Lead Opinion
Opinion for the court filed by Circuit Judge KAREN LeCRAFT HENDERSON.
Dissenting opinion filed by Circuit Judge SENTELLE.
John D. Barnes (Barnes) appeals his conviction under 18 U.S.C. § 922(g)(9), which makes it unlawful for a person convicted of a “misdemeanor crime of domestic violence” to possess firearms or ammunition. Barnes challenges whether his 1998 assault conviction under D.C.Code § 22-504(a) constitutes a “misdemeanor crime of domestic violence” as defined in 18 U.S.C. § 921(a)(33)(A) because section 22-504(a) does not include as an express element of the offense any relationship between the offender and the victim. Our sister circuits that have addressed this question have rejected Barnes’s reading of section 921(a)(33)(A). It is an issue of first impression for us. Barnes also raises several constitutional challenges to his firearms conviction. While section 921(a)(33)(A) is not a paradigm of precise draftsmanship, we nonetheless join the other circuits in concluding that section 921(a)(33)(A) does not require the predi
I.
On August 5, 1997 Barnes was charged in D.C. Superior Court with assault under D.C.Code § 22-504(a).
On August 17, 2000 an officer of the Metropolitan Police Department observed a vehicle being driven by Barnes. A paper trash bag obscured the right rear vent window. See 8/22/00 Tr. at 6. Believing that the car was stolen, the officer made a traffic stop and ran a search on Barnes’s driver’s license. The search revealed that he did not have a valid license. Upon placing Barnes under arrest for driving without a permit, the police officer conducted a search and discovered that Barnes had two .45 caliber bullets in his left pocket. See 8/22/00 Tr. 6-7. Another officer, who arrived at the scene before Barnes’s arrest, searched the car and found a loaded and operable Sig Sauer .45 caliber pistol underneath the driver’s seat. After a records check revealed that Barnes had been convicted of assault under D.C.Code § 22-504(a), see D.C. Superior Court Case No. M-11747-97, Barnes was charged with the unlawful and knowing receipt and possession of a firearm and ammunition in violation of 18 U.S.C. § 922(g)(9). See Information in Cr. No. 00-295. On October 6, 2001 pursuant to a plea agreement, Barnes entered a conditional guilty plea to the one-count criminal information'. In accordance with Fed. R.Crim.P. 11(a)(2), his plea agreement explicitly reserved his right to challenge whether his May 5, 1998 assault conviction constituted a “misdemeanor crime of domestic violence” as defined in 18 U.S.C. § 921(a)(33)(A). Plea Agreement in United States v. Barnes, Cr. No. 00-0295 at 2.
On February 1, 2001 Barnes filed a brief in district court, raising the statutory claim explicitly reserved in his plea agreement, see February 1, 2001 Defendant’s Memorandum of Law (App. 20-58), along with an unopposed motion to supplement that claim with several constitutional arguments. See February 1, 2001 Defendant’s Unopposed Motion to Supplement (App. 16-19). Barnes maintained that his assault conviction under D.C.Code § 22-504(a), which “does not include the relational element set forth in 18 U.S.C. § 921(a)(33)(A),” does not qualify as a “misdemeanor crime of domestic violence” under section 922(g)(9). February 1, 2001 Defendant’s Memorandum of Law at 3-6 (App. 22-25). He also claimed that his conviction violated “principles of equal protection contained in the Due Process
On March 19, 2001 the district court held that Barnes’s “conviction in the Superior Court of the District of Columbia in Criminal Case No. M-11747-97 for simple assault under D.C.Code § 22-504 constitutes a ‘misdemeanor crime of domestic violence’ within the meaning of 18 U.S.C. § 921(a)(33)(A) and can thus serve as a predicate for conviction under 18 U.S.C. § 922(g)(9).” March 19, 2001 Order at 1 (App. 76). Regarding the statutory question, the district court adopted the reasoning of the First and Eighth Circuits, stating that “[h]ad Congress intended to require the prosecution to prove as elements of the offense both the use of force and the relationship of the defendant to the victim, it surely could have done so by using the plural, ‘elements,’ rather than the singular, ‘element,’ when writing § 921(a)(33)’s definition of a misdemeanor crime of domestic violence.” See March 19, 2001 Memorandum Opinion at 4 (citing United States v. Meade,
II.
Because the district court’s ruling involved solely questions of law, our review is de novo. See Butler v. West,
A Elements of “Misdemeanor Crime of Domestic Violence”
In 1996, the Congress amended the Gun Control Act of 1968,' 18 U.S.C. § 922 (1994), by providing that:
It shall be unlawful for any person ... who has been convicted in any court of a misdemeanor crime of domestic violence, ... to ship or transport in interstate or foreign commerce, or possess in or affecting commerce, any firearm or ammunition; or to receive any firearm or ammunition which has been shipped or transported in interstate commerce.
18 U.S.C. § 922(g)(9). Section 921 of Title 18, entitled “Definitions,” provides in pertinent part:
the term “misdemeanor crime of domestic violence” means- an offense that—
(i) is a misdemeanor under Federal or State law; and
(ii) has, as an element, the use or attempted use of physical force, or the threatened use of a deadly weapon, committed by a current or former spouse, parent, or guardian of the victim, by a person with whom the victim shares a child in common, by a person who is cohabitating with or has cohabitated with the victim as a spouse, parent, or guardian, or by a person similarly situated to a spouse, parent, or guardian of the victim
Barnes asserts that the definition of “misdemeanor crime of domestic violence” set forth in section 921(a)(33)(A) requires the predicate offense to “contain, ‘as an element,’ not only the ‘use or attempted use of physical force ... ’ but also that the use of force be ‘committed by’ a person who maintained a domestic relationship with the victim, as specifically defined in the statute.” See Barnes’s Br. at 7-8. The government responds that “the text and legislative purpose” demonstrate that section 921(a)(33)(A) “does not require that the necessary domestic relationship be established as an element of the predicate offense.” Gov’t Br. at 12-13.
In construing a statute, we look first for the plain meaning of the text. If the language of the statute has a “plain and unambiguous meaning,” our inquiry ends so long as the resulting “statutory scheme is coherent and consistent.” See United States v. Wilson,
Both sides agree that D.C.Code § 22-504(a) constitutes a “misdemeanor under ... State Law” within the meaning of section 921(a)(33)(A)(i). Barnes and the government also agree that section 921 (a)(33)(A)(ii) requires that a “misdemeanor crime of domestic violence” contain “as an element” “the use or attempted use of physical force, or the threatened use of a deadly weapon.” 18 U.S.C. § 921 (a)(33)(A)(ii). Moreover, there is no dispute that section 22-504(a) of the D.C.Code, contains a similar element.
The premise of Barnes’s reading of section 921 (a)(33)(A)(ii) is that the “committed by” language modifies the “use of force” clause immediately preceding it and thus is included in the “element” that a “misdemeanor crime of domestic violence” must contain. Barnes refers to what is known as the “Rule of the Last Antecedent,” whereby “[ojrdinarily, qualifying phrases are to be applied to the words or phrase immediately preceding and are not to be construed as extending to others more remote.” United States v. Pritchett,
“larceny means an offense that has, as an element, monetary gain, committed by a person ...,”
it would be obvious that “committed” modifies “offense” and that monetary gain is the only “element.” Just as “monetary gain” is not “committed,” the “use of force” is not “committed.” The “offense” is “committed.”
Syntax cannot always control construction. The legislative process may have subordinated clear writing to some other goal. We must examine the meaning of the words to see whether one construction makes more sense than the other as a means of attributing a rational purpose to Congress. Read for rational purpose, the syntactically disfavored ’ Construction of section 1369(b)(1)(E) is sensible, the other as unlikely as the flying whales.
Id. at 1311. The fact that the Congress somewhat awkwardly included the “committed by” phrase in subpart (ii) (instead of adding a subpart (iii)) is not significant in view of the ^natural reading that would' result if “committed by” were construed to modify “use of force.”
That the district court as well as every other court that has considered the issue concluded, albeit on a different basis, that section 921(a)(33)(A)’s language plainly requires only one element, i.e., the use of force, further bolsters our interpretation. See March 19, 2001 Memorandum Opinion at 4; United States v. Chavez,
The crux of the matter is whether the phrase “as an element” modifies both requirements or just the use of force requirement. The inclusion of both the use of force and domestic relationship requirements in one sentence does not mandate that they be treated as one element. In drafting the statute Con*1363 gress placed the singular word “element” immediately before the use of force requirement. In choosing the singular word “element,” Congress intended to modify only the language immediately following the phrase. If Congress had intended that both requirements be mandatory elements of the underlying state statute the word “element” would have been in the plural to encompass both requirements. Reading the phrase “has, as an element” in its ordinary plain meaning, it is clear the singular “element” modifies only the use of force requirement.
Meade,
We are also influenced by the fact that Barnes’s interpretation of section 921 (a)(33)(A)(ii) would create a “significant practical anomaly,” rendering the law a nullity in a majority of the states as well as at the Federal level. Meade,
Under current Federal law, it is illegal for persons convicted of felonies to possess firearms. Yet, many people who engage in serious spousal or child abuse ultimately are not charged with or convicted of felonies. At the end of the day, due to outdated laws or thinking, perhaps after a plea bargain, they are, at most, convicted of a misdemeanor.... Often acts of serious spouse abuse are not even considered felonies.... This amendment would close this dangerous loophole and keep guns away from violent individuals who threaten their own families[.]
142 Cong. Rec. S10377-01, *S10377-78 (1996). Fewer than half of the states currently have a “domestic assault” statute that expressly includes as elements both the use of force and a specific relationship between the offender and victim.
The legislative history of the Lautenberg Amendment confirms what the natural meaning of the statutory language reveals, namely that the “has as an element” language refers solely to the use of force. We “do not resort to legislative history to cloud a statutory text that is clear,” which we believe section 921(a)(33)(A) to be. Were it unclear, we could look to legislative history to “shed new light on congressional intent.” U.S. Telecom Ass’n v. FBI,
Mr. President, the final agreement does not merely make it against the law for someone convicted of a misdemeanor crime of domestic violence from possessing firearms. It also incorporates this new category of offenders into the Brady law, which provides for a waiting period for handgun purchases. Under the Brady law, local law enforcement authorities are required to make reasonable efforts to ensure that those who are seeking to purchase a handgun are not prohibited under Federal law from doing so. Mr. President, convictions for domestic violence-related crimes often are for crimes, such as assault, that are not explicitly identified as related to domestic violence. Therefore, it will not always be possible for law enforcement authorities to determine from the face of someone’s criminal record whether a particular misdemeanor conviction involves domestic violence, as defined in the new law.
142 Cong. Rec. S11872-01, *S11878 (1996) (emphasis added). See North Haven Bd. of Educ. v. Bell,
The legislative history also reveals that the “has, as an element, the use or attempted use of physical force, or the threatened use of a deadly weapon” language was added to the statute shortly before the provision was enacted. Replacing the originally proposed language that defined the predicate offense as a “crime of violence,” Senator Lautenberg explained that the addition of the “as an element” language was not intended to apply to the domestic relationship language:
Under the final agreement, the ban applies to crimes that have, as an element, the use or attempted use of physical force, or the threatened use of a deadly weapon. This is an improvement over the earlier version, which did not explicitly include within the ban crimes involving an attempt to use force, or the threatened use of a weapon, if such an. attempt or threat did not also involve actual physical violence. In my view, anyone who attempts or threatens violence against a loved one has demonstrated that he or she poses an unacceptable risk, and should be prohibited from possessing firearms.
142 Cong. Rec. S11872-01.
B. Vagueness
Barnes contends the district court’s interpretation of section 921 (a) (3 3) (A) (ii) renders it unconstitutionally vague because “there is no way for a person to know from its language whether the relational requirement is an element of the predicate crime.” Barnes Br. at 16. He further argues that the relationship requirement itself is infirm because “a defendant convicted of simple assault cannot be sure whether he or she might later be held to be a ‘guardian’ of the victim ... or ‘similarly situated’ to a spouse, parent, or guardian of the victim.” Id. at 17. A similar argument has been rejected by two circuit courts. See Meade,
To decide a vagueness challenge, we must assess whether it “either forbids or requires the doing of an act in terms so vague that men of common intelligence must necessarily guess at its meaning and differ as to its application.” United States v. Lanier,
C. Due Process
Barnes further argues that section 922(g)(9) violates his due process right under the Fifth Amendment because it does not require the government to prove, as an element of the offense, that he knew his possession of a firearm was illegal. A long line of circuit courts has rejected this argument. See, e.g., United States v. Mitchell,
As we already noted, section 922(g)(9) requires the defendant to “knowingly” violate the statute. See supra at 1359 n. 2. The Supreme Court has made clear that “the knowledge requisite to knowing violation of a statute is factual knowledge as distinguished from knowledge of the law.” Bryan v. United States,
We conclude that Beavers’s conviction on a domestic violence offense sufficiently placed him on notice that the government might regulate his ability to own or possess a firearm. As noted in [United States v.] Baker[,197 F.3d 211 (6th Cir.1999)] and Meade, domestic abuse is a well-known problem, and it should not surprise anyone that the government has enacted legislation in an attempt to limit the means by which persons who have a history of domestic violence might cause harm in the future.
Section 921(a)(33)(B)(ii) provides an exception to section 922(g)(9) “if the conviction has been expunged or set aside, or is an offense for which the person has been pardoned or has had civil rights restored (if the law of the applicable jurisdiction provides for the loss of civil rights under such an offense).” In the District of Columbia, as in most states, an individual convicted of a misdemeanor does not forfeit his civil rights. Barnes argues that he is thus in a worse position than a person convicted in a jurisdiction that authorizes the loss of civil rights but can also restore them. Claiming that there is no rational basis for this distinction, he asserts that his conviction violates equal protection. See Barnes Br. at 21 (citing Bolling v. Sharpe,
Because domestic violence misdemeanants are not a suspect class for equal protection purposes and because no “fundamental right” is implicated, the classification will be upheld “if there is any reasonably conceivable state of facts that could provide a rational basis for the classification.” Fraternal Order of Police v. United States,
For the foregoing reasons, we affirm the district court’s holding that Barnes’s conviction of assault under D.C.Code § 22-504(a) constitutes a “misdemeanor crime of domestic violence” within the meaning of 18 U.S.C. § 921(a)(33)(A) and thus validly serves as a predicate offense for his conviction under 18 U.S.C. § 922(g)(9).
So ordered.
Notes
. Section 22-504(a) of the D.C.Code, now codified at § 22-404(a) (2001), stated: "Whoever unlawfully assaults, or threatens another in a menacing manner, shall be fined not more than $1,000 or be imprisoned not more than 180 days, or both.” The recodification did not change the language.
. Section 924(a)(2) of Title 18 provides that "[w]hoever knowingly violates ... [922(g)(9) ] shall be fined as provided in this title, imprisoned not more than 10 years or both.” See 18 U.S.C. § 924(a)(2).
. Assault under D.C.Code § 22-504(a) consists of: "(1) an act on the part of the accused (which need not result in injury); (2) the apparent present ability to injure the victim at the time the act is committed; and (3) the intent to perform the act which constitutes the assault at the time the act is committed.” Ruffin v. United States,
. While ''commit'1 can also mean “obligate'' or “pledge” as in “the President committed to the use of force,” that meaning is plainly inapplicable. Oxford English Dictionary 560.
. Interestingly, the sentence has no punctuation mark at the end.
. In section 921(a)(33)(A)(ii), the word "committed” is a past participle used adjectivally to modify the noun "offense.” "[O]ffense” is a predicate nominative referring to the subject of the sentence "the term 'misdemeanor crime of domestic violence.’ ” "[U]se of force” is the direct object of the verb “lias,” which here means "includes” or "contains.” Merriam-Webster's Third New International Dictionary 1039 (1993). The phrase "as an element” adjectivally modifies "use of force.”
. In fact, if the Rule of Last Antecedent were literally applied, “committed by” would modify ".threatened use of a deadly weapon.”
. Barnes defines the "Issue’Presented for Review” as "[wjhether [his] conviction ... must be reversed because his prior conviction ... does not constitute a misdemeanor crime of domestic violence,’ as defined by 18 U.S.C. § 921(a)(33)(A)....” Barnes's Br. 1-2 (emphasis added). See also Gov't Br. ix.
. While the “has as an element” language appears throughout Title 18, it is generally used in reference to a "crime of violence” and is defined as in 18 U.S.C. § 16(a). See, e.g., 18 U.S.C. §§ 373, 924(c)(3)(A), 924(e)(2)(B)(i).
. See also 18 U.S.C. § 3559(2)(B) (“the term 'arson' means an offense that has as its elements maliciously damaging or destroying any building, inhabited structure, vehicle, vessel, or real property by means of fire or an explosive”); 18 U.S.C. § 3559(2)(C) (“the term 'extortion' means an offense that has as its elements the extraction of anything of value from another person by threatening or placing that person in fear of injury to any person or kidnapping of any person”); 18 U.S.C. § 3559(2)(D) ("the term 'firearms use' means an offense that has as its elements those described in section 924(c) or 929(a), if the firearm was brandished, discharged, or otherwise used as a weapon and the crime of violence or drug trafficking crime during and relation to which the firearm was used was subject to prosecution in a court of the United States or a .court of a State, or both”); 18 U.S.C. § 3559(2)(E) ("the term 'kidnapping' means an offense that has as its elements the abduction, restraining, confining, or carrying away of another person by force or threat of force”); see also 42 U.S.C. § 14071(a)(3)(B) ("The term ‘sexually violent offense’ means ... an offense that has as its elements engaging in physical contact with another person
. The Bureau of Alcohol, Tobacco and Firearms takes the position that “a misdemeanor crime of domestic violence” includes "all misdemeanors that involve the use or attempted use of physical force (e.g., simple assault, assault and battery) if the offense is committed by one of the defined parties. This is true whether or not the State statute or local ordinance specifically defines the offense as a domestic violence misdemeanor.” Department of Treasury, Bureau of Alcohol, Tobacco and Firearms, Open Letter to All State and Local Law Enforcement Officials, http://www.atf.treas.gov/firearms/information /opltrleo.htm, (last visited June 24, 2002).
. According to the district court in Smith,
. There was concern expressed that "crime of violence” was potentially "too broad, and
. We also reject Barnes’s invocation of the rule of lenity in construing the Lautenberg Amendment. The United States Supreme Court stated in Moskal v. United States,
. Barnes raised the issue in district court at the end of his memorandum in the last sentence of the last footnote and merely cited a dissenting opinion in United States v. Hutzell,
. The Supreme Court has steadfastly resisted efforts to expand Lambert's reach. See, e.g.,
Dissenting Opinion
dissenting:
Defendant Barnes appeals from a judgment sentencing him for the violation of a statute which, in pertinent part, declares it “unlawful for any person ... who has been convicted in any court of a misdemeanor crime of domestic violence, to ... possess any firearm....” 18 U.S.C. § 922(g)(9). The statute defines the term “misdemeanor crime of domestic violence” as meaning an offense that' is a misdemeanor under federal or state law; and “has, as an element, the use or attempted use of physical force, or threatened use of a deadly weapon, committed by ... a person with whom the victim shares a child in common....” 18 U.S.C. § 921(a)(33)(i) & (ii).
The case before us turns on statutory interpretation. If the language of a statute has a “plain and unambiguous meaning,” our inquiry ends so long as the resulting “statutory scheme” is coherent and consistent. United States v. Wilson,
The United States argues that Congress’s use of the word “element,” as opposed to “elements,” means that the gravamen of the underlying offense needs to include only the use of force or threatened use of force with an extra-statutory finding that the forbidden use or threat of force was committed by a person who bears the relevant relationship. This argument has been accepted by our District Court, the majority today, and at least one other circuit. See United States v. Meade,
As Meade properly describes it, that singular word “element” refers “to the immediately following attribute.” Meade,
The supportive arguments offered by the government are equally unconvincing.
As to the argument that the statute as I would construe it applies in fewer states than the statute as construed by the government, I frankly do not see how this proves anything at all. The government admits in its brief that the Supreme Court has held repeatedly that Congress may validly and constitutionally adopt criminal laws that apply differently in different states based upon variances in state law. See, e.g., United States v. Sharpnack,
Finally, the majority stresses an argument based on the use of the word “committed” theorizing that “use of force” is not “committed.” I would note at the outset that this is an argument not made by the parties. As a matter of first principles, I have no problem with that fact. As I have - written before, the appropriate question is not whether an argument is raised by the parties, but whether an issue is properly brought before the court. “ ‘When an issue or claim is properly before the court, the court is not limited to the particular legal theories advanced by the parties, but rather retains the independent power to identify and apply the proper construction of governing law.’ ” Eldred v. Reno,
In short, I respectfully dissent.
