24 F.3d 994 | 7th Cir. | 1994
Lead Opinion
In this case the defendant, Andrew L. Hunn, pleaded guilty to five counts of bank robbery in violation of 18 U.S.C. § 2113(a). In four of these counts the district court found that Hunn had made express death-threats, thus increasing his offense level by two points. See U.S.S.G. § 2B3.1(b)(2)(F). Hunn appeals his sentence. We affirm.
I. Background
Between August 14th and December 28th, 1992 Hunn committed five bank robberies in the state of Wisconsin. As the following discussion demonstrates, in each of these robberies Hunn, by uttering various threats, successfully intimidated the bank tellers into giving him money from their cash drawers: (1) August 14th — Hunn entered a Racine bank and handed its teller a note which read, “Give me all your money right away,” and simultaneously placed his right hand, still concealed in his coat pocket, on top of the counter; (2) August 27th — Hunn entered a Waupun bank and handed its teller a note which read “This is a robbery, I have a gun, give me your money, don’t try anything foolish,” while keeping his right hand inside his jacket pocket; (3) October 5th — Hunn entered a West Bend credit union, handed the teller a note which read, “This is a hold-up. I have a gun,” while keeping his right hand in a coat pocket, pointed at the teller; (4) November 19th — Hunn entered a Rothschild bank, handed the teller a note that read, “Just give me all your money, I have a gun,” and told the employee “I’m serious, put all your money in the envelope,” all the while, his hands were hidden below the counter; (5) December 28th — Hunn returned to this same Rothschild bank, handed a different teller a note stating, “Give me all the money now. I have a gun. No tricks, I’m watching.” When this teller replied that Hunn must be joking, he insisted, “No, I mean it,” and “Hurry up.” The teller stated that Hunn was pointing something from inside his right coat pocket toward her during the robbery as if he had a hidden gun.
Hunn pleaded guilty to all five counts of bank robbery. See 18 U.S.C. § 2113(a). In
II. Analysis
This circuit has had the opportunity to decide whether a bank robber should receive the two-level, death-threat enhancement under § 2B3.1(b)(2)(F).
In contrast to Smith, the Eleventh Circuit has placed a significantly different twist on § 2B3.1(b)(2)(F). See United States v. Canzater, 994 F.2d 773, 775 (11th Cir.1993). In Canzater, a defendant gave a note to a teller during a robbery which stated, “In the bag a gun 100s and 50s” and then put his hand
In choosing between the Eighth and Eleventh Circuit’s approaches, we find the latter’s reading of § 2B3.1(b)(2)(F) to be unnecessarily cramped. While the Guidelines require an “express threat of death,” nothing indicates that speech is the only form of communication implicated. Are we to suppose that a bank robber who used only sign-language or miming to express his death-threat would be immune from a § 2B3.1 enhancement. Fortunately, we need not so speculate. The Guideline’s commentary specifically indicates that “[a]n ‘express threat of death’ as used in subsection (b)(2)(F), may be in the form of an ... act, gesture, or combination thereof.” Application Note 6, commentary, U.S.S.G. § 2B3.1(b)(2)(F) (emphasis supplied). The comment then suggests that “[f]or example ... ‘Give me your money or else (where the defendant draws his hand across his throat in a slashing motion)’ ... would constitute an express threat of death.” Id. (emphasis supplied). We believe that pointing one’s hand, hidden in a coat so as to imitate the presence of a handgun aimed at another, is well within the plain text of § 2B3.1(b)(2)(F) and its accompanying commentary.
The dissent intimates that a bank teller may have an idiosyncratic view of bank robberies if she understands the gestures of a bank robber — thrusting an object reasonably believed to be a gun directly at her while stating “Give me all the money now. I have a gun. No tricks, I’m watching” — as an
[v]ariations on T have a gun’ are designed to create fear, all right, but not necessarily fear of death. Robbers with real guns may create fear by shooting into the air or by shooting to wound; they may use guns as bludgeons (McLaughlin v. United States, 476 U.S. 16, 18 [106 S.Ct. 1677, 1678, 90 L.Ed.2d 15] (1986)). Thieves want cooperation and money, not dead tellers.
See dissent post at 999. Other than McLaughlin,
The § 2B3.1 Guideline enhancement requires the robber to “instill in a reasonable person, who is a victim of the offence, significantly greater fear than that necessary to constitute an element of the offense of robbery.” See Application Note 6, commentary, U.S.S.G. § 2B3.1. We disagree, however, with the dissent’s conclusion that Hunn could not have crossed this line. See dissent post at 1000. The elements of bank robbery require the taking by force, violence, or intimidation, anything of value from a bank. See 18 U.S.C. § 2113. Had Hunn robbed the bank without communicating (through his acts, gestures, and words) his conditional death-threats, he still could have been convicted of violating § 2113. The fact that a bank robber’s chance of success might be increased by his pointing a gun at the teller does not read such conduct out of this Guideline, enhanc'ement. Thus, we conclude that Hunn’s conduct may be of the type that is significantly greater than necessary to constitute an element of the offense of bank robbery.
Having determined that Hunn’s non-verbal act may be an expressed death-threat under § 2B3.1(b)(2)(F), we next must evaluate the district court’s factual findings. This court must give “due deference” to the district court’s application of the Guidelines to the facts. 18 U.S.C. § 3742(e). In Hunn’s case the district court found that Hunn made an “express threat of death” under Guideline § 2B3.1(b)(2)(F) during four of the five rob
III. Conclusion
From the record we conclude that the district court properly enhanced Hunn’s sentence under U.S.S.G. § 2B3.1(b)(2)(F) for his death-threats made during the bank robbery. We affirm.
AFFIRMED.
. The Sentencing Guidelines advises the district court to make a two-level increase in a defendant’s offense level "if an express threat of death was made” during a robbery. U.S.S.G. § 2B3.1(b)(2)(F). Application Note 6 to § 2B3.1(b)(2)(F) further explains this Guideline with the following commentary:
An "express threat of death” as used in subsection (b)(2)(F), may be in the form of an oral or written' statement, act, gesture, or combination thereof. For example, an oral or written demand using words such as "Give me money or I will kill you,” "Give me the money or I will pull the pin on the grenade I have in my pocket,” "Give me the money or I will shoot you,” "Give me your money or else (where the defendant draws his hand across his throat, in a slashing motion),” or “Give me the money or you are dead” would constitute an express •threat of death. The court should consider that the intent of the underlying provision is to provide an increased offense level for cases in which the offender(s) engaged in conduct that would instill in a reasonable person, who is a victim of the offense, significantly greater fear than that necessary to constitute an element of the offense of robbery.
U.S.S.G. § 2B3.1 comment., n. 6 (Nov. 1, 1992) (emphasis supplied). This commentary to Guideline § 2B3.1(b)(2)(F) is authoritative. See Stinson v. United States, - U.S. -,-, 113 S.Ct. 1913, 1915, 123 L.Ed.2d 598 (1993).
. See United States v. Bell, 12 F.3d 139 (8th Cir.1993) (following Smith). In like maimer, the Ninth Circuit apparently would follow a Smith fype approach. The court'held that a statement to a teller not to pull an alarm "or my friend will start shooting,” United States v. Strandberg, 952 F.2d 1149, 1151-52 (9th Cir.1992), and in a note presented to a teller which stated "Give Me All Your Money or I’ll Shoot,” United States v. Eaton, 934 F.2d 1077, 1079 (9th Cir.1991), are "express threats of death” under U.S.S.G. § 2B3.1(b)(2)(F). Relying on Eaton, the court held that the oral statement, "This is a robbery. Give me the money or I will shoot,” was also an express death-threat. United States v. Hoslett, 998 F.2d 648, 659-60 (9th Cir.1993).
As the Seventh, Eighth, and Ninth, the Tenth Circuit would also follow a Smith like analysis. The court stated that "the person behind me will shoot someone” constitutes an express death threat. United States v. Lambert, 995 F.2d 1006, 1008 (10th Cir.1993).
. The opinion does not specify the manner in which the defendant put his hand into his pants, but we infer that it was in a manner consistent with retrieving some kind of firearm.
. In a subsequent Eleventh Circuit case, United States v. Moore, 6 F.3d 715, 721 (11th Cir.1993), the defendant handed the teller a note which stated, "I HAVE A GUN AND NOTHING TO LOSE. 100s AND 50 NO DYE MONEY.” The court, relying on Canzater, held that the defendant's note was not an "express threat of death.” Id. at 722. The court further stated that “Moore's statement that he had nothing to lose could be interpreted to mean that he was desperate and willing to turn the gun on himself, not the teller,” and thus was not "distinctly clear" like the examples set forth in the Guidelines commentary. Id.
.We note that in this case, whether the defendant actually had a gun, although apparently significant to the dissent, is immaterial. The culpable act is his threat to kill somebody while committing a bank robbery. We do not here necessarily hold that having a gun automatically triggers § 2B3.1(b)(2)(F). As unlikely as it may be, had the defendant robbed the bank, without referencing or displaying in any way a gun, his secretly possessing a handgun would not implicate the § 2B3.1(b)(2)(F) enhancement.
. 476 U.S. at 17, 106 S.Ct. at 1678 (holding that an “unloaded gun was a ‘dangerous weapon’ ” within the meaning of the law while noting that "the display of a gun instills fear in the average citizen; as a consequence, it creates an immediate danger that a violent response will ensue”).
. An "express threat of death” adds only two levels to die base offense level. If Hunn made an “express threat of death” during any one robbery, each of the other four robberies would count as one additional Unit for purposes of calculating the combined offense level — regardless of whether Hunn made a death-threat during one or all of the other robberies. See U.S.S.G. § 3D1.2 & 3D1.4.
Dissenting Opinion
dissenting.
Hunn (falsely) told five banks’ tellers that he had a gun. Was any of his notes and gestures “an express threat of death”? U.S.S.G. § 2B3.1(b)(2)(F). My colleagues answer yes, but it is not clear to me that Hunn made a “threat of death” at all, let alone an “express” threat of death.
It is tempting to ask: Why would a robber claim to have a gun, unless he wanted the victim to fear for his life? Claiming to have a gun implies a threat to use it; and threatening to use a gun portends death, the argument goes. Variations on “I have a gun” are designed to create fear, all right, but not necessarily fear of death. Robbers with real guns may create fear by shooting into the air or by shooting to wound; they may use guns as bludgeons (McLaughlin v. United States, 476 U.S. 16, 18, 106 S.Ct. 1677, 1678, 90 L.Ed.2d 15 (1986)). Thieves want cooperation and money, not dead tellers.
The Sentencing Commission set out to distinguish degrees of threats. Saying that you have a gun does not invariably induce a fear of death. To separate ordinary references to guns, and the apprehension they produce, from the terror that a threat of death yields, the Sentencing Commission provided that only an “express threat of death” justifies the two-level increase. An implication from words and gestures is not enough. Only what the bandit says or conveys in signs, not what the victim reads into shadings of “I have a gun,” is an “express” threat. Anything else dissolves the difference between posturing and genuine threats of death.
The majority believes that this is a “cramped” reading of the Guidelines. So it would be, if the function of § 2B3.1(b)(2)(F) were to distinguish bona fide threats from idle chatter. Hunn’s notes, words, and gestures would have created fear in reasonable persons. But putting the victim in fear is an element of the crime of robbery, see United States v. Ray, 21 F.3d 1134 (D.C.Cir.1994), and using ordinary degrees of fear for enhancement is double counting. Instead the Sentencing Commission’s objective was to separate the sort of fear that accompanies most bank robberies from the panic that accompanies an express threat of death: “The ... intent of the underlying provision is to provide for an increased offense level for cases in which the offender(s) engaged in conduct that would instill in a reasonable person, who is a victim of the offense, significantly greater fear than that necessary to constitute an element of the offense of robbery.” U.S.S.G. § 2B3.1 application note 6 (emphasis added). A literal reading of the Guideline then is not “cramped” but is the only way to ensure that the text serves its function.
Threats lie along a continuum of seriousness and gravity. Yet the Sentencing Commission did not compose a multi-factor ap
The eleventh circuit tries to enforce the express-implied distinction, elusive though it be. United States v. Canzater, 994 F.2d 773 (11th Cir.1993); United States v. Moore, 6 F.3d 715 (11th Cir.1993). The eighth circuit, recognizing that threats do not fall naturally into these categories, has thrown up its hands and authorized a two-level increase whenever statements or gestures imply a serious threat. United States v. Smith, 973 F.2d 1374 (8th Cir.1992); United States v. Bell, 12 F.3d 139 (8th Cir.1993). I recognize that an earlier opinion of this circuit, United States v. Robinson, 20 F.3d 270, 276-77 (7th Cir.1994), uses the eighth circuit’s elastic approach, but that panel did not need to choose sides: the issue had not been preserved for appellate decision, and one of Robinson’s notes made an express threat by any standard, so there could not have been plain error. Today the panel comes down squarely with the eighth circuit. I would follow the eleventh — and the text of the guidelines.
