43 M.J. 322 | C.A.A.F. | 1995
Opinion
1. The accused was convicted by a military judge of attempted conspiracy to commit espionage, attempted violation of a general order, disobedience of a general order (4 specifications), attempted espionage (2 specifications), wrongful use, of marijuana, wrongful possession of marijuana, adultery, as well as violating federal laws relating to defense information (4 specifications) and to mailing prohibited matters, in violation of Articles 80, 92, 106a, 112a, and 134, Uniform Code of Military Justice, 10 USC §§ 880, 892, 906a, 912a, and 934, respectively. The convening authority approved the sentence of a dishonorable discharge, 15 years’ confinement, total forfeitures, and reduction to the lowest enlisted grade. The Court of Military Review
2. The following issue was certified by the Judge Advocate General:
DID THE NAVY-MARINE CORPS COURT OF MILITARY REVIEW ERR IN HOLDING THAT AN AGREEMENT BETWEEN A SERVICE-MEMBER AND AN UNDERCOVER GOVERNMENT AGENT TO COMMIT AN OFFENSE UNDER THE UCMJ DOES NOT CONSTITUTE THE OFFENSE OF ATTEMPTED CONSPIRACY UNDER UCMJ, ARTICLE 80?
We hold that the UCMJ does not prohibit a charge of attempted conspiracy where there is a purported agreement between a service-member and an undercover government agent to commit an offense. Additionally, we hold that the defense of factual impossibility does not preclude a charge of conspiracy when the other purported conspirator is an undercover government agent.
FACTS
Appellant was a corporal assigned to Marine Wing Support Squadron 371 located at Marine Corps Air Station (MCAS), Yuma, Arizona. During mid-November 1990, appellant twice telephoned the Embassy of the Soviet Union. The Naval Investigative Service learned of the calls and initiated contact with appellant to determine if he posed a risk to national security. An FBI agent approached appellant posing as a Soviet intelligence officer named Mikhail (Mike) and a relationship between the two developed that resulted in most of the charges currently before this Court. As a result of telephone calls and an actual meeting between the two, the appellant gathered and transmitted to the undercover agent national defense information, which included, among other things, the procedures and operations of the Weapons/Ordnance Area guard, the characteristics and appearance of the identification badge needed to gain access to the Yuma flight line, which was a restricted area, and two communications/cryptographic manuals restricted “For Official Use Only.”
DISCUSSION
3. The answer to the certified issue depends upon the following: a determination of what constitutes criminal conduct, the purposes underlying our system of criminal law, and an analysis of our case law.
Essence of Criminal Conduct
4. Generally, criminal conduct consists of an actus reus and mens rea. United States v. Langley, 33 MJ 278, 282 (CMA 1991); United States v. Brown, 19 MJ 63, 64 (CMA 1984); United States v. Kastner, 17 MJ 11, 13 (CMA 1983). We will examine the conduct surrounding the actus reus and mens rea. In some instances, the actus reus is incomplete because something needs to be done. In that instance it is called an inchoate crime, such as a solicitation, an attempt, or a conspiracy.
5. If an accused solicits or advises X to turn over classified information to a Soviet intelligence officer, that accused has committed the crime of solicitation.
Question of actus reus and dangerousness
6. The conspiracy statute may be examined from the point of view of the actus reus, the agreement, which is the heart of a conspiracy. A determination of what is criminal conduct may take into consideration the question of social harm to be prevented. Here the focus on dangerousness is on the accused and what he might do to implement his conspiracy, thinking he has the support of a second person. If one examines the actus reus as a question of dangerousness through the FBI agent’s point of view, the result is different. The FBI agent is not going to act in furtherance of the conspiracy; however, the accused, feeling he has cognitive support for the conspiracy, may very well act in furtherance of the conspiracy. Thus, here there are more than just evil thoughts. These are deeds being carried out by an accused which may result in harm to other individuals just in obtaining the classified information.
Question of mens rea — intent
7. If the accused’s conduct is viewed from the point of view of his mens rea, his intent is the same whether the third party is an FBI agent or a feigned conspirator.
Reliance on Prior Cases
8. The Court of Military Review asserted:
It [the specification in issue] is charged as an attempt because, in military law, for a conspiracy to exist two or more people must participate, United States v. Kidd, 13 [US]CMA 184, 32 CMR 184 (1962),[5 ] and the other “conspirator” may not be a government agent since such agent is not in fact agreeing to commit the offense. See United States v. LaBossiere, 13 [US] CMA 337, 32 CMR 337 (1962).
40 MJ at 662 (citations omitted). In summary:
An attempt is an effort to commit the substantive crime, amounting to more than mere preparation or planning for it, which, if not prevented, would have resulted in the full consummation[6 ] of the act attempted, but which, in fact does not bring to pass the party’s ultimate design. Viewing such offenses in this light, an offense alleging an attempted conspiracy cannot stand.
Id. at 665 (emphasis added).
9. The reliance on Kidd and LaBossiere is misplaced. In LaBossiere, this Court, in determining admissibility of the hearsay statement, avowed:
And it is well settled that there can be no conspiracy when a supposed participant merely feigns acquiescence with another’s criminal proposal in order to secure his detection and apprehension by proper authorities.
13 USCMA at 340, 32 CMR at 340.
Adoption of Unilateral Approach
10. Traditionally conspiracy has been viewed as a bilateral relationship involving
11. In Garcia we adopted the American Law Institute’s Model Penal Code “Unilateral Approach” to conspiracy. Under this approach each individual’s culpability is not dependent on other actors. Section 5.04 of the Model Penal Code states:
[I]t is immaterial to the liability of a person who ... conspires with another to commit a crime that:
(b) the person ... with whom he conspires is irresponsible or has an immunity to prosecution or conviction for the commission of the crime.
12. This view comports with the Manual provision on factual impossibility. Para. 4c(3), Part IV, Manual for Courts-Martial, United States, 1984, provides:
Factual impossibility. A person who purposely engages in conduct which would constitute the offense if the attendant circumstances were as that person believed them to be is guilty of an attempt.
13. The gravamen of the offense is the agreement with another to commit a criminal act, even though there is an impossibility because the individual whom the accused believes is part of the conspiracy is actually a government agent. If not for our prior decisions, the accused could have been charged with conspiracy under Article 81. Certainly he is “[a]ny person subject” to the Code “who conspire[d] with another.” The purpose of this was to “commit an offense,” that is, unlawfully transferring information to the co-conspirator — in this case the government agent. The accused performed certain overt acts to effect the object of the conspiracy which included giving to the co-conspirator descriptions of identification badges, and various books involving operations and procedures as to U.S. weapons and ordnance on the flight line.
Factual Impossibility
14. In the past this Court has held that factual impossibility does not preclude a conviction of attempt. In United States v. Thomas, 13 USCMA 278, 32 CMR 278 (1962), this Court upheld a conviction of attempted rape even though, unknown to Thomas, the woman was dead at the time of the intercourse. Likewise, in United States v. Longtin, 7 MJ 784 (ACMR), pet denied, 7 MJ 392 (1979), the accused was convicted of attempted sale of opium because he believed that is what it was even though there was no proof that it was opium. In United States v. Church, 32 MJ 70, cert, denied, 501 U.S. 1231, 111 S.Ct. 2853, 115 L.Ed.2d 1021 (1991), this Court upheld an attempted-premeditated-murder conviction even though the person hired by the defendant to kill his wife was an undercover agent.
Conclusion
15. Our rules should not be so rigidly drawn that prosecutors are placed in a dilemma in determining what offense should be charged. Apart from the question of preventing crime, the accused’s conduct should be held to be a conspiracy regardless of the fortuity of involvement of an undercover agent rather than a Soviet agent. In his own mind the accused thought there was an agreement between himself and the undercover agent in terms of the potential dangerousness of his conduct and his mental attitude. There clearly was an offense. Thus, the rationale of Garcia is apropos to this case. As the Model Penal Code (¶ 11) indicates, “it is immaterial” that the FBI agent would be immune from prosecution.
16. The unilateral approach in Garcia is supported by the difference between Article
17. Additional support for the unilateral approach is found in ordinary contract law. Contrary to other views, if two or more people declare their consent to enter into an agreement, the fact that one party [FBI agent] crosses his fingers does not negate the agreement in terms of civil contract law, see 17 Am Jur 2d, Contracts, § 28, and it should not negate a conspiracy in terms of criminal law. Thus, contract law enhances the unilateral approach.
The certified issue is answered in the affirmative.
The decision of the United States Navy-Marine Corps Court of Military Review is set aside as to the attempted conspiracy to commit espionage and the sentence. The record of trial is returned to the Judge Advocate General of the Navy for remand to the Court of Criminal Appeals for further review thereof.
. See 41 MJ 213, 229 n. * (1994).
. Article 82, Uniform Code of Military Justice, 10 USC § 882, provides:
(a) Any person subject to this chapter who solicits or advises another or others to desert in violation of section 885 of this title (article 85) or mutiny in violation of section 894 of this title (article 94) shall, if the offense solicited or advised is attempted or committed, be punished with the punishment provided for the commission of the offense, but, if the offense solicited or advised is not committed or attempted, he shall be punished as a court-martial may direct.
(b) Any person subject to this chapter who solicits or advises another or others to commit an act of misbehavior before the enemy in violation of section 899 of this title (article 99) or sedition in violation of section 894 of this title (article 94) shall, if the offense solicited or advised is committed, be punished with the punishment provided for the commission of the offense, but, if the offense solicited or advised is not committed, he shall be punished as a court-martial may direct.
See also ¶ 105, Part IV, Manual for Courts-Martial, United States, 1984.
. Article 80(a), UCMJ, 10 USC § 880(a), provides:
An act, done with specific intent to commit an offense under this chapter, amounting to more than mere preparation and tending, even though failing, to effect its commission, is an attempt to commit that offense.
. Article 81, UCMJ, 10 USC § 881, provides:
Any person subject to this chapter who conspires with any other person to commit an offense under this chapter shall, if one or more of the conspirators does an act to effect the object of the conspiracy, be punished as a court-martial may direct.
. The proper citation form set out in 28 MJ 132-33 and note * should be used.
. Article 80(c), UCMJ, 10 USC § 880(c), provides:
Any person subject to this chapter may be convicted of an attempt to commit an offense although it appears on the trial that the offense was consummated.
. Footnote 1 in Church states that the maximum confinement for attempted murder is 20 years. 32 MJ 70. For offenses committed on or after July 6, 1991, the maximum confinement is now for life. Exec. Order No. 12767, §§ 3a and 4h, 56 Fed.Reg. 30284, 30296, 30300 (1991).