In 1987 defendant was arrested, charged, pled guilty, and was sentenced for violating
In 1988 defendant was arrested for failure to appear following a deportation hearing. In the course of the arrest, it was learned that the defendant’s true name was Ansel Percival Allen. Because of that discovery, Mr. Allen was prosecuted in the present proceeding with the crime of perjury, pursuant to 18 U.S.C. § 1621(2), for using a false name on his financial affidavit. Based on stipulated facts, the district court found defendant guilty as charged.
The first issue on appeal is whether the use of an alias in Mr. Allen’s financial affidavit “in support of request for attorney, expert or other court services without payment of fee” (Financial Affidavit, see Addendum to Brief of Appellee filed March 17, 1989) constitutes a materially false statement in violation of section 1621(2). The key is materiality.
In an essentially identical case, the Ninth Circuit held that the government did not fulfill its burden to prove materiality where the government failed to show that a defendant’s use of a false name on a financial affidavit would have changed the court’s determination of indigency.
United States v. Martinez,
The test for materiality is whether the false statement has a natural tendency to influence or was capable of influencing the decision required to be made.
United States v. Girdner,
In this case, the government did not make even as strong a showing of materiality as it did in United States v. Martinez, supra. In that case, as the dissent pointed out, the two identities suggested vastly different facts concerning the appropriate inquiry concerning the financial status of the applicant. One identity indicated that the applicant was an American citizen who was an attorney admitted to practice in Colorado and the name the defendant actually used indicated that he was an impoverished Mexican citizen. Nothing in this case suggests that the two identities, alias and real, result in different inquiries or different results flowing from the trial court inquiry concerning eligibility for counsel.
The defendant also claims in this proceeding that the government breached its plea agreement with him. In view of our reversal of the defendant’s conviction under the materiality issue, it is not necessary for us to reach the breach of agreement claim.
This case is therefore REVERSED and REMANDED with directions to dismiss.
