United States v. BelloUnited States v. Bello
Jesús Bello appeals his conviction and sentence for assaulting a fellow prisoner in the Metropolitan Detention Center in Guaynabo, Puerto Rico (“MDC-Guayna-bo”) in violation of
I.
Factual background
At the time of the events in question, Bello was a prisoner confined at MDC-Guaynabo where he worked as a food service orderly, serving food to other prisoners. In this capacity, he was responsible for ensuring that food was distributed to all inmates. The victim of Bello’s assault, Domingo Santana-Rosa, was also a prisoner in MDC-Guaynabo. Bello testified that Santana frequently sneaked into the food service line and requested seconds even when all other prisoners had not yet eaten. According to Bello, at around 5:00 PM on July 23, 1996, he refused to serve Santana a second helping at dinner because five
On July 25, 1996, at around 11:30 AM, Santana was playing dominoes with other inmates in the recreational yard. Bello noticed Santana’s presence, and he became alarmed when he further noticed that the table for playing dominoes, which was ordinarily in the prison’s game room, had been moved into the yard where it now stood only a few feet away from where Bello intended to exercise. Bello grabbed a push broom from the corner of the yard and hit the wall of the yard with its handle, stating that it was a good stick for playing baseball. At that point Santana first noticed Bello’s presence in the yard, but he continued playing dominoes. Bello removed the handle from the push broom and kept the head. He walked towards Santana and, once behind him, Bello hit him in the back of the head with the push broom head. Santana collapsed, unconscious, and was taken to the hospital where he was operated on to relieve an epidural hematoma (a blood clot under the skull). Santana survived and regained consciousness six days later. The entire incident was captured on videotape.
Bello was indicted on one count of assault within the jurisdiction of the United States (as defined in
At trial, the government presented before the jury the testimony of Alma López, the legal advisor to the warden of MDC-Guaynabo, who stated that the land on which the prison was located was owned by the federal Bureau of Prisons and was formerly part of Fort Buchanan, but was transferred to the Bureau by the Department of Defense. After cross-examining López, defense counsel objected to the court taking judicial notice of the fact that MDC Guaynabo is under the exclusive jurisdiction of the United States. Because López was not in a position to authenticate the documentation submitted with the pretrial motion, the documents were not admitted into evidence. However, the court examined the documents outside the presence of the jury and concluded that it could take judicial notice (based on both the testimony in evidence and the documents) that the MDC-Guaynabo facility was within the jurisdiction of the United States. The court announced to the jury that it was taking judicial notice of this jurisdictional fact, but informed them that they were “not required to accept as conclusive any fact that the Court has judicially noticed.” The jury was 'similarly instructed before it retired to deliberate.
The court denied Bello’s request to instruct the jury on his defenses of duress and self-defense, ruling that there were no facts which justified such instructions. During deliberations, the jury requested
The court subsequently denied an oral motion by Bello to set aside the verdict on the ground that there was insufficient proof of the jurisdictional element of which the court took judicial notice. Bello then filed a motion for a new trial, arguing that the court erred in failing to instruct on self-defense. The court denied the motion.
Bello was subsequently sentenced to a term of imprisonment of 120 months, 60 months of which was to be served concurrently with the remainder of a previous federal criminal sentence. A supervised release term of 3 years and a special monetary assessment of $100 were also imposed. This appeal ensued.
II.
Judicial notice
Bello argues that the court improperly took judicial notice that the assault occurred “within the special maritime and territorial jurisdiction of the United States.” 2 In so doing, the Court took judicial notice of an element of the offense for which Bello was convicted. 3 That fact lends particular significance to the judicial notice issue.
Since the government petitioned, and the trial court ruled, pursuant to
(a) Scope of rule. This rule governs only judicial notice of adjudicative facts.
(b) Kinds of facts. A judicially noticed fact must be one not subject to reasonable dispute in that it is either (1) generally known within the territorial jurisdiction of the trial court or (2) capable of accurate and ready determination by resort to sources whose accuracy cannot reasonably be questioned.
(g) Instructing jury. In a civil action or proceeding, the court shall instruct the jury to accept as conclusive any fact judicially noticed. In a criminal case, the court shall instruct the jury that it may, but is not required to, accept as conclusive any fact judicially noticed.
MDC-Guaynabo’s location within the jurisdiction of the United States is the “kind of fact” judicially recognizable under
The usual method of establishing adjudicative facts is through the introduction of evidence, ordinarily consisting of testimony of the witnesses. If particular facts are outside the area of reasonable controversy, this process is dispensed with as unnecessary. A high degree of indisputability is an essential prerequisite.
The trial court based judicial notice on both prongs of
However, judicial notice was proper pursuant to
Concluding that the trial court properly exercised its discretion in taking judicial notice of the jurisdictional fact, we must decide next whether the trial court correctly adhered to
Even though no evidence has been introduced about it in your presence,[ 9 ] I believe that the fact that the Metropolitan Detention Center is within a land reserved for the use of the United States and under its exclusive jurisdiction ... is of such common knowledge and can be so accurately and readily determined from the Metropolitan Detention Center officials that it cannot reasonably be disputed. You may, therefore, reasonably treat this fact as proven even though no evidence has been presented on this point before you.
As with any fact presented in the case, however, the final decision whether or not to accept it is for you to make and you are not required to agree with me.
This instruction was based on a nearly identical instruction from the Eighth Circuit, Model Crim. Jury Instr. 8th Cir. § 2.04 (1989);.
see also
1
Weinstein’s Federal Evidence
§ 201.34[3] (1999) (quoting Federal Judicial Center Pattern Criminal Jury Instructions, no. 7 (commentary), which is itself based on one of the few opinions treating the application of
Of course, compliance with
Nonetheless, there is widespread agreement that
The considerations which underlie the general rule that a verdict cannot be directed against the accused in a criminal case seem to foreclose the judge’s directing the jury on the basis of judicial notice to accept as conclusive any adjudicative facts in the case. However, this view presents no obstacle to the judge’s advising the jury as to a matter judicially noticed, if he instructs them that it need not be taken as conclusive.
Moreover, the few courts that have considered the constitutionality of
III.
Jury instructions
(a) Self-defense instruction
Bello claims that the court erred in refusing to instruct the jury on the elements of self-defense. However, the court correctly found that the facts of this case did not “conform[] to the normal understanding of self-defense: a use of force necessary to defend against an imminent use of unlawful force.”
United States v. Haynes,
There was no evidence Bello was in immediate danger at the time he committed the assault in the prison recreational yard. Indeed, the evidence established that a cooling off period of (at minimum) eighteen hours had passed between the
(b) Duress instruction
“A duress defense has three elements: (1) an immediate threat of serious bodily injury or death, (2) a well-grounded belief that the threat will be carried out, and (3) no reasonable opportunity to escape or otherwise to frustrate the threat.”
United States v. Arthurs,
IV.
The jury note
Bello argues in his brief on appeal that the court erred in failing to notify and consult counsel before the court responded to the jury’s note requesting “the legal definition of self-defense.” Subsequent to oral argument in this case, the parties stipulated that the court called counsel into chambers in order to discuss the note from the jury requesting clarification on self-defense. This stipulation negates Bello’s earlier assertion of error.
“The preferred practice for addressing a question from a deliberating jury includes ensuring that the question is reduced to writing, marking the note as an exhibit for identification, sharing it with counsel, and affording the lawyers an opportunity to suggest an appropriate rejoinder. Withal, this practice is not the product of an ironclad rule, and the trial court retains a modicum of flexibility to adjust to the exigencies of particular situations.”
United States v. Hernandez,
V.
Sentencing issues
(a) Downward departure
Bello claims that the court erred in not granting his request for a downward departure. Bello’s request was predicated on the victim’s conduct (i.e. Santana’s threat) and coercion and duress, factors which the guidelines explicitly allow a court to consider in departing from the guideline sentencing range.
See
U.S.S.G. §§ 5K2.10 (victim’s conduct), 5K2.12 (coercion and duress). “While affirmative decisions to depart from the guidelines are reviewable on appeal, we ordinarily lack jurisdiction to review a decision not to depart, unless the sentencing
(b) Adjustment for acceptance of responsibility
Bello asserts that the court erred in refusing to grant him a two-level downward adjustment for acceptance of responsibility under U.S.S.G. § 3El.l(a). Application Note 2 to U.S.S.G. § 3E1.1 states:
This adjustment is not intended to apply to a defendant who puts the government to its burden of proof at trial' by denying the essential factual elements of guilt, is convicted, and only then admits guilt and expresses remorse. Conviction by trial, however, does not automatically preclude a defendant from consideration for such a reduction. In rare situations a defendant may clearly demonstrate an acceptance of responsibility for his criminal conduct even though he exercises his constitutional right to a trial. This may occur, for example, where a defendant goes to trial to assert and preserve issues that do not relate to factual guilt (e.g., to make a constitutional challenge to a statute or a challenge to the applicability of a statute to his conduct). In each such instance, however, a determination that a defendant has accepted responsibility will be based primarily upon pre-trial statements and conduct.
U.S.S.G. § 3E1.1, comment, (n.2) (emphasis added). An assertion of self-defense is a denial of an essential factual element of guilt for the purposes of this guideline section.
See United States v. Branch,
Affirmed.
Notes
. This documentation consisted of maps and letters from Army officials documenting the transfer to the Department of Justice/Bureau of Prisons, a letter from the Secretary of War confirming the transfer of the land from Puer-to Rico to the federal government, and Puerto Rico legislative acts relating to the transfer.
. The term "special maritime and territorial jurisdiction of the United States,” as used in this title, includes:
(3) Any lands reserved or acquired for the use of the United States, and under the exclusive or concurrent jurisdiction thereof, or any place purchased or otherwise acquired by the United States by consent of the legislature of the State in which the same shall be, for the erection of a fort, magazine,, arsenal, dockyard, or other needful building.
18U.S.C. § 7(3).
. Title 18 of the United States code provides that:
(a) Whoever, within the special maritime and territorial jurisdiction of the United States, is guilty of an assault shall be punished as follows:
(6) Assault resulting in serious bodily injury, by a fine under this title or imprisonment for not more than ten years, or both.
. Some other Courts of Appeals have held that
. López testified that MDC-Guaynabo houses federal prisoners, the Federal Bureau of Investigation investigates criminal offenses within the facility, and the prison is owned by the United States. The defense cross-examined Lóp'ez, eliciting her admissions that state prisoners were sometimes housed at the prison and that she had not actually conducted a title search to determine the ownership of the property.
. The trial court stated its decision to take judicial notice as follows:
I have reviewed the documents submitted by the United States and I have found maps which to the Court reasonably sound accurate, have not been objected by the defense. And I also have found documents in the matters of laws which clearly indicate to the Court that the property where the MDC Guaynabo is located was first property of the Government of Puerto Rico then became property of Fort Buchanan, and it is now the property of the United States. That’s the ruling of the court.
. Indeed, the trial court was reluctant to take judicial notice. The court denied pretrial motions requesting judicial notice, even after receiving the maps and other documents submitted by the government. At the conclusion of the defense counsel’s cross-examination of López, the prosecution again requested that the trial court take judicial notice and, again, the court refused. The government exhorted the court to reconsider its ruling, arguing as follows:
MS. LABORDE [government]: To authenticate and give a statement based on the document submitted to the Court. I would have to bring an engineer or architect to testify as to the authenticity of the document submitted to Court. That’s why I cannot use the witness to prove fully that, based on the maps that you have, that MDC is within land acquired by the United States.
The way I’m presenting this evidence to you and to the jury, then I could — I think, I believe I am complying with the fourth element of the offense. First, by submitting documents to you with the witness, using your discretion we can take judicial notice of underRule 201 . And by bringing this witness to state that in fact she’s counsel for the institution and that the institution is staffed with federal employees. That only federal offenders go there to be imprisoned, and that the property in which it is located belongs to the United States. And lastly, that the FBI has to go there to investigate criminal offenses as a matter of due course.
The Court took a short recess before ruling that judicial notice was proper under
.There is, however, "one fundamental difference between presuming a fact and taking judicial notice of it. A presumption must be based on admissible evidence, but a judge can consult materials not otherwise admissible in order to take judicial notice." 21 Wright and Graham, Federal Practice and Procedure § 5102, at 465.
. This statement overlooks Lopez's testimony on the jurisdictional element.
. It even remains unsettled whether 201(g)'s non-conclusive standard, permitting a jury to disregard judicial notice in a criminal case, is constitutionally compelled. “With the exception of Nevada, all of the states with modern codes make judicial notice binding on the jury in all cases, criminal as well as civil." 21 Wright & Graham,
Federal Practice & Procedure
§ 5111 n. 17, at 533. Moreover, at least one Court of Appeals has upheld judicial notice in a criminal case where the court did not inform the jury of its right to reject the noticed fact.
See Piggie,
. This instruction is based on Sixth Circuit Pattern Crim. Jury Instr. § 6.06, itself based on
United States v. Guyon,
. This conclusion is unaffected by the fact that this particular jury, uninstructed on the legal definition of self-defense, requested during deliberations that the court clarify the "legal definition of self defense.”
. We have defined the standard of review as follows:
Whether a defendant has, or has not, accepted personal responsibility is normally a fact-dominated issue, and the district court's decision to grant or withhold a reduction in the offense level on that account will not be overturned unless it can beshown to be clearly erroneous. Nonetheless, questions of law — including interpretive questions concerning the meaning and scope of the sentencing guidelines — engender de novo review. When a sentencing court's factfinding is inextricably intertwined with an allegedly improper application of the sentencing guidelines, the latter standard of review controls.
United States v. Talladino,