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United States v. Baker
2002 CAAF LEXIS 1245
C.A.A.F.
2002
Check Treatment
Docket

*1 STATES, Appellee, UNITED

Bobby II, Basic, BAKER D. Airman Force, Appellant.

U.S. Air

No. 01-0064/AF.

Crim.App. No. 34069. Appeals

U.S. Court

the Armed Forces. 1,May

Argued 2002. Sept.

Decided

SULLIVAN, S.J., opinion delivered the Court, EFFRON, GIERKE JJ., C.J., joined. CRAWFORD, and BAK- ER, J., dissenting opinion. filed a each Appellant: Captain For Patrick J. Dolan (argued); Beverly Lieutenant Colonel B. Knott, Timothy Lieutenant Colonel W. Mur- (on brief); phy R. Colonel James Wise. Appellee: (argued); For Linette I. Romer Datillo, Major Anthony P. Colonel Lance B. (on brief). Sigmon Judge Senior delivered the SULLIVAN opinion the Court. (E-l) II,

Bobby Baker an Airman Basic Force, States Air tried general composed court-martial of officer and January enlisted members at the (RAF), Mildenhall, Royal Air Force Base Kingdom. entering After mixed merits, pleas a trial he was found specifications failing obey two officer, superior larceny of a order exchange, sodomy, committing base indecent acts with a female 92, 121, in violation of Articles Code of Justice Uniform *2 you’ve heard on you and (UCMJ), the evidence §§ 925 and 934. 10 USC 482-83). (R. of what’s indecent.” appellant to a bad- issue sentenced The members days, for discharge, confinement conduct view, general instruction was this our On pay of all and allowances. and forfeiture clearly inadequate guidance the members for authority ap- April convening indecency to decide the issue and, August proved sentence on Strode, Pier- supra, and lant’s conduct. Appeals Air Force Court Criminal son, supra. guilty summarily findings of and affirmed the unpublished opinion. in an sentence FACTS petition initially granted appellant’s We Bobby record that Evidence shows whether the evidence review to determine Kingdom in Baker born was legally one of the was sufficient sustain citizen, he en- January An American 1981. committing findings indecent 1998. An- Force in December listed 16). age a female acts with schools, training and he After service recruit issue, argument hearing on this After Mildenhall, Kingdom, arrived at RAF specified and heard additional oral ar- Court assigned was duties in Person- gument following issue: 343). (R. (MPF) April Flight nel 1999. PLAIN ERROR OC- WHETHER friendly He with a number became WHERE THE MILITARY CURRED younger Among on dependents the base. FAILED JUDGE TO GIVE TAILORED “KAS,” 15-year-old dependents those was TO THE MEMBERS INSTRUCTIONS girl who hire in MPF. worked as summer TO DETERMINE ON HOW CONDUCT (R. 248-249). REQUESTED INDECENT WHEN WAS old, KAS, years Appellant, then 18 BY THOSE MEMBERS. began during the dating summer of 1999. now hold com We (R. 252). Appellant aware that was she provide failed to mitted when she only years old because her brother so adequately tailored on instructions the issue (R. 264-265). The relation- informed him. indecency after court-martial member ship quickly physical. between them became Accordingly, asked for such instructions. we (R. 250). they were KAS testified that while appellant’s set aside conviction for commit dating, appellant touched her breasts and ting acts indecent with a female under the (R. 250-251). gave He also kissed them. of 16. See United States chest, stomach, upper her on her hickies State, MJ 29 Pierson v. 956 P.2d (R. 250). back. (Wyo.1998); generally United see any activity, There no evidence 142, 145 Eckhoff, beyond place hugging kissing, took mere Specifically, pursuant in a Arti- session Furthermore, public. KAS testified that 39(a), UCMJ, 839(a), § cle after USC her, activity upon not force this did began, spe- deliberations a member asked a activity did not find offen- that she question acts: “... cific about comported her ideas of sive because with ‘... Should we should we not consider boyfriend/girlfriend normal within a activities experience, [appellant’s] prior (R. dating relationship. ’ ... proximity contact with During argument findings, the assis- his days tant trial counsel made several references to per were indecent re- [KAS] the acts and KAS’ difference between (3)—‘that quirement [appellant] the acts ” instance, age. closing argument For his were indecent.’ answered this findings, the assistant trial counsel made general instruction following assertion: you’re dealing the other offense “when issue], final is with [the [KAS]. we don’t Now the element Now, here, my specifically talk about that. But instruc- are a lot there of definitions you but a of them are the same as one tion to should consider lot [that] previous charges.1 gratify one lust. take a his And let’s look at notice, thing you have to is the definition of this definition that counsel [defense] “a It’s harped child.” someone under the signify on. “Indecent [sic] acts” testify [KAS] Now heard immorality relating that form of to sexual [appellant] kissed her breasts. And a cou- impurity grossly vulgar, which is not *3 times, ple they dating, when were he obscene, repugnant propri- to common Now, touched her breasts with his hands. ety—and here’s the rest the definition— him touching this involved them under her deprave but tends to excite lust and morals Now, [appellant] shirt and bra. what does with respect to sexual relations. Can an— say? says thing again. He the same He year IS^year [sic] old on a old [sic]— says, put “I did several hickies [KAS’s] that 15^year old is considered a child. chest, upper breasts,”—again not her 15-year That old an Air [sic] is Force Agent put Kieffer’s addition there—“and I dependent. It’s obvious—an inference them on stomach her and her back.” And facts, it the is that he did to excite his you testimony heard hickies were all that, you lust and no matter how look at over her back. So he touched her breasts it, is indecent acts with child. You’re he kissed sucked her skin with his obligated facts, the the law and as follow mouth. you, the has instructed and that’s (R. 453-454). what the show.

Now, potential warning one here. These facts are, show, two as elements close in Responding argument, to this the defense age. Now, He was 18 and she was 15. urged counsel to consider all, you anything first of do in see ages relative and KAS and not that it elements would show matters find the sexual contact between them to be No, age? two are in these close be- (See 441, 442). per R. se. cause anything there isn’t like that. All offense, In her instruction on the mili- requires recipient crime is that the tary judge provided with the members act the indecent under Judges’ elements as set forth and in this case was 15. [KAS] Dept, Army Pamphlet Benchbook. Now, when is under 30, 1996)(“Benchbook”)(R. 421) (Sept. 27-9 they means that can’t consent them- prejudicial good She then defined conduct selves. don’t So be deceived the fact discipline order discrediting, and service things let him do [KAS] these some using also the definitions from the Bench- boyfriend-girlfriend kind relationship. Finally, indecency book. she defined Consent is not an element. It’s irrelevant. following language from the Benchbook: groped He her naked breasts with his signify Indecent acts that form of immo- body. hands. He kissed her naked She’s rality relating impurity to sexual which is child, that’s indecent with a acts obscene, only grossly vulgar, not (R. and re- you no matter how look it. 434- pugnant propriety, common but tends to deprave excite lust and the morals with Later, rebuttal, trial the assistant coun- (R. 421). respect to sexual relations. sel contended: See id. at d. 3-87-1 Now, you you look at the elements and deliberations, Now, During they’re clearly their member sent [that] see all met. regard with you say how can groping someone’s particular, the definition “indecent.” breasts under their bra is an indecent act following question gratify with the intent to his lust. member asked the That’s laughable regard specification alleging think do he would this and attempting touch her breasts without indecent act with KAS: Appellant charged committing guilty was also found not of this offense. indecent assault on a He second female. you my should Specification 1—In But instruction For UCMJ instructions, says 4 it consider page bottom of what’s inde- you’ve heard on the issue ‘You consider accused’s----” should cent. Charge Specification However UCMJ to!) 482-483). (or (R. “[ap- says it never Charge ...” age,

pellant’s] departed more to then once The members 125, Specification or should we 1. Should we they 30 minutes later than deliberate. Less “... education not consider accused’s alia, to, finding com- inter returned a prox- experience, prior contact KAS, a female under mitting indecent acts on days imity to 17 of 16. with [KAS] Judge’s Instruction Adequacy (3)—“that per requirement were indecent *4 [appellant] were indecent of is this case whether Our concern military judge appropriately instructed the military gave a the ram- on appellant’s of court-martial bling confusing of the member’s view person with a of indecent acts in- gave then a sentence question and one 51(c), age of 16. Article under See struction: 851(c) 920(a), UCMJ, § and R.C.M. 10 USC question] has to do [member The first Courts-Martial, United States Manual for with the 125—that’s forcible UCMJ (2000 ed.).3 means Appropriate instructions sodomy. It to that in terms of the ties necessary for the members those instructions question had to with instruction on do concerning intelligent to arrive at decision 4, basically page of which bottom v. appellant’s guilt. See States “You should also consider the ac- reads: (CMA 1975); McGee, 193, 1 MJ 194 experience, prior cused’s (CMA 1975); Gaiter, 54, v. 1 MJ 56 States [CAB],2 contact with nature (CMA Graves, 50, v. 1 MJ 53 United States [appellant] conversations between 1975). intelligent An or on rational decision [CAB], along with the evidence on other person’s guilt requires a of the consideration goes this issue.” Then the offense, charged elements of 134, Charge about in the under the UCMJ elements, pertaining applicable those 2, Specification which is the indecent acts principles necessary to decide the law child, [KAS], has to with a do Smith, 50 MJ case. See [appellant’s] age consider ed- Rowe, v. 11 455 United States ucation, her, experience, prior contact 1981). (CMA In the MJ proximity age wheth- justice system, it is the who indecent, required by er acts were required par to tailor the instructions element [of offense]. third facts and issues a case. See United ticular Specifically why page we outline this (CMA Jackson, 261, 263 n. is, specifically ap- that is addressed and Groce, 1979); United States fact, plies the issue of mistake 370-71 mistakenly, whether the accused was hon- estly, and reasonable—his belief there initially light, In this we note that sodomy—forcible to the sod- consent person age of acts with a under the omy. we are the So outline—these cir- specifically proscribed 16 not as one of you ought cumstances through enumerated offenses Articles weighing prior that—the contact and UCMJ, §§ The Code 10 USC 877-993. things. those expressly prohibits be sexual intercourse person military person under you’re dealing [indecent tween a Now UCMJ, 120(b), acts], age of 16. Article specifically we don’t talk about that. provisions alleged charged 3. Manual cited are identical 2. victim of the forcible sod- All in effect at the time of court- those omy offense. martial. 920(b). Brown, 457, 461, 13 §USC Consent not an element of USCMA CMR offense, act Knowles, of intercourse 17. 15 USC Cf. proven (1965) (hold need be in addition to the the MA 35 CMR para. victim and her marital status. See ing military offense of acts with a 45b(2), IV, Manual, swpra. Part The Uni- victim). presence child must be done prohibits sodomy regardless form also Code 87b(l), IV, Manual, Paragraph supra, Part partici- of the and marital status of the delineates elements of this offense with 125, UCMJ, pants. § Article USC respect physical contact between service Again, consent is not an element of- person person years and a old. under fense, although the President has made it a These elements are 51e, sentence para. enhancement factor. See b. Elements. IV, Manual, supra. Otherwise, Part the Uni- (1) Physical contact. form Code Justice not ex- does (a) That the accused committed pressly activity sexual address between a upon act certain with the person person years service under 16 body person; aof certain old. (b) That the spouse Military law, however, recognized has accused; offense “indecent acts or liberties with (c) act That the the accused was may prosecuted a child” at court-martial *5 indecent; discredit, disorder, as a service or (d) That the accused committed the 134, UCMJ, § Article 10 USC arouse, appeal act intent to with IV, Manual, para. supra. Part This to, lust, gratify passions, or Brown, long ago Court in United States v. accused, or of sexual desires victim, both; (1953) or and recognized USCMA CMR (e) That, circumstances, under the being this offense as modeled on District of the conduct of the accused was (1948).4 § Columbia Code Ann. 22 We good prejudice to the of order said: discipline and in the armed purpose type legisla- The evident of this of forces was of a nature to protect tion is to children under a certain bring upon discredit the armed forces. age from acts tendency those which have a morals, corrupt to many their and if the added). (emphasis Id. possible variations which it to is take explained The President has further indecent liberties with a child are restrict- “[l]ack of consent the child to act or ed those founded on assault bat- offense; conduct is not essential this con- tery, many debasing then acts which are 87c(l), Paragraph sent not a is defense.” detrimental to the morals of a minor are IV, Manual, supra. Part proscribed. specified

The issue this case asks wheth- military er judge plainly by failing erred necessity for the throw law was to a give tailored instructions to the members protection of cloak around minors regarding how to determine whether discourage perform- sexual deviates lant’s conduct for purposes was indecent with, ing Assuredly, or before them. our charged offense. We note this case interpretation is not inconsistent that, before the members started deliberat- remedy evil, any, need. The for the is to ing, military judge gave provide standard punishment substantial for those perform on Benchbook instruction the elements who indecent and immoral acts shame, embarrassment, offense acts Bench- which cause of indecent with child. (R. 420) book, children, Moreover, supra humiliation or lead them fur- 3-87-2. time, delinquency. gave ther down the road to she also the standard States, (D.C.1999) 4. To understand the evolution D.C.Code Ann. and Allison v. United E.F., (D.C.Cir.1969). §22 see In re 740 A.2d F.2d “age holding, meaning in- this Court observed instruction Benchbook prove act the elements decency purposes of this offense. relevant for the service-discrediting.” Id. However, requested par- had was indecent after a member it clear this Court made impact age at 32. on the ticular instructions held, rule. Court indecency, per is no se This that there matters on issue related magic demarcation be- is no line of merely “you “there stated should consider she indecent acts based acts and you’ve heard on tween decent 482-483) (R. Id. partner.” of the sex precisely on the the issue what’s indecent.” Here, suggested below, clearly trial counsel assistant As this instruction was noted contrary se Strode per intelli- members a rale permit the members to insufficient case, express- military judge failed to and the gently decide this unusual case. Cf. Tindoll, 194, 195-96, Vasquez, ly repudiate States v. it. 16 USCMA Cf. indecency (1966)(holding CMR 351-52 sufficient to instructions determine held that all This also has never Court child). especially This true acts with person between a service sexual conduct light this Court’s recent case law address- under the of 16 is indecent ing impact charged crime alleged legally incapa- because the victim su- child. See consenting to See also 18 ble of sexual acts. pra. 120(b), §§ 2242' Article USC cf trial, depending coupled law of varies UCMJ. The consent The evidence record the nature of the sexual act arguments, trial counsel’s assistant questions jurisdiction con- in which it was committed. See several critical of law raised cerning appellant’s guilt generally of- Richard A. Posner and Katharine First, Silbaugh, B. A Guide to American Sex Laws of indecent acts with child. fense (1996). Moreover, 44-64 the consensual sex- must his sexual conduct with KAS be consid- *6 (touching per per- alleged se a acts in case ered indecent because she was ual Second, KAS), kissing body age his of would son under the of 16? must breasts and law per sexual considered not be criminal under federal civilian conduct KAS be alleged age purportedly se she had not over indecent because because the victim was age years younger less four legal reached the of consent for such of 12 and was than Third, §§ assuming appellant’s appellant. sexual than See USC conduct? 2246(3)(2002). 2243(a), generally year per with 15 old was se See conduct KAS not (A.F.Ct. Pullen, grounds, on either of the above can 41 MJ indecent States in part ap- Crim.App.1995). Again, of we note evidence factual consent case, determining military judge in not cor- pellant’s be considered the inde- did KAS cency appellant’s trial counsel’s mis- conduct? rect either the assistant which was statement of the law of consent This Court has never held that all sexual unsupported by any in the record. person per- a a conduct between service Vasquez, supra. See age per son indecent under the 16 is se Finally, never that the a Federal civilian this Court has held and therefore crime.5 prohibit alleged victim criminal law not all factual consent was does sexual a person age a See 18 irrelevant whether service 16. (2002). Moreover, a child. person guilty §§ 2241-2248 of indecent acts with USC Strode, 32-33, legal provided support held that whatsoever was 43 MJ at this Court No a 22-year-old guilty plea by a inde- trial counsel such broad airman’s assistant appeal, government appellate 13-year-old girl improv- cent acts with a was assertion. On 87(c), summarily paragraph thought relies on because he asserted that he counsel ident IV, Manual, principle for this supra, old. Id. In so Part she was least French, illicit See United States MJ We have held that the solicitation of activity stepfather between a and his sexual language. year stepdaughter old Furthermore, provision law. this Manual states are we not convinced that required that the Government is not by misstatements law the assistant prove the lack of consent the child to trial by counsel were corrected the standard secure a conviction of this offense and the given by judge. instructions trial See rely defense cannot on the consent of the Tindoll, supra. generally Standard instruc- alleged as a victim It is defense. silent as to Tindoll, approved tions were but that was the factual consent of the victim a age person, case where the of the service may be indecency. considered on the issue of who was found indecent acts with law, however, unequivocally case Our holds kissing child for a female under the that all the facts and of a circumstances case Tindoll, addition, was not In discussed. consent, including alleged victim’s must heavily Annal, relied on United States v. indecency question. be considered USCMA 32 CMR 427 a case Strode, See supra; see also addressing 34-year-old indecent acts Graham, (2002)(delineating event, officer. In Tindoll did hold including certain circumstances alleged that the standard instructions were sufficient showing victim’s consent as that sexual con- effectively where case the Government duct with might under the of 16 asserted conduct was indecent). addition, not be In persuasive as matter law. authority state court holds that factual con- Finally, turning preju- to the sent is relevant indecency. the issue of dice, Pierson, are we convinced that 956 P.2d at 1125-26. judge’s completely failure to instruct sum, in this case materially prejudiced appellant. fully should have instructed members in Eckhoff, See United States v. First, supra. accordance with she (CMA 1988). sup- The evidence in this case should have corrected the assistant trial porting argument against inde- defense law, counsel’s misstatement of the clear- cency undisputed; parties agreed ly instructed them that the charged sexual alleged touching acts of KAS’s solely acts could found indecent kissing breasts her back naked done alleged the basis that the victim was under private, nature, were consensual and done Second, of 16. she should have boyfriend/girlfriend the context of a rela- directed disregard the members to the assis- tionship 15-year-old girl between an 18- unsupported tant trial counsel’s statements *7 Second, year-old boy. the assistant trial on the law Finally, of consent. the trial repeated counsel’s “no matter how look judge should have answered the member’s arguments, directly unfairly at it” and under- question with a tailored instruction. She mined core cir- defense expressly should have instructed the mem- of cumstances his case did not make his acts appellant’s youthful age, bers that prox- Third, indecent. the member’s af- in imity KAS, between departed panel ter the had for deliberations prior relationship, alleged their and the vic- signaled clearly some confusion within the factual tim’s consent were circumstances that panel precisely as to how inde- decide the deciding could be considered whether the cency question. Finally, military judge’s charged spe- acts were indecent. Absent the above, broad, particularly additional unfocused, instruction failed to cifies noted in- tailored, provide the struction to definitive the members to “all guidance you’ve needed to decide this critical ele- heard on the simply charged issue of ment of See what’s indecent” did not com- offense this case. ply Pierson, supra. our case law. See P.2d at 1128.6 956 457, Mullen, (1975); petting People 6. We do not hold that consensual be- N.E.2d 460-61 v. cf. 573, 369, years girl- tween a service 18 IIl.App.3d and his 80 Ill.Dec. 35 399 N.E.2d 639, (1980); scope County of 15 friend is conduct outside the Matter 646-47 Pima Juve- 74802-2, 25, Appeal offense indecent acts with child. nile No. 164 Ariz. 790 P.2d Plewka, 553, 723, State, (1990); People Ill.App.3d See v. 27 327 Sorenson v. 604 731-32 P.2d

337 733, 1770; v. Air 113 S.Ct. Johnson States 507 U.S. at The decision of United 464, 1019, Zerbst, 458, 58 82 U.S. S.Ct. Appeals is 304 reversed Force Court Criminal (1938)). I 1461 Charge 2 of and the L.Ed. Specification as to findings The to that sentence. “plain” it “obvious” or An is is error specification are and the sentence Olano, 507 law.” U.S. “clear current respects In the decision set aside. all other 734, may An be said 1770. error at 113 S.Ct. is The record trial below is affirmed. “plain” when the settled law of the Judge to the Advocate General returned manifests that Supreme this Court Court the Air Force for remand to Court place. See error has taken United an Appeals, may order a Criminal rehear- (4th Promise, 150, 160 Cir. v. 255 F.3d ing may specifica- or it the affected dismiss 2001)(en banc). way, another an error “Put tion and reassess the sentence based on egregious obvious’ ‘plain’ if it is ‘so is remaining findings guilty. prosecutor would be that a trial permitting it in a trial held to ‘derelict’ CRAWFORD, (dissenting): Judge Chief Thomas, 274 day.” States v. F.3d 655, (2d Cir.2001)(citing v. United States case, If it was error this there (2d Cir.1998)). 34, Gore, Al 154 F.3d error. The test for error is set “plain” though may not the error have been Olano, 725, v. forth in United States U.S. proceeding, the court-martial at the time of S.Ct. 123 L.Ed.2d “plain” at sufficient if the becomes error Johnson United modified States, clarified appellate the time of consideration. See 1544, 137 117 S.Ct. U.S. Johnson, 468, 117 520 U.S. at S.Ct. (1997): L.Ed.2d 718 an can an appellate [B]efore court correct prong of the Olano test asks third (1) trial, at error raised there must be error affected obvious (2) (3) error, plain, affects An rights. lant’s error that af- substantial rights. If substantial all three conditions rights is one that is materi- fects substantial met, may appellate exer- are court then ally prejudicial. Chapa, See United States er- cise its discretion notice forfeited Olano, see also 507 U.S. at 57 MJ 140 (4) ror, seriously but the error 1770; Promise, 255 F.3d S.Ct. fairness, integrity, public affects the 160; Hastings, 134 F.3d perception judicial proceedings. (4th Cir.1998). short, material- ly prejudicial error one affected the Johnson, 466-67, 117 520 U.S. at S.Ct. judgment of court-martial outcome or (internal omitted). quotations and citation Johnson, proceeding. See 520 U.S. Kho, (2000) Jackson, 1544; 117 S.Ct. United States v. result). (Crawford, C.J., concurring (7th Cir.2001); F.3d 886 United States v. Inextricably four-prong intertwined with (1st Perez-Montanez, 434, 442 202 F.3d Cir. Supreme test is the admonition Court’s preju- We test material Young, 470 U.S. *8 way similar to the we and other courts dice 1038, 1 S.Ct. 84 L.Ed.2d “when that employ analysis: a would a harmless error error, addressing plain reviewing a court finding rendered a rational fact-finder have properly except cannot a case evaluate guilty error? United absent the See against viewing such claim the entire rec- Candelario, 1300, v. 240 F.3d 1307 States ord.” (11th Cir.2001). Appellant has the burden “ “Error” is best defined as a ‘deviation demonstrating prongs that first three the legal ... rule been rule unless the has Kho, supra; see also Perez-Mon- exist. See waived,’ ‘inten- and waiver is defined as the tanez, 202 F.3d relinquishment or of a tional abandonment ” Carter, When, when, only right.’ appellant demon- known United States v. 236 and (6th Olano, 777, Cir.2001)(quoting F.3d 783 that the three elements of the strates first that, 1031, (Wyo.1979). only proper See Pierson 1033-35 We hold members under instructions. law, State, question (Wyo.1998). as a matter of it is a 956 P.2d 1119 338 exist,

plain analysis appellate concerning specification alleg- error court and error, remedy plain ing sodomy Initially, has discretion to forcible with CB. ‘seriously military judge “but in cases where the error had instructed the members fairness, integrity public per affects the if appellant or had an honest and mistaken ” judicial ception of proceedings.’ belief that CB to the act of sod- consented Castillo-Casiano, 787, omy, sodomy, States v. F.3d 198 790 he was not of forcible (9th Johnson, Cir.1999)(quoting provided appellant’s 520 U.S. belief was reasonable. 469-70, finding 117 determining appellant S.Ct. A In whether or not reversal; permits reasonably consent, “even the clearest mistaken about CB’s requires military judge blunders never reversal.” United instructed: also “You should (7th Patterson, 912, education, age, 241 F.3d experi- 913 consider the accused’s Cir.2001); Cotton, ence, [CB], prior United States 261 F.3d contact with the nature of (4th 397, Cir.2001)(Wilkinson, C.J., any con conversations between the accused and curring part dissenting part). and in In along with other [CB] evidence on this short, appellate only given court does not This notice issue.” instruction was remedy plain objection,1 proper error unless and until that er without but also was justice miscarriage light ror in a of the contest results over whether not CB seriously fairness, integrity, affects consented to sexual conduct. public perception proceedings. part question second members’ Rios-Quintero, 204 F.3d members, was whether or not the fact- as (5th Cir.2000); see also United finders, appellant’s age, were also to consider (4th Johnson, States v. 219 F.3d education, experience, prior conduct Cir.2000). (to any KAS include the nature of conversa- KAS), appellant along tions between weighing prong, this fourth we are re proximity (e.g., other evidence quired quality to look at quan both ages) their whether or not tity of' evidence well as determine appellant’s conduct with KAS was “indecent.” “sandbagging” by forgoing timely objection Government discussing proposed After answer with that, unsuccessful, might in a result differ 39(a), pursuant counsel in session to Article ent Supreme standard review. “[T]he (UCMJ), Uniform Code Justice again emphasized Court has time and 839(a), objection, § receiving USC no preventing sandbagging critically impor reconvening the court with the members in determining tant whether to notice present, responded Promise, (citing error.” F.3d at 194 questions: members’ Johnson, 1544; 520 U.S. at 117 S.Ct. The first one has do UCMJ' 1, 15, v. Young, 16 n. U.S. sodomy. 125—that’s forcible It ties (1985); S.Ct. L.Ed.2d in terms of the had to do 152, 163, Frady, 456 U.S. page with the instruction at the bottom S.Ct. L.Ed.2d 816 Unit basically “You reads: should Co., Socony-Vacuum ed States v. Oil also consider the accused’s 150, 238-39, U.S. 60 S.Ct. 84 L.Ed. 1129 [CB], experience, prior contact with J., (1940))(Motz, concurring part dis nature of conversation between the senting part dissenting judg [CB], along accused and with the other ment). ques- evidence on this issue.” Then the deliberations, During the course goes Charge tion about *9 2, court returned members to the courtroom Specification is UCMJ which child, questions. ques- with several One of these the indecent acts with a which has tions, comprised parts, [KAS], you related two to to do with whether experience, instruction which the members had received the accused’s Courts-Martial, 920(f), object See R.C.M. Manual for to instructions constitutes waiver absent (2000 ed.)(failure error). plain counsel erred, her, If she erred proximity of prior contact with effect, the mili- appellant. determining the acts were benefit whether they tary members that were judge told the indecent, by third required as ele- apply the Manual for Courts- ment. in the context of indecent Martial definition page why we outline this Specifically community, but Air Force worldwide of an the written instructions furnished [of give appellant the bene- they also had to is, specifically ad- members] fit and reasonable mistake of the honest applies of mistake issue dressed (which applicable to was not fact instruction fact, was that whether the accused mis- acts). surpris- Not the offense takenly, honestly, and reasonable—his be- objection ingly, had no defense counsel lief was consent as to the there if Accordingly, error windfall. there sodomy. we sodomy—forcible So out- instruction, military judge’s that error in the you are the circumstances line—these majority The appellant’s benefit. inured to that—the ought weighing to consider implicitly agree appears to assess- prior things. those contact and all “discovering” in the by now error assis- ment Now, you’re dealing with the other when closing argument (given tant trial counsel’s offense, specifically we talk about don’t objection) bootstrap in order without my you you that. But instruction to conclusion, apparently while result-oriented you should consider all the evidence plain straying far afield from too you’ve heard on issue what’s argued. specified and error issue indecent. by argument of review for The standard then I into the And think ties sec- argument, or is whether the state- counsel question, Appellate Exhibit ond which therein, erroneous, are ments contained definition, XIII, says: “What wheth- so, materially prejudice the they whether gross vulgar, er there is this obscene with rights appellant. Art. See substantial relations, respect to sexual do we use?” UCMJ, 859(a); 59(a), § United 10 USC Well, And it sort of lists some. when (2000). Baer, Failure to States v. 53 MJ you’re you looking indecency, should timely objection to matters contained make a apply larger community. Air Force argument constitutes waiver counsel’s community—and Air Force What does this See United the absence of error. community you reflect the Air Force Ramos, 42 MJ States v. your analysis you, so it’s of what arising be There can no community and what the Air Force com- argument, if the trial term assistant counsel’s obscene, munity grossly to be considers “plain properly In this error” is defined. So, vulgar. that’s the standard should sagacious Judge regard, words Senior Okay? apply. Baer, supra remain instruc- Cox tive: military judge properly instructed matter, indecency the ar- determining the as a threshold that when act, gument by a counsel must be viewed particular apply trial were community of the entire court-mar- larger Air standard. within context Force Hullett, inquiry of our should not tial. The focus isolation, argu- on words in but She also informed mem- as “viewed context.” United ment bers that “indecent,” they Young, 470 U.S. S.Ct. conduct with KAS was lant’s Dunlop also 84 L.Ed.2d 1 see were to “consider all the evidence have.” 486, 498, States, members, are Accordingly, pre- who U.S. (1897)(“If instructions, every judge’s took 41 L.Ed. to follow the S.Ct. sumed background, outside of the appellant’s age, made counsel into account his remark reversal, testimony ground com- were for a relationship and his with KAS when deter- stand, paratively since was inde- few verdicts would mining whether or not conduct advocacy, ardor and in the excite- cent. *10 340 trial, Furthermore, experienced age impor-

ment of even the most of the “child” is occasionally away by certainly counsel are carried dispositive2 tant element temptation.”). regard, judging legal In this sufficiency we when anof of- agree position involving with the Government’s fense indecent acts with a child. Tindoll, improper it “surgically is a See States v. 16 USCMA carve” out (1966); French, portion supra. 36 CMR 350 argument regard no its Potential maximum confinement increases context. As Justice Frankfurter once commented, cases, with a conviction for indecent acts when reviewing “In criminal person years committed on under particularly important 16 appellate for age. Accordingly, necessary it is to focus imagina- courts re-live whole trial (1) (2) conduct; character of the tively episodes and not to extract (3) age of participants; the sur- questions isolation abstract of evidence rounding circumstances. See United States procedure. appeal To turn a criminal into Strode, 43 MJ 29 United States v. quest promotes for error no more Stocks, (CMA 1992). 366MJ justice acquiesce ends of than to in low prosecution.” standards of criminal John- clearly appellant, facts show albeit States, 189, 202, son v. United 318 U.S. immature, young got caught when three (1943)(Frankfurter, S.Ct. L.Ed. 704 having females with whom he was relations J., concurring). reported short of sexual intercourse his con- proper Secondly, duct authorities. as I also find legally evidence is reveal, Charge specifications appel- II its support appellant’s sufficient to conviction for lant was ordered a lieutenant colonel on indecent acts. Case law from this Court is 3,1999, August KAS, to have no contact with (be abundantly clear—indecency it an or act stay Hope as well out of the Bob language) is specific. case and fact The ma- (where Community high Center he met jority agrees. 57 atMJ 335. “Under some girls). disobeyed He school both orders. particular may circumstances a act be entire- The evidence shows that most of the intimate innocent; ly conditions, under other the same contact between KAS and took act constitutes a violation of the [UCMJ].” place in August. Consequently, we can infer Holland, 12 USCMA occurred, appel- the indecent acts CMR See United already stay away lant had been ordered to Sever, (CMA 1994)(whether Clearly, from KAS. the fact-finders could kissing a child constitutes indecent assault consider this in or not upon circumstances); depends surrounding appellant’s conduct with KAS was service Cottrill, MJ discrediting. (1997)(penetrating three-and-a-half-year-old daughter’s vagina giving while her a Strode, bath Stocks, supra, supra, As teach: act); constituted may “sexual acts be made the basis for an French, 1990)(asking MJ 57 step- indecent-acts offense if the resulting conduct daughter permission under the service-discrediting or if the acts constitute to climb into bed her communicated foreplay to the ultimate criminal sexual acts language). It is the sodomy fact-finders knowledge.” or carnal placed who heard evidence and appellant’s foreplay 32. Had KAS, lant’s years actions with KAS context. whom appellant knew to be 15 circumstances, 2. The elements for indecent acts with a child conduct of the accused (a) physical prejudice good discipline where contact involved are: was to the order and upon bring accused committed a certain act or armed forces or of a nature to was (b) body person; upon with the a certain that the discredit IV, Manual, armed forces. Para. Part Accordingly, was under supra. and not once KAS’s accused; (c) spouse of the that the act was established as her consent or lack there- indecent; (d) activity dating during accused that the accused com- of to sexual arouse, to, appeal longer legally act 15-year-old mitted the with intent to A no issue. cannot lust, gratify passions, or sexual desires of the consent conduct which otherwise meets the accused, victim, both; (e) that, of indecent. definition

341 intercourse, you’ve heard you he the evidence led actual to sexual what’s indecent.” She neither knowledge. the issue of guilty of carnal on would have been under-instructed, over-instructed, prop- nor that KAS The evidence also reflects facts intercourse, leaving to erly but evaluation of appellant discussed sexual any emphasis much Accordingly, rational of fact. Too told him “no.” trier KAS prejudiced appel- might have particular determine that fact fact-finder could indecent, emphasis an unasked accom- Too much conduct with KAS was lant. desires, satisfy question, may his and was have steered members plished legal to sexual channel, discrediting of this rocks wrong facts or onto the service down case. the case law identified and shoals of Bellamy, v. opinion. See United States lead agree Even if one were able to with 617, 620, 115, 118 36 CMR 15 USCMA majority’s analysis judge’s that the instruc- Harris, (1966); 6 v. USCMA United States permit mem- tions were “not sufficient to United CMR intelligently decide unusual bers this (AFCMR Speer, MJ States case,” 334-35, possi- 57 MJ at there could not 1976)(“[T]hough an accused is entitled Court, “plain Supreme bly be error” as relating presented have instructions Court, courts and other federal circuit evidentiary theory for which there is defense Accordingly, I have defined that term. he, nor that matter the support, neither for Air Force would affirm the United States Government, particular is entitled to have Appeals. Court Criminal singled given undue favorable facts out judges required If trial were emphasis.... BAKER, Judge (dissenting): designed highlight give instructions presented evidentiary factor each individual Military departure service is a line of parties, in favor of would 'instructions oath, a taking adulthood. After the service ” (quot- magnifications.’ a mixture of become young by longer judged or woman man is no 66) Harris, ing 6 USCMA at CMR teenager, the standards of adolescent but omitted)). (citations things, by, among rather an adult other as the standards contained in the Uniform Code majority The now that a better concludes (UCMJ). in ma- Changes Justice required. appellate That instruction turity, discipline, may values be less judges, their with time consideration on immediate. side, identify might can issues that have aris- might

At the of his have been discussed in an time consensual sexual con- en error, unless, KAS, equal appellant instruction duct adult. KAS does law, military judge fifteen-year-old matter of in fact was a child. Whether Ward, F.2d was, erred. See lant’s conduct was indecent on these (9th Cir,1990)(“The facts, availability judgment contextual for the trier of ground fact to based a better instruction not a for rever- make on all facts. See sal”). Wilson, majority persuaded The me has United States Therefore, 1982); Arviso, respectfully I dissent. otherwise. (ACMR 1991). There no indica- otherwise, tion the members did that the them to other- instructed do trial, object appellant

wise. A member “Should we or At did not asked: military [appellant’s] age, given judge. ‘... should we not consider instructions ’ object ... experience, prior “Failure to an instruction or contact days proximity the mem- to 17 omission an instruction before the acts with close to deliberate constitutes waiver bers objection were indecent ... in the absence of error.” [KAS] [?]” Courts-Martial, affirmative, 920(f), Manual responded R.C.M. (2000 ed.). response: “[M]y prevail in- To on a succinct and accurate error, theory has the struction to should consider *12 persuading majority military judge threshold burden of court The holds the this that (1) (2) error, provide adequately an that there was that it was “failed to tailored instruc- (3) question law, indecency tions on the after clear under current of obvious court asked an materially prejudiced member for instruction on that a substantial disagree. Finster, this matter.” at 331. I right. 51 MJ Powell, argument majority’s appears hinge The 460, 463-64 the “It is rare case in incongruous on conclusion that mili- the improper justify which instruction will tary judge omitted instructional information reversal of a criminal conviction when no might responsive that have been to the mem- objection has been made in the trial court.” question. Specifically, majority ber’s the ar- Kibbe, Henderson v. 431 U.S. military gues judge’s the instruction failed to S.Ct. 52 L.Ed.2d (1977)(emphasis address: added). (1) appellant’s whether sexual conduct per KAS se indecent because majority The manufactures child, ie., 16; she was a this case coupling argument trial counsel’s (2) whether his sexual conduct with KAS military judge’s with the answer to a mem- per se indecent because she had question regarding indecency. ber’s not- As legal age not reached the of consent above, worthy ed repetition, but of mem- the conduct; such military judge ber’s referred the addressing her written instructions those cir- (3) assuming appellant’s sexual conduct cumstances that should be considered on the per KAS was not se indecent on Then, sodomy. regarding offense of forcible grounds, either of the above acts, the offense of indecent the part member evidence of factual on consent the [sjhould “... asked we or should KAS can be considered determin- we education, ing indecency ‘. the con- age, expe- accused’s rience, duct. prior proximity contact with ...’ or age to 17 years days when determin- S6í (1) majority’s analysis The concludes that ing whether the acts with inde- were [KAS] (2) law, are not the and that as to ... military judge cent The responded [?]” Court never that this has held consent is by explaining wording, that the which short, In irrelevant. case law ... “[o]ur referred, member had went the issue of unequivocally all holds that the facts and fact, might pertain mistake of which to the including alleged circumstances of case charge military sodomy. of forcible The victim’s on inde- consent considered moved of indecent cency so, then question.” 57 MJ at 335-36. If I informed the members military judge’s do not see error in Spe- apply. issue mistake fact did not you instruction to “consider all the evidence stated, have,” cifically, she evidence included evidence Moreover, having factual consent. answered [n]ow, you’re dealing with the other question, military judge the member’s acts], specif- [the offense we don’t go by telling obliged was not further ically talk fact]. about [mistake Indeed, members what the law was not. had my you you But instruction to is that so, military judge done we would be all should consider the evidence reviewing case for this error because you’ve heard the issue of what’s gratuitously her instruction confused the indecent. members with unsolicited on le- information added.) (Emphasis gal concepts challenge appellate even courts. essence, members, ‘Tes, you she told should consider the accused’s military majority The also fault in finds KAS, experience, prior contact judge’s response argument. to trial counsel’s proximity age. Consider the evidence instructed members, argument have.” counsel are Rather, it is a judge’s military nor a case about instructions. and that it is the guilty plea providence responsibility instruct about case expressly merely admonished ac This instruction that an law. acts and holds they accept no were to the members that mistake fact as cused’s coming exposition the law than that other plea improvident. rendered his victim Heretofore, military judge. State, case, P.2d cited Pierson second instructions ade- has found that such Court case (Wyo.1998),* neither *13 argu- legal protect members quately UCMJ, involving Article nor a case See, e.g., closing argument. mentation in judicial interpretation the a concerns Jenkins, statutes, criminal sexual terplay of state circumstances, extraordinary Absent little, any, applicability if or may have require contrary would seem to conclusion military respect to precedential value with judges way to military go out of their case, v. third United States law. The cited argu- closing on the substance comment (1966), Tindoll, 36 CMR 350 16 USCMA presumed fol- are to have ments. Members addition, plain again not a error case. In military judge lowed the instructions upheld the case instructions wherein until demonstrated otherwise. military judge provided the members with (CMA 1991). Holt, In 33 MJ v. the terms tailored elements and definitions of addition, appellant object the failed to remarkably intent, instructions instruction, argument request a curative “To given the this case. ones similar any thereby if supporting an inference that thereon,” amplified this Court conclud have was it was of conse- error committed small essence, ed, have redundant—in “would been Grandy, 11 MJ quence. See United States elements and the defini a restatement the 919(e) 1981); see also R.C.M. Tindoll, intent.” tion of USCMA (“Failure Manual, object supra improp- event, opinion of at 352. In the 36 CMR military argument judge begins er before the majority readily ease concedes that our findings instruct shall members facts “unequivocally law holds all the objection”). constitute waiver of the including a ease and circumstances of case, plain yet majority This is a error alleged victim’s consent be considered on result, As it is never defines that term. indecency question.” That is 57 MJ majority plain not clear how the arrives at its military judge precisely what told error conclusion. No matter one defines how Thus, clear or obvious members consider. error, necessary prerequisite illogical. underlying error must be clear or obvi- existing law ous law. “as a Appellate courts examine instructions majority support cited does not its to determine if the balanced whole military judge’s guidance contention instructions, jurors of correctly informed the “clearly “clearly inadequate” law, jurors governing imbued the insufficient.” 57 atMJ 334-35. responsibility, appropriate sense of prejudice.” undue avoided rejects None of three cited cases (1st Cir.1994). Arcadipane, F.3d propriety military judge instructing of a case, prop- struck the all the cir- facts and balance, leaving for the trier of fact question indecency. er cumstances case, question not this court the of whether The first cited is neither a error case lant’s conduct was indecent. * Pierson, majority supra."). case cites to Pierson on five tions. See This is state State little, any, opinion variety interpreting its state statutes that has different occasions in See, (n.6)("We respect propositions. e.g., applicability precedential value with 57 MJ at 335 that, law, law, military especially it is a in the area of hold as a matter of proper general for the members under instruc- article.

Case Details

Case Name: United States v. Baker
Court Name: Court of Appeals for the Armed Forces
Date Published: Sep 30, 2002
Citation: 2002 CAAF LEXIS 1245
Docket Number: 01-0064/AF; Crim.App. 34069
Court Abbreviation: C.A.A.F.
AI-generated responses must be verified and are not legal advice.