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United States v. Andrew Jackson Robertson
560 F.2d 647
5th Cir.
1977
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*1 HILL, Cirсuit Before MORGAN and NOEL, Judge.* District Senior Judges, and Texas, by designation. sitting Judge * Senior District District Southern *2 648 16, 1975, Judge. ber R.

NOEL, William Senior District BUTIGAN or- glassware, dered suitable for use in a from appeals Andrew Jackson laboratory. chemical He also ordered conspiring to manufac- conviction for his Pheynyl-2-Propanoe Methlyamine. of 21 in violation methamphetamine ture 20, 1975, On October William R. BUTI- prin- 841(a)(1) and 846. The two U.S.C. §§ picked up Phenyl-2-Pro- GAN order seeks cipal upon which Robertson grounds1 panoe and Methlyamine and a ordered are that dis- his conviction reversal of quantity of Mercuric Chloride. Affiant evi- erroneously admitted into trict court employed by hаs contacted a chemist pursuant to the fruits of a search (1) dence: (2) Drug warrant and certain Enforcement search Administration who an invalid by Robertson admissions made told Affiant that the Phenyl-2- chemicals appellant, a of a discussion between Propanoe, Methlyamine, course and Mercuric Drug two Enforсement co-conspirator, and precursors Chloride are used in manu- (DEA) agents, which Rob- Administration methamphetamine. facture of While I do bargaining. characterizes as ertson not desire to name this informant reasons,

security he ais business inman I. Warrant Search Paso, El Texas who has ‍‌​‌‌‌‌​‌​‌‌​​‌​​​​‌‌‌​​‌​‌‌​‌‌​​​‌‌​​‌‌​​​‌‌‌‌‌‌‍never been ar- rested аnd who a enjoys good reputation 16, 1975, agents DEA

On December community in which he resides. a executed a search warrant at residence in Paso, search, In the course of the El Texas. Affiant has received further information agents various chemicals and lab seized a person whom he knows to be oratоry equipment preparation used in reliable, credible, and trustworthy who methamphetamine. and manufacture related that R. William BUTIGAN ais Robertson, co-conspirator Appellant chemist for a clandestine laboratory lo- wife, Butigan, Butigan’s R. named William at cated at residence 4537 Emerson at and another female were arrested The laboratory portable Road. is of a at the time of the search. residence anywhere nature and could be stored on argues that the search warrant curtilage on the above-described was invalid because the affidavit submitted premises, including a silver Cadillac аuto- support tips thereof relies on two parked mobile on the premises and a ga- informants, but unnamed fails to meet rage premises. located on the Informant Aguilar-Spinelli2 establishing criteria of received this past information within the through tips. probable cause informants’ 48 hours. While I not do desire to name urges that the affi- Specifically, provided informant this informa- probable davit is insufficient establish security reasons, tion for I believe this cause because the affidavit does not tell reliable, credible, informant one of the two informants obtained his how trustworthy because he given has infor- information. This contention is withоut on mation numerous in the past occasions merit. concerning narcotics offenses committed The affidavit states: by Texas, County, individuals in El Paso and on each every has from a occasion his infor- Affiant received information true, reliable, reliable, proven whom he knows to be mation has to be crеdible, and Octo- trustworthy, and correct. Appellant conspiracy alleged also asserts trial court in the indictment. We by (1) giving cautionary points erred: instruc- find these of error to be without merit hearsay concerning worthy tion certain statements and and not of discussion. co-conspirator declarations made alleged conspiracy States, time when the Spinelli 410, v. United 393 U.S. 89 terminated, (2) holding 584, had the evidence (1969), Aguilar S.Ct. 21 L.Ed.2d Texas, be sufficient to sustain the conviction be- S.Ct. L.Ed.2d prove cause the evidence insufficient (1964). Appellant is on information other three attack arrestees

Robertson’s informant referred the second were warnings administered Miranda3 supplied Agent this affidavit. DEA private to in Widener at the resi- in El dence Paso where they arrested. the affiant did assertion that Appellant’s The four arrestees were taken then to the informant received tell this second how *3 offices DEA in El Paso for processing. As clandestine labо- about the the information agents preparing to take the ar- well-taken, that does not end ratory is restees to the United States Courthouse for has held that This Court inquiry. our arraignment, Butigan on his own initiative about information insufficient [w]here was willing indicated that he to tell every- is available to tipster and the tip thing but first he wanted to talk to Robert- alone, investigat- ‍‌​‌‌‌‌​‌​‌‌​​‌​​​​‌‌‌​​‌​‌‌​‌‌​​​‌‌​​‌‌​​​‌‌‌‌‌‌‍upon it justify reliance arresting agents son. One on cross- may tip by ing supplement officers examination testified as concerning follows subject corrobora- surveillance Butigan’s request: tip key elements of tion of objective sources. relatively Q And then what Butigan Mr. did tell you time, particular at that sir? Brennan, 711, v. 538 F.2d United States Here, A 1976). tip Initially? of the second (5th Cir. Butigan that to the effect Yes,

informant Q sir. laboratory clandestine located chemist A He that he said wanted to cooperate by anoth- corroborated at his residence and tell everything, us reason informant, in the commu- a businessman er wanted if it this he to know would description gave detailed nity, who help his wife out. by Bu- equipment purchased chemicals and Q Okay. him, So what you tell sir? Furthermore, chemist government tigan. I that I promise A told him couldn’t him were the sort chemicals confirmed anything, but that we were anxious drug. an manufacture of illicit used in the cooperate him have with us and reliability of second We find any cooperation he made would cor- sufficiently established tip was help him in the probably long out run. by the supplied information roborating Q Okay. Did he do this voluntarily, sir? chemist. businessman he bring up I mean did himself? observed, cause probable weAs have “[a] Yes, sir, we werе on route A our to take ever, with be rarely, can resolved issue him Magistrate to the when he of an Euclidean theorem.” logic the exact brought— Chester, 173, v. United States 537 F.2d Q getting ready You were to take him 1976). the affi- (5th We conclude that Cir. Magistrate, to the and he you tells infor- contained sufficient a whole davit would like vоluntarily he to co- magistrate to find enable the mation to operate try help in order to cause. See id. probable wife, is that correct? Bargain” Discussion II. “Plea Yes, A sir. contends that a conversa him, course, Q you you And told himself, co-conspirator Buti tion between promise anything, couldn’t him is that DEA constitutеd gan, and two you more or less what told him? and therefore certain admissions Yes, A sir. during the course of Now, Q Butigan did Mr. seem concerned have been exclud should that conversation wife? about his 410, Fed. under Fed.R.Ev. ed from evidence Yes, A sir. United v. States 11(e)(6), R.Crim.P. thing Q hap- What was the next 1974). To as F.2d Butigan pened regard coop- to Mr. contention, must the conversation sess erating? proper set context. (1966). Arizona, 16 L.Ed.2d 694 86 S.Ct. U.S. 3. Miranda anything, he said wife was custody. Later, A He stated before released from he though, Attorney prosecute wanted talk over decided to both of the Rosses. At joint trials, Mr. Robertson.4 their prosecution was allowed to introduce testi- permitted to confer Butigan pri- was then mony that Mr. Ross had offered to take the vately with for a few minutes. for everything blame if his wife would be Thereafter, agents questioned two DEA Upon released. appeal of their convictions Butigan parking and Robertson in the lot of this Court held that the admission of the their mаnufacture the DEA offices about agent conversation between the and Ross methamphetamine. sale of Most was reversible error because: verbally by questions were answered Buti- We have no doubt that Ross’ discussion indicating gan agree- with Robertson agent, with the especially prose- since the Butigan nodding ment with his head. already consulted, cutor had been must argued counsel in the court Robertson’s be classified as an *4 bargain effort to a that below Moreover, plea. undisputed it is in only the reason that the Defendants [Bu- pursuance of the it wife was released and tigan and talked to the offi- Robertson] went baсk to Waco. For reasons not gain leniency cers was in order to for readily record, apparent from the the pro- friend, wife ‍‌​‌‌‌‌​‌​‌‌​​‌​​​​‌‌‌​​‌​‌‌​‌‌​​​‌‌​​‌‌​​​‌‌‌‌‌‌‍and girl their whoever the posed bargain was not consummated. At was, girl other and under these circum- least we know that the wife was prose- stances, Honor, Your the confessiоns that cuted and that both she and her husband they gave voluntarily cannot be said to be pleaded not guilty. fact, given. they given In were hopes 493 F.2d at 775. (emphasis supplied) leniency given of to would their It is true that Ross and present the case girl which, wife . . friend involve similar and somewhat unusual fact, did occur. . . . factual context. In both negotiat- cases the theory has abandoned pur- Robertson ing defendant was negotiating not about sued in the district court that the admis- plea his own leniency himself, or for but involuntary argues sions and instead leniency about person. Despite for third the fact the admissions were negotiations the similar nature of the hеre attempt gain made in an to for leniency and appellant in Ross6 can take no comfort two women demonstrates that the admis- in Ross because there is a fundamental dis- were made in the plea sions course of bar- tinction between the two cases. In Ross gaining privileged. proposed and аs such were bargain In was not consummat- ed; theory of support appellant prosecuted. Thus, cites Unit- wife was Ross Ross, merely stands for (5th proposition ed States v. F.2d 771 Cir. that evi- negotiations dence of 1974). for the benefit of a third party must be if bargain excluded is defendant, upon being In Ross arrest- not consummated. This is so because: ed, offered to take the blame for some it inherently is unfair for drugs wife, found in his car his if who was to engage activity, such an only to use present, let arresting also was off. The a weapon against as the defendant agent already had talked to the U.S. Attor- negotiations when fail. ney, apparently agreed pros- had not to Ross, 493 F.2d at 775. ecute if the wife Mr. Ross confessed. Al- arresting though agent testified that he Here, negotiations succeeded and bargain not strike a to immunize Ross’ bargain was consummated. leniency The prosecution, agree wife from he did to sought by dis- Butigan and Attorney cuss the matter with the Hence, and two women was obtained. Robert- Record, II, assume, deciding, 258-260. vol. 6. We without the DEA apparent authority engage had plea bargaining appellant. See U. S. v. Id. at 154. Herman, (5th 1977). 544 F.2d 798 n. 11 Cir. Cf. 2 Weinstein’s Evidence at 419-41. 410[07] fl trial, bargain 11(e)(6) and Rule 410. though even Ross holds that un- stood son consummated, bargain der these circumstances relating becausе evidence guilty charge, negotiations to a reduced if the nego- of is inadmissible plea persons. today tiations fail. We hold leniency third a bar- bargain, gain leniency its is is kept side consummated obtain- Government sought, what he ed for a party, pur- obtained third admissions made no to exclude the bargain privilegеd.8 is reason suant are not there therefore pursuant admissions AFFIRMED. bargain. To hold otherwise part of in a “heads place the Government would MORGAN, Judge, LEWIS R. Circuit dis- position. we win, tails lose” they senting: Furthermore, 11(e)(6) Fed.R.Crim.P. The majority holds that because defend- apply do to this Fed.R.Ev. object ant Robertson received the of his provide rules that: Those two situation.7 initial “go- Government’s —the later with- of of evidence ing easy” his wife—admissions drawn, course this bar- or nolo conten- an offer gaining could be introduced evidence of crime dere to the guilt. I Because believe that Fed.R. crime, made in connec- or of statements 11(e)(6)1 opinions Crim.P. two handed to, with, and relevant tion down court —United States offers, is not admissi- foregoing pleas 1974) 493 F.2d 771 and United *5 proceeding in civil or criminal any ble Herman, v. States F.2d plea made the or person the who against result, 1977) compel a I respect- different — offer. fully dissent. In we held that re- case, however, during plea dоes not involve marks uttered the course of present The plead appellant bargaining against to because could not be used the pleas offers plea, but at at 775. negotiating not his own defendant trial. F.2d While was was. leniency panel bargain a third observe for for that the negotiating instead consummаted, in not the Government person. prosecuted the women of friends the de- the defendant where In situations fendant, it holding did not condition its on plea, negotiations about own into enters narrow base. In United this factual States 11(e)(6) and Fed.R.Ev. Fed.R.Crim.P. Herman, supra, v. court even more testimony relating to render inadmissible explicit this issue: “Statements are inad- negotiations if fail negotiations, such at any point during missible plea goes to trial. If the the defendant discussion in which defendant seeks to consummated, then case will bargain is obtain concessions nolo guilty of disposed plea of for plea.” ‍‌​‌‌‌‌​‌​‌‌​​‌​​​​‌‌‌​​‌​‌‌​‌‌​​​‌‌​​‌‌​​​‌‌‌‌‌‌‍return F.2d 797. necessity a trial. without the of contendere Where, here, 11(e)(6)2 is Rule also bargaining provides any the defendant persons, it is leniency third statement made connection an offer solely for for parties that not in a contemplation plead guilty of the to is admissible crimi- within trial, go proceeding against person negotiating will to nal defendant majority The negotiations are successful. made offer. states if the even 11 is beyond scope inapplicable of Rule Rule because defend- is This situation language 1. Fed.R.Ev. 410 contains the same applicability of two rules was these pertinent provi- 11(e)(6). Ross because the considered in found Fed.R.Crim.P. аdded amend- two rules were sions of those after Ross was decided. ment in 1975 11(e)(6) provides: 2. Rule Except para- provided in as otherwise by and do not decide confronted 8. We are not graph, evidence of of later with- promises made which the extent drawn, or a or of an any might render such course of tоtality offer to or nolo contendere to the involuntary under admissions crime, crime of state- circumstances. plea, his own negotiating ant “was negotiating leniency

was instead NASH, Jr., Ira Petitioner-Appellee, Yet, do I read nowhere person.” third according the rule language qualifies ESTELLE, Director, W. J. Texas оffering person to the motives Department Corrections, Thus, person is offer- whether plead. Respondent-Appellant. to be tried guilty in order ing plead No. 75-3772. a third gain leniency for or to lesser crime analyzing importance is of no United States Court of Appeals, plead Rather, an offer to oncе Rule 11. Fifth Circuit. withdrawn, whatever the motives guilty is Oct. offer, prohibits the use Rule 11 Rehearing En Banc Granted of any statement against defendant 15,1977. Dec. with that offer. Of' made in connection course, that no offer to one could contend in this case. While

plead guilty was made made no such that defendant is true offer, interprе- reasonable

explicit only to his one can attach offer

tation that everything” if the Government would

“tell on his wife this statement

go easy is plead guilty. Ac-

was in effect an offer 11(e)(6) would prevent Rule

cordingly, statements against

use Therefore, offer.

during the course of this reasons, I dissent.

for the above PETITION

ON FOR REHEARING PETITION FOR REHEAR-

AND

ING EN BANC BROWN, Judge,

Before Chief THORN-

BERRY, COLEMAN, GOLDBERG, AINS-

WORTH, GODBOLD, MORGAN, CLARK, GEE, TJOFLAT, FAY,

RONEY, HILL,

RUBIN, Judges. Circuit

BY THE COURT:

A member of the in active Court ‍‌​‌‌‌‌​‌​‌‌​​‌​​​​‌‌‌​​‌​‌‌​‌‌​​​‌‌​​‌‌​​​‌‌‌‌‌‌‍service requested a on the

having poll application en rehearing majority banc and in active

judges having service voted rehearing banc,

favor en granting ORDERED be

IT cause shall IS by the en banc oral

reheard Court

argument on a date hereafterto fixed. will specify briefing Clerk schedule filing supplemental briefs. with, made in connection and relevant offer to

ments аn or nolo offers, to, pleas any foregoing is not contendere to the crime proceeding proceeding civil or criminal crime is admissible admissible a criminal against perjury or false statement state- However, oath, offer. evidence of a statement ment was made under with, to, record, presence in connection and relevant on the of counsel. withdrawn, plea of later

Case Details

Case Name: United States v. Andrew Jackson Robertson
Court Name: Court of Appeals for the Fifth Circuit
Date Published: Dec 1, 1977
Citation: 560 F.2d 647
Docket Number: 76-1994
Court Abbreviation: 5th Cir.
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