55 M.J. 621 | A.C.C.A. | 2001
OPINION OF THE COURT
A military judge sitting as a general court-martial convicted appellant, pursuant to his pleas, of sodomy with a child and indecent acts with a child, in violation of Articles 125 and 134, Uniform Code of Military Justice, 10 U.S.C. §§ 925 and 934 [hereinafter UCMJ]. The military judge sentenced appellant to
This case is before the court for mandatory review pursuant to Article 66, UCMJ, 10 U.S.C. § 866. In addition to the record of trial and the parties’ briefs, we have considered the oral argument of both counsel. Appellant filed two assignments of error. First, appellant asserts that the military judge erred by denying a motion to suppress his confession that was made prior to his conditional guilty plea.
Suppression of Appellant’s Confession
Facts
The misconduct that led to appellant’s convictions is not in dispute. While appellant’s wife was hospitalized in May 1998, appellant committed indecent acts with and sodomized his four-year old stepdaughter, M, in his quarters in Babenhausen, Germany.
In June 1998, M told appellant’s mother-in-law, who was visiting appellant’s family, about appellant’s sexual abuse. Shortly after appellant’s wife was released from the hospital, M disclosed to her mother what appellant had done to her. Appellant’s wife later confronted appellant concerning M’s allegations, and appellant admitted that M’s allegations were true. Appellant’s mother-in-law took M to her home in Oklahoma in August 1998. Neither appellant’s wife nor mother-in-law reported appellant’s misconduct to law enforcement personnel prior to being contacted by CID agents on 23 September 1998.
On 20 September 1998, a Sunday, at about 2000, appellant called Chaplain S and arranged to meet him at his office in the chapel building. Appellant wanted to meet with Chaplain S because his wife had left him and he felt shame and guilt for what he had done to M. When appellant arrived at the chapel, Chaplain S noticed that he was “quite burdened about something.” In response to Chaplain S’s question about what was going on, appellant began to sob and stated that he had engaged in an improper relationship with his stepdaughter. Appellant did not relate any specific details of this improper relationship. After appellant’s admission, Chaplain S and appellant discussed the issue of forgiveness and appellant’s “feelings of guilt [and] remorse.” At the end of their conversation, Chaplain S told appellant that he might have an obligation to report appellant’s child abuse. Chaplain S made an appointment for appellant to return the following
On 21 September 1998, prior to his meeting with appellant, Chaplain S telephoned an employee of the Army Family Advocacy office who mistakenly told him that he had an obligation to report appellant’s abuse to law enforcement. A few minutes later, Chaplain S met with appellant in an office in the chapel building and explained that he had an obligation to report appellant’s improper relationship with his stepdaughter. Appellant then provided some of the specifics concerning his abuse of his stepdaughter. Chaplain S told appellant that it would be better for appellant to confess to the authorities on his own accord, and offered to go with him to the military police (MP) station. They discussed “the issue of forgiveness, of forgiving himself, [and] that [confessing] may be a step in helping him deal with that,” as well as available counseling services.
Appellant “was reluctant at first” to go to the MP station, and Chaplain S doubted that appellant “would have gone immediately and made the report himself if [Chaplain S] had not volunteered to go with him.” Chaplain S did not order, threaten, or forcibly take appellant to the MP station. As appellant and Chaplain S walked to the MP station, which was about 100 yards from the chapel, Chaplain S told appellant that he knew Sergeant First Class (SFC) K, the commander of the MP station, and that he would explain to SFC K why they were there. Appellant neither objected nor expressly consented to Chaplain S’s disclosure of information to SFC K. Chaplain S perceived his role as providing spiritual and moral support to appellant.
Once they arrived at the MP station, Chaplain S informed SFC K that appellant wanted to make a statement about an improper relationship with his stepdaughter that occurred while appellant’s wife was in the hospital and appellant had been drinking alcohol. Chaplain S did not provide any other details of appellant’s misconduct to SFC K. Sergeant First Class K told Chaplain S that a CID representative from Darmstadt, Germany, would take appellant’s statement. Chaplain S told appellant what was happening, offered to meet with him after he talked to CID, waited with appellant for approximately ten more minutes, and then departed the MP station.
Special Agents B and L arrived in Baben-hausen about an hour after SFC K contacted SA B. Neither SA B nor L spoke with Chaplain S before interviewing appellant. After discussing preliminary matters, SA B advised appellant of his Fifth Amendment, Article 31(b), UCMJ, 10 U.S.C. § 831(b), and Mil.R.Evid. 305(d) rights, which included notification that appellant was suspected of committing an indecent assault. Appellant voluntarily waived his rights and made a seven-page, hand-written confession. When asked why he was coming forward to report his misconduct, appellant stated in his written confession:
My wife and I discussed that I would get help but I didn’t know who to talk to. My wife is uncertain that our daughter will [accept] me back and is thinking about leaving me. The burden of what I did and her being gone was [too] much pressure for me.
Appellant also stated in his confession that he, his wife, and his mother-in-law agreed that he would get professional help, and that on 20 September 1998 he “finally broke down” and talked to a chaplain about the abuse.
At an Article 39(a), UCMJ, suppression hearing, appellant said that he decided to waive his rights and make a statement to CID because he had already told Chaplain S about his abuse of M, and he believed that Chaplain S “was going to tell or [he] had to.” The CID agents never asked appellant about his earlier admissions to a chaplain or called upon him to admit the offenses because he had already admitted them to a chaplain. The military judge denied appellant’s motion to suppress, concluding that appellant’s confession to CID “was not the result of improper influence or coercion.”
Discussion
While a military judge’s evidentiary ruling is generally reviewed under an abuse of discretion standard, “a ruling that a statement was made voluntarily may present a
We agree with the military judge’s findings that appellant’s statements to Chaplain S about his sexual abuse of M were made as a matter of conscience, and that Chaplain S was acting as appellant’s spiritual advisor. Exercising our Article 66(c), UCMJ, authority, we further find that appellant intended that Chaplain S would keep appellant’s initial statement about his improper relationship with M confidential.
The Supreme Court has “recognize[d] the human need to disclose to a spiritual counsel- or, in total and absolute confidence, what are believed to be flawed acts or thoughts and to receive priestly consolation and guidance in return.” Trammel v. United States, 445 U.S. 40, 51, 100 S.Ct. 906, 63 L.Ed.2d 186 (1980), quoted in Napoleon, 46 M.J. at 285. Although there is no specific Federal Rule of Evidence providing for a clergy privilege, the existence of the federal clergy privilege based upon federal common law is well established. See In re Grand Jury Investigation, 918 F.2d 374, 377 (3d Cir.1990) (discussing historical background of clergy privilege and noting background for a proposed Federal Rule of Evidence “protecting communications to members of the clergy.”). The Army’s recognition of the clergy privilege substantially predates the Military Rules of Evidence. See Captain Michael J. Davidson, The Clergy Privilege, Army Law., Aug. 1992, at 19 n.35 (noting that in 1917, while not recognized by the Manual for Courts-Martial, Army Regulations formally recognized the chaplain privilege). The benefits of the military clergy privilege are critical to the effectiveness of our chaplains because the privilege allows military chaplains to develop and keep the trust of those they serve. Is-ham, 48 M.J. at 607. Because the clergy privilege acts to exclude evidence, it, like other testimonial privileges, “must be strictly construed and accepted ‘only to the very limited extent that permitting a refusal to testify or excluding relevant evidence has a public good transcending the normally predominant principle of utilizing all rational means for ascertaining truth.’ ” Trammel, 445 U.S. at 50, 100 S.Ct. 906 (citations omitted).
Appellant correctly asserts that Chaplain S’s disclosure to SFC K that appellant had an improper relationship with his stepdaughter failed to comply with paragraph 4-4(m) of Army Regulation [hereinafter AR] 165-1, Chaplain Activities in the United States Army (27 Feb. 1998), because this disclosure of clergy-penitent communications occurred without appellant’s prior written consent. Chaplain S also provided advice to appellant that was inconsistent with paragraph E-5 of AR 608-18, The Army Family Advocacy Pro
Appellant’s analogy to Fourth Amendment case law
We also disagree with appellant’s contention that Chaplain S was effectively acting in a law enforcement or disciplinary capacity when he told appellant that he had a duty to report appellant’s misconduct. Chaplain S was not in appellant’s chain of command or supervisory chain, nor was he routinely involved in law enforcement duties. Chaplain S’s primary function was to address appellant’s spiritual needs. His spiritual assistance continued after appellant confessed to CID. Accordingly, Chaplain S was not required to warn appellant of his Fifth Amendment, Article 31(b), UCMJ, and Mil.R.Evid. 305(d) rights. See United States v. Swift, 53 M.J. 439, 446 (2000) (holding that rights warnings are required when “the person conducting the questioning is participating in an official law enforcement or disciplinary investigation or inquiry”), cert. denied, — U.S. -, 121 S.Ct. 1093, 148 L.Ed.2d 966 (2001).
Under military law, “an involuntary statement or any derivative evidence therefrom may not be received in evidence.” Mil. R. Evid. 304(a). “A statement is ‘involuntary’ if it is obtained ... through the use of coercion, unlawful influence, or unlawful inducement.” Mil.R.Evid. 304(c)(3); see also UCMJ art. 31(d). Derivative evidence may be admitted if “the statement was made voluntarily” or “the evidence was not obtained by use of the statement.” Mil.R.Evid. 304(e)(3). In Oregon v. Elstad, 470 U.S. 298, 105 S.Ct. 1285, 84 L.Ed.2d 222 (1985), the defendant gave an incriminating answer in response to police questioning before being read his Miranda
We must conclude that, absent deliberately coercive or improper tactics in obtaining the initial statement, the mere fact that a suspect has made an unwarned admission does not warrant a presumption of compulsion. A subsequent administration of Miranda warnings to a suspect who has given a voluntary but unwarned statement ordinarily should suffice to remove the conditions that precluded admission of the earlier statement. In such circumstances, the finder of fact may reasonably conclude that the suspect made a rational and intelligent choice whether to waive or invoke his rights.
Id. at 314, 105 S.Ct. 1285. The Court noted that the Fifth Amendment is not concerned with “moral and psychological pressures to confess emanating from sources other than official coercion,” such as a prior failure to provide Miranda warnings. .Id. at 304-05, 105 S.Ct. 1285. The Supreme Court declined to apply a “but for” test and rejected the contention that the second confession was inadmissible under a “cat-out-of-the-bag” theory. Id. at 311, 105 S.Ct. 1285, cited in United States v. Murphy, 39 M.J. 486, 488 (C.M.A.1994). The Supreme Court noted that any psychological compulsion from the unwarned statement was too speculative and attenuated to cause a subsequent confession to be involuntary:
This Court has never held that the psychological impact of voluntary disclosure of a guilty secret qualifies as state compulsion or compromises the voluntariness of a subsequent informed waiver. The Oregon court, by adopting this expansive view of Fifth Amendment compulsion, effectively immunizes a suspect who responds to pre-Miranda warning questions from the consequences of his subsequent informed waiver of the'privilege of remaining si-lent____
There is a vast difference between the direct consequences flowing from coercion of a confession by physical violence or other deliberate means calculated to break the suspect’s will and the uncertain consequences of disclosure of a “guilty secret” freely given in response to an unwarned but noncoercive question, as in this case____ Certainly, in respondent’s case, the causal connection between any psychological disadvantage created by his admission and his ultimate decision to cooperate is speculative and attenuated at best.
Id. at 312-14, 105 S.Ct. 1285 (citations omitted); see also Murphy, 39 M.J. at 488. Military courts have adopted and applied a similar Elstad analysis in deciding cases involving the voluntariness of confessions when rights warnings are not initially read to military accused. See United States v. Ford, 51 M.J. 445, 450-52 (1999); United States v. Phillips, 32 M.J. 76, 79-81 (C.M.A. 1991); United States v. Steward, 31 M.J. 259, 264-66 (C.M.A.1990), aff'd on reh’g, 35 M.J. 218 (C.M.A.1992); see also Mil.R.Evid. 304(e)(3).
The voluntariness of a confession is determined by the totality of the circumstances. United States v. Loving, 41 M.J. 213, 243 (1994), aff'd, 517 U.S. 748, 116 S.Ct. 1737, 135 L.Ed.2d 36 (1996). “ ‘[T]he totality of all the surrounding circumstances’ includes ‘both the characteristics of the accused and the details of the interrogation.’ ” Ford, 51 M.J. at 451 (quoting Schneckloth, 412 U.S. at 226, 93 S.Ct. 2041).
The characteristics of the appellant do not support suppression of his confession. He was a 25-year-old high school graduate who entered the Army in 1991, was promoted to Sergeant in 1996, and had a General Technical (GT) test score of 105. Appellant made a series of decisions indicating his intent to voluntarily disclose what he had done to his stepdaughter: (1) he confessed to his wife; (2) he sought out Chaplain S; (3) he provided specific details of his sexual abuse of M to Chaplain S after being advised that it would be reported to law enforcement; (4) he went to the MP station with Chaplain S without verbal objection; (5) he did not object to Chaplain S’s disclosure to SFC K about his improper relationship with M; and (6) he waited for approximately forty-five minutes after Chaplain S departed the MP station for CID to arrive, without any restraints on his ability to leave. When appellant decided to confess to CID, he knew that he did not have to make a statement and that he had a right to a lawyer. He even hesitated while contemplating his right to counsel, indicating that his waiver of his right to counsel was a thoughtful and deliberate decision. Appellant was of sufficient intelligence and experience to understand and voluntarily waive his rights.
The details of the CID interrogation also do not support suppression of appellant’s confession. The CID agents did not speak to Chaplain S before appellant provided his confession to them. The CID agents’ discussion with SFC K was brief, from which they gathered general information that appellant wanted to make a statement about a sexual assault. The CID agents fully apprised appellant of his rights, and they did not use appellant’s privileged statements to Chaplain S to urge or coerce appellant into waiving his
Any violation of the military clergy privilege in this case did not taint appellant’s confession to CID. A violation of the military clergy privilege, unlike the lawyer-client privilege (Mil.R.Evid. 502), does not necessarily have constitutional or statutory implications.
Conclusion
We in no way condone Chaplain S’s erroneous declaration to appellant that
Cruel and Unusual Punishment
Appellant’s second allegation is similar to one made in a recent series of cases arising out of guard misconduct at the USACFE in Mannheim, Germany. Appellant asserts in an affidavit that he entered the USACFE on or about 15 December 1998 and remained there until May 1999, when he was transferred to another confinement facility. Appellant alleges that Sergeant (SGT) D, a guard at the USACFE, victimized him on at least three specific occasions.
First, in the presence of fifteen other inmates, SGT D pushed appellant while he was standing with his arms and legs spread out to be searched. Appellant stumbled back, and SGT D pulled him upright. Sergeant D instructed appellant and the other inmates to make a painful noise when pushed. Appellant thought this was done to scare the other inmates. Second, on one occasion SGT D had appellant and fifteen other inmates strip naked after performing duties in the mess hall. Sergeant D then searched their clothes and, while conducting a cavity check for contraband, had the inmates bend over and open their mouths. Third, on “at least a couple of occasions” while appellant was standing with his arms extended and his legs spread to be searched, SGT D grabbed the waistband of appellant’s trousers and underwear and yanked them up, giving appellant “a forceful wedgie” that was “not exactly painful but very uncomfortable.” Appellant said that every time he completed kitchen duty, he would be searched for contraband.
Appellant never complained to the USACFE authorities about the incidents because: (1) he did not want to get in trouble; (2) was afraid of more harassment if he complained; and (3) did not think that complaining “would change anything.” Appellant submitted supporting affidavits from other inmates at the USACFE who alleged abuse by SGT D. The government concedes that appellant suffered cruel and unusual punishment by guards assigned at the USACFE, citing United States v. Kinsch, 54 M.J. 641 (Army Ct.Crim.App.2000), and its progeny. We accept the government’s concession regarding the physical assaults upon appellant. Mindful of the fact that we granted relief to several other inmates who were physically abused more severely than appellant while confined at the USACFE, we will apply the factors set forth in Kinsch, 54 M.J. at 649, to fashion an appropriate remedy.
The findings of guilty are affirmed. After considering the entire record, the court affirms only so much of the sentence as provides for a dishonorable discharge, reduction to Private El, forfeiture of all pay and allowances, and confinement for fifty-nine months and twenty-five days.
Senior Judge TOOMEY and Judge HARVEY concur.
. Pursuant to Rule for Courts-Martial [hereinafter R.C.M.] 910(a)(2), appellant and the convening authority agreed to allow appellant to preserve for appellate review the issue of the admissibility of his confession. See also Military Rule of Evidence [hereinafter Mil.R.Evid.] 304(d)(5); United States v. Tarleton, 47 MJ. 170, 173 (1997).
. Appellant had a privilege to prevent Chaplain S from disclosing this information. See Mil. R.Evid. 503; United States v. Napoleon, 46 M.J. 279, 284 (1997); United States v. Isham, 48 M.J. 603, 605 (N.M.Ct.Crim.App.1998); United States v. Moreno, 20 M.J. 623, 625 (A.C.M.R.1985).
. Appellant’s failure to object to Chaplain S’s disclosure to SFC K about appellant's improper relationship with his stepdaughter was based at least in part upon Chaplain S’s erroneous advice to appellant that he had a duty to disclose their conversations about the inappropriate relationship. Appellant's consent, if any, to Chaplain S's disclosure is invalid because he did not waive or intentionally relinquish a “known right.” See Stephen A. Saltzburg et al., Military Rules of Evidence Manual, at 694 (4th ed.1997) (citing Johnson v. Zerbst, 304 U.S. 458, 58 S.Ct. 1019, 82 L.Ed. 1461 (1938)) (discussing Mil.R.Evid. 510); see also United States v. Hayes, 227 F.3d 578, 586 (6th Cir.2000) (holding that a knowing .and voluntary waiver of the psychotherapist-patient privilege cannot be based on inaccurate information about the limits of confidentiality).
. Appellant cites United States v. McClain, 31 M.J. 130 (C.M.A.1990) and United States v. White, 27 M.J. 264 (C.M.A.1988), to support his Fourth Amendment analogy.
. Miranda v. Arizona, 384 U.S. 436, 86 S.Ct. 1602, 16 L.Ed.2d 694 (1966).
. Because appellant is "charged with a crime against ... a child of [his spouse],” his admission to his wife is not protected by the husband-wife privilege. Mil.R.Evid. 504(c)(2)(A).
. The military clergy privilege is based upon Mil. R.Evid. 503, not the United States Constitution or statute. See generally United States v. Rodriguez, 54 MJ. 156, 160 (2000) (noting that the military psychotherapist-patient privilege is based upon Mil.R.Evid. 513, and is not based on the United States Constitution or statute), cert. denied, - U.S. -, 121 S.Ct. 1094, 148 L.Ed.2d 967 (2001).
. Appellant urged us during oral argument to reinforce the clergy privilege by excluding any evidence tainted by Chaplain S's violation of the clergy privilege, citing the strong protections accorded to the military attorney-client privilege. See generally United States v. Ankeny, 30 M.J. 10, 14-17 (C.M.A.1990) (excluding evidence derived from an improper disclosure of privileged attorney-client information because statements were "made in the course of plea discussions” and exclusion supports "the statutory right to counsel established in Article 38(b),” and is in alliance with "comparative Sixth Amendment precedent from the Supreme Court”). Appellant’s case is distinguishable from Ankeny, and suppression of his confession is not required under Mil.R.Evid. 410 or 511, because appellant's statements to Chaplain S were not made in the course of plea discussions and in no way implicated his statutory right to counsel. ”[N]o court has ever applied the [fruit-of-the-poisonous-tree] theory to any evidentiary privilege.” United States v. Squillacote, 221 F.3d 542, 560 (4th Cir.2000) (quoting United States v. Marashi, 913 F.2d 724, 731 (9th Cir. 1990)), cert. denied, - U.S. -, 121 S.Ct. 1601, 149 L.Ed.2d 468 (2001); but cf., Weatherford v. Bursey, 429 U.S. 545, 554, 97 S.Ct. 837, 51 L.Ed.2d 30 (1977) (stating that a government intrusion into the attorney-client privilege may result in a constitutional violation and exclusion of derivative evidence at trial). Unauthorized disclosure of attorney-client privileged information may result in exclusion of derivative evidence at trial “ 'to prevent the forced disclosure in a judicial proceeding of certain confidential communications between a client and a lawyer.’ ” Wharton v. Calderon, 127 F.3d 1201, 1205 (9th Cir. 1997) (quoting United States v. Rogers, 751 F.2d 1074, 1077 (9th Cir.1985)).