24 F. Cas. 878 | Ga. | 1868
This is a proceeding in rem, instituted in this Court at the March Term, 1867, by the District Attorney, “ who prosecutes for the United States and an informant,” to confiscate and condemn certain real and personal property situate in Clark county in this district, and known as the “Athens Armory.” The information contains four counts: three are founded on the Act, entitled, “ An Aet to confiscate property used for insurrectionary purposes.” Approved August 6, 1861. 12 Stats. 319 ; and the fourth, on the Act, entitled, “ An Act to suppress insurrection, to punish treason and rebellion, to seize and confiscate the property of Rebels, and for other purposes” Approved July 17, 1862. Id. 589.
Section 1st of the Act of August 6, 1861, is as follows :
“ If during the present or any future insurrection against the Government of the United States, after the President of the United States shall have declared, by proclamation, that the laws of the United States are opposed, and the execution thereof obstructed, by combinations too powerful to be suppressed by the ordinary course of judicial proceedings, or by the power vested in the marshals by law, any person or persons, his, her, or their agent, attorney, or employee, shall purchase or acquire, sell or give any property of whatso*349 over kind or description, with intent to use or employ the same, or suffer the same to be used or employed, in aiding, abetting or promoting such insurrection or resistance to the laws, or any person or persons engaged therein; of if any person or persons, being the owner or owners of any such property, shall knowingly use or employ, or consent to the use or employment of the same as aforesaid, all such property is hereby declared to be lawful subject of prize and capture wherever found; and it shall be the duty of the President of the United States to cause the same to be seized, confiscated and condemned.
Section 2. Such prizes and capture shall be condemned in the District' or Circuit Court having jurisdiction of the amount, or in admiralty in the district in which the same may be seized, or into which they may be taken and proceedings first instituted.”
During the discussion of this case, various and very opposite views were presented by counsel, as to the sense in which the words “prize” and “capture,”and the phrase “prizes and capture,” as used in this Act,’are to be’understood. But, I apprehend, that on a careful reading of the whole statute, the question will not prove difficult of solution. For, whether these naval and military terms — here evidently intended to include, not only seizures of property water-borne, but seizures of land, and of property found on land — were incautiously introduced into the statute, is not a matter for critical examination. No one can read this law, without learning from its entire perusal, that it wasjthe controlling purpose of Congress, in enacting it, to make it one of the means to suppress the rebellion. Therefore, it is obvious, that it could not have been in the mind of Congress to confine these words or terms to their technical meaning exclusively ; for “prize means maratime captures only — ships and cargoes taken by ships.” 2 Dods. 446.
Statutes must not be so construed as to produce a result different from what was intended by the law-giver. Limit .the term “ prize” or “capture,” as here employed, to a strict
A brief synopsis of such portions of the Act of July IT, 1862, as were invoked in argument, may be given: Section five declares, that “ To insure the speedy termination of the present rebellion, it shall be the duty of the President of the United States to cause the seizure of all the estate, property,” etc. of the persons therein named, and to apply and use the same, and the proceeds thereof for the support of the army.
The next section provides for the seizure of all the estate, etc., as in the preceeding one, “ of persons other than those named as aforesaid,” who being engaged in armed rebellion, or who aid and abet the same, and who shall not, within sixty days after public warning and proclamation, cease to aid, countenance and abet such rebellion, and return to their, allegiance.
¡gibe seventh declares that “to secure the condemnation and sale of any such property, after the same shall have been seized,” proceedings in rem, in the name of the United States shall be instituted in any District Court thei’eof, in which the property or any part of it may be found, or into which the same, if movable, may first be brought, and the proceedings “shall conform, as nearly as may be, to proceedings in admiralty or revenue cases;” and if said property, whether real or personal, shall be found to have belonged to a person engaged in rebellion, or who has given aid axxd comfort thereto, “ the same shall be condemned as enemies property, and become the property of the United States,” etc.
This Act also makes all sales, transfers, and conveyances
The capture, or — more appropriately — the seizure before the Court, consists of' realty, and of personalty found on land. A capture, in technical language, is a taking by military power; a seizure, a taking by civil authority: and it is upon the latter mode of gaining possession that the District Attorney has counted in the information.
These statutes, being laws to work forfeitures, or confiscations of property, are within that class which require a close construction. But notwithstanding the rule, that in statutes of this kind, the intention is tobe attained by strict interpretation, it is nevertheless the duty of the Judge to give full expression to the legislative will, — “ to ascertain which will,” says Bishop (1 Crim. Law, sec. 231) “ is the great end of all interpretation.” United States vs. Eighty-four Boxes Sugar, 7 Peters, 453. The Schooner Enterprise, 1 Paine, 32. United States vs. Wigglesworth, 2 Story, 369. Taylor vs. United States, 3 How. 197. Attorney General vs. Radloff, 10 Exch. 84. Per Gould, J. in Myers vs. The States 1 Conn. 502.
Both Acts are simply municipal laws; consequently, the Government cannot demand, nor the claimant oppose, the confiscation of any of the property covered by the information, by force of the law of nations; each must rely for success on the statutes alone. The source from whence they spring, and their effect, as real or personal statutes, differ essentially from those laws which regulate the intercourse of independent, or foreign nations.
The District Attorney, in replying to the inquiry made by counsel for the claimant as to the proper mode of procedure and trial to be adopted in the adjudication of this case, said : “ The proceedings for condemnation, under the Act of August 6, 1861, of such ‘prize and capture’ should conform as near
I have not been favored with the perusal of any ruling of the Federal Courts for Alabama, on this question. This I regret. Rut after a careful resolving of the statute itself, I am constrained to entertain the opinion, that neither in its words nor in its essence does it warrant the conclusion, that in seizures of land, or of property seized on land, the proceedings for condemnation should conform to proceedings in admiralty, further than what may be necessary, in a suit in rem, to initiate the cause and shape it for trial.
The principles governing the District Courts of the United States in the determination of seizures of this kind, are in accordance with the common law, and the trial has, hitherto, been in pursuance of the manner of the English exchequer on informations in rem, where the decision of issues of fact devolve on a jury. This Court cannot undertake to say that the national legislature, in passing this statute, contemplated the expansion of the jurisdiction of the admiralty, so far beyond what was understood and intended by it at the time of the formation of the Constitution as to withdraw from the suitor, in a seizure like this, the right of a trial by jury, and to transfer the determination of the cause to the breast of a single judge.
United States vs. Schooner Betsy & Charlotte, 4 Cranch. 443. Six hundred and fifty-one Chests of Tea vs. United States, 1 Paine, 499. United States vs. Fourteen Packages, Gilpin, 235. The Sarah, 8 Wheat. 391.
Section 9, chap. 20 of the judiciary Act conferred, inter alia, on the District Courts exclusive original cognizance of all civil causes of admiralty and maratime jurisdiction, and of all seizures on land and on water, and of all suits for penalties and forfeitures incurred under the laws of the United States, “ saving to suitors, in all cases, the right to a common law remedy, where the common law is competent to
The j ndieiary Act confined the original cognizance of suits for penalties and forfeitures to the District Courts exclusively. But the Act of August declares, that property used or employed for insurrectionary purposes shall “be lawful subject of prize and capture wherever found,” and that, “such prizes and capture shall be condemned in the District or Circuit Court having jurisdiction of the amount.” Thus' bestowing upon the latter Court concurrent original cognizance, with the District Court, when the amount is sufficient. And if the District Court for this District proceed by virtue of the Circuit Court powers, bestowed on it by the Act of August 11, 1848, the course of proceeding and trial must, on principle, be the same as in the District Court proper.
Counsel on both sides admitted that the proceedings and trial, under the Act of July, to condemn this property should bo in accordance with the common law.
I would here remark that if the views which I have expressed on the Act of August are erroneous, — if, under this statute, the procedure and trial in seizures like this, instead of being in pursuance of the rules of the common law, should be in conformity to those of the admiralty or civil law,— then a peculiar anomalous jurisdictional diversity arises, and opposite modes .of trial follow ; the first three counts in the information would be decided by the Judge alone, and the fourth by a jury.
••.During the discussion of some of the foregoing questions, the Court intimated that the trial for the condemnation of this property must be according to the course of the com
But to impose the trial and determination of issues of fact on the Court, two things are necessary; ffirst, it must be a civil case; and secondly, it must be pending in a Circuit Court. Under the Act of August, as remarked above, the proceedings, without regard to amount, may be instituted in the District Court, and, concurrently with it, in the Circuit Court, when the amount is sufficient to give the latter j urisdiction ; while all proceedings under the Act of July must be brought in the District Court.
This is, as already observed, a proceeding in rem; — an information filed by the District Attorney, ex-officio, who prosecutes for the United States and an Informer, to enforce the condemnation of realty, and of personalty seized on land. The Act of August provides that the Attorney-General, or district attorney, “ may institute proceedings of condemnation” ; but the name or the nature of the remedy to be adopted in effectuating the condemnation, is not given ; and, therefore, as to what is a proper remedy can be inferred only from the spirit of the statute and its evident object.
The Act of July, however, [to which Informers are un7cnown\ is more definite. It declares that, “to secure the condemnation and sale of any such property, after the same shall have been seized, so that it may be made available for the purposes aforesaid, proceedings •m rem shall be instituted in the name of the United States in any District Court thereof,” etc.; “ which proceedings shall conform as nearly as may be to proceedings in admiralty or revenue cases.”
For the government, it was argued that these statutes are remedial laws, and clearly distinguishable from penal or
Whether these statutes are remedial laws, as contra-distinguished from penal or criminal enactments, is an intricate and perplexing question — inwrappedin doubt, and difficult to determine so as to satisfy the judicial mind. They are of a nature peculiartto themselves, and cannot, I think, be assigned to any particular department of jurisprudence.
By the District Attorney these Acts were likened also to revenue laws. The argument was plausible, but it failed to convince. Mr. Justice Grier, in pronouncing the decision of the Court in Francis v. United States, 5 Wall., 338, remarked that the Act of August 6, 1861, “isnot an Act for the collection of revenue.’’ What was there said will apply with still greater force to the Act of July IT, 1862. The general object of revenue laws is merely the collection of duties and taxes, though they may impose fines and work forfeitures of property.
Counsel for the claimant contended that confiscations under these statutes are in no manner different from forfeitures of enemy property in times of war; and that the law of nations is the touchstone for construing them. To this argument The Prize Cases, 2 Black 635, would seem to furnish an answer.
In ulterior consequences, these statutes, in my judgment, resemble those laws enacted by some of the States during the war of Independence,-by which the estates of persons absenting themselves from the country, lapsed, or escheated, or were otherwise forfeited to the people. Gilbert et. al. v. Bell, 15 Mass, 144. Borland v. Dean, 4 Mason 174.
After a careful perusal of the Acts of August and July, I am inclined to be of the opinion, that there are some portions of each which may be found to possess a nearer affinity to criminal law, than to remedial jurisprudence. But
Under the Act of August, the offence stamps itself primarily oh the property, — it is the offender ; and its forfeiture is the penal consequence of the act of the owner in knowingly using it, or consenting to its employment for illegal purposes. His transgression — in acquiring, or disposing of property with intent to use or employ it, or to suffer it to be used or employed, in aiding, abetting or promoting rebellion; or, being the owner of property, knowingly using or employing, or consenting to the use and employment of it as aforesaid — is the point upon which the confiscation turns. But under the Act of July the offence impresses itself primarily on the owner, — lie is the offender; and the forfeiture of his property is a penalty inflicted for his crime. And, under this last Act, it is not necessary, to work the forfeiture, that the property be adherent to the rebellion.
Concurrent with, and explanatory of this statute, Congress passed a Joint Resolution, which, inter alia, provides, as follows : “ nor shall any punishment or proceeding, under said Act, be construed so as to work a forfeiture of the real estate of the offender beyond his natural life.” 12 Stats. 627.
It was insisted on behalf of the claimant, first, that these statutes are unconstitutional and void; and, secondly, if not so, that they expired with the rebellion. But as the claimant, among other matters relied on by him, has, to his claim and answer, superadded a plea of pardon, the Court is relieved from considering either of those propositions.
As to the question whether the proceeding instituted by the government to confiscate this property is a civil suit, or a criminal proceeding, Mr. Justice Stoky, in an Anonymous case, 1 Gall 22, said : “ But it is not true that informations
The case of the United States v. La Vengeance, 3 Dall. 297, was an information filed by the District Attorney, founded on a statute prohibiting the exportation of arms and ammunition. It was argued that the proceeding was of common law jurisdiction and a criminal cause. But the Court held it to be of admiralty jurisdiction. And Chief Justice Marshall, in the course of the opinion, said: “ In the next place, we are unanimously of opinion, that it is a civil cause : it is a process in the nature of a libel m rem ¡ and does not, in any degree, touch the person of the offender.”
These cases were in admiralty.
Notwithstanding an action m.rem may be deemed a civil proceeding, yet it undoubtedly is a proper remedy to enforce a forfeiture incurred under the provisions of a penal statute. United States v. Eighty-four Boxes of Sugar, supra. See 2 Parsons on Maratime Law, 682. Attorney-General v. Radloff, supra.
This last case arose on an information filed to recover penalties for smuggling. Counsel for defendant proposed to call the defendant himself as a witness on behalf of the defence, under an Act allowing parties, in civil cases, to testify on their own behalf. The crown objected, and the objection was allowed. A mile nisi followed, and it was heard before the Court of Exchequer.
The point in judgment was under an Act of Parliament declaring that in “ all penalties or forfeitures incurred or ' imposed by this or any other Act relating to the customs, or to trade or navigation, shall and may be sued for, etc., by action of debt, plaint, bill; or information,” etc. Martin and Platt, B. B., held, that the information filed under this section was not a criminal proceeding, and, therefore, the defendant was improperly rejected. . But Parke, B., and Pollock, C, B.? decided that it was a criminal proceeding.
The Court being equally divided, the rule was dropped, and, consequently, the decision at Nisi Prim remained undisturbed.
In the first count of the information it is alleged, that after the passage of the Act of August 6, 1861, and after the promulgation of tho President’s Proclamation in pursuance thereof, and during the rebellion, Cook Brothers, for one hundred and fifty thousand dollars, granted, bargained, sold, and conveyed the property embraced in the information, to the so-called Confederate Government, knowingly, with intent that the same should be used and employed for insurrectionary purposes. In the other counts, based on this statute, it is alleged, that Cook Brothers mortgaged this property to the so-called Confederate Government, after the passage of tho Act and the publication of the Proclamation, knowingly, and with the intent that it should be used and employed in aiding and promoting the rebellion. I have carefully examined all the conveyances relied on by the District Attorney, and find them to be, in every instance, deeds of mortgage.
Now, if the rule of the common law prevailed in this State, the legal title would undoubtedly have passed to the so-called Confederacy; but here a mortgage is a mere security for the debt, and nothing more.
In Davis et. al. v. Anderson et. al., 1 Kelly, 176, Warner, J., delivering the opinion of the Court, said, that “ a mortgage in Georgia is’nofching more than a security for a debt, and the title in the mortgaged property remains in the mort
Mr. Justice Davis, in pronouncing the opinion of the Supreme Court of the United States in the case of Chicago City v. Robbins, 2 Black 418, said: “Where rules of property in a State are fully settled by a series of adjudications, this Court adopts the decisions of the State Courts.” See Id., 428. Also Swift v. Tyson, 16 Peters 1.
It is in evidence that Ferdinand W. C. Cook, of the late firm of Cook Brothers, died in 1864. The surviving partner, Francis L. Cook, interposes, and claims the legal title to the property before the Court. In his claim and answer to the information, and likewise in his responses to certain special interrogatories propounded by the government, he confesses that upon the premises and with the machinery, and implements, the manufacture of arms for the so-called Confederate Government was carried on by Cook Brothers, both members of the firm knownig of the same, and consenting thereto, and believing that the arms were to be used and employed in the war then going on against the Government of the UnitedStates.
lie adds to the foregoing confession, a formal denial of the motives, purposes, and intent charged in the information, and avers, that all these things happened in the course of business transactions, Cook Brothers being workers in iron, and engaged simply in their ordinary vocation, and actuated solely by the desire of gain, and the Hope of legitimate profit.
But that Francis L. Cook cannot thus purge himself of the offences just confessed, — voluntarily fabricating arms for the so-called Confederate Government, and believ
In addition to the many matters discussed during the hearing of this cause, the District Attorney incidentally alluded to a balance admitted by the claimant to. be due by him to the rebel government, at the date of its downfall, amounting to $69.104 dollars, in “ Confederate Treasury notes.” But this question cannot be adjudicated in a suit in rem.
The claimant interposed a plea in the nature of a plea of pardon, alleging that a pardon was granted to him by the President of the United States, on the l'lth day of December, 1865, and prior to the issuing of the warrant of arrest.
In his plea, he alleges, that the President granted to him, (using the words of the grant,) u a full pardon and amnesty for all offences by him committed, arising from participation, direct or implied, in the rebellion,” — adding an averment, that he has performed all and singular the conditions therein contained, and prays judgment and a writ of restitution. ■
The pardon -was produced, and inspected by the Court. It contains the following conditions, to-wit: First, that he shall take the oath prescribed by the President in his Proclamation of May 29, 1865. Secondly, that he shall never acquire any property whatever in slaves, nor make use of slave labor. Thirdly, that he shall<£ first pay all costs accrued in any proceedings instituted, or pending against his X?erson or property before the date of the acceptance of this warrant.” Fourthly, that he “ shall not by virtue of this warrant, claim any property, or the proceeds of any property that has been sold by the order, judgment, or decree of a Court under the confiscation laws of the United States and, fifthly, that he shall notify the Secretary of State, in
In proceeding to inquire into the legal effect of this charter of pardon, it may be borne in mind that the documentary proofs show that it was granted on the 11th of December, 1865, accepted on the ensuing day, and the proper officer notified. That the warrant of arrest was issued on the 22d of November, 1866, and very shortly thereafter the property was seized by the Marshal; and at the March Term, 1867, of this Court, the District Attorney filed the information.
It is manifest from the language of the pardon itself, without resorting to construction, that the Executive, by his warrant or grant to Francis L. Cook, not only forgave and buried iu oblivion, all offences by him committed, arising from participation, direct or implied, in the rebellion ; but also clearly intended to restore to him all his confiscable property. Observe the words, found in the premises, “ full pardon and amnesty” — words the most comprehensive and potent that could be employed to carry this intention. And if the grantee has performed all conditions precedent, and has not violated any of the conditions subsequent, then, all the right, title, and immunities bestowed bythe grant, vested, and continues vested in him; and— if the charter of pardon be construed agreeably to the laws of this State — in his heirs.
If this last conclusion is sound, it may be assumed — provided the conditions subsequent, in the pardon, were affirmative conditions, and not personal and inseparable from the grantee — that had he died before complying with these conditions, his heirs could come in and comply; premising, of course, that the forfeitures or confiscations imposed under the provisions of these statutes, extend beyond the life of the grantee. This question might arise under the Act of August, but not under the Act of July, unless personal estate is included in the term “ forfeiture ” as understood in
A pardon is an act of mercy flowing from the fountain of bounty and grace; its effect, when it is a full pardon, is to obliterate every stain which the law attached to the offender, to place him where he stood before he committed the pardoned offense, and to free him from the penalties and forfeitures to which the law had subjected his person and property: — “to acquit him,” says Sir William Blackstone, “ of all corporal penalties and forfeitures annexed to the offence for which he obtains his pardon.” 4 Com. 402.
“A pardon,” says Lord Coke, “is a work of mercy, whereby the King, either before attainder, sentence or conviction, or after, forgiveth any crime, offence, punishment, execution, right, title, debt or duty, temporal or ecclesiastical: All that is forfeited to the King by any attainder, etc., he may restore by his charter.” 3. Inst. 233d.
The King v. Greenvelt, 12 Mod. 119. Motion to discharge Dr. Greenvelt, pro mala praxi. It was argued, that the King having granted the fines to the College, he could not by his pardon destroy his own grant; and that the fines remained notwithstanding.
“ But per Curiam, seriatim : The penalty pro mala praxi, is only a satisfaction to the public justice, and not to the party, who had his action on the case; and that whenever a crime is pardoned, all the effects and consequences thereof are discharged; that when an Act of Parliament appoints a fine for a public offence, such fines, of common right, belong to the King, unless they are otherwise particularly disposed;
In ex parte Wells, 18 How. 307, it was said by a distinguished jurist — Mr. Justice Wayne — in pronouncing the opinion of the Oourt, that “ when the words, to grant pardon, were used in the Constitution, they conveyed to the mind the authority as exercised by the English Grown, or by its representatives in the colonies. * * * We must, then, give the word the same meaning as prevailed here and in England, at the time it found a place in the Constitution.”
Mr. Justice Field, in delivering the opinion of the Court, in ex parte Garland, 4 Wall. 333, said : “A pardon reaches both the punishment prescribed tor the offence and the guilt of the offender; and when the pardon is full, it releases the punishment and blots out of existence the guilt, so that in the eye of the law the offender is as innocent as if he had never committed the offence.”
Although laws are not framed on principles of compassion for guilt; yet when Mercy, in her divine tenderness, bestows on the transgressor the boon of forgiveness, Justice will pause, and, forgetting the offence, bid the pardoned man go in peace.
JUDGMENT.
On hearing the above cause, and having inspected the charter of free and full pardon granted by the President of the United States, on December 11, 1865, (before any judicial proceedings had been instituted in any Court for the condemnation of the property covered by the Information) to Francis L. Cook, the claimant, and by him pleaded in