United States v. Any & All Radio Station Transmission EquipmentUnited States v. Any & All Radio Station Transmission Equipment
This matter is before the Court on claimant’s
1
mоtion for a preliminary injunction, and motion to dismiss complaint for forfeiture and to quash
in rem
arrest warrant. The government filed a response in opposition stating that claimant’s operation of “Radio Maquina” violates provisions of the Communications Act of 1934 (“Communications Act”), as amended,
Radio Maquina is a “Spanish-language radio station which serves approximately 40,-000 to 50,000 primarily Hispanic listeners within a six-mile radius of its location in southwest Detroit.” (Compl. for TRO at 2). Claimant, Pedro Zamora, is the President of Radio Maquina. According to claimant, the radio station began broadcasting on April 1, 1998, from its location at 3968 West Vernor, Detroit, Michigan. The format of Radio Ma-quina consists of programming broadcast in Spanish and includes “aspects of Hispanic culture, primarily music, news, politics and what is popularly referred to as ‘talk-show radio.’ ” (Compl. for TRO at 4). Radio Ma-quina broadcasts at 95.9 MHz on the FM dial, and its signal strength, since its inception, has at all times remained below 100 watts. It is undisputed that Radio Maquina does not рresently possess, nor has it ever applied for, a license from the Federal Communications Commission (“FCC”). 3
On April 16, 1998, the Detroit Field office of the FCC received a complaint from an operator of an unlicenced FM broadcast station that another unlicenced broadcast station was operating on the 95.9 MHz frequency. On that date, officials from the FCC visited the station located at 3968 West Ver-nor Highway, Detroit, Michigan and discerned that the field strength of the FM broadcast signal on the frequency 95.9 MHz exceeded that transmission allowable under non-licensing provisions of the FCC.
4
FCC agents again monitored Radio Maquina, using an MADF vehicle, on Aрril 21, 1998 and detected broadcasting at frequencies which exceeded those allowable under non-licensing provisions.
5
On that date, agents entered the premises of Radio Maquina and spoke with the station’s owner, Pedro Zamora. The agents informed Mr. Zamora that the transmissions from his radio station exceeded those permissible under FCC licensing guidelines and constituted a violation of
Following the investigations efforts by FCC agents, the Detroit Field office of the FCC sent a letter to Pedro Zamorа on May 12, 1998 informing him that the operation of the unlieenced radio station violated
Claimant is seeking a preliminary injunction to enjoin the government from pursuing the forfeiture of his radio equipment. Claimant also seeks dismissal of the government’s verified complaint for civil forfeiture on the grounds that the FCC failed to avail itself of its own administrative remedies prior to instituting the forfeiture action. 9
In response, the government contends that the forfeiture in this case was an appropriate exercise of the remedies available under the Communications Act for a violation of
The Court will address the propriety of the issuance of a preliminary injunction and then proceed to a determination of the merits of claimant’s motion to dismiss pursuant to Fed. R.Crv.P. 12(b)(1).
Motion for Preliminary Injunction
In order to determine whether a party is entitled to the issuance of a preliminary injunctiоn, the district court must consider four factors: (1) the plaintiffs likelihood of success on the merits; (2) whether the plaintiff would suffer irreparable harm without the injunction; (3) whether granting the injunction will cause substantial harm to others; and (4) whether a preliminary injunction would be in the public interest.
G & V Lounge, Inc. v. Michigan Liquor Comm’n,
1. Irreparable Harm
Claimant alleges that his First Amendment rights to freedom of speech have been abridged by the government’s seizure of his broadcasting equipment. In addition, claimant states that “at issue here is not only the First Amendment right to engage in speech, but also the right to receive speech.” (Claimant’s Br. at 3). Finally, claimant maintains that other mierobroadeasters under the FCC cannot engage in microbroad-easting activities, in connection with or separate from Radio Maquina, without facing imminent risk of confiscations, civil fines and criminal prosecutions.
When a party seeks a preliminary injunction on the basis of the potential violation of the First Amendment, the likelihood of success on the merits often will be the determinative factor. With regard to the factor of irreparable injury, for examplе, it is well-settled that “the loss of First Amendment freedoms, for even minimal periods of time, unquestionably constitutes irreparable injury.”
Connection Distributing Co. v. Reno,
2. Likelihood of Success on Merits
The government contends that claimant’s broadcasting of Radio Maquina at frequency 95.9 MHz, without a license from the FCC, is in violation of
No person shall use or operate any apparatus for the transmission оf energy or communications or signals by radio (a) from one place in any State, Territory, or possession of the United States or in the District of Columbia to another place in the same State, Territory, possession, or District ... except under and in accordance with this chapter and with a license in that behalf granted under the provisions of this chapter.
Claimant does not dispute that he has never applied for, nor does he currently possess, a valid license covering his microbroadcasting activities. Furthermore, he has not availed himself of the FCC’s provisions which afford the opportunity for a party to seek waivеr or amendment of the regulations.
See
Any property subject to forfeiture to the United States under this section may be seized by the Attorney General of the United States upon process issued pursuant to the supplemental rules for certain admiralty and maritime claims by any district court of the United States having jurisdiction over the property____
The Court is satisfied that the government has established probable cause that claimant’s activities in operating Radio Maquina could constitute a violation of
Claimant’s defense is that the FCC regulation prohibiting the issuance of Class D licenses,
The government responds by asserting that claimant first needs to apply for either a license or a waiver. If claimant would then receive an unfavorablе disposition, claimant could appeal such decision to the Court of Appeals for the D.C. Circuit.
See
The Court does not believe that claimant can demonstrate a’ likelihood of success on the merits. Claimant concedes he is operating without a license, and that
One of the defenses asserted by claimant to the forfeiture action is that
Any proceeding to enjoin, set aside, annul, or suspend any order of the Commission under this chapter (except those appeal-able under subsection (b) of this section) shall be brought as provided by and in the manner prescribed in chapter 158 of Title 28.
Chapter 158, as amended, comprises section 2341-2351 of Title 28.
[t]he court of appeals (other than the United States Court of Appeals for the Federal Circuit) has exclusive jurisdiction to enjoin, set aside, suspend (in whole or in part), or to determinе the validity of—
(1) all final orders of the Federal Communications Commission made reviewable bysection 402(a) of title 47.
The Court believes, in view of the statutory scheme, that claimant must first seek a final decision by the FCC, and then, if necessary, appeal that unfavorable decision to the appropriate Court of Appeals. This conclusion is in accord with the district court’s decision in
1400 Laurel Ave., supra,
in which the Court determined that a claimant’s constitutional challenge to the identical provision under consideration in the instant case conferred jurisdiction “on the Court of Appeals pursuant to
Further, the Court believes that the doctrine of primary jurisdiction prohibits this Court from entertaining claimant’s regulatory challenge as a defense to the forfeiture action. Simply stated, the doctrine of primary jurisdiction provides:
in cases raising issues of fact not within the conventional experience of judges or cases requiring the exercise of administrative discretion, agencies created by Congress for regulating the subject matter should not be passed over.
Far East Conference v. United States,
The doctrine of primary jurisdiction was recently applied by Judge Cook in
United States v. Strawcutter,
The doctrine of primary jurisdiction was similarly invoked by the United Stаtes District Court of North Dakota to dismiss a claimant’s challenge to the validity of FCC regulations.
See U.S. v. Neset, supra.
In
U.S. v. Neset,
the district court, in the context of a forfeiture action, was confronted with a claimant’s constitutional challenge to the FCC’s regulatory provisions on mierob-roadcasting and determined “[t]he Communications Act ... gives the Courts of Appeals [sic] exclusive jurisdiction to review the FCC’s declaratory rulings in those cases, as well, as all policies, practices, and regulations adopted by the FCC.”
Neset,
3. Substantial Harm to Others
Claimant asserts that the community will suffer substantial harm if Radio Maquina is
4. Public Interest
The Court does not believe that the public interest would be served by granting the preliminary injunction in this instance. As the government notes “[t]he Communications Act of 1934 and its subsequent amendments exist as the Congressional response to the allocation of a finite rеsource among many competing entities.” (Gov’t Resp. at 11) (citing
Turner Broad. Sys., Inc. v. FCC,
The Court, therefore, denies claimant’s request for the issuance of a preliminary injunction.
Claimant’s Motion to Dismiss
Claimant seeks dismissal of the government’s complaint for forfeiture pursuant to
A facial attack is a challenge to the sufficiency of the pleading itself. On such a motion, the court must take the material allegations of the petition as true and construed in the light most favorable to the nonmoving party. See Scheuer v. Rhodes,416 U.S. 232 , 235-37,94 S.Ct. 1683 , 1686-87,40 L.Ed.2d 90 (1974). A factual attack, on the other hand, is not a challenge to the sufficiency of the pleading’s allegation, but a challenge to the factual existence of subject matter jurisdiction. On such a motion, no presumptive truthfulness applies to the factual allegations, see Ohio Nat’l Life Ins. Co. v. United States,922 F.2d 320 , 325 (6th Cir.1990), and the court is free to weigh the evidence and satisfy itself as to the existence of its power to hear the case.
U.S. v. Ritchie,
Relying upon Judge Cook’s recent decision in
Strawcutter,
claimant contends that this Court is without jurisdiction to hear the case in view of the doctrine of primary jurisdic
the Governmеnt’s judicial action requires an inquiry into whether Strawcutter operated without a license in violation of the Communications Act or FCC regulations, matters which are peculiarly within the province and expertise of the FCC, the primary jurisdiction doctrine would appear to prohibit the Government from proceeding here without first obtaining a decision on that issue from the FCC.
Strawcutter, at 745. The government argued in Strawcutter that the claimant had the responsibility for seeking review of the contested regulation under the administrative procedures provided for in the Communications Act and that the absence of a final order from the FCC prevented claimant’s ability to seek review of the сonstitutionality of the regulation.
However, Judge Cook, invoking the primary jurisdiction doctrine, ultimately determined that the government was equally responsible for the lack of a final FCC order.
See Strawcutter,
at 745 (“The Government’s position ignores the power of the FCC to issue a cease and desist order to Strawcutter, which for some unexplained reason it choose not to exercise.”). Although not explicit in the
Strawcutter
opinion, Judge Cook’s decision implicitly placed upon the FCC the authority (and the obligation) to determine whether a
The Court resрectfully disagrees with Judge Cook’s decision in
Strawcutter.
When it becomes apparent to the government that an individual is operating a radio station in contravention of the Communications Act or regulations promulgated by the FCC, the government is provided with an array of remedies from which it may choose. The options consist of
the FCC’s
initiation of: (1) an “in house” money forfeiture pursuant to
Any electronic, electromagnetic, radio frequency, or similar device or component thereof, used, sent, carried, manufactured, assembled, possessed, offered for sale, sold, or advertised with willful and knowing intent to violatesection 301 or 302a of this title, or rules prescribed by the Commission under such sections, may be seized and forfeited to the United States.
The forfeitures provided for in this chaptеr shall be payable into the Treasury of the United States, and shall be recoverable, ... in a civil suit in the name of the United States brought in the district where the person or carrier has its principal operating office or in any district through which the line or carrier runs: Provided, That any suit for the recovery of a forfeiture imposed pursuant to the provisions of this chapter shall be a trial de novo....
The Court does not believe that it is an appropriate application of the dоctrine of primary jurisdiction to require the government to first obtain agency review, culminating in the issuance of a “final order,” before instituting the present forfeiture action. The Court finds nothing in its review of the Communications Act, or the forfeiture provisions,
Where any person (1) has failed to operate substantially as set forth in a license, ... (3) has violated or failed to observe any rule or regulation of the Commission authorized by this chapter or by a treaty ratified by the United States, the Commission may order such person to cease and desist from such action.
Claimant’s reliance on
United States v. Dunifer,
Claimant’s reliance on
Neset
is similarly unpersuasive. The district court in
Neset
At the hearing on October 29, 1998, counsel for claimant argued that this Court lacks jurisdiction to hear this forfeiture action asserting that primary jurisdiction rests with the FCC, i.e., that the determination of whether or not
In sum, since claimant did not obtain a license as required, he has violated
For all of the foregoing reasons, the Court denies the claimant’s motion to dismiss the government’s complaint.
An order consistent with this Opinion shall issue forthwith.
Notes
. The pleadings refer to Pedro Zamora and/or Maquina Musical, Inc. as "claimant.”
. The Court denies claimant’s motion to quash
in rem
arrest warrant. To the extent claimant moves to quash the arrest warrant on the grounds that he did not receive a hearing, the Court notes that forfeitures under
. Pursuant to
. Specifically, the FCC dispatched agents Roger Anderson and Constance Rodgers in an FCC mobile automated direction finding ("MADF") vehicle. An MADF is a vehicle "equipped with radio receivers and other electronic equipment that enables the operator tо track and locate the source of radio transmissions.” (Anderson Aff. at ¶ 10). The agents determined that the field strength of the FM broadcast signal on the frequency 95.9 MHz exceeded the permitted level for non-licensed broadcasting by 146 times. Id. at ¶ 12.
. On this date, the agents determined that the field strength of the FM broadcast signal on the frequency 95.9 MHz exceeded the allowable transmissions by 8,896 times. (Anderson Aff. at ¶ 14).
. On this date, the FCC agents determined that the station's broadcast signal exceeded allowable provisions for field strength by 7,602 times. Id. (Anderson Aff. at ¶ 17).
. Specifically, the letter- informed claimant that unlicensed operation of a radio station violates
. On this date, the FCC agents determined that the station’s broadcast signal exceeded allowable FCC provisions for unlicensed broadcаst field strength by 2,421 times. (Anderson Aff. at ¶ 21).
. In its
response to claimant's motion, the government questions whether claimant’s motion is a 12(b)(6) motion to dismiss, or a motion filed pursuant to
. The government does not dispute a party's right to challenge the constitutionality of a regulation before the FCC.
. Claimant docs not acknowledge a "violation'' of
.
. The Court also noted that since Dunifer acknowledged that he had not applied for a license or a waiver pursuant to the Class D regulations, the Class D regulations have not been applied to him, "[a]nd he has no standing to bring an as-applied challenge to them.” Id. at 1240.
. If claimant is challenging the constitutionality of