Lead Opinion
A jury convicted Bert MacArthur Johnson of possession with intent to distribute, as well as distribution of, 500 grams or more of methamphetamine in violation of 21 U.S.C. § 841(a)(1). Johnson appeals the district court’s
I
Investigators began receiving information that Johnson was involved in drug distribution in the Williston, North Dakota, area as early as 2006. On February 24,
From an ammunition box inside Johnson’s pick-up truck, officers recovered approximately three pounds of methamphetamine packaged in varying quantities: seven bags contained one ounce each, two bags contained two pounds each, and one bag contained approximately ten ounces.
The drugs recovered pursuant to the search formed the basis for count one of the indictment, possession of a controlled substance with intent to distribute. After Agent Derek Bernier secured the drugs at Johnson’s residence, he took them to the state crime lab in Bismarck, North Dakota, for analysis. According to the report submitted into evidence, the drugs were received and signed into the lab by evidence technician Brandy Schneider. After initial testing, Schneider returned the drugs to Agent Bernier, who later brought the drugs back for further analysis.
Forensic scientist Chris Focke conducted all analyses on the drugs. Focke testified at trial based on his own memory and by referencing a copy of the lab report he had created, which LaMonte Jacobson, the lab supervisor, had certified as a true copy of the original. Focke told the jury what procedures he had followed and which instruments he had used to identify the substance and its purity; he had identified the substance recovered in Johnson’s truck as methamphetamine. Focke also explained the procedures the lab took to ensure the evidence remained secure, including the log system employed to document any transfer of the evidence; he testified lab procedures were properly followed in this case. Johnson repeatedly objected to the admission of the certified lab report, and the drugs themselves, based on chain of custody, lab testing methods, and lab security.
The testimony of Jordan Magrum- — regarding his drug transactions with Johnson — formed the basis for count two, actual distribution of 500 grams or more of a controlled substance. Magrum is a recovering drug addict. He testified that he had been using and dealing controlled substances, including methamphetamine, for most of his adult life. Magrum explained he had been convicted of several drug-related crimes, including a 2010 state charge for possession of methamphetamine with intent to distribute, for which he was currently on probation. In addition, Mag-rum admitted he was receiving immunity
As it related to Johnson, Magrum testified that after meeting Johnson in January 2009, they smoked methamphetamine and marijuana together on a number of occasions. Then, between February 2009 and June 2009, Magrum received, on average, one to two ounces of methamphetamine from Johnson four or five times per week to sell. Magrum estimated he received “at least at a minimum two pounds” of methamphetamine from Johnson over this time period. Tr. at 253.
Agent Charissa Remus-Kvande testified that two days after his arrest, Johnson asked to speak with members of the Task Force. During that meeting, Johnson told the officers the methamphetamine they had found in his truck was not his: someone had placed it there and Johnson had been contemplating what to do with it for the thirty minutes prior to law enforcement arriving at his property. In addition, Remus stated that while Johnson was adamant he was not a drug dealer, he did admit that people, including Magrum, had dealt methamphetamine for him in the past, that Johnson had traded methamphetamine for firearms and a vehicle, and that Johnson himself had acted as a middle man between California sellers and a local dealer, Chad Boots.
At trial, Johnson testified in his own defense. He explained that a neighbor had given him the money officers had found in his coveralls in exchange for some of Johnson’s land; the parties had not yet gotten around to drawing up a transfer deed, however, prior to Johnson’s incarceration. Both Johnson and his son testified the money found under the son’s bed was the son’s life-long savings. As for the methamphetamine in the truck, Johnson repeated his claim that someone else had put the methamphetamine on Johnson’s property, and that Johnson was sitting in the truck when law enforcement executed the search warrant wondering what he should do with that methamphetamine: he had just decided he was going to burn the drugs when law enforcement arrived. In so testifying, Johnson stated that he had found his “ammo box loaded full of marijuana and methamphetamine.” Tr. at 328. Johnson admitted selling to, and receiving some methamphetamine from, Magrum, but claimed the amounts were far less than the quantities to which Magrum had testified. Finally, while Johnson admitted telling officers he was a middle man for Boots, he told the jury his prior statement was untrue: he had only told the officers this because he thought it was what they wanted to hear.
Voir Dire
The following facts are important as they relate to Johnson’s claim one juror was biased and thus rendered his trial inherently unfair. During the early stages of voir dire Juror S.R. volunteered to the court she had been arrested for driving while intoxicated twelve to thirteen years ago, but that it would not affect her ability to be fair and impartial. Tr. 40-41. The court later asked if anyone had any immediate family involved in law enforcement; S.R. did not respond. Later, Johnson’s attorney asked if anyone had any close friends involved in law enforcement. S.R. raised her hand. The following colloquy then took place between Johnson’s attorney and S.R.:
MR. VANNI: I just want to expand on [the Judge’s question] a bit and ask if any of you have any close friends or acquaintances who work for a law enforcement agency, not just here in North Dakota, but anywhere in the country. And you are [S.R.][?]
S.R.: Correct.
MR. VANNI: Yes, ma’am.
*500 S.R.: Well, my very good friend, we lived together all through our college days in Fargo-Moorhead. She was a parole and probation officer in Fargo for four years before moving to Portland, Oregon, and she is a parole and probation officer there too.
MR. VANNI: Okay. And as you know, as has been explained, we’ll have a lot of testimony in this case from law enforcement officers. Does the fact that this friend of yours is a parole and probation officer, do you think you would give more weight or find more credible the testimony of a law enforcement officer as opposed to any other individual who might testify in this case?
S.R.: Probably that they would be more credible, I guess, just based on my experience with her.
MR. VANNI: Okay.
S.R.: I hope I could be objective, but—
MR. VANNI: You would want to try to be objective—
S.R.: Yes. Exactly.
MR. VANNI: —but you’re admitting that there might be a possibility that—
S.R.: There might be a possibility.
MR. VANNI: Okay. Well, I appreciate your honesty on that. Is there anyone else? ...
Johnson never moved to remove S.R. for cause, and S.R. was seated as a juror. The jury unanimously found Johnson guilty on both counts.
II
A. The Biased Juror
The Sixth Amendment guarantees all those accused of a crime the right to be tried by an impartial jury. U.S. Const. amend. VI. This “constitutional guarantee has not been granted if any member of the jury was biased.” Johnson v. Armontrout,
Typically, when a defendant objects to the seating of a juror, we review a trial court’s refusal to excuse a juror for cause for an abuse of discretion. See United States v. Barraza,
We conclude neither side is correct. Instead, we find that by failing to object to the seating of Juror S.R. during voir dire, Johnson “intentional[ly] relinquished] or abandoned] ... a known right[,]” United States v. Olano,
In contrast to these cases, we have stated in ruling on a habeas case brought before us under 28 U.S.C. § 2254: “Even though the defendant failed to object to the seating of the jurors, our determination [that a biased juror violates the defendant’s Sixth and Fourteenth Amendment Rights] is not affected. When a defendant fails to object to the qualifications of a juror, he is without remedy only if he fails to prove actual bias.” Johnson,
In this case, Juror S.R.’s alleged bias— indicating there “might be a possibility” she would find law enforcement officers more credible — could not have been more plain to Johnson’s counsel. In fact, it was Johnson’s counsel who elicited this response from Juror S.R., and Johnson’s counsel who failed to fully rehabilitate Juror S.R. Recall, Juror S.R. did not speak up when the district court asked if any of the jurors had family members involved in law enforcement. Rather, it was not until Johnson’s counsel asked the panel members if anyone had any dose friends involved in law enforcement that Juror S.R. raised her hand. Under these circumstances, we conclude the basis of Johnson’s objection to Juror S.R.’s bias was clearly known during voir dire and his counsel’s failure to object constituted a waiver of Johnson’s right to now challenge the seating of Juror S.R. on direct appeal.
B. .Sufficiency of the Evidence
Johnson argues the government presented insufficient evidence to convict him of count two, that he in fact distributed 500 grams or more of a mixture or substance containing a detectable amount of methamphetamine. Specifically, Johnson claims that “the government did not offer any evidence of the physical appearance of the substance involved in the transactions, not evidence that the substance in the transactions produced the expected effects when sampled by someone familiar with the illicit drug, nor any opinion testimony as to the identity of the alleged substance in the transaction.” Appellant’s Br. at 14-15.
“We review de novo the sufficiency of the evidence and view that evidence in the light most favorable to the verdict, giving it the benefit of all reasonable inferences.” United States v. Honarvar,
The bulk of the evidence supporting the type of drug Johnson distributed came from the testimony of Jordan Magrum. Magrum testified he had been using meth
The law of our circuit does not require the government to prove the existence of a controlled substance by direct evidence. United States v. Meeks,
Here, in light of Magrum’s testimony as a former addict and his past convictions for dealing methamphetamine—as well as Johnson’s own admissions—we find there was sufficient evidence for the jury to conclude that Johnson distributed methamphetamine to Magrum. See United States v. Collins,
Johnson also claims the evidence was insufficient to prove the amount of methamphetamine he distributed—i.e., at least 500 grams. Magrum’s testimony similarly formed the basis for the amount of methamphetamine charged in count two. After Magrum explained he received one to two ounces several times a week from February 2009 until June 2009, he said “my best estimate [of the total amount of methamphetamine I received from Johnson] would be, I’d say, at least at a minimum two pounds.” Johnson calls this mere speculation, and claims it may not form the basis of his conviction.
We have previously held that under Federal Rule of Evidence 701 “a lay witness may testify about facts within his or her range of generalized knowledge, experience, and perception.” United States v. Espino,
C. Sixth Amendment Confrontation Clause
At trial, the government called to the stand lab analyst Focke, who was the person who had analyzed the samples of allegedly controlled substance found in Johnson’s truck and on his body. On appeal, Johnson claims that by failing to call lab technician Schneider, who checked the evidence in and out of the lab, and forensic supervisor Jacobson, who certified the report as a true and correct copy of the original report, the government violated his Sixth Amendment right “to be confronted with the witnesses against him.” U.S. Const. amend. VI. “This [constitutional] provision bars [the] ‘admission of testimonial statements of a witness who did not appear at trial unless he was unavailable to testify, and the defendant had had a prior opportunity for cross-examination.’ ” United, States v. Tenerelli,
When a defendant fails to “raise a Confrontation Clause objection at trial, we review his claim for plain error.” Tenerelli,
First, we find that the government’s decision not to call Jacobson — the lab supervisor who certified the lab report exhibit as a true copy of the original — did not violate Johnson’s Confrontation Clause rights. “[Certificates of authenticity presented under Rule 902(11) are not testimonial.” United States v. Yeley-Davis,
Second, we find that the notations on the lab report by technician Schneider indicating when she checked the methamphetamine samples into and out of the lab — while relevant to the question of chain of custody — were not the kind of testimonial statements “offered or admitted to prove the truth of the matter asserted.” Rodriguez,
The chain of custody does not have to be perfect. All that is required is testimony that the evidence in question was the same as that involved in the offense and that it is substantially unchanged. United States v. Robinson,
We also question whether by introducing the lab report, which included Schneider’s and Jacobson’s signatures, the government made the chain of custody to be “crucial,” thereby requiring live testimony. In Melendez-Diaz, the Supreme Court cautioned that “[i]t is up to the prosecution to decide what steps in the chain of custody are so crucial as to require evidence; but what testimony is introduced must (if the defendant objects) be introduced live.”
In any event, our inquiry into whether the government deemed the chain of custody to be so crucial as to require evidence need not proceed any further because even if Johnson had convinced us there was error, the admission of the lab report did not seriously affect the fairness, integrity or public reputation of judicial proceedings. First, the lab report and the exhibits only support the analyst’s testimony that — based on Focke’s own analysis— the substances recovered on Johnson and at his property were methamphetamine. Further, Johnson himself admitted that the substances the officers had recovered were indeed methamphetamine. Recall, Johnson’s defense was that he had been sitting in his truck contemplating burning the methamphetamine when the officers arrived. In fact, Johnson’s attorney asked the jury to find Johnson innocent of intent to distribute because, although he was in possession of methamphetamine, he did not intend to distribute it; rather, he had planned to burn it. In light of this admission, we would be hard-pressed to conclude the alleged plain error — denying Johnson the opportunity to confront witnesses testifying the substance was methamphetamine — calls for a new trial.
Ill
For the foregoing reasons, we affirm the district court.
Notes
. The Honorable Daniel L. Hovland, United States District Judge for the District of North Dakota.
. There are 453.6 grams in a pound. A government witness testified that methamphetamine sold for $200 per gram in the Williston area at the time of Johnson's arrest. Tr. at 128. Accordingly, the methamphetamine in Johnson’s truck valued approximately $271,000.
. Officers found the cash either in envelopes or in a box, between the mattress and box spring, or under the bed, respectively. Two envelopes contained $1,000 and one envelope contained $1,980. In the box, there were twelve bundles of $1,000 each, and four other bundles of $2,000, $800, $600, and $200, respectively. Tr. at 121-22.
. Sanders involved a claim of ineffective assistance of counsel pursuant to 28 U.S.C. § 2254.
. The concurrence notes that Olano may have suspended "our need to treat a case such as Batsell as binding the circuit today.” Post at 506. Even if this is true, we note that both Pennington,
Concurrence Opinion
Concurring in Part.
I concur in the judgment. I also concur in the majority opinion in all respects other than those portions of section II.A. that categorically reject the possibility of applying plain error review to an unpreserved voir dire issue concerning juror partiality. I would limit today’s holding refusing to apply plain error review narrowly to the facts of this case.
The majority cites Batsell v. United States,
On the limited facts of the present case, however, I believe it is sufficiently clear that Johnson’s counsel identified and addressed the issue of possible bias to infer an actual waiver rather than a mere forfeiture. Arguably, there was inadequate rehabilitation of Juror S.R. given the fact that she admitted a possible bias and that her attempted rehabilitation did not amount to a firm statement of impartiality. See United States v. Amerson,
