Opinion for the court filed by Circuit Judge RANDOLPH.
The only serious question in this appeal from a criminal conviction is whether a district court commits reversible error by failing, sua sponte, to strike testimony regarding a defendant’s “other crimes” (see Fed. R.Evid. 404(b)) when, later in the trial, the court determines that the government had not supplied sufficient proof of the defendant’s connection with those other crimes.
The facts paint a common and distressing picture. In a southeast Washington apartment, officers executing a search warrant found the defendant Ruffin; Lisa Robinson, the lessee; Ruffin’s brother; a friend of Robinson’s; six of Robinson’s children (two by Ruffin); 86 grams of crack cocaine, most of which was packaged for sale; many small ziplock bags; a miniature scale; a ceramic dinner plate with cocaine residue on it; a .22 caliber magazine clip for a rifle; and five .32 caliber bullets. With the exception of one ziplock bag of cocaine, all of this evidence was in the apartment’s only bedroom. The bullets and the clip were on the top shelf of a closet containing men’s, women’s and children’s clothing, baby toys and a significant amount of the cocaine.
At Ruffin’s trial for possessing with intent to distribute cocaine base, in violation of 21 U.S.C. § 841(a)(1) & (b)(1)(A)(iii), the government called the arresting officers to testify about what they had discovered in the apartment. Before asking about the ammunition and the rifle clip, the prosecutor — in compliance with
United States v. Bailey,
The prosecution then called Lisa Robinson. She admitted having been convicted in a separate trial for drug offenses stemming from the search. She said that Ruffin visited her apartment every day, had his own set of keys, often spent the night, and, with her permission, kept his personal belongings (including his drugs) there. On the day of the search, Robinson saw Ruffin cutting crack cocaine on a plate and packaging the pieces in “small bags sold as fifties.” The prosecutor did not ask Robinson about the bullets or the clip.
At the close of the government’s case-in-chief, and outside the jury’s presence, the prosecutor began moving the government’s exhibits into evidence. Defense counsel objected to admission of the ammunition and clip exhibits on the ground that the prosecution had not, as promised, elicited testimony from Robinson to show that the exhibits belonged to Ruffin. The court agreed and sustained the objection, stating that “there is no evidence linking [Ruffin] to those two *1298 items of evidence....” What to do about the earlier testimony relating to the ammunition and the clip was not discussed.
Ruffin testified in his defense, denying that the cocaine in the apartment was his and denying each of Robinson’s statements recounted above. Ruffin also called a witness who, on direct, said that Ruffin worked for him, but on cross could not recall when he did so prior to the search. In their closing arguments, neither the prosecution nor the defense referred to the testimony about the ammunition and the clip.
Ruffin does not dispute — and hardly could dispute in view of
Jenkins,
Huddleston v. United States,
If the district court correctly excluded the exhibits, an issue we do not decide, Ruffin surely would have been entitled— upon a motion by his counsel — to have the testimony about the exhibits struck and to have the jury instructed to disregard what the officers had said.
†
But it does not follow from
Huddleston
that the court was obligated to take these actions on its own, in the absence of a defense motion. Immediately before saying that “the trial court must instruct the jury to disregard the evidence,”
“When an item of evidence is conditionally relevant, it is often not possible for the offeror to prove the fact upon which the relevance is conditioned at the time the evidence is offered. In such cases, it is customary to permit him to introduce the evidence and ‘connect it up’ later. Rule 104(b) continues this practice, specifically authorizing the judge to admit the evidence ‘subject to’ proof of the preliminary fact. It is, of course, not the responsibility of the judge sua sponte to insure that the foundation evidence is offered; the objector must move to strike the evidence if at the close of the trial the offeror has failed to satisfy the condition.” 21 C. Wright & K. Graham, Federal Practice and Procedure *1299 § 5054, pp. 269-270 (1977) (footnotes omitted).
Huddleston,
We are, in any event, satisfied that the court’s failure, sua sponte, to strike the testimony about the ammunition and the clip did not affect, in the language of Fed. R.Crim.P. 52(a) & (b), Ruffin’s “substantial rights.” As both sides agreed in their closing arguments, the case turned on whether the jury believed Robinson. Defense counsel understood as much at the time the officers gave their testimony. His objection was pro forma, and he preceded it by telling the court that Ruffin’s defense was “one of denial” and that he did not believe there “is a need to lodge an objection to this particular evidence.” Nothing in what the officers recounted regarding the ammunition or the clip had any bearing on Robinson’s credibility, or, for that matter, on Ruffin’s. Neither was even asked about these items. Robinson’s failure to give evidence on the subject not only rendered the items inadmissible in the district court’s opinion, but also drained them of evidentiary significance in the prosecution’s case.
Ruffin’s other point deals with his sentencing. In calculating his criminal history category under the 1991 Sentencing Guidelines, the district court counted Ruffin’s prior conviction for petit larceny as a “prior sentence of imprisonment.” U.S.S.G. § 4Al.l(b) (Nov.1991). The Commentary to U.S.S.G. § 4A1.2(b) states that “[t]o qualify as a sentence of imprisonment, the defendant must have actually served a period of imprisonment on such sentence.” U.S.S.G. § 4A1.2(b) comment, (n. 2) (Nov.1991). For his prior offense, the Superior Court of the District of Columbia had ordered Ruffin “committed to the custody of the Attorney General ... for imprisonment for a period of (1) one year. Work release ordered. Hours: 6:00 AM thru 6:00 PM Monday thru Friday.” (Under 18 U.S.C. § 4082(c)(2), the Attorney General may authorize a prisoner to “work at paid employment ... while continuing as a prisoner of the institution or facility to which he is committed....”) The reference to “work release” in the Judgment and Commitment Order, according to Ruffin, demonstrates that he did not “actually serve[] a period of imprisonment.” There is nothing to this argument, raised for the first time on appeal.
See United States v. Broxton,
Affirmed.
Notes
Citing
United States v. Miller,
