Lead Opinion
The Government appeals an order suppressing evidence which, in its opinion, supports a charge against the Defendant, Daryl Baldwin, of being a felon in possession of a firearm, in violation of 18 U.S.C. § 922(g)(1). The district court, after concluding that the investigative stop of the car in which Baldwin was a passenger was illegal, suppressed all of the evidence which followed the stop. For the following reasons, we affirm.
I.
Shortly before 5:00 a.m. on January 19, 2003, Officer Thomas Coombs of the Cincinnati Police Department (“CPD”) was on patrol in a marked police car in the “Over-the-Rhine” area, a reputed high-crime neighborhood, when he heard the sound of multiple gunshots. After seeing an individual running from the intersection of Greene and Elm Streets, he and a fellow officer, Carl Blackwell, gave chase in separate patrol cars in an effort to locate the person who was responsible for the shooting. Although their collective efforts were unsuccessful, Coombs and Blackwell came across a parked car near the Greene/Elm intersection on Pleasant Street.
When they were questioned about the shooting incident by the officers, Baldwin and Gilchrist denied having any knowledge about the gunshots. The record is not completely clear as to what transpired next. The Government claims that Baldwin and Gilchrist consented to a personal search by the officers. According to Coombs, Gilchrist said, “[w]e don’t have anything on us. You can check me.” Baldwin, after echoing his uncle’s sentiments, was instructed to exit the vehicle. Gilchrist, however, testified that Blackwell, without making any introductory comments, opened the driver’s door and imme
As Baldwin attempted to leave his car, he appeared to hesitate. In an effort to prevent Baldwin from reentering the vehicle, Coombs blocked the passenger doorway, spun him around, and conducted a pat down search. Baldwin broke free of Coombs’s grasp and ran north on Pleasant Street. Coombs, along with a third officer, pursued Baldwin who was eventually tackled by them and subdued with mace.
Following the altercation, Baldwin was placed in the back of Coombs’s squad car where he was advised of his rights under Miranda v. Arizona,
On May 2, 2003, Baldwin filed a motion to suppress evidence of the firearm and his two incriminating statements, contending that the arrest was illegal and all subsequently obtained evidence was inadmissible. On August 23, 2003, the district court granted the motion, finding that (1) the police had “seized” Baldwin within the meaning of the Fourth Amendment immediately upon approaching Gilchrist’s vehicle and (2) the subsequent pat down procedure by Coombs was an “exploitation of the illegal stop.” J.A. at 28, 31. In making this finding, the district court reconciled the two different versions of events that had been cited by the parties by accepting the testimonies of Coombs and Gilchrist. Noting that the “two lines of testimony are not necessarily incompatible,” the district court gave credence to (1) Coombs, who testified during the suppression hearing that he had been told by Baldwin and Gilchrist that he could check them since they did not “have anything” on them, and (2) Gilchrist, whose testimony indicated that he had been ordered out of the car by Blackwell, handcuffed, and placed in the police cruiser within a minute of the officers’ approach. J.A. at 25.
II.
The Court reviews the factual findings of a district court in a suppression hearing for clear error, and reviews its conclusions of law, such as the existence or absence of probable cause, on a de novo basis. United States v. Couch,
III.
The Government initially argues that the district court erred in determining that the initial approach by the CPD officers represented a warrantless seizure in violation of the Fourth Amendment to the
“[A] warrantless search or seizure is ‘per se unreasonable under the Fourth Amendment — subject only to a few specifically established and well-delineated exceptions.’ Consent is one such exception.” United States v. Roark,
A consensual encounter becomes a seizure when “in view of all the circumstances surrounding the incident, a reasonable person would have believed that he was not free to leave.” United States v. Mendenhall,
Upon our review of the record, we conclude that the encounter which took place on January 19, 2003, was not consensual. One major factor which supports this conclusion is the setting of the incident. “[Wjhat constitutes a restraint on liberty prompting a person to conclude that he is not free to ‘leave’ will vary, not only with the particular police conduct at issue, but also with the setting in which the conduct occurs.” Michigan v. Chesternut,
In this case, the encounter took place during the early morning hours in the middle of winter. Gilchrist’s vehicle represented the only occupied car in an area that had, according to Coombs, “no vehicle traffic [and] no pedestrian traffic.” J.A. at 71. Blackwell approached from the south and parked two feet behind Gilchrist’s car. Coombs, by contrast, approached from the north and parked his car in front of Gilchrist’s vehicle. The position of the two police cruisers effectively surrounded and blocked Gilchrist car on what was described by Coombs as a “small” one-way street. Given this configuration of vehicles at the time of the encounter, a reasonable person in Baldwin’s situation would not have felt free to leave the area. In fact, it is unclear whether Gilchrist and Baldwin could have exited the area even if they felt free to do so.
The conduct of the police officers also demonstrates that a seizure occurred as soon as they approached Gilchrist’s vehi
Thus, it is our view that the totality of the circumstances surrounding the initial police approach of Gilchrist’s parked car would communicate to a reasonable person that he was not free to terminate the encounter. Accordingly, we affirm the conclusion of the district court that the initial encounter between Baldwin and the police officers amounted to a warrantless seizure.
IV.
We now turn to whether the challenged seizure was reasonable under the circumstances. A warrantless seizure may be justified as a product of a brief investigatory stop under Terry v. Ohio,
We first turn to an examination of the sequence of events which led to Baldwin’s encounter with the police. It is undisput
We are further convinced by Coombs’ statement that, upon approaching Gilchrist’s vehicle, he did not notice anything particularly unusual or dangerous about Gilchrist’s vehicle or its occupants. In fact, neither he nor his fellow officer drew their weapons as they advanced upon the parked vehicle. Moreover, there is no evidence that (1) any of the officers knew how long the parked car had been at its location on Pleasant Street prior to their encounter with Baldwin and Gilchrist, or (2) Coombs believed or had reason to believe that either occupant of the vehicle had any connection with the shooting incident at or near the Greene and Elm Street intersection.
The Government submits that there are a number of factors which support a finding of reasonable suspicion. It points out that Coombs and Blackwell were investigating an incident in a high crime area in Cincinnati when they came across Baldwin and Gilchrist in a parked car with its engine and radio off. Although the fact that a stop occurred in a high crime area is “among the relevant contextual considerations in a Terry analysis,” it is clear that “[a]n individual’s presence in an area of expected criminal activity, standing alone, is not enough to support a reasonable, particularized suspicion that the person is committing a crime.” Illinois v. Wardlow,
Moreover, the case law, which was cited by the Government, is inapposite. In United States v. Moore,
Given the totality of the circumstances, we conclude that these officers did not have a reasonable suspicion to conduct a pat down examination under Terry. It is the Government’s burden to demonstrate that a stop based on reasonable suspicion satisfies the conditions of an investigative Terry stop. United States v. Winfrey,
V.
Since we have concluded that (1) the initial encounter between Baldwin and the police officers was not consensual and (2) the officers did not have any reasonable suspicion to stop and detain Baldwin, all evidence resulting from the illegal search is inadmissible. “The exclusionary rule bars the admissibility of items seized during an unconstitutional search ... and of testimony concerning knowledge acquired during such a search.” United States v. Leake,
Notwithstanding, it is the Government’s contention that even if the initial seizure was illegal, Baldwin’s resistance and flight following the pat down search, as well as his voluntary incriminating comments to an ATF agent in March 2003, collectively establish independent sources for the admission of the evidence that was rejected by the district court. In an effort to evaluate the merits of the Government’s arguments, we will address these two arguments in turn.
One of the exceptions to the exclusionary rule is the independent source doctrine. In Wong Sun v. United States,
We similarly reject the case law cited by the Government in support of its argument on this issue. In United States v. Dawdy,
Since the Government did not acquire its evidence from any “independent source,” Baldwin’s subsequent detention following his flight does not sufficiently purge the taint of the illegal arrest. Wong Sun,
The Government also contends that even if Baldwin’s initial statement after his arrest on January 19, 2003 is inadmissible, the district court erred by suppressing the statement that was made by him to ATF Agent Gregory over two months later on March 24, 2003. In addressing this issue, the Government submits that this second confession is so attenuated from the initial illegal seizure to be admissible.
The Supreme Court has stated that an illegal police action does not render all subsequently discovered evidence inadmissible per se. See Wong Sun,
The Supreme Court in Brown established a number of factors that a court should take into account in determining the admissibility of a confession following an unconstitutional arrest:
The Miranda warnings are an important factor, to be sure, in determining whether the confession is obtained by exploitation of an illegal arrest. But they are not the only factor to be considered. The temporal proximity of the arrest and the confession, the presence of intervening circumstances, and, particularly, the purpose and flagrancy of the official misconduct are all relevant.
Brown,
In this case, it is undisputed that Baldwin received fresh Miranda warnings from Agent Gregory before making an incriminating statement. Although this factor supports the admission of Baldwin’s second statement, Miranda warnings by themselves are insufficient to purge the taint of an illegal arrest. See Brown,
Hence, an examination of the second Brown factor — the temporal proximity between the illegal search and the confession — becomes necessary. The district court concluded that the two month interval between Baldwin’s arrest and his second statement failed to dissipate the taint of the illegal stop.
On the basis of the available record, we agree with the district court that the temporal proximity factor does not weigh in favor of admissibility. Contrary to the Government’s position, the “mere passage of time” is insufficient to break the chain of causation between an illegal search or arrest and a subsequent confession. See United States v. Grant,
The temporal relationship between the initial illegality and the confession is “an ambiguous factor.” Dunaway v. New York,
In the typical case in which the defendant was present when incriminating evidence was found in an illegal search or in which the defendant was confronted by the police with evidence they had illegally seized, it is apparent that there has been an “exploitation of that illegality” when the police subsequently question the defendant about that evidence or the crime to which it relates. This is because “the realization that the ‘cat is out of the bag’ plays a significant role in encouraging the suspect to speak.”
Wayne R. LaFave, Search and Seizure § 11.4(b) (3d ed.1996) (footnotes omitted).
Here, Baldwin was confronted with incriminating physical evidence — the fire
Thus, we find that the two month interval between Baldwin’s arrest and his second statement does not — standing alone-favor admission of the second statement. For a comprehensive evaluation of this factor, we must analyze the temporal proximity of Baldwin’s seizure and his confession in the context of any intervening circumstances. See United States v. Reed,
The Government contends that the administration of fresh Miranda warnings by the ATF agent represents an intervening circumstance which is sufficient to purge the taint of Baldwin’s initial illegal search. We disagree. The Supreme Court has observed that giving of Miranda warnings does not sufficiently break the connection between an illegal arrest or search and a confession. See Taylor v. Alabama, 457 U.S. 687, 691,
Here, the Government has not set forth any circumstantial evidence in the record to support an intervening circumstance that sufficiently purges the taint of the initial illegality. Through her testimony, Agent Gregory verified that Baldwin was in custody when he was transported to the federal courthouse. There is no indication that Baldwin was ever released from custody prior to his statement to Gregory.
The final factor in the Brown analysis is the purpose and flagrancy of the conduct by the police officers. This factor is linked to the purpose of the exclusionary rule; that is, the deterrence of police misconduct. United States v. Fazio,
In summary, we find that the Government has failed to satisfy its burden of proving that Baldwin’s second statement to Agent Gregory was sufficiently purged of the taint of the initial illegal search. In light of the relevant Bmwn factors, we find that any evidence discovered as a result of Baldwin’s illegal seizure should be suppressed. Accordingly, the district court’s ruling to suppress Baldwin’s second statement is affirmed.
Y.
For the reasons stated above, we affirm the district court’s order to suppress evidence of the firearm and Baldwin’s statements.
Notes
. Pleasant Street is a northbound one-way street, that was described by Coombs at the suppression hearing as '‘small" and "little.” J.A. at 62.
. The encounters with Baldwin and Gilchrist eventually involved a total of four officers. However, the record does not indicate when the two additional officers appeared on the scene to assist Blackwell and Coombs during their investigation.
. The district court "assume[d]” that Gilchrist could not pull his car forward without hitting Officer Coombs' car. J.A. at 29. However, the court also noted that this assumption was not necessary for its finding that the officers seized Gilchrist's car upon approach. Id. In any event, the fact that Gilchrist's vehicle was surrounded by two police cars on a small, one-way street at 5:00 a.m. gives rise to an inference that Baldwin and Gilchrist may have felt compelled to stay and answer the police officers’ questions.
. It is unclear from the record whether Gilchrist was handcuffed and placed in the squad car before or after the officers were allegedly told that they could "check” Baldwin and Gilchrist. Although the district court credited the testimonies of Gilchrist and Coombs, it did not rely upon Gilchrist’s testimony that he was immediately handcuffed and arrested in concluding Baldwin was seized. Since we similarly find that other Mendenhall factors were present to signal that a seizure took place, we need not determine whether Gilchrist’s arrest affected Baldwin’s seizure or consent.
. Two months after his arrest, and in the absence of any intervening circumstances, (1) the police still had knowledge of physical evidence which connected Baldwin to the crime; (2) Baldwin was aware that the police had knowledge of this physical evidence; and (3) he remains unaware that the initial police action was illegal. As Baldwin remains confronted with this incriminating physical evidence, he continues to have the incentive to confess to possession of the firearm in question.
Dissenting Opinion
dissenting.
As I see it, we need not address two difficult questions in this case — whether the initial encounter with Mr. Baldwin was a consensual one and whether in any event the officers had reasonable suspicion to stop him. Even if we assume that the initial stop was unjustified, the police independently discovered the key item of evidence about which the parties are quarreling, the gun, as a result of intervening causes — -Baldwin’s resistance and flight— both of which relieve the evidence of any taint from the allegedly unlawful search.
In Murray v. United States,
The “classic independent source situation,” we said in United States v. Leake,
In this case, any connection between the allegedly improper stop and the discovery of the weapon was attenuated, and indeed broken, by Baldwin’s independent actions. When an officer conducts a full-blown search or a Terry pat-down and the subject of the search breaks free from the grasp of the officer, officers generally pursue the individual, not to exploit the illegal arrest, but because the intervening act itself creates reasonable suspicion, if not a palpable risk of danger to officers and citizens in the area. As the Supreme Court explained in Illinois v. Wardlow,
When Baldwin broke free from Officer Coombs’ grasp after the officer placed his hand on Baldwin’s pocket and when he fled from the officers, he created the necessary reasonable suspicion to justify a stop. Because this second stop was prompted by Baldwin’s independent actions, was supported by reasonable suspicion and was not in any way an exploitation of the original stop, cf. Kaupp v. Texas,
The majority’s approach, moreover, harms “the public interest in having juries receive all probative evidence of a crime,” Murray,
One other point: I cannot agree with the majority’s apparent reliance on the fact that the final apprehension of Baldwin “failed to reveal any evidence that was not already known to Coombs.” Maj. Op. at 11 (emphasis in original). Justice Holmes’s original use of the term “independent source” specifically applied “to that particular category of evidence acquired by an untainted search which is identical to the evidence unlawfully acquired.” Murray,
I would reverse the suppression of the firearm and accordingly respectfully dissent from the majority’s contrary conclusion.
