCA predicate.
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The Government argued that Brown could be sentenced as an ACC because, according to
United States v. Fernández,
II. The Motion to Suppress
Brown appeals the denial of his motion to suppress. He does not now claim that the police lacked probable cause to arrest him, but maintains that he was in the curtilage of his home and that the police
A. Standard of Review
When considering whether a certain location qualifies as curtilage for Fourth Amendment purposes, we review the district court’s findings of fact for clear error and its conclusions of law
de novo. United States v. Diehl,
B. Discussion
With one apparent exception discussed below, Brown does not challenge the district court’s factual findings with respect to the motion to suppress, and our examination of the record reveals no error in these findings, much less clear error. We thus turn immediately to whether, in light of these facts along with those adduced at trial, 6 the district court erred in determining that Brown was not in the curtilage of his home.
The Fourth Amendment protects persons from warrantless arrest inside their homes or other places where they have a reasonable expectation of privacy.
See Payton v. New York,
When determining whether a given location falls within the home’s curti-lage, we look to whether it is “so intimately tied to the home itself that it should be placed under the home’s ‘umbrella’ of Fourth Amendment protection.”
Diehl,
[1] the proximity of the area claimed to be curtilage to the home, [2] whether the area is included within an enclosure surrounding the home, [3] the nature of the uses to which the area is put, and [4] the steps taken by the resident to protect the area from observation by people passing by.
Id.
at 38 (quoting
Dunn,
The first
Dunn
factor would seem to favor a finding that Brown was in the curtilage when arrested: he was arrested at the top of his driveway, adjacent to the garage. The record is unclear on precisely how far this location was from the trailer in which Brown resided. Yet even assuming the two were close together, proximity to the dwelling house is not dispositive.
United States v. French,
Notwithstanding the fulfillment of the first
Dunn
factor, an examination of the third and fourth factors leads us to a different conclusion. Although determining whether a given area falls within the curtilage “depends on the facts of a ease,”
Rosencranz v. United States,
It is clear that the area where Brown was arrested was not visible from the public street, due in part to the 400-foot length of the driveway and vegetation between the street and the relevant area.
We conclude that, when Brown was placed under arrest, he was not within an area coming under his home’s umbrella of Fourth Amendment protection.
Diehl,
III. The Motions in Limine
Brown made two motions
in limine
that are at issue in this appeal. The first concerns Coffey’s and L’Esperance’s trial testimony that they recognized Brown’s voice during the controlled cell phone conversation between Brown and DeVlaminck. Brown claims these identifications were unreliable and unfairly prejudicial. The second concerns Coffey’s trial testimony that he called Brown’s cell phone with the number DеVlaminck provided and that it rang. Brown claims the Government’s failure to turn over in discovery Coffey’s cell phone records from the night in question violated
Brady v. Maryland,
A. Standard of Review
We review the district court’s rulings on whether to admit or exclude evidence, including rulings on motions
in limine,
for abuse of discretion.
United States v. Guerrier,
B. Discussion
1. The First Motion in Limine
Brown argues that evidence of Coffey’s and L’Esperance’s identification of his voice shоuld not have been placed before the jury because the identification was unreliable. We consider the “totality of the circumstances” to determine whether voice-identification testimony is sufficiently rehable to be allowed into evidence.
United States v. Panico,
The district court did not state the reasons for denying Brown’s motion in limine, although it remarked on the reliability of Coffey’s and L’Esperance’s voice-identification evidence in its earlier decision on Brown’s motion to suppress:
While defendant objects to the fact that neither Cpl. L’Esperance or Lt. Coffey are trained in voice identification, their prior familiarity with Brown’s voice, gleaned from hours of listening to his telephone conversations and debriefing him in person is more than sufficient to establish the reliability of their recognition of his voice.
Brown,
We agree with these observations. There is abundant evidence on record that Coffey and L’Esperance had spent a great deal of time listening to Brown’s voice. They transcribed “hundreds of hours” of tapes from wiretaps during the drug investigation involving Brown in the early 1990s, and L’Esperance met Brown in person several times after Brown decided to cooperate with that investigation. L’Es-perance also testified that he saw and spoke to Brown in a courthouse parking lot a few months prior to the events at issue here. Given the degree of contact between these two officers and Brown, we accord very little weight to the fact that most of it occurred ten or twelve years prior to Brown’s arrest. Indeed, L’Esperance testified that listening to Brown’s voice during the phone conversation with DeVlaminck was like “listening to a friend,” and Brown himself confirmed his apparent acquaintanceship with L’Esperance by uttering in open court, as L’Es-perance was being led to the witness stand, “David, my boy, how are we doing?”
Brown argues that the voice identifications were unreliable because Coffey and L’Esperance had not heard him speak for perhaps ten or twelve years, and his voice had changed “dramatically” in the interim as a result of cancer surgeries on his tongue. As support, Brown submitted to the district court the affidavit of an otolar-yngologist stating: “[I]t is likely that Dennis Brown’s speech differs today.... Specifically his articulation of words would be comparatively diminished.” We are unconvinced that Brown’s tongue surgeries altered his voice to the dramatic extent he claims.
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In any event, even if Brown’s
Our opinion in
Ricci v. Urso,
As in
Ricci,
nothing in the record indicates that either Coffey or L’Esperance had special training in voice identification, and DeVlaminck’s cell phone records from the night in question show that the conversation with Brown was very brief, perhaps under a minute. Nevertheless, in contrast to the officer in
Ricci,
Coffey and L’Esperance had extensive experience listening to Brown’s voice, and L’Esperance had met with Brown personally and recently. Their familiarity with Brown’s voice was much more akin to that of the defendant’s ex-husband and friend in
United States v. Gilbert,
While we acknowledge that the conditions here — with three men huddled together listening to the same cell phone— were not the best for making a voice identification, the defects were not so grave as to render the district court’s ruling on reliability an abuse of discretion. The totality of the circumstances make it quite plausible that Coffey and L’Esperance could hear Brown clearly, and could recognize and remember his voice upon hearing him.
Brown alsо claims that the district court abused its discretion in failing to grant the first motion
in limine
under
In our view, Coffey’s and L’Esperance’s identifications of Brown’s voice in the cell phone conversation had considerable probative value to an issue directly in dispute: whether Brown was the man on the other end of the line, instructing DeVlaminck to sell the guns and return with the money, tends to show that Brown was the owner of the guns, or at least had a significant stake in their sale. On the other side of the equation, any risk of unfair prejudice resulting from testimony on Brown’s criminal past was greatly attenuated by the cautious way in which the parties fashioned their arguments and elicited testimony at trial. While both parties’ closing arguments referred to the wiretap investigation, neither stated the purpose of the investigation or even that it involved suspected criminal activity. Similarly, Coffey testified that Brown had been the subject of a wiretap investigation, but did not reveal its purpose or any details of it, or that Brown was suspected of committing a crime. L’Esperance likewise testified that Brown had been wiretapped and recorded as part of a “law enforcement initiative.”
Brown stipulated at trial that he had previously been convicted of a crime punishable by a term of imprisonment exceeding one year. The district court informed the jury of this stipulation, and cautioned the jurors not to speculate on the nature of the crime of which Brown had beеn convicted. While the wiretap testimony may have led some jurors to speculate as to why Brown was investigated in the early 1990s, it is difficult to imagine any significant danger of unfair prejudice accruing to Brown that would outweigh the probative value of the testimony. Any such juror probably simply assumed the investigation related to the crime Brown had stipulated to committing. It is highly unlikely that any juror based all
or
a substantial portion of his or her decision regarding Brown’s guilt on the fact that he had been the subject of a wiretap investigation.
See United States v. Flemmi,
We accordingly conclude that the district court did not abuse its discretion in denying Brown’s motion in limine to exclude the voice-identification testimony of Coffey and L’Esperance.
.2. The Second Motion in Limine 11
At the motion to suppress hearing, Coffey testified that he confiscated Brown’s
Three days later, Brown’s counsel sent a letter to the Assistant U.S. Attorney asking to be provided with “records of Coffey’s cell phone showing the telephone call to Dennis Brown’s cell phone.” The Government did not provide such records. Brown then filed the motion in limine, claiming that any testimony on Coffey’s confirmatory phone call should be excluded on the ground that it is “contradicted by affirmative undisputed evidence in the record,” including Brown’s cell phone records, the booking sheet, and police records that show Coffey was at the Salisbury police station interrogating DeVlaminck between 8:15 p.m. and 9:25 p.m. Brown also asserted that the testimony should be barred because the Government failed to hand over Coffey’s phone records in spite of Brown’s request.
At trial, prior to Coffey’s testimony, Brown reminded the district court of the still-pending motion in limine, emphasizing that it should be granted because the Government had failed to hand over Coffey’s phone records. The Gоvernment responded that it did not have the records. The district court issued a brief oral ruling disposing of the motion: “The records were equally accessible to both sides. [Brown] could have issued a subpoena for them. So the motion is denied.”
Testimony at trial on this issue was predictably confused. An officer who was present at Brown’s arrest testified that Coffey dialed Brown’s number immediately after confiscating the phone and that it rang. Coffey testified on direct examination that he called the phone and it rang, but that he did not remember whether he called while still at Brown’s property or sometime later. On cross-examination, Coffey testified that, despite what was reflected in the 8:15 p.m. booking entry, “we were still looking at [Brown’s] personal property,” that the phone was sent to another police station, and that “the Salisbury Police did not have physical possession of that phone at 8:15.” When shown evidеnce that he was at the Salisbury police station interrogating DeVlaminck between 8:15 p.m. and 9:25 p.m., Coffey acknowledged that he was not still at the Brown property at 8:40 p.m., when Brown’s phone records show an incoming call.
Brown now appeals the district court’s denial of his motion
in limine.
He argues that Coffey’s phone records were
Brady
material because they would have directly contradicted Coffey’s testimony on a key issue: the fact that Coffey called the number DeVlaminck provided and Brown’s phone rang bolstered the Government’s claim that it was Brown with whom DeV-laminck had been speaking during the earlier controlled phone conversation. Evi
The Supreme Court’s holding in
Brady
requires the Government to disclose exculpatory evidence in its possession that is “material either to guilt or to punishment.”
Brady,
The Government maintains that Coffey’s phone records are not, and never have been, in its custody or control, and that it therefore has no obligation to seek them out and disclose them.
See United States v. Bender,
IV. The Allocation of Peremptory Challenges
Brown next argues that his conviction should be reversed or retrial granted because the district court, in its manner of selecting alternate jurors, violated
A. Standard of Review
The Government argues for plain error review because Brown failed to make a timely objection to the district court’s method of selecting alternate jurors. We agree.
See United States v. McFarlane,
B. Discussion
The district court seated fourteen jurors using the “struck” method. During jury empanelment, the court gave Brown eleven peremptory challenges: the ten from
Brown claims that this method of empaneling alternate jurors and allocating peremptory challenges violated
Brown then mounts an imaginative but ultimately unavailing argument as to hоw he was harmed by this violation. Had the district court followed
Brown greatly exaggerates the consequences of the district court’s error, and the remedy he asks for — reversal or retrial — is far out of proportion to the harm he claims he suffered. We addressed this very question more than twenty-five years ago under an earlier version of
Despite the clear transgression of the rule, we do not perceive how defendants’ exercise of their peremptory challenges was curtailed in any way.... We do not think that combining the regular and alternate challenges amounts to a violation of defendants’ substantial rights---- This, however, does not put our imprimatur on the court’s procedure for the exercise of peremptory challenges.
Id.
While
Having concluded that Brown’s conviction stands, we turn now to the sentence imposed by the district court.
Y. The Sentence
The Government appeals the district court’s sentence of sixty-three months. It argues that both ABPO and witness intimidation in Massachusetts law are categorically violent felonies for purposes of the ACCA, and that the district court erred in not sentencing Brown as an ACC.
A. Standard of Review
We review
de novo
whether a pri- or conviction qualifies as a violent felony for purposes of the ACCA.
United States v. Pratt,
B. Discussion
Recently, in
United States v. Holloway,
The record suffers from an infirmity that renders us unable to hold the ACCA applicable. As Brown points out, the evidence concerning his ABPO conviction is extraordinarily sparse. The relevant paragraph of the PSR lists the following pieces of information: that Brown was charged with the offense of ABPO in Newburyport District Court; that the date of Brown’s arraignment was August 2, 1982; that Brown was represented by counsel; and that the matter was disposed of on June 18, 1983. Next to this date, “G. $625 fine” appears. See PSR ¶ 33. Where a description of the facts would normally appear, the PSR states that “[n]o information was available regarding this offense.” Id. Brown concedes that he was charged with this offense, but contends that, on his recollection, there was no guilty finding, and the ease was dismissed upon payment of the $625 fine. The Government has nоt produced — and has apparently been unable to locate — any documentation or other evidence relating to this offense, apart from the PSR entry.
Brown contests the accuracy of the PSR entry in question, and has consistently maintained, both in the district court and before us, that the Government failed to satisfy its burden of proving the fact of the Massachusetts ABPO conviction. We reject the Government’s contention that Brown somehow conceded his ABPO conviction by arguing at various points that it did not qualify as an ACCA predicate because the underlying circumstances were nonviolent. We read these merely as arguments in the alternative, in case the district court found over Brown’s objection that the three proffered predicates in fact existed. Brown’s objection to the existence of the ABPO conviction was spelled out in a sentencing memorandum to the district court dated Januаry 5, 2005, and the point was debated at some length during the February 24, 2005 sentencing hearing. At that hearing, the district court acknowledged that “[t]he awkward aspect of this case is that all the records have been lost, as best as anyone can tell.” It nonetheless held it was “satisfied with the accuracy of the records that have been presented ... confirming the three prior convictions,” and sentenced Brown to the fifteen-year ACCA minimum. 14
This determination was in error. The Government’s burden of proving a predicate conviction for sentencing purposes is admittedly a “modest” one that can be satisfied “in divers ways,” including by introducing a certified copy of the judgment, or by a statement in the PSR.
United States v. Cordero,
[T]he Government may not simply rely on assertions in a presentence report if those assertions are contested by the defendant. Thus, when the defendant calls into dispute a presentence report’s description of an alleged prior conviction, the Government must demonstrate that the description in the report is based on a sufficiently reliable source to establish the accuracy of that description.
United States v. Price,
Accordingly, we hold that the ACCA is inapplicable in the circumstances because the Government has proven, at most, just two prior convictions that qualify as predicates under
VI. Conclusion
Brown’s conviction is affirmed. Brown’s sentence is affirmed, but on different grounds.
Notes
. We recite the facts relating to the denial of Brown’s motion to suppress as found by the district court, consistent with record support.
See United States v. Romain,
. Based in part on a description of DeVlam-inck’s arrest and his statements incriminating Brown, the police were able to obtain a warrant to search Brown’s garage, which was executed later that night. The search produced a bag containing twenty-eight rounds of nine-millimeter ammunition. The district court denied Brown's motion to suppress this ammunition. Brown, 322 F.Supp.2d. at 109. In a special-verdict form, the jury acquitted Brown of possessing this ammunition.
. Brown concedes that the 1992 conviction for distributing cocaine qualifies as an ACCA predicate because it is a ‘‘serious drug offense.”
. While the Government eventually managed to come up with certified documentation concerning the 1980 witness-intimidation conviction, it was never able to locate any documentation for the ABPO conviction beyond the short entry in the PSR itself. See PSR ¶ 33.
.Brown's witness-intimidation conviction was not discussed at the resentеncing hearing, and it is not clear why. The district court based its decision not to apply the ACCA on the ground that at least one of the three necessary predicates — the ABPO conviction— did not qualify as a violent felony.
. We are not restricted to reviewing the record as it stood at the time the district court took its decision on the suppression motion. Relying on
Carroll v. United States,
. Some of our sister сircuits appear to have taken different positions on whether a driveway that otherwise meets the curtilage requirements but is exposed to public view is not curtilage, or if it is nonetheless curtilage, albeit curtilage not afforded the same Fourth Amendment protections.
Compare, e.g., French,
. Brown states in an affidavit that customers always phoned ahead before paying him a visit. This fact does not alter our conclusion.
. Brown argues in the alternative that he should be regarded as having effectively been arrested inside his garage, not in the driveway, because he would not have emerged but for the officers’ arrival. While Brown states in an affidavit that the officers ordered him out of the garage, other evidence, including Coffey's trial testimony, indicates that Brown emerged voluntarily, even before the officers exited their vehicles. The district court found that he walked out of the garage at the time the officers reached the end of the driveway. Brown, 322 F.Supp.2d. at 104. The district court did not commit clear error in reading the evidence in this way. Accordingly, we need not decide whether the garage fell within the curtilage of Brown’s home, or whether Brown could be regarded as having been arrested there had the police ordered or forced him out onto the driveway.
. The otolaryngologist who examined Brown concluded that it was ''likely” that his speech
. Brown argues that Coffey's phone records were
Brady
material the Government failed to hand over. The Government urges us to review this argument for plain error, as Brown
.
. Although the record of the jury empan-elment proceeding is not entirely clear, it appears to show that thirteen jurors were dismissed based on peremptory challenges exercised by the parties. The record does not reveal how many of the thirteen peremptory challenges were used by each party-
. When Brown contended at the hearing that the burden was on the government to prove the fact of the ABPO conviction, the district court held, in reliance on
Parke v. Raley,
. Other cases that treat the sufficiency of a presentence report for this purpose refer to ''uncontroverted'’ reports.
See Cordero,