Lead Opinion
Robert Bolden murdered security guard Nathan Ley outside a St. Louis bank during an attempted robbery. After a month-long trial, a federal jury convicted Bolden of killing Ley with a firearm during an attempted bank robbery, conspiracy to commit bank robbery, and being a felon-in-possession of a firearm. The jury sentenced him to death for the bank robbery-
I. Background
Dominick Price testified that, on the morning of October 7, 2002, Bolden asked Price to help rob a Bank of America branch because Bolden needed $2,000 to avoid being evicted from his home. As the two “cased” the bank, Bolden told a hesitant Price his plan: Bolden would brandish his handgun and disarm the guard outside the bank, then Bolden and Price would take the guard into the bank as a hostage, demand money, and drive away in Bolden’s car. The two men purchased nylon stocking caps, and Bolden recruited a third man, Corteze Edwards, to assist in the robbery.
Early that afternoon, the trio dressed in dark clothing and drove to a parking lot near the bank. Price and Edwards wore masks. Bolden did not. When bank guard Ley walked out of the bank, Bolden approached on foot, with Price and Edwards fifteen-to-twenty feet behind. Price testified that Bolden stopped a short distance from Ley and pointed his handgun at the guard. After a brief dialog, Ley reached for the gun, and they struggled. Bolden regained control of the gun and shot Ley in the jaw. As Ley fell, Bolden took a step back and fired another shot into Ley’s head. Ley died from the second wound later that afternoon. The three robbers ran off, shedding clothing as they ran. Many bystanders witnessed the shooting. One saw Bolden drive away, and he was arrested that evening. Clothing found near the bank tested positive for traces of DNA from Bolden, Price, and Edwards. A later search of Bolden’s home uncovered the handgun used to kill Ley and ammunition matching that found during Ley’s autopsy.
II. A Batson Challenge
Before trial, the government used a peremptory challenge to strike prospective juror number 44, an African American woman. Bolden argued the strike violated Batson v. Kentucky,
The district court found that this was a race-neutral reason, comparing the strike of juror 44 with the government’s strike of
On appeal, Bolden argues the district court clearly erred when it denied his Batson challenge because the government’s purported race-neutral reason for striking juror 44 was implausible. We review the court’s Batson rulings for clear error, keeping in mind that “the ultimate burden of persuasion regarding racial motivation rests with, and never shifts from the party opposing the strike.” Purkett v. Elem,
III. Statutory Aggravating Factors
The Federal Death Penalty Act of 1994 (“FDPA”) provides that, if the defendant has been found guilty of a homicide offense for which the death penalty may be imposed, the trial judge “shall conduct a separate sentencing hearing to determine the punishment to be imposed.” 18 U.S.C. § 3593(b). At this hearing, “information may be presented as to any matter relevant to the sentence, including any mitigating or aggravating factor,” regardless of its admissibility under the Federal Rules of Evidence. § 3593(c). The jury must find beyond a reasonable doubt at least one of sixteen “aggravating factors” before it may impose the death penalty; the government has the burden of proving “any aggravating factor ... beyond a reasonable doubt.” Id. The defendant has the burden of proving “any mitigating factor ... by a preponderance of the evidence.” Id. The jury then considers “all the information received during the hearing,” and returns “special findings” identifying the statutory and non-statutory aggravating factors it has unanimously found to exist, and the mitigating factors that one or more jurors have found to exist. If no statutory aggravating factor is found beyond a reasonable doubt, “the court shall impose a sentence other than death.” § 3593(d). If the jury instead finds the requisite mental state and one or more statutory aggravating factors, then it “shall consider whether all the aggravating factor or factors found to exist sufficiently outweigh all the mitigating factor or factors found to exist to justify a sentence of death” and, based upon this consideration, recommend by unanimous vote “whether the defendant should be sentenced to death, to life imprisonment without possibility of release or some other lesser sentence.” § 3593(e).
Bolden’s superseding indictment alleged and the jury found two aggravating factors, “pecuniary gain” and “conviction for two felony drug offenses.” See §§ 3592(c)(8), (10). Bolden challenges those findings on multiple grounds.
Bolden did not raise this issue in the district court, so our review is for plain error. At least five other circuits agree that § 3592(c)(8) applies, not only to murder-for-hire, but also when the murder itself, and not just an underlying offense such as robbery, was committed with the expectation of pecuniary gain. As the Eleventh Circuit explained, “The ‘consideration’ and ‘expectation’ clauses are two separate ways by which the pecuniary gain factor may be satisfied, and they both must have meaning.” United States v. Brown,
Bolden next contends that, even if § 3592(c)(8) may apply to some bank robbers, there was insufficient evidence that he killed Ley in the expectation of pecuniary gain, rather than to eliminate an eyewitness and to escape from a botched robbery. In reviewing the sufficiency of the evidence supporting an aggravating factor, we “consider whether any rational trier of fact could have found the aggravating circumstance beyond a reasonable doubt.” Ortiz,
We agree with Bolden that the pecuniary gain factor applies to a killing during the course of a bank robbery only “where pecuniary gain is expected to follow as a direct result of the murder.” Bernard,
Finally, Bolden argues that the pecuniary gain instruction allowed the jury to find this factor based solely on his motive for the underlying robbery because the district court refused to charge that pecuniary gain “was expected to follow as a direct result of the murder.” The court instead instructed:
To establish that a defendant committed the killing or murder in the expectation of the receipt of anything of pecuniary value, the government must prove that the defendant committed the killing or murder in the expectation of anything in the form of money, property, or anything else having some economic value, benefit or advantage.
This instruction accurately stated the law. Moreover, by substituting “the killing or murder” for the reference to “the offense” in § 3592(c)(8), the instruction made clear that the jury could not find this aggravating factor based solely on Bolden’s attempt to rob the bank for pecuniary gain. See Chanthadara,
B. Prior Drug Distribution Offenses. The jury also found a second statutory aggravating factor, that Bolden was previously convicted of two or more felony offenses “committed on different occasions, involving the distribution of a controlled substance.” § 3592(c)(10). Bolden concedes that the government established one prior offense, a 1995 Michigan conviction for delivery of cocaine. But he contends that the second offense on which the government relied, a 1993 Michigan conviction for “attempted possession with intent to deliver cocaine,” was not an offense “involving the distribution of a controlled substance.” He argues, without citation to case law or legislative history, that “Congress did not use the term ‘involving’ to encompass convictions based on mere ‘attempts’ or ‘intents.’ ” The government responds that the term, “offenses ... involving distribution,” is not limited to actual distribution offenses; it should be read to include offenses where drug distribution was attempted but thwarted by police intervention. In this case, for example, the government introduced the transcript of Bolden’s 1993 guilty plea hearing at which he expressly admitted that he had intended to sell at least some of the crack cocaine found in his possession.
Reviewing the district court’s interpretation of statutory aggravating factors de novo, we agree with the government. See United States v. Allen,
Bolden further argues that the district court abused its discretion in admitting testimony by a Michigan police officer detailing suspected drug trafficking activity that preceded Bolden’s 1993 arrest and conviction for “attempted possession with intent to distribute cocaine.” Bolden argues this permitted the jury to find the § 3592(e)(10) factor based upon uncharged conduct. (He does not argue that the evidence was insufficient to support this finding or that the court erred in instructing the jury.) The FDPA “erects very low barriers to the admission of evidence at capital sentencing hearings.” United States v. Lee,
Finally, Bolden argues that § 3592(c)(10) is unconstitutional as applied in this case because prior remote nonviolent drug offenses do not rationally narrow the class of death-eligible defendants, as required by Zant,
As the plain language of §§ 3593(b)-(e) summarized at the start of Part III makes clear, the FDPA contemplates a single penalty phase hearing at which all relevant evidence is admitted and, if the defendant is found eligible for the death penalty, ultimately weighed by the jury. A number of district courts have nonetheless granted pre-hearing motions to bifurcate the penalty phase (or, as some have phrased it, “trifurcate” the entire trial) into an “eligibility phase,” limited to evidence relevant to mental state and to the existence of one or more statutory aggravating factors, and, if the defendant is found eligible, a “selection phase,” at which evidence relevant to mitigating factors and non-statutory aggravating factors such as victim impact and other crimes is received and weighed by the jury. See, e.g., United States v. Natson,
In this case, Bolden filed a pretrial motion to bifurcate the penalty phase hearing. He argued that the government’s evidence of other crimes was relevant only to a non-statutory aggravating factor but would invite the jury to resolve the eligibility issues, his mental state and the alleged statutory aggravating factors, based on his bad character as evidenced by his criminal history. The district court denied the motion, explaining that the jury would follow the court’s eligibility instructions. On appeal, Bolden argues this issue very differently, asserting that the government’s extensive victim impact evidence “enhanced the risk” that the jury would find him eligible for death despite the government’s weak proof of either statutory aggravating factor. He provides no citation to the voluminous record establishing that he made this argument to the district court, either before or during the sentencing hearing.
The government argues that bifurcation is statutorily impermissible.
As no case has held that bifurcation is mandatory, we think it obvious that the ruling on a motion to bifurcate the penalty
Bolden moved to bifurcate based on the risk that other crimes evidence would prejudice the jury’s consideration of eligibility issues. Bolden does not argue that risk on appeal. Instead, he argues that the government’s victim impact evidence “enhanced the risk,” an issue not pursued in the district court. In its final penalty phase instructions, the court carefully instructed the jury:
You many not consider the victim impact evidence in deciding the preliminary issues of whether the defendant is at least 18 years old, whether he acted with a mental state listed in Instruction No. 3, or whether any statutory aggravating circumstances in Instruction No. 4 exists beyond a reasonable doubt. If you make the findings on those three preliminary issues which are required before the death penalty can be considered, you many consider the victim impact evidence .... You may not, however, permit the victim impact testimony to overwhelm your ability to follow the law.
Jurors are presumed to follow their instructions, and there is no indication in the record that they did not do so. Shannon v. United States,
V. Other Pretrial Issues
A. Motion To Suppress. At a proffer interview in January 2003, Price told investigators that Bolden hid the handgun used to shoot Ley under a gutter behind Bolden’s rented residence. FBI Agent Terrence McGinnis left the interview, drove to the residence, and entered the backyard. He saw a white plastic bag peeking out from under a gutter, removed the bag, and found the murder weapon, a loaded .22 caliber revolver. Bolden argues the district court should have suppressed the handgun because it was found during a warrantless search of his residence conducted without the consent of Bolden or his landlord. The district court denied the motion to suppress for lack of standing, that is, a subjective expectation of privacy in the exterior of his former residence that was objectively reasonable. See United States v. Stallings,
After a hearing, the district court found that Bolden’s landlord initiated eviction proceedings when she heard of his arrest because he was delinquent on rent payments. The eviction was final in November 2002, the landlord retook possession in early December, and the residence was vandalized and robbed well before Price’s proffer interview. Bolden argued that the landlord’s history of forgiving his rent deficiencies and the fact that eviction notices were returned undelivered gave him a reasonable expectation of privacy in the premises. The district court disagreed, noting that Bolden knew he was facing eviction before killing Ley, yet made no attempt to prevent eviction and asserted no continu
[T]he defendant’s lack of any possessory interest in the premises at the time of the search, his failure to exclude others from entering the premises, and his failure to take precautions to maintain privacy support the conclusion that the defendant had no subjective expectation of privacy and that no such expectation was objectively reasonable.
The court’s finding that Bolden had no subjective expectation of privacy is not clearly erroneous. See Kiser,
B. Motion To Quash a Venire Panel. During voir dire, the district court asked whether any member of one panel had read or heard anything about Bolden’s alleged crime. Prospective juror 168 responded:
Close friend of mine works with the victim’s aunt. And when I was telling him about my jury duty here, he told me what she had told him about what happened and the family’s wishes and things like that.
He later stated, “I think what [my friend] told me may influence my decision ... [p]ossibly in the second phase, if there was a second phase.” Bolden made no contemporaneous objection but later moved to quash the entire panel. The district court denied the motion, noting the panel could not infer from 168’s statement that Ley’s family favored the death penalty. The court struck 168 for cause. It later instructed the jury:
You are not to be influenced by the speculation concerning what sentence you think the victim’s family might wish to see imposed on the defendant. There is no evidence before you concerning what opinions the members of the victim’s family might have on what sentence is imposed. Indeed, there is no evidence that the family members of the victim have any opinions on the issue at all.
On appeal Bolden argues the district court erred in refusing to quash the panel, an issue we review for abuse of discretion. We agree with the district court that juror 168’s ambiguous, unsolicited statement did not so infect the panel with possible bias as to require that it be quashed. Bolden’s counsel spent portions of the next three days exhaustively questioning each potential juror for bias and preconceptions. Moreover, striking juror 168 for cause and cautioning the jury not to speculate about what sentence Ley’s family might want were adequate protections against possible improper prejudice. There was no abuse of discretion. See United States v. Rosnow,
YI. Guilt Phase Issues
A. Separate trial of the Felon-in-Possession Charge. Prior to trial, Bolden moved for a separate trial of the felon-in-possession count. See Fed. R.Crim.P. 14(a). The district court denied the motion, concluding that Bolden would not be prejudiced by the joinder because a stipulation ensured that the jury would know only the fact of his prior felony convictions, not the facts underlying those convictions, see Old Chief v. United States,
Bolden argues the court abused its discretion by denying separate trials. This contention is without merit. As the district court noted, we have repeatedly upheld the denial of this motion when the parties have entered into such a stipulation. See United States v. Brown,
B. Testimony of Dominick Price. Bolden challenges three evidentiary rulings arising out of government witness Price’s testimony. First, he contends that the district court prejudicially limited cross-examination. On direct exam, Price testified that he and Edwards were childhood friends and Bolden persuaded the two younger men to assist in the bank robbery. During cross exam, Price admitted he saw Edwards in jail after their arrest and the two men fought. Bolden’s counsel asked Price to elaborate, the government objected, and the district court sustained the objection, explaining that the three men voluntarily committed the crime and it was irrelevant whether Edwards and Price later became enemies while in jail. Bolden argues the court abused its discretion because this testimony would have impeached Price’s credibility and the government’s attempt to portray Price as remorseful.
“We will not reverse a trial court’s decision to limit cross-examination absent a clear abuse of discretion and a showing of prejudice to the defendant.” United States v. Purkey,
Second, Bolden argues that the district court abused its discretion in denying his request for re-cross exam regarding possible coaching Price may have received during an observed conversation with government counsel, or while the government’s case agent was together with Price in a holding cell. Government
Finally, Bolden argues that the district court erred by allowing Price to testify to a legal conclusion. During cross exam, Price testified:
[Defense counsel]: And didn’t you decide that you, Robert, and Corteze were going to split the money? Whatever was taken, was going to be split three ways?
[Price]: Equally, yes.
[Counsel]: Yes. All of you were going to be treated equally?
[Price]: Yes, sir.
[Counsel]: Because you were all equal participants?
[Price]: Yes, sir.
On redirect, government counsel referred to this exchange and asked Price whether he was an equal participant in the shooting of Ley. The district court overruled Bol-den’s objection that the question called for a legal conclusion, and Price answered, “no.” On appeal, Bolden argues that this opinion testimony improperly allowed the government to negate two statutory mitigating circumstances, that an equally culpable co-defendant would not be punished by death, and that neither Price nor Edwards would serve a death sentence or a life sentence for the offense.
Opinion testimony by a lay witness is not per se inadmissible, even if it addresses an ultimate issue. Fed.R.Evid. 701, 704(a). Here, the government’s inquiry was a fair response to the testimony elicited on cross exam because it addressed the distinction between being “equal participants” in the planned robbery and in the unplanned murder of Ley. “The trial court does not abuse its discretion by allowing the use of evidence on redirect examination to clarify an issue that was opened up by the defense on cross-examination' — even when this evidence would otherwise be inadmissible.” United States v. Braidlow,
C. Agent McGinnis’s Notes. Prior to trial, the district court ordered that government agents retain any rough notes that might concern Bolden’s case, and the government agreed to provide Bolden with exculpatory information and any promises made in exchange for witness testimony. See generally Giglio v. United States,
(1) To establish a Brady violation, Bolden must show that the prosecution suppressed material evidence favorable to the defense. United States v. Van Brocklin,
(2) As relevant here, the Jencks Act requires the government to produce, on motion of the defendant after a government witness has testified, “a written statement made by said witness and signed or otherwise adopted or approved by him” relating to the witness’s testimony. 18 U.S.C. § 3500(e)(1). Here, McGinnis testified his notes contained only statements made by Price. Thus, the notes were not a “statement made by said witness,” and Bolden made no showing that Price signed the notes or otherwise approved them. See United States v. Madrigal,
VII. Other Penalty Phase Issues
A. Non-Statutory Aggravating Factors. After listing the statutory aggravating factors, the FDPA provides that the jury “may consider whether any other aggravating factor for which notice has been given exists.” 18 U.S.C. § 3592(c). In this case, the government gave notice, the district court submitted, and the jury found three non-statutory aggravating factors: obstruction of justice, other criminal conduct, and victim impact. Bolden appeals these findings on various grounds. We review the district court’s evidentiary rulings for abuse of discretion, Allen,
(1) Obstruction of Justice. During the penalty phase, the government presented evidence that Bolden lied to police after being arrested, threatened Price and Edwards if they spoke about the crime, wiped prints off and hid the murder weapon, and told Edwards to change his appearance. The government argued that this aggravating factor was established by evidence that Bolden killed Ley to prevent him from identifying Bolden and then obstructed the investigation by lying to the police and other post-offense conduct. The jury found as a non-statutory aggravating factor that Bolden obstructed a criminal investigation and that this factor supported imposition of the death penalty.
Bolden argues his post-offense conduct lacked sufficient relevance to whether he should be sentenced to death. We disagree. Other courts have approved use of an obstruction of justice non-statutory aggravating factor based upon post-offense conduct. See, e.g., United States v. Higgs,
Bolden further argues that basing this factor on the killing of Ley renders it unconstitutionally vague because all murders eliminate a witness and therefore the factor is only a rational aggravator if the witness is eliminated after the suspect’s arrest. Again we disagree. The government presented evidence that, after immobilizing Ley with the initial shot, Bolden paused a few seconds before firing the fatal shot into Ley’s head, evidence the murder was motivated in part to prevent Ley from identifying Bolden. Thus, the district court did not err in submitting this non-statutory aggravating factor. Its relative weight was solely for the jury to decide.
(2) Other Criminal Conduct. At closing argument, the government argued that the jury should find “other criminal activity” as a non-statutory aggravating factor based on Bolden’s conviction of non-capital offenses during the guilt phase— conspiracy to commit bank robbery and being a felon-in-possession of a firearm— and on his 1993 Michigan conviction for resisting and obstructing a police officer.
Bolden argues that this non-statutory factor allowed the government to submit the same evidence to support multiple aggravating factors, creating the risk that the jury would give too much weight to the aggravating factors, thereby skewing its weighing of the aggravating and mitigating factors in deciding whether to impose the death penalty. Though the concern is legitimate, see Stringer v. Black,
Bolden further argues that, other than the conspiracy conviction, these crimes lacked sufficient relevance to the decision. He cites no authority supporting the assertion that the district court should have struck the other convictions on this ground. The district court did not allow the government to introduce less relevant aspects of Bolden’s criminal history, such as misrepresentations to his landlord and employer, improperly received unemployment benefits, and multiple driving violations. He argues that the Michigan convictions were too remote and allowed the jury to consider unadjudicated drug trafficking. The record does not support this assertion. The court struck testimony regarding drug sales in 1994 that were well before Bolden’s 1995 Michigan conviction.
(8) Victim Impact Evidence. “[T]he Eighth Amendment erects no per se bar” to the admission of victim impact evidence and to prosecutorial argument on that subject. Payne v. Tennessee,
Bolden contends that the district court erred by allowing sixteen victim impact witnesses to testify during the penalty phase. He argues the testimony was cumulative, unfairly prejudicial, and “left the jury one small step removed from actual attendance at the victim’s memorial service.” He notes that sixteen witnesses far exceeded the number this court has previously approved,
Bolden cannot challenge the victim impact testimony by Ley’s parents and relatives. See Payne,
Bolden’s additional challenges to specific victim impact evidence are without merit. Numerous witnesses read passages they wrote in a memorial journal. This was probative of Ley’s character, not inflammatory, and substantially similar to evidence deemed proper in other cases. See, e.g., Johnson,
The district court placed few limits on Bolden’s mitigating evidence; he argued thirty-two mitigating factors to the jury. See Paul,
B. Mitigation Issues. The FDPA defines “mitigating factors” to include “factors in the defendant’s background, record, or character or any other circumstance of the offense that mitigate against imposition of the death sentence.” 18 U.S.C. § 3592(a)(8). Here, the district court submitted thirty-two distinct mitigating factors, twenty-one of which were found to exist by at least one juror. Bolden argues that the court erred by refusing to submit three additional factors: (a) “The execution of Robert Bolden may not necessarily alleviate the victim’s or victim’s family suffering.” (b) “Robert Bolden’s execution will cause his family great emotional pain and distress.” (c) “The sentence of life in prison without the possibility of release is an adequate harsh alternative punishment that will protect society from further risk of criminal conduct by Robert Bolden.” The court ruled that the record lacked evidence to support the submission of these three factors.
As to the first proposed factor, the government was precluded from eliciting testimony concerning the Ley family’s desires for punishment. Parker v. Bowersox,
“Special instructions are necessary when the jury could not otherwise give meaningful effect to a defendant’s mitigating evidence.” Abdul-Kabir v. Quarterman,
Bolden further argues that the district court placed unconstitutional limits on his mitigation evidence. Prior to trial, the district court granted the government’s motion to limine to prevent Bolden from introducing unsworn allocution evidence during the penalty phase without being subject to cross-examination. During the penalty phase, he notified the government that mitigation witness John Wilson would testify that he helped Bolden prepare a “statement of accountability” to explain his remorse to Ley’s family and friends. The government objected, and the district court ruled that Bolden could not introduce the statement nor have Wilson testify about assisting Bolden in preparing it, as both constituted unsworn allocution. Bol-den argues the court abused its discretion because this ruling contravened the Eighth Amendment by preventing him from introducing relevant mitigation evidence.
The FDPA permits introduction of relevant mitigating evidence even if inadmissible under the Federal Rules of Evidence, but “this does not mean that the defense has carte blanche to introduce any and all evidence that it wishes.” Purkey,
C. Penalty Phase Evidentiary Issues. (1) Bolden argues that the district court abused its discretion by allowing the government to use a styrofoam head to illustrate the trajectory of the bullets as they hit Ley during the testimony of a forensic pathologist. Because the head was inflexible, he contends, it provided an arbitrary basis for the jury to determine whether the shots were fired intentionally or accidentally. After obtaining assurances that the pathologist would limit her use of the demonstrative exhibit, the court ruled that use of the skull would not be unfairly prejudicial and, alternatively, that any prejudice was outweighed by the probative value of this evidence. There was no abuse of the court’s substantial eviden-tiary discretion. United States v. Pirani,
(2) Bolden argues the district court abused its discretion by allowing the government to ask mitigation witness Mona Muhammad if she was biased against the government because her son was convicted of first degree murder following an investigation by two case agents who investigated Bolden. Cross exam of a penalty phase mitigation witness for bias is proper. Purkey,
(3) During cross exam, the government asked Bolden’s aunt if she was aware Bol-den attempted to sell his daughters back to their mother for $5,000. Bolden objected before the witness could answer. After a sidebar conference, the district court sustained the objection and instructed the jury to disregard the question. On appeal, Bolden argues the question was improper. As the district court granted the relief he requested, no issue was preserved for appellate review.
D. Penalty Phase Instruction Issue. Bolden first argues that the district court’s preliminary instruction at the start of the penalty phase concerning the possible penalties for his conviction on the felon-in-possession count misled the jury into believing he might not serve the rest of his life in prison if not sentenced to death. This contention is frivolous. The court’s thorough final instructions at the conclusion of the penalty phase accurately stated the law and unambiguously instructed, with respect to the bank robbery count: “if you determine that death is not justified ... you must record your determination that the defendant be sentenced to life imprisonment without possibility of release,” as 18 U.S.C. § 2113(e) mandates.
Bolden next argues that the district court erred in refusing to give a proffered instruction reflecting his contention that, under § 3593(e), the jury is never required to impose a sentence of death, even if it has found that the aggravating circumstances sufficiently outweigh the mitigating circumstances to justify a death sentence. We have rejected this contention in many cases. See, e.g., Allen,
E. The Mental State Gateway Issue. The FDPA provides that, for the defendant to be eligible for a death sentence, the jury must find that he
(A) intentionally killed the victim; (B) intentionally inflicted serious bodily injury that resulted in the death of the victim; (C) intentionally participated in an act, contemplating that the life of a person would be taken or intending that lethal force would be used ... and the victim died as a direct result of the act; or (D) intentionally ... engaged in an act of violence, knowing that the act created a grave risk of death ... such that participation ... constituted a reckless disregard for human life and the victim died as a direct result of the act.
18 U.S.C. § 3591(a)(2). Over Bolden’s objection, the district court submitted and the jury found that Bolden had acted with all four mental states in committing both capital offenses. Bolden argues that this enhanced the risk that jurors would inflate the weight of mental state evidence during the penalty phase. We disagree.
Numerous decisions have approved submission of multiple mental states in FDPA cases. See United States v. Jackson,
F. The Government’s Summation.
Bolden argues that the government’s “incendiary” penalty phase closing argument denied him a fair trial. He objects to many portions of the argument, but none of the arguments made on appeal were preserved with contemporaneous objections in the district court. Accordingly, our review is for plain error. United States v. Robinson,
Most of the arguments Bolden challenges were not improper. For example, Bolden notes that the prosecutor repeatedly de-emphasized and belittled his proposed mitigating factors, but “as long as the jurors are not told to ignore or disregard mitigators, a prosecutor may argue, based on the circumstances of the case, that they are entitled to little or no weight.” Johnson,
For the foregoing reasons, the judgment of the district court is affirmed.
Notes
. The HONORABLE CAROL E. JACKSON, Chief Judge of the United States District Court for the Eastern District of Missouri.
. The government also claimed that an Assistant United States Attorney may have offended juror 44 when he addressed her by the wrong name. The district court did not credit this reason.
. Bolden also argues that the district court should have dismissed the indictment because the government misled the grand jury concerning the evidence of these aggravating factors. We disagree. This allegation of prose-cutorial misconduct during the grand jury proceedings was rendered harmless beyond a reasonable doubt by the petit jury’s guilty verdict. United States v. Sanders,
. The James Court construed “involves use of explosives” in § 924(e)(2)(B)(ii) as including the crime of attempt even though § 924(e)(2)(B)(i), the immediately preceding subsection, expressly includes prior attempt convictions.
. 18 U.S.C. § 3593(c) provides: "[I]nformation may be presented as to any matter relevant to the sentence .... regardless of its admissibility under the rules governing admission of evidence at criminal trials except that information may be excluded if its probative value is outweighed by the danger of creating unfair prejudice, confusing the issues, or misleading the jury.”
.Even if the finding of the § 3592(c)(10) aggravating factor was not sustained, only one statutory aggravating factor need be found. § 3593(d). We may not “reverse or vacate a sentence of death on account of ... any erro
. We note the government requested bifurcation in Jordan,
. His argument that this testimony was also relevant to penalty-phase issues was not preserved in the district court and cannot survive plain error review. See Revels v. Vincenz,
. With little elaboration, Bolden also argues the government should have provided all rough notes from police interviews of persons who witnessed the shooting. This argument is without merit. He made no showing that any rough interview notes even existed. Van Brocklin,
. The contention that the government violated his Fifth and Sixth Amendment rights by failing to charge non-statutoiy aggravating factors in the indictment is foreclosed by our decision in Purkey,
. His contention that the district court erred in denying a mistrial based on this testimony is without merit. See Allen,
. In United States v. McVeigh,
. The court observed near the end of the victim impact testimony that the witnesses had been “restrained” and had done their best to control their emotions.
. Bolden relies on United States v. McCullah,
Concurrence Opinion
concurring.
I concur fully in the judgment and opinion of the court.
I write separately only to address in greater detail Defendant-Appellant Bol-den’s argument pertaining to the application of one of the statutory aggravating factors that the jury found in this case. Bolden argues that the statutory aggrava
Of course, possession of drugs with the intent to distribute is a crime “involving the distribution of a controlled substance.” See United States v. Matra,
There is, as far as I can tell, no published case law interpreting and applying this statutory aggravating factor. The language of this aggravator is certainly broad enough to include attempts to commit the crime of distribution of a controlled substance because it contains the very inclusive word “involving” — “involving the distribution of a controlled substance.” (Emphasis added.)
Further support for the inclusion of attempted possession with the intent to distribute drugs in this aggravator may be found in the Supreme Court’s reasoning in James v. United States,
any crime punishable by imprisonment for a term exceeding one year ... that—
(I) has as an element the use, attempted use, or threatened use of physical force against the person of another; or
(ii) is burglary, arson, or extortion, involves use of explosives, or otherwise involves conduct that presents a serious potential risk of physical injury to another.
18 U.S.C. § 924(e)(2)(B) (emphasis added). Like the FDPA’s statutory aggravators, the ACCA thus expressly includes attempt offenses in one section, but does not mention them in the very next section of the statute. Nevertheless, the James Court - 32-rejected the argument that, because Congress expressly included attempts in one section, attempt offenses could not be included in the next section. See James,
Moreover, two of these aggravators, 18 U.S.C. § 3592(c)(2) and (4), specifically use both the terms “involving” and “attempt” together in the same provision. This further suggests that Congress did not intend its use of the word “involving” automatically to include attempt offenses.
“The long established plain language rule of statutory construction requires examining the text of the statute as a whole by considering its context, object, and policy.” United States v. Boesen,
But it is not apparent to me why Congress would expressly include attempt offenses in some of the FDPA’s statutory aggravating factors, but not others. And neither party points us to any legislative history that might better explain this seeming inconsistency. It may be that Congress intended to include attempts when the offenses at issue were particularly serious as, for example, offenses involving violence and weapons. But Congress has also often indicated that drug trafficking is serious criminal conduct. On the other hand, the difference in terminology could be explained by the fact that the statutory aggravators in § 3592 were often lifted from other pre-existing statutes, and additional aggravators were added to this section over the years. Thus, the various aggravators often come from different sources and their different language may simply be a consequence of this mixed pedigree with no actual significance intended by Congress between various phraseologies used.
Where a criminal statute is ambiguous, the rule of lenity requires us to give the defendant the benefit of the doubt. See United States v. Santos, — U.S.-,
Nevertheless, I am ultimately persuaded that § 3592(c)(10) is not ambiguous, and that that aggravating factor does encompass Bolden’s prior conviction for the attempted possession of drugs with the intent to distribute, for several reasons. First, no persuasive reason is apparent to me why Congress would have intentionally desired to exclude attempts under § 3592(c)(10) but to include attempts under many of the other aggravators. Thus, to give meaning to the differences in language between the various aggravators in § 3592(c) would be rank speculation. I do not believe rank speculation should trump the language of § 3592(c) standing alone. Second, James, in a different context, indicated that the fact that Congress expressly included attempted offenses in one subsection of a statute but not in another subsection did not mean that attempted convictions could not be included in a subsection lacking an express reference to attempt. See
For these reasons, I agree that § 3592(c)(10) encompassed Bolden’s prior conviction for the attempted possession of drugs with the intent to distribute.
. The specific issue James addressed was whether a prior conviction for attempted burglary was a violent felony under the ACCA. See
. Congress wrote two other statutory aggravating factors using language broad enough to encompass convictions for both attempted and completed offenses. See 18 U.S.C. § 3592(c)(3) ("The defendant has previously been convicted of another Federal or State offense resulting in the death of a person, for which a sentence of life imprisonment or a sentence of death was authorized by statute.”); id. § 3592(c)(12) ("The defendant had previously been convicted of violating title II or III of the Comprehensive Drug Abuse Prevention and Control Act of 1970 for which a sentence of 5 or more years may be imposed or had previously been convicted of engaging in a continuing criminal enterprise.”). Congress chose not to draft the aggravating factor at issue here in that same fashion.
