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United States v. Bates
213 F.3d 1336
11th Cir.
2000
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*1 BLACK, Bеfore DUBINA and Circuit BECHTLE*, Judges, and Senior District Judge.

DUBINA, Judge: (“Bates”) Lyne pled Marvin guilty to bank in violation of 18 U.S.C. 2113(a). The district court sentenced imprisonment, Bates to 78 months and im- posed a three-level enhancement to his “brandishing], base offense level for dis- playing], possessing]” weapon, and a two-level enhance- ment for carjacking, pursuant contends applying distriсt court erred in the three- pos- level enhancement because he did not sess a when he commit- robbery. Although ted the bank * Bechtle, vania, sitting by designation. C. Honorable Louis Senior U.S. Dis- Judge trict Pennsyl- for the Eastern District of *2 the way plate police. car and its license to unarmed, possession the he simulated at a reaching nearby into discoverеd the car con- weapon by Police of a rob- he during the bank store and arrested Bates as venience pants his waist band unique backyard neighboring cir- of a ran into the bery. ¶ ease, (Id. 10). we affirm of this The resident of that cumstances home. imposition of the three-level proceeds district later found the entire of home enhancement, to U.S.S.G. pursuant in her and robbery backyard hidden 2B3.1(b)(2)(E). affirm the dis- also finding to the authorities. reported this two-level en- imposition of the trict court’s Charles Para- During investigation, hancement, to pursuant (“Parazine”) reported police to that on zine 2B3.1(b)(5), because, under the facts he sat day of the bank while case, to take a motor attempted Bates porсh, Bates ran onto his on his front by force and violence person from a vehicle (Id. keys. car and demanded his porch the case remand by intimidation. We ¶ 12). his Parazine told Bates that When however, court, to correct house, him grabbed in his Bates keys were to accord with written him Para- arm and forced inside. by the of sentence. oral out pulled Bates to a dresser and zine led ran out of the house. handgun. a Bates I. BACKGROUND (Id.). a branch of SouthTrust Bates entered plea, the Following guilty his Pensacola, Florida, to cash a blank Bank During the sen- Bates. court sentenced Bates teller informed check. When the imposed a three- tencing, the district check, was unable to cash the that she of dan- for a level еnhancement bag and gave yellow plastic her a Bates gerous weapon pursuant teller, said, “give your me according to the two- and an additional ¶ (PSI 5). began to The teller money.” carjacking pursuant level enhancement heard when she out her “bait bills” pull objected to both Bates with lady, don’t mess say, “Listen enhancements, over- the district cоurt but ¶ (Id. 6). me; you.” hurt don’t make me objections and sentenced ruled the reach then observed Bates The teller guideline range— upper end of the to the band into his waist right hand (Rl-20-15). 78 months. area, simulating and clearly implying teller stated of a The presence II. DISCUSSION was reach- fearful that Bates

that she was provide did not gun, for a so she ing 2B8.1(b)(2)(E) Enhance- A. Section handed Bates bills.” The teller “bait ment money and Bates amount of undisclosed (Id.). teller’s the bank. departed In- the Presentence objected to robbery, re- witnessed the supervisor, who (“PSI”) recommending vestigation Report at the victim that Bates looked ported enhancement a three-level said, crazy,” then “Lady, you are and teller during the commis- aof utterеd pocket reached into he robbery a sion ¶ 7). (Id. like, you.” “I’ll kill something a two- conceded that He the rob- video camera recorded The bank’s teller’s account bery and confirmed the appropriate be would crime. teller, but made a threat since he (E) apply did not argued that subsection Bates leav- saw supervisor The teller’s brаndish, display, or he did not geta- because description a reported ing (E) or an that could tence to subsection where the govern- as “victim of was intimidated responded ment that no difference exists placing of a hidden in her side.” simulating weapon between and simulat- 1452. We reached that conclu- ing because each sion though even the victim did not see the *3 creates the risk that law enforcement will object possessed by the defendant. See id. violence, respond thereby with increasing at 1455. In arriving decision, that we everyone the risk to involved. The district agreed with the Third Circuit’s rationale court objection, overruled Bates’s finding v. United States 982 122 F.2d that purpose “the of that enhancement is (3rd Cir.1992), “that dangеr of a vio- threat, the indication of a weapon.” response lent that can flow pretend- (R3-8). brandish, ing to display, or a sim- weapon ulated in perpetrating a robbery is challenges the district court’s just as real toy whether is a ruling on arguing appeal, that the re- gun, Vincent, or a body part.” concealed quirement dangerous for the weapon en- 121 F.3d at 1455. we held that hancement cannot be satisfied without the a three-level justified enhancement was of an actual or an ob- “by the threat of a violent or deadly con- ject that can be as weapon. a frontation that can be precipitated by sim- disagree. ‍‌‌‌​‌​‌‌​‌‌​‌​‌‌‌‌​​​​‌‌​​‌‌​​‌​‌‌‌​​​​​​​​‌‌​​​‍ulating possession of a dangerous Section of the sentencing wеapon.” Id. guidelines provides that during the com- Similarly, in Shores, United States v. mission of a bank (11th 966 F.2d Cir.1992), 1383 we stated court should enhance the base offense level that possession toy gun of a during the “if brandished, a was commission of a bank constitutes displayed, or possessed.” The commen- “brandishfing], displaying], pos- tary provides that an “[w]hen that sessing]” a dangerous weapоn under the appeared dangerous to be a weapon was sentencing guidelines, long as as the toy brandished, displayed, possessed, treat “ gun ‘appears’ to be a dangerous weapon.” dangerous as a for the Id. at 1387. We stated that “possession of (b)(2)(E).” purposes subsection a gun, just toy as an unloaded comment, gun, is 2B3.1, (n.2); see considered оf a dangerous Miller, United States v. weapon because of its potential be dan- (11th Cir.2000) (“Based 1052 on plain gerous.” Id. If someone toy gun, detects a

language of commentary, we have rec- may he react to it deadly force. Id. ognized which appear to be Thus, Shores, as as in well Vincent and dangerous weapons should be treated for Woоds, we focused on appearance sentencing purposes as if they actually dangerous weapon as potential well as the were dangerous weapons.”).

dangerous consequences of such appear- circuit, ance. the critical factor for application Applying whether the our precedents defendant ap intended the pearance ease, present we dangerous a conclude that the weapon. See Woods, correctly States v. applied F.3d three-level en (11th Cir.1997); Vincent, United States hancement. simulated Cir.1997). what For example, in we that a concluded When Bates reached into his waist district court properly band, a sen- enhanced the victim teller perceived Bates to statute, Woods, a federal or is 127 Constitution or reaching for with, (E) plainly inconsistent or a erroneous en (imposing subsection F.3d at 993 of, reading guideline,” argues percep on the victim’s hancement based authority be- lacks gun possessed defendant tion that cause it is inconsistent with the federal robbery). during the commission Therefore, he asserts that never saw the victim teller though Even two- imposing district court erred impo object, the district enhancement.2 three-level enhancement sition of the “possess” definition of because the proper 2B3.1(b)(5) guideline At the time section to be visible does not written, criminalizing the statute car- Vincent, 121 possessed. See order to be jacking defined the crime as John F.3d at *4 possessing a firearm as defined [while] Cir.1994)). 1352, son, 1354 title, by tak[ing] section 921 of this Bates’s hand simulated Because transported, that has motor vehicle been dangerous weap what in interstate or for- shipped, or received on, to teller Bates and the victim or eign person pres- commercе from the weapon, we affirm possess dangerous by violence ence of another force and or imposition of the three-level district court’s intimidation, by attempting] or to do so. to (1992). basis, 2B3.1(b)(2)(E).1 § 18 2119 With U.S.C. § guidelines carjacking defined as the “taking attempted taking of a motor or 1(b)(5) Enhancement B. 2BS. Section person presence of vehicle from the оr im by to the district court’s intimi- by another force and violence comment, 2B3.1(b)(5), § dation.” U.S.S.G. position of two-level enhancement (n.l). 1994, Congress 18 In amended of a rob carjacking during the commission by substituting § “with the 2119 U.S.C. § bery pursuant to bodily to cause death or serious intent sentencing guideline contends that a firearm as defined “possessing harm” for commentary with the fed “is inconsistent in section 921 of this title.” Violent Crime implement” it eral statute which seeks Act of Law Enforcement Control & has “guidelines and that the Commission 103-322, 60003(a)(14), § Pub.L. No. commentary neglected to amend (1994). Sentencing Stat. statutory amendment consistent guide- not amended the Commission has intent as an element.” adding specific carjacking to reflect the definition of line 22). (Appellant’s Relying Brief at on Stin specific intent addition of the States, 36, 38, 113 son United U.S. 2B3.1(b)(5), § to the statute. See U.S.S.G. (1993), which 123 L.Ed.2d 598 S.Ct. comment, (n.l). “commentary the Guidelines held objection to the interprets explains guide overruling In Bates’s Manual enhancement, district court did not unless it violates the line is authoritative (F) way in no simulates unpersuasive in subsection also makes another ar- 1. Bates plaсing required gument. dangerous weapon as He claims that his action of "ges- 2B3.1, (E). § hand waist band was a under subsection ture,” comment, to U.S.S.G. as noted (n.6). 2B3.1(b)(2)(F). § contends that if this He upholds his enhancement under subsec- government responds that Bates aban- 2'. The (E), "gesturing” would be written out tion argument he failed to ad- because doned (F), thereby nullifying that sub- subsection hearing. Having sentencing drеss it at contemplat- "gesturing” section. We find the record, argument. reject we ‍‌‌‌​‌​‌‌​‌‌​‌​‌‌‌‌​​​​‌‌​​‌‌​​‌​‌‌‌​​​​​​​​‌‌​​​‍reviewed the (F) distinct Bates’s subsection "gesturing” contemplated "gesturing.” (Rl). directly specific rule on the intent conflict years. release as three aWhen guideline. the statute and the pronounced orally unambigu- between sentence We, too, unnecessary ously find it conflicts with the discuss the written order of First, judgment, pronouncement conflict. the oral Sentencing gov- Commis- Khoury, erns. See States ample guide- sion has had time to alter the (11th Cir.1990). statute, comport lines to with the amended we remand to the district court in- changed but has not guidelines. contrast, structions to correct the written many guideline sections cite to a accord with the oral specific e.g., federal statute. See comment, 36; Khoury, sentence. See Fed.R.Crim.P. 2A2.1, (n.2), 2A3.4, 2A6.2, § § comment, comment, 901 F.2d at 977. (n.l), 2B8.3, (n.l), 2B3.1(c). 2L1.2, (n.l), comment. Thus, Sentencing if the Commission had III. CONCLUSION carjacking intended the definition of purposes of U.S.S.G. 2B3.1 to mirror the affirm the district court’s imposition statute, it specifi- would amend it to refer three-level enhancement cally Second, we U.S.S.G. аnd the two-lev- note that charged not under the el enhancement *5 carjacking Instead, 2B3.1(b)(5). § We remand to the district court enhanced Bates’s sentence for at- court to1correct judgment the written tempting carjacking during the commis- accord pronouncement with the oral of robbery. sion of the bank generally sentence. Morris, United States v. 139 F.3d AFFIRMED in part, REMAND- (8th Cir.1998) (statute is controlling for the ED. offense,

actual the guidelines but commen- tary purpose controls for the of determin- BECHTLE, Judge, Senior District sentence).

ing guideline dissenting: Therefore, it is irrelevant whether As set forth in the opinion, specific necessary intent Bates was impris- sentenced to 78 months support because the facts both the guide onment pleading guilty аfter to bank rob- lines statutory definition and the definition 2113(a). bery, § in violation of 18 U.S.C. carjacking. By demanding the car join my colleagues in affirming the keys, grabbing arm, Parazine’s and forcing imposition court’s of the two level enhance- house, him into the Bates attempted to ment of Bates’s sentence take by Parazine’s car using force and 2B3.1(b)(5) § U.S.S.G. dur- by violence or intimidatiоn. This satisfies ing the commission of a and in both Accordingly, definitions. for these remanding the case to the district court to reasons, we affirm the district im court’s correct written to accord position of the two-level pur with the oral of sentence. § suant to U.S.S.G. However, myself I find having to disagree my colleagues regarding the feature C. Supervised Release аppeal of this that addresses the district imposition aof three level enhance- At the sentencing hearing, dis ment of Bates’s sentence trict court unambiguously announced 2B3.1(b)(2)(E). § U.S.S.G. Bates’s term of supervised release as five (R3-13). years. The written judgment, undisputed It is that Bates should have however, states the supervised term of received at least a two level enhancement 1992) (affirming enhancement where de of his sentence possessed toy a threat fendant gun); because he made (3d Cir.1992) undisputed It is also 982 F.2d to the bank teller. (affirming that Bates did not have enhancement where defendant his control which was covered ap or under used hand towel which “brandished, displayed, pos peared gun). Recently, either this circuit restated primary importance sessed.” U.S.S.G. of an ob 2B3.1(b)(2)(E) view, ject my imposing U.S.S.G. an enhancement under 2B3.1(b)(2)(E): “[bjased this section interpreting decisions U.S.S.G. on the plain language that can be [to Guideline], recognized as a See United States we have (11th appear Cir. which weapons 1997) (“[W]e a 3 enhance sentencing they hold that should be treated for as if proper actually when a robber uses a fin dangerous weapons.” ment were Unit Miller, ger other hard to cause or some States v. (11th Cir.2000) added)

victim to believe that it is a (emphasis added). ‍‌‌‌​‌​‌‌​‌‌​‌​‌‌‌‌​​​​‌‌​​‌‌​​‌​‌‌‌​​​​​​​​‌‌​​​‍cases). weapon.”) (emphasis upon by legislature

All the decisions relied the ma drew the line for the jority application imposition are cohesive their the enhancement under in that the de point employed an inanimate fendant where evidence demonstrated that the commission of the crime. possessed weapon See United or an ob- Woods, ject. spoken States v. 127 F.3d 990 Cir. Of all the cases that have 1997) issue, “vic (affirming enhancement where the Third Circuit’s decision in *6 reported having object placed tim an in v. Dixon is United States the one that during perceiving goes up By her the and to that line but not it.1 side across object weapon”); that the upholding to be three level enhancement (same); case, v. F.3d 1454-55 United States based on the record the ma- Shores, jority 1387-88 Cir. crosses that line.2 The mistake that Rather, Circuit the the record 1. In the Third addressed therein. instant contains only reaching argument regarding evidence of Bates’s into his waistband, coupled pants with the bank tell- object impose in order to a three level en- 2B3.1(b)(2)(E): subjective reaching that Bates was er’s belief hancement under U.S.S.G. gun. for a Because aider and did not [Dixon's abettor] possess any "object” Taylor, other than towel 2. In United States v. the defendant hand, concealing stating her Dixon that she asserts handed the bank teller a note that this "brandished, possibly holdup gun could not have dis- was a and that he had a played, possessed” "object ap- pants. Tay- an v. waistband of his lor, (9th Cir.1992). peared weapon.” Dix- shirt, up revealing argument unavailing. pulled aider a T- on’s is defendant [Dixon’s Then, pulled object. Id. defendant his T- hand is an Con- shirt. abettor’s] pointed tightly, cealed the towel and shirt such that the teller "saw the around bank, thinking gun it the bank tellers into clear handle.” Id. The Ninth fooled outline upheld an enhancement under the she had a hand, Taylor together Id. instructive in that it that was her Guideline. is towel, it, covering missing rec- appeared to them to reveals what is from the instant uрhold an be a ord order to Taylor, 982 F.2d at 122. Unlike the situation in Dix- on, nothing there in the instant record that bank teller viewed the clear outline of gun suggests appeared handle. that when Bates reached into his which matter, waistband, pants In the waistband area 960 F.2d at 116. instant weapon only objectively appeared bank teller was "fearful” that Bates was to havе a reaching gun. to ‍‌‌‌​‌​‌‌​‌‌​‌​‌‌‌‌​​​​‌‌​​‌‌​​‌​‌‌‌​​​​​​​​‌‌​​​‍be a stored for a by the made here being I think is into reading they are notion that whether possessed

or not the vantage determined

should of the victim subjective belief

point of of an vantage point from the than

rather evidence asso-

objective assessment See, e.g., Unit- the defendant.3

ciated with Woodard, 24 F.3d States

(6th Cir.1994) objective standard (applying ap- whether defendant determining dangerous weapon).

peared nor of the statute language

Neither support the the decisions reasoning of respectfully dissent.

majority’s view. America, STATES UNITED FL, Jr., Clearwater, E. Lykes, Charles Plaintiff-Appellee, Plaintiff-Appellant. Hollis Rothstein- Phipps, Tamra Susan Kel, SMITHEN, a.k.a. a.k.a. Elwin Youakim, FL, Plaintiff-Appel- Tampa, Keith, Mambo, Raga, a.k.a. a.k.a. lee. Plaintiff-Appellant. No. 99-12723

Non-Argument Calender. Appeals, States Court ANDERSON, Judge, Before Chief *7 Eleventh Circuit. DUBINA, Judges. TJOFLAT 6, 2000.

June

PER CURIAM: decide in we are asked to sole issue 2114(a) this case is 18 U.S.C. whether seriously that in majority 3. It could not be contended agree that where a with the vic- to stand level enhancement order for two dangerous object, a three saw a 1im never U.S.S.G. under threat may imposed still be be- level enhancement death, subjective that the victim’s belief ‘possess’ does cause "the definition not fact, made, when in such a threat was visible ‍‌‌‌​‌​‌‌​‌‌​‌​‌‌‌‌​​​​‌‌​​‌‌​​‌​‌‌‌​​​​​​​​‌‌​​​‍in order made, no evidence threat shows possessed." F.3d at 1455 support A such an enhancement. would Johnson, three enhancement (9th Cir.1994)). disagreement My be no A should different. or not the whether perception by victim that the victim, actually perceived sup- possessed a should not requires still if, fact, the evidence port an objec- object which has the no perpetrator had shows that' the dangerous weapon. appearance tive object.

Case Details

Case Name: United States v. Bates
Court Name: Court of Appeals for the Eleventh Circuit
Date Published: Jun 6, 2000
Citation: 213 F.3d 1336
Docket Number: 99-2060
Court Abbreviation: 11th Cir.
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