*2
KILKENNY,
Before ELY and
Circuit
Judges,
ENRIGHT,
Judge*
District
OPINION
ELY,
Judge:
Circuit
appealing
defendants
tried
together,
being charged
each
with four
violating
counts of
21 U.S.C. §
841(a)(1).
Counts One and Two
charged that,
January 22, 1973,
on
both
Billy
Birdie Harris and
Harris
know-
19,05
ingly
intentionally possessed
grams of heroin with
intent
distrib-
it,
they knowingly
ute
and that
and in-
tentionally distributed that substance.
similarly
Counts
Three
Four
charged that,
February 8,
on
both
possessed
defendants
with the intent to
distribute,
they distributed,
and that
grams
pleading
352.1
After
heroin.
guilty,
both Birdie
Harris
Harris were convicted
on
all
summary
four counts. A brief
facts,
light
in most favorable to the
*
Enright,
Honorable
B.
William
United
The two
are not related.
Judge,
Diego, California,
States District
San
sitting
designation.
Agent
day.
on
Mueller
Government,
See
fected
follows.
Glasser
Ingle-
the BNDD drove Durden to the
residence,
wood
this occasion
L.Ed.
Durden entered the house
Al-
alone.
primarily-
prosecution’s case was
though
people
there were six
in the
upon
infor-
of an
based
house, the sale was conducted in the
mant,
*3
Durden. The first
transac-
John
Billy
same manner as the first sale.
arranged by Durden in a tele-
tion was
Harris first motioned Durden to accom-
Billy
phone
Harris.
conversation with
Again,
pany him to the rear bedroom.
expressed
purchase
Durden
a desire to
bedroom,
once in the
Birdie Harris
to come
an ounce of heroin and was told
although
substance,
handed Durden the
Inglewood,
California.
to a house
on this occasion the transaction involved
Jackson,
Durden
an undercover
and John
purchase
twenty contraceptives
the
agent
the Bureau of Narcotics
explained
heroin. Durden
Birdie
Dangerous
(hereinafter
Drugs
Billy
Harris
Harris that it would be
“BNDD”),
Inglewood
drove to the
ad-
necessary
telephone
that he
friend
a
for
Although
Dur-
both
Jackson
dress.
requisite purchase money,
the
in-
house,
den entered the
remained
Jackson
by
stead,
prearranged signal,
means of a
Billy
in the kitchen while
Harris and
agents
he informed
over
BNDD
proceeded
Durden
to a rear bedroom.
telephone
the
that the heroin had been
Harris,
already present
Birdie
who was
transferred.
Billy
in the bedroom when
Harris and
there,
Durden arrived
offered Durden
agents
approached
Federal
the
contraceptive
one
full of
Dur-
heroin.
house and entered without first obtain-
explained
Jackson,
friend,
den
that his
ing an arrest or search warrant. As the
money,
the
had
and he walked
back
agents approached,
placed
Durden
the
obtaining
pur-
the kitchen. After
the
contraband in a kitchen cabinet. All of
money
Jackson,
chase
from
Durden re-
occupants
the
the
house were arrest-
completed
turned to the bedroom and
the
ed, including
being
Durden.
ar-
While
purchase.
rested,
agent
Durden informed one
that
February
The second sale occurred on
the heroin was
concealed
the kitchen.2
again being
prearranged in a
evening,
agents
Later
pro-
that
the
telephone
Billy
conversation between
cured a search warrant based on the af-
Harris and Durden. Since Durden had
agent
fidavit of
The affidavit
Jackson.
previously expressed
pur-
an interest in
only
contained
such facts as were
chasing
known
heroin,
a substantial amount of
Billy
prior
agents’ entry
February
Jackson
Harris
the
informed him on
9th that a
During
substantial sale could
ef-
into
subsequent
the house.3
conflicting
provided
There was
past
evidence over
who has
information
manner
in which Durden informed the feder-
separate
which has
led to at
least
ten
agent
prosecutions
al
that
heroin was
the kitchen.
and convictions:
vocally
Durden
February
testified
that
he
told the
“On
this
informant
agent
Billy
heroin was
concealed
had a conversation with
Charles
agent
testified, however,
kitchen.
concerning
purchase
by
Harris
in-
by
Durden
quantity
indicated the kitchen area
a
formant
from Harris of a
her-
nod of his head and
day
that Durden intentional-
oin. About 8:00 P.M.
Harris
told
ly remained silent
quantity
so as not
to disclose to
the informant
a
of heroin
suspects
capacity
govern-
the other
as then inside a house whose address
ment
Avenue,
Inglewood,
informant.
was 9712 11th
Califor-
nia.
agent
3. The
agent
affidavit of
Jackson contained
“A BNDD
then drove the inform-
following:
by
ant
to this house
and waited
tele-
by
phone
“I have been informed
other BNDD
booth while the informant went
in-
agents
Shortly
as follows:
side.
afterwards
informant
“They
following
telephoned
waiting agent
were informed
and told him
informant,
facts
quantity
confidential
reliable
he had seen a
of heroin inside
agents
private counsel,
house,
to retain
discov- her desire
search
grant her motion
cabinet
court refused to
for
a kitchen
ered and seized
grams
continuance. After the
had been
approximately
of heroin.
impaneled,
the trial was ad-
selected
princi-
trial,
Durden
At
John
morning.
following
journed until
government
pal
His
witness.
apprised
The court
Birdie Harris that
prosecution’s
case
tvas crucial
Mr.
could
as her
Gordon
be substituted
since, although
was searched
Durden
attorney
if he were
the next
agents
prior to
federal
contraband
morning.
only gov-
transaction, he was the
each
sales.
to both of the
ernment witness
19th,
Thursday, April
Birdie Har-
On
testified that
Harris
Since
proceeding
repeated
objections
ris
her
given
money
inwas
him
Durden
appointed
with her
counsel after
gambling
payment
debts and
long-
explaining that
was no
Mr. Gordon
*4
alleged
occur,
sales did not
heroin
granted
er available. The court
a half-
credibility
decisive
Durden’s
was a
recess, suggesting
hour
another at-
that
issue.4
torney
provided
could
be
the Public
urged upon us
The first contention
recess,
Defender’s
office.
one
After
here
is that
the trial court abused
appeared
Vodnoy
and
that he had
stated
grant
discretion
it
refused to
when
by
private
been retained as
order
Birdie
continuance in
Harris a
permitted
Birdie Harris.
The court
newly
private
that her
retained
counsel Vodnoy to be substituted as counsel for
prepare
Originally,
could
trial.
Harris,
clearly explained
Birdie
but
that
appointed
counsel for Birdie Harris was
allowing
it was
the substitution on the
of
from the Federal Public Defender’s
condition that
the trial would not be
fice,
9, 1973,
February
on
time
at the
delayed.
Vodnoy
further
Mr.
Because
complaint
the
April
filed.
date of
was
A trial
pending
had matter
the state court
set,
17th
was
the trial
day,
on
court
that
trial
continued
postponed
day
Billy
Harris
one
morning.
the trial until the next
When
was not
on the
until
17th. Not
Friday,
recommenced
de-
morning
April
18th
Birdie
did
fense counsel
for a
moved
further con-
Harris inform the court
and
that she
Monday
tinuance until
so that he could
appointed
incompatib
her
counsel were
prepare
have more time to
for trial.
le.5 She informed the court that on The motion
denied. Birdie
Harris
previous evening
the
private
had retained
she
contends that she was denied effective
Gordon,
counsel, a Mr.
and
by
assistance of counsel
the trial court’s
that she desired a
continuance.
short
action.
delayed,
Since Birdie Harris had
with
grant
explanation,
out
rational
until
or denial of a mo
morning of
tion for
trial
inform
continuance rests within
the court of
“I am
house.
I know
also informed
a reliable
that
least
three
inform-
prior
of the ten
ant
that
convictions
the in-
contraband
substance
is in
”
helped bring
formant
located in
has
he
fact
.
.
.
about
has
the residence
.
identified material
as heroin which later
Although
tape-recording
telephone
of a
laboratory analysis has
indeed shown
be
Billy
conversation between Durden and
Har-
heroin.”
introduced,
ris was
that conversation did not
description
premises,
After
af-
include
term “heroin.”
Instead the term
fidavit concludes:
“wigs”
was utilized. Both
Harris
and
Agent
Special
“As
[a]
the Bureau of
his wife testified that
conversation
relat-
Dangerous
my
Drugs
Narcotics
and
purchase
wigs
ed
from the
experience
that
contraband
substance
owned
store
Harris
wife.
and
(heroin)
usually
during
late
moved
evening
early morning
Apparently
opin-
hours of
Birdie Harris was of the
attorney
plead
hours.
her
Because
ion that
desired that
she
feel
that
rep-
guilty
that,
therefore,
contraband
he
should
secured
whatever
would not
possible.
effectively
means
her
resent
at trial.
judge,
support
m
contended that
the affidavit
sound discretion
misleading in
reversed absent
of the Search warrant was
not be
his decision will
Avery
that
it failed to disclose material
facts.
that discretion.
a clear abuse of
agents
321, They
initially
Alabama,
444,
claimed that
v.
60 S.Ct.
(1940) ; Daut v. United
entered the house to arrest
the occu-
L.Ed.
1968),
announcing
pants
States,
(9th
without first
their au-
Cir.
7
interrogation,”
sequently
“custodial
how-
offered
there is
ever,
at trial under circum-
Arizona,
provided
v.
384
at
stances that
Miranda
U.S.
considerable assur-
1602;
444,
reliability.”
v. Be- ance
of their
at
86 S.Ct.
410 U.S.
8,
1970), 300,
kowies,
(9th
Here,
Cir.
93
S.Ct.
1048.9
were
there
guarantees
on not
the trial court excluded
statement
sufficient
of trustworthi-
Nevertheless,
the ness
an incorrect
to render the
basis.
statement admissi-
Walling,
properly
ex-
could have been
ble.10 See United
statement
States v.
hearsay
(9th
1973) ;
229,
evidence. 486 F.2d
cluded as inadmissible
238-239
Cir.
Matlock,
United States v.
415 U.S.
cf.
argue, however,
Appellants
164,
988,
(1974).
L.Ed.2d
statement,
implicated
the written
Appellants’ forth contention is that
activity,
illegal
quali
narcotic
Hamlin
right
the trial court denied them their
against
penal
her
fied as a declaration
effectively to cross-examine the Govern
law of this
interest.8 Under the current
informant,
They
ment
specifi
Durden.
Circuit,
a statement is not admissible
cally point
permitting
to the court’s
solely
hearsay
exception
rule
Durden to
questions
refuse to answer
against
penal interest
because it is
regarding his resident
Al
address.
United States Wall
of the declarant.
though
name,
Durden disclosed his
occu
1973)
(9th
;
ing,
Sco
(9th
F.2d 229
Cir.
pation,
address,
and business
States,
F.2d 563
lari v. United
objec
court sustained the Government’s
denied,
Cir.);
395 U.S.
question regarding
tion to a
(1969);
see
L.Ed.2d 769
S.Ct.
Government,
residence.11 The
lenging
in chal
Donnelly United
question,
defense counsel’s
(1913). Ap
L.Ed.2d bama, concerning inquiry the residence 1074, 415, L. 85 S.Ct. U.S. only proper is not witness es- also Indeed, “[c]ross-ex Ed.2d 934 sential to effective cross-examination. principal is the means amination As the Court stated in believability witness and of a Alford: truth are tested.” of his you “The ‘Where do live?’ Alaska, 316, 94 at S. Davis v. U.S. appropriate prelimi- case, at 1110. In the Ct. nary to the cross-examination in the Government cross-examination witness, face, but on its without importance formant was of utmost since purpose such declaration of credibility reliability may well his here, made was an essential guilt determined the or innocence have identifying step in witness appellants. Illinois, Smith U. environment, to which cross-exam- 748, L.Ed.2d S. may always ination be directed.” 282 (1968); Giglio States, 405 see v. United U.S. S.Ct. L.Ed.2d principle The reiterated Court ex- (1972). Although recognize we that the pressed years almost 40 later Alford the con wide latitude in Smith v. Illinois: principle cross-examination, trol “this expanded justify cannot be a curtail credibility of a witness “[W]hen is in ‘exposing keeps issue, very starting ment which relevant point important bearing bringing on the facts falsehood out testimony.” through trustworthiness of crucial the truth’ cross-examination necessarily v. United Gordon must be to ask the witness expense, nothing. Objection. A. Other than the MR. CAMERON: words, InQ. other the Government has THE COURT: Sustained. against you charges you appearing not dismissed criminal Q. Are this case as exchange your assisting good spirited public ready the Govern- citizen testi- ment, fy? is that correct? Objection, your Objection. MR. CAMERON : Honor. MR. CAMERON: objection objection THE COURT: The is sus- The sus- tained. tained. anything gain Q. Do tes- helping against tifying Q. How come are the Gov- these defendants? Objection. ernment? MR. CAMERON: Objection. objection MR. CAMERON: THE sus- COURT: objection is sus- tained. goes Honor, tained. MR. VODNOY: Your Honor, goes very VODNOY: Your heart— *8 not, to bias. COURT: THE does counsel. objection put proper. The is sus- Now which is tained. VODNOY: I would strike MR. move to testimony grounds strike VODNOY: I move to this witness’s on the grounds being right witness’s am con- denied the [that] being right denied the of confrontation. frontation. THE is denied. COURT: motion That be de- motion will 163, 174, [R.T. 179-80.] nied.” pending any Q. Have at had cases any time that have testified Government?
9
essential,
1970).
(Chadbourn rev.
It is
he lives.
and where
who he is
credibility
critical
open
witness’
count-
name and address
witness’
case, that defense
to the Government’s
in-court examination
avenues of
less
given
opportuni-
investigation.
a maximum
“be
To counsel
out-of-court
exploring
credibility by
ty
inquiry
that
rudimentary
test
this most
forbid
testifying.”
effectively
motivation
emas-
the witness’
threshold is
at the
Rodriguez, 439 F.2d
v.
right
of cross-examination
culate the
1971);
782,
(9th
(footnote
see
783
Cir.
at
itself.”
390 U.S.
Kartman,
In
ble
TRIAL
EXAMINATION OF
COURT’S
might
only
lead
to harassment
address
WITNESSES
annoyance by
element.
the criminal
assigns
majority
as error
the
The
participation
ques-
neither
is critical
to note that
It
trial
active
court’s
per
requires
tioning
se
a re
Smith nor
In each in-
several witnesses.
Alford
merely
stance,
participa-
the district court
versal
because
that this
it concludes
objection
question
aid,
to a
di
an
sustained
tion
an
whether intentional
was
prosecution.
otherwise,
the elicitation of an infor
rected at
cannot
to
Teller,
agree.
v.
address. United
mant’s
States
(CA7 1969),
denied
cert.
17
420,
Malcolm,
821,
39,
L.
F.2d
denied
U.S.
S.Ct.
States
(CA9
Ed.2d
where the record shows that
registered
objection
no
defense counsel
majority
in on
it con-
The
zeros
what
questions,
to the court’s
this is an im
examples of erro-
to
numerous
siders
be
finding
portant indicia in
no trial court
participation. One
neous trial court
error, especially
where
record fails
testimony of
instance involves
such
appellant,
any prejudice
appel
to
establish
prosecution
Harris.
arising from such examination.
lants
cross-examining
at-
Harris
an
tempt
court,
clarify portions
in Marshall v. United
of a conversa-
This
(CA9
recording]
1969),
States,
tape
cor
tion
[contained
During
objection
rectly
party.
that where an
Harris was a
observed
alleged
offered,
cross-examination,
cannot
the trial court inter-
error
very
surely
questioned
appeal
This intervention was
unless
vened.
whereby
exceptional
proper,
com-
arises
re
trial
situation
prevent
appel-
the examination after the
a miscar
menced
view necessitated
by riage
justice.
he
lant admitted that
was confused
See
(CA9 1973),
Brooks,
questions. The trial court’s
counsel’s
and al., INN, INC., SALEM et 20]. Appellees, majority’s position is drawing strengthened attention FRANK, Individually Louis J. Po- and as judge and colloquies County, between lice Commissioner of Nassau al., counsel, Appellants. between the et a discussion and a con- a motion for and counsel No. Docket 73-2436. tinuance, occurred outside of which all Appeals, Court majori- jury. The presence of the Second Circuit. anxiety, attempting to ty’s manifest Argued March non-prejudicial occur- these transform error, purported trial court into Decided rences June clearly massive demonstrated twenty-five percent footnotes, over non-prejudicial discourse. are thought judge always had presence of counsel, outside effect, could, their jury, choose majori- any event, weapons. In own how, enlighten me on ty has failed circumstances, jury’s verdict these judge’s conduct. affected could be compared prominent has author One cop” judge to a “traffic —one required “im- make an often who intimidating forceful, mediate, re- sponse” varied situations perhaps
contingencies.5 This analogy, yet court, in Rob- strained inson v. United recognized 1968), (CA9 the often judge: position
precarious trial discre- has wide “[T]he management of the trial. in his
tion beings judges who are human Trial unique temperaments in their
are is, qualities, and it intellectual impossible man the benches
course judges would fit- each of whom mold.”
into a common
CONCLUSION any way Finding no error which *17 ap- rights the substantial affected F.R.Crim.P., 52(a),
pellants, Rule judgments the lower affirm
would
court. Judges, Texas L.Rev. Trial Alschuler, Prosecutors Misconduct Courtroom
