*1 America, UNITED STATES
v. GALO, Appellant. F.
Andrew
No. 99-3870. Appeals, Court of
United States
Third Circuit. 9,May
Argued 2000. Feb.
Filed Defender, Stark,
Shelly Federal Public Hackney, W. Penn Asst. Federal Public (Ar- Defender, Gerlach Karen Sirianni Defender, Asst. Public gued), Federal PA, Attorneys for Pittsburgh, Appellant. Litman, Attorney, Harry United States Schlueter, R. Asst. United States Bonnie *2 Buchanan Attorney, Mary (Argued), permitted Beth Jessica H. to have contact with Attorney, Pittsburgh, Asst. United States him. jeopardized This would have Sheila’s PA, Attorneys Appellee. custody daughter of her because Galo had record, a state criminal the nature of * McKEE, Before: GREENBERG and which we discuss below. knew Sheila that GARTH, Judges, and Circuit Senior Jessica should not permitted have been to Judge. Circuit be in company supervision Galo’s without because of background. Galo’s Galo also THE OPINION OF COURT threatened to have the utilities at Sheila McKEE, Judge. Circuit H.’s residence turned off unless Jessica appeals Andrew Galo the sentence that spent time with him. The utilities were imposed following his conditional registered in his In name. addition to production depict- to of material coercion, cajoled threats and Galo also ing exploitation the sexual by telling Sheila her that he might day one 2251(a), pos- violation of 18 U.S.C. step-father, be Jessica’s and suggesting depicting session of material the sexual that he and Jessica therefor e needed time minor, a violation of 18 get acquainted. to 2252(a)(4)(B). argues U.S.C. He that evening On the of March 1999 Jessica se, these statutes are per unconstitutional stay did with During Galo. her visit he applied challenges and as to him. He also approximately sexually took explicit the district court’s use his state photographs nude instructing of her after court convictions to enhance his sentence her pose expose to nude and genitals. her impose mandatory minimum sen- Jessica knew that temper Galo had a years tence of 15 imprisonment. We hold she was therefore apparently too afraid to Congress validly that exercised its authori- resist or refuse. ty under the in enacting Commerce Clause 2251(a) 2252(a)(4)(B), §§ Galo took the film undeveloped and that contain- ing those statutes are not photographs Drug unconstitutional as these to an Eckerd do, however, applied However, to agree Galo. We processing. photo Store for that the erred enhanc- manager stopped there film processing the ing his sentence based his police and alerted as soon as she discover- convictions, and we will therefore sexually explicit ed the pho- nature remand for resentencing. tographs. responded Police and arrested when pick-up Galo he returned to the de-
I. FACTUAL BACKGROUND. veloped photographs. Initially Galo told in relationship Galo was film police belonged to a Sheila H. had a young daughter Ohio, She whom changed friend but he later we will refer to as Jessica H. Jessica H. story and admitted that he knew the child previously sexually had been abused in the photographs was naked. He denied boyfriends. one of her mother’s That having intercourse with her and claimed abuse caused Children and Youth Services that he wanted to if the pictures see (“CYS”) temporarily remove Jessica would out.” Police “come obtained from her home. had placed She been back search warrant of Galo’s residence and in her during home before or rela- Jessica, pictures seized 10 additional tionship with her mother. pictures well as of Galo’s nieces. Some of pictures girls were of in their under-
At
point,
persuaded
some
Galo
Sheila H.
H.,
fully
wear while others were
clothed. Po-
permit
then
Jessica
thirteen
old,
lice also seized a .35mm Vivitar camera
spend
night
at his apartment.
being
later
the cam-
accomplished
by threatening
that was
identified as
tell
H.
previously
photographs.
CYS
Sheila
had
era that
took the indecent
*
Greenberg
Honorable Morton I.
assumed Sen-
ior Status on June
2251(d).
not
argued
he was
investigation disclosed
Subsequent
pro-
of Jessica had been
pictures
subject
mandatory
indecent
minimum sen-
paper.
photographic
cessed on Kodak
not
because the state convictions did
tence
film,
had all
and Vivitar camera
paper,
the sexual
of children
relate to
*3
Pennsylva-
manufactured outside of
been
2251(d).
required
as
The district
nia.
disagreed and
that Galo’s
concluded
subject
prior state court convictions did
II. PROCEDURAL HISTORY.
mandatory
him to the
minimum. Conse-
6, 1999,
grand jury
April
a federal
On
quently, the district court
Galo
sentenced
in a
indictment.
charged Galo
two count
(180
imprisonment
years
to a term of
of 15
of
charged
production
One
him with
Count
months),
by
super-
followed
five
of
depicting
sexual
material
the
vised release.
of
U.S.C.
violation
appeal
This
followed.
2251(a),
him
charged
and Count Two
the
possession
depicting
of material
III. DISCUSSION.
minor,
exploitation of
in violation
sexual
2252(a)(4)(B).
filed a
of 18 U.S.C.
Galo
Challenge
A.
to
Constitutional
alleging
motion to dismiss the indictment
2251(a)
§§
18 U.S.C.
AND
2251(a)
2252(a)(4)(B)
§§
un-
and
were
2252(b)(4)(B).
appli-
He
constitutional.
also claimed
above,
to vio-
pled guilty
As noted
deprived
the statutes
him
him
cation of
to
2251(a)
§§
lating
18 U.S.C.
and
equal protection
the laws.
2252(a)(4)(B).
2251(a),
cap-
Section
is
29, 1999,
July
On
the district court de-
Children,”
Exploitation
tioned “Sexual
nied Galo’s motion
dismiss the indict-
to
provides
part
and
relevant
as follows:
immediately
ment and
a con-
entered
uses,
Any person
per-
who employs,
plea
ditional
to both counts of the
suades, induces, entices,
any
or coerces
preserved
following
He
indictment.
the
in,
engage
any sexually
minor to
...
appeal:
issues for
explicit
pro-
conduct for
purpose
(a)
18,
Title
Whether
United States
ducing any visual
of such con-
depiction
2251(a)
Code, Section
is a valid exercise
duct,
punished
shall be
un-
provided
authority
granted
(d),
subsection
if
knows
der
such
under the Commerce Clause.
or has reason to know that such visual
(b)
supporting
Whether
evidence
depiction will be
in inter-
transported
jurisdictional
element of Title
mailed,
foreign
state or
commerce or
2251(a)
Code,
States
is
United
Section
depiction
produced
that visual
us-
sufficient under the
Clause.
Commerce
mailed,
ing materials
have been
(c)
Title
Whether
States
United
shipped,
transported
or
or
in interstate
Code,
2252(a)(4)(B)
Section
is a valid
means,
foreign
by any
commerce
includ-
exercise of the
authority granted Con-
ing by computer, or if such visual de-
gress under the Commerce Clause.
actually
piction
transported
been
(d) Whether
supporting
evidence
interstate
or
foreign commerce
jurisdictional
of Title
element
mailed.
Code,
United
States
Section
2251(a)
added).
2252(a)(4)(B)
(emphasis
18 U.S.C.
is sufficient under
2252(a)(4)(B), captioned
Clause.
Section
is
“Certain
Commerce
involving
activities
material
accepted
The court
Galo’s
minors,”
pro-
sexual
requested
thereafter
and the
that Galo
part:
in relevant
vides
government
addressing
file
whether
briefs
(a)
(4)
Any person who ...
either
subject
state convictions would
(B) knowingly possesses
him the
1 or more
mandatory
minimum sentence
books,
films,
years,
magazines, periodicals,
of 15
contained
18 U.S.C.
vid-
jurisdiction
tapes,
any
or other matter which contain
in connection with
eo
individ-
been
depiction
visual
that has
application
ual
of the statute.”
Rodia
mailed,
has been
or trans-
shipped
Here,
requirement
that at least
foreign
in interstate or
com-
ported
produce
one of the materials used to
merce,
ma-
produced using
or which was
pornography
child
travel in
com-
interstate
which have
mailed or
terials
been
so
provides
jurisdictional
merce
hook.
transported by any
means
shipped
Consequently, we find that Rodia fore-
(i)
including computer,
producing
if—
closes Galo’s attack
the constitution-
depiction
of such visual
involves the use
2252(a)
2252(a)(4)(B).
ality
§§
engaging
sexually explicit
of a minor
Nonetheless,
though
clearly
even
we are
(ii)
conduct;
depiction
such visual
Rodia,1
holding
bound
Galo ar-
*4
conduct;
punished
of such
shall be
gues that Rodia was wrongly decided. He
(b)
in
provided
subsection
of this section.
ignores
jurisdiction-
asserts that Rodia
2252(b)(4)(B).
18 U.S.C.
After Galo was
requirement
al
in
contained
sentenced, we decided United States v.
2254(b)(4)(B).
Galo misreads Rodia.
(3d
Rodia,
Cir.1999),
As we
“[a]
commerce.” Id. at
terstate
468.2 Galo
...
[or
isdictional element
refers to
hook]
incorrectly decided
argues that Rodia was
provision
in a federal statute that re
reality
ignored
because we
that Con
quires
government
specific
to establish
intrastate,
justifying
gress
purely
facts
the existence of federal
had criminalized
commerce;
(3)
Appeals
1.
those
hav-
See United States Court of
for the
activities
Operating
ing
Third Circuit Internal
Procedure
a substantial relation to interstate com-
Lopez,
9.1.
merce.
States v.
514 U.S.
United
(1995).
115 S.Ct.
The pro- vaginal touching, but Congress’s power under consisted er it was within to oral sex and intercourse. gressed enact 18 U.S.C. Clause to Commerce told her 2254(a)(4)(B), when the niece stopped criminal abuse imposes which However, police told mother. she also possess who child liability on individuals sexually had abused her broth- traveled that Galo pornography that has not itself subsequently questioned long police as one of ers. The in interstate commerce as brothers, they that Galo her confirmed pornogra- materials from which the sexually abused them. so traveled. had also phy was created *5 age told nephew, older then inquiry Rodia answers the Galo’s Id. sexually abusing police affirmative that had been and Galo’s attack on Galo past years. him for the six The abuse constitutionality of statute is therefore sex, of oral and anal and touch- consisted to no avail. youn- genitals. of each other’s Galo’s ing that the statute is His assertion police ger nephew, age then told the to him is also applied unconstitutional as him sexually that had abused at vari- Galo analysis in Rodia without merit as our 6 to the ous times from the time he was proper that could clearly shows reached 13. That abuse also con- time he of child ly regulate possession intrastate of touching genitalia. sisted of oral sex and produced by that pornography .materials 16,1990, charged February Galo was had traveled interstate commerce.3 On in the of Pleas of West- judgment we will affirm the Common Consequently, Pennsylvania, two County, moreland with of conviction. inter- involuntary of deviate sexual counts Enhancement Pursuant B. Sentence minors, course, of corruption two counts of 2251(d). to 18 U.S.C. endangering the welfare of two counts children and four counts of indecent as- to the district challenge Galo’s sault. is more court’s
troubling. provides 18 U.S.C. 16, 1991, be- appeared March On part: relevant pled guilty judge fore a state trial ... Any individual who violates this sec- minors, endangering the wel- corruption of be fined under this title or tion shall indecent assault. fare of children and (10) imprisoned years not less than ten in- involuntary deviate sexual Charges (20) twenty years, nor more than but plea to a dropped pursuant tercourse were un- person such has one agreement. accepted The court et chapter der this U.S.C. to one and one-half to [18 and sentenced Galo seq.], any ... or under the laws of State imprisonment. three When custody that finally to the sexual released from on was As a condi- person began parole. shall be fined un- sentence he such required was parole for not tion of that he imprisoned der this title and less above, 3. As noted the camera and film that merce. com- Galo used both traveled in interstate program the defendant conditionally a sexual offender
complete
residing
being
from
in a home
prohibited
pled
he was
convicted felon-in-
present.
were
He was on possession
where minors
of a firearm in violation of 18
when he became involved
Shei-
parole
That
922(g)(1).
plea subjected
U.S.C.
la.
him
enhancement con-
tained
18 U.S.C.
which pro-
court relied
the tran-
The district
vides as follows:
script
guilty plea hearing
Galo’s
(1) In
person
the case of a
who violates
court,
he
the elements of
state offenses
to,
922(g)
section
of this title and has
of-
three
pled guilty
proof
and the relevant
by
previous
any
in its
convictions
court ... for
prosecution
fered
the state
Galo,
felony
a violent
...
person
and deter mined
such
shall be
$25,000
“related to the sexual ex-
state conviction
fined not more than
and impris-
purposes
of children” for
of an
ploitation
years....
oned not less than fifteen
2251(d). However,
enhancement under
(2) As
used
this subsection—
conclusion, the court nec-
reaching
conduct,
op-
essarily focused on Galo’s
as
“(B) the term ‘violent
means
felon/
to the elements of the offenses he
posed
punishable by imprisonment
crime
for a
convicted of in state court.4
was
year
term
exceeding one
that—
argues that the district court
Galo now
“(i)
use,
has as an element the
attempt-
incorrectly concluded
he had been
use,
physical
ed
or threatened use of
violating
“relating
state laws
convicted
another;
against
force
children,”
“(ii)
burglary
specified
other
of-
[or
in-
required to enhance his sentence. He
or otherwise
fenses]
involves conduct
required
sists that the district
*6
that
a serious
presents
potential risk of
“categorical approach”
deciding
a
in
follow
-
injury to another.
physical
provisions
whether
the enhancement
of
578,
Taylor
Id.
110
at
S.Ct. 2143.
con-
2251(d)
“categorical
§
applied. Under the
prior
ceded that his
convictions for assault
approach,”
sentencing
the
court can look
robbery
counted toward the enhance-
only to the fact of conviction and the statu-
they involved
of
ment because
the use
tory
prior
definition of the
offense. The
However,
physical
against persons.
force
by
not controlled
the
analysis
court’s
is
he
court could
argued
district
not
Tay-
the
giving
conduct
rise to
conviction.
States,
575, 600-602,
rely upon
burglary
two
convictions
de-
lor v. United
495 U.S.
(1990).
2143,
for an
sen-
ciding
qualified
110
tion of the enhancement such instances inequitable prior enough permit offense” is broad would therefore result treat-
579
924(e).
§
on conduct that falls
as an enhancement under
conviction based
924(e)(2)(B)
§
scope
outside of the
Court stated:
[here,
scope
outside the
of 18 U.S.C.
statutes,
burglary
A few
States’
de-
2251(d)],
necessary
§
to look
becomes
burglary
fine
more broadly, e.g., by
beyond
Only
the statute of conviction.
eliminating
requirement
that the en-
may
in such cases
unlawful,
try be
by including places,
or
particular
to the facts of the
case
look
such as
vending
automobiles and
ma-
order to determine whether the trier of
chines,
Also,
other than buildings....
necessarily
fact
found elements that
may
there
be offenses under
some
the offense as a “violent
qualify
would
that,
laws
States’
while not called “bur-
924(e)(2)(B).
felony” under
glary,” correspond in
part
substantial
However,
pronounce-
581
determining
In
whether a
“burglary of a habi-
conviction for
a
may
offense
convicted of a crime which
be
predicate
a
been
Texas as
tation”
defined
because Texas
toward enhancement under
counted
The sen-
to include vehicles.
Taylor,
employ “categori-
“habitation”
a court must
a
that it was there-
court concluded
tencing
inquire
rather than
into
approach,”
cal
“
‘burglary’
a
not a conviction for
for e
underlying
requires
facts. This
a com-
Sweeten,
Taylor.
sense” under
generic
of the relevant
parison of the elements
government appeal-
at 767. The
933 F.2d
with
elements
state statute
the basic
ed,
Ninth
Appeals
for the
and
burglary
Taylor
identified in the
deci-
the statute in
reversed because
Circuit
sion.
to include
defined “habitation”
question
(citations omitted).
F.2d at 638
The
the statute was
Accordingly,
“vehicles.”
holding
was based
the fact
court’s
“trailers, camp-
limited to such vehicles
“Taylor
sentencing
allows ‘the
ers,
primary pur-
mobile homes-whose
beyond the mere fact of conviction
go
not as a
dwelling
to serve as a
pose is
range
jury
where a
was
a narrow
cases
Id. at 770.
transportation.”
mode of
all the elements of
actually required
find
Therefore,
defendant’s conviction
burglary.’”
(quoting
Id. at 639
generic
consistent
burglary of a habitation was
2160).
at
S.Ct.
the conviction
“generic burglary,”
quite
situation is
different. As not
Our
a
offense under
predicate
constituted
above,
governs
the statute that
ed
924(e).
reaching
this conclusion the
“prior
a
conviction
requires
enhancement
only upon
court relied
the elements
to the sexual
of ...
laws
inquiry into
and did not allow an
offense
the en
exploitation of children.” Therefore
the Texas stat-
the conduct
violated
governed by whether the law
hancement is
Thus, contrary to the inference
ute.
violated relates
previously
the defendant
dissent,
Judge
Garth’s
the court
raised
children.”
to' “sexual
Sec
agree
“we
that it would have been
stated:
require
sentencing
tion
does not
inquire
into
error for the district court
to deter mine if the
underlying
the facts
Sweeten’s Texas con-
of a crime as
generic
satisfies the
elements
Id. at 769.
viction.”
924(e). Rather,
does
Similarly, Barney,
the defendant had
if the statute
court need
determine
Wyoming
statute
been convicted under
conduct)
(not
previ
was
the defendant
burglary to include unautho-
that defined
ously convicted of relates
building, occupied
into “a
entry
rized
Moreover, exploitation of children.
vehicle,” with the intent of
structure
practical
is consistent with
conclusion
committing a crime.
engage in a detailed offense,” dren, prior equal involved in the it force to con- specific pertains facts all of which “would be avoided with a gambling, underage drinking duct such as categorical approach focuses on the [that drug or use. The statute is aimed at prior offense].” elements of the United any conduct of nature that tends to cor- (3d Preston, 81, v. 910 F.2d 85 n. 3 States in- rupt enough children. It is broad Cir.1990). allowing a an “R” clude minor to view rated video. 2251(d) incorporates Section cate- gorical approach deciding because it focuses the what conduct can be said to minor, sentencing court’s attention on the statuto- corrupt the morals of a the com- ry prior conviction. It definition of community, mon sense of the as well as statute, given the elements of a not decency, propriety the sense of and the conduct that violates it that if determines morality people which most entertain is the statute relates to sexual apply sufficient to the statute to each children. case, particular and to individuate what particular conclude, therefore, conduct is rendered criminal
We
that the district
by it.
erred when considered Galo’s
determining
conduct in
whether he was
Decker,
99,
v.
Commonwealth
698 A.2d
101
subject
enhancement.
(internal
(Pa.Super.1997)
quotation marks
The court should have focused
on the
omitted);
also Commonwealth v. Tau
see
statutory
definitions of those
convic-
Kappa Epsilon, 530 Pa.
whether they are state “laws defined as follows: of children.” parent, guardian, A or other su- pervising the welfare of a child under 18 earlier,
As recited Galo’s state con (1) years age an commits offense he victions were for two counts each of: knowingly endangers the welfare of the Corruption of Minors in violation of 18 Pa. (2) 6301; care, duty child violating protec- Endangering Ann. Cons. Stat. support. the Welfare of a Child violation of tion or 18 Pa. (3) 4304; Indecent Ann. Cons. Stat. 18 4304. The stat- Pa. Cons. Stat. Ann. Assault violation of 18 Pa. Cons. Stat. ute clearly duty relates to a breach of the 3126(a)(1) (a)(2). Ann. of care rather than sexual exploi- abuse or Corruption of tation. It includes such par- Minors is defined as fol- conduct as lows: refusing medically necessary ents to obtain
Whoever, upon religious treatment for a child based being age years of 18 Barnhart, beliefs. upwards, by any See Commonwealth v. corrupts act (1985) corrupt Pa.Super. tends to 345 497 A.2d any morals of minor aids, age, less than 18 (parent prosecuted or who refusing obtain abets, entices or encourages any such medical treatment for child defended crime, minor any commission of child, charges endangering welfare of knowingly who encourages assists or involuntary manslaughter by explain- such minor in violating parole his or her “if ing go I would to a I doctor would be court, order of commits a misde- faith.”). turning my my back on It also meanor degree. of the first parental criminalizes negligent such con- leaving plastic bag 18 Pa. duct as too close to a (emphasis Ann. Cons. Stat. added). It is readily apparent sleeping subsequently that al- infant who suffo- though Fewell, the statute can include conduct cates. Commonwealth v.
583
(1995),
children,’
A.2d 1109
Pa.Super.
exploitation
654
titled ‘sexual
or
physical
intentional
assaultive behavior
use these terms
their statutory
nature.
a nonsexual
Commonwealth v. definitions.” Government’s Br. at 31. We
2251(d)
Vining,
(Pa.Super.2000)
§
Indecent assault is a much closer liability es criminal “in engaging devi- obviously because it relates to the sexual ate sexual complain- intercourse8 with a However, nature of an offender’s conduct. ant: ... who is criminalizes, to, years less than 13 and relates nonconsen- touching regardless sual indecent of the age-” Pa. 18 Cons. Stat. Ann. 3123(a)(6). § The definition does not con- age. Pennsylvania victim’s law establishes exploitation tain the term “sexual that this offense is when of chil- committed Nevertheless, prior dren.” a person who has indecent contact6 [a] category involuntary for this deviate complainant with the causes com- subject sexual intercourse would a defen- plainant to have contact indecent 2251(d) § dant enhancement be- person is of indecent assault (1) cause the conviction would be for a crime person if: so does without (2) consent; relating exploitation to the sexual of chil- complainant’s person Similarly, dren. conviction for compulsion;.... does so forcible statutory rape would establish a conviction 3126(a)(1) Pa. Ann. Cons. Stat. any “under the laws of relating State (a)(2). conduct would have consti- exploitation the sexual of children” and regardless tuted a violation of this statute 2251(d) subject a defendant to the en- age Although of the of his victims. hancement.9 intended to condi- this, minor could be the victim of either 2251(d) tion pre- enhancement under on offenses, of Galo’s other two state none of cisely this kind of conviction rather statutory definitions of those three generic than on convictions that relate to crimes establish conviction under “laws exploitation sexual of minors because relating exploitation to the sexual of chil- specific of the conduct of the accused. As dren.” Supreme Taylor, only Court noted in government argues applying way ap- can the enhancement be the categorical approach produce would an plied in a manner that is both uniform and “absurd result” “the because enhanced practical. penalty provisions of 18 U.S.C. sum, only apply previously would to defendants convicted because has not specifically violating relating states with statutes that are been convicted for law intercourse,” 6. "Indecent contact” is defined in 18 Pa. Cons. 8. "Deviate sexual under Penn- as, alia, law, "[a]ny sylvania statutory touching 3101 as of the is defined inter Stat. Ann. "[sjexual parts per per sexual or other intimate intercourse os or anus be- purpose gratifying arousing beings.” for the sexu- tween human 18 Pa. Cons. Stat. Ann. person.” al desire in either 3101. "Sexual intercourse addition to [i]n ordinary meaning, its includes intercourse anus, per per penetration os or with some 7. The dissent’s contention that three of "[a]ll slight; required.” however emission is not Pennsylvania statutes under which Galo Id. previously enough convicted are broad children,’ include 'sexual de- Code, ...”, pending underlying facts, Pennsylvania on the dis- 9. The Crimes in a subsec- see statute, really rape imposes sent at is little more than tion of the criminal lia- an asser- bility "engages previously tion that Galo was convicted of on individual who in sexu- complaint with a [w]ho conduct al intercourse age.” what re- than 13 18 Pa. Cons. Stat. children. This is not statute less 3121(a)(6). quires. Ann. *12 575, 2143, L.Ed.2d 607 110 S.Ct. 109 exploitation U.S. to sexual (1990), improperly applied reading district and a common-sense 2251(d) 2251(d) § to Galo’s sentence. Pennsylvania § and the relevant pled guilty, statutes to which Galo as well
IV.
my
plea colloquies
review of Galo’s
and
reasons,
reject
we
For all of the above
presentence report,
his
convince me other-
challenge
to
constitutional
Galo’s
Moreover, I
wise.
fear that the crabbed
2251(a)
2242(a)(4)(B). However,
§§
majority
interpretation by
provi-
state convic-
because none of Galo’s
2251(d)
§
preclude
sions of
would
sentence
the laws of
tions were convictions “under
enhancements that are not
warranted
exploita-
State
to
sexual
Congress
but that
intended. Let me de-
children,”
subject
he is not
to the
tion of
velop
point.
2251(d)
Therefore,
§
enhancement.
we
remand for
will vacate
sentence and
Galo’s
I.
resentencing.10
had been
in 1990 in
Galo
indicted
West-
GARTH,
in
Judge, concurring
Circuit
County, Pennsylvania
moreland
on a ten-
part
dissenting
part.
him
charged
count information which
with
I
obliged
separately
am
to write
be-
minors,3
corruption
endangering
cause,
major-
though agree
even
I
with the
children,4
assault,5
welfare of
indecent
ity’s disposition of Galo’s first three issues
involuntary
sexual
deviate
intercourse.6
disagree strongly
on
I
with its
appeal,1
These offenses
committed
had been
recognize
failure to
the District
against
nephews
his two
of whom
—both
Court’s enhancement of Galo’s sentence
pled guilty
were minors. Galo
to all
and,
therefore,
approved
should be
af-
involuntary
counts other than the
deviate
firmed.
counts,
sexual intercourse
which were dis-
pursuant
plea agreement
missed
to a
after
complains
that his sentence was
pleas
eight
his
to the other
improperly
by the District
enhanced
because,
Galo,
counts.
information about these con-
claims
he did not suffer a
re-
presentence
victions is found Galo’s
(Pennsylvania)
sexually
state
conviction for
port,
objected.
to which
never
exploiting
Unfortunately,
children.2
Through
pleas
guilty,
ad-
majority
panel
agreed
of this
with him
Galo also
narrowly
eight
mitted to the
rise
construing
giving
18 U.S.C.
facts
to the
2251(d).
§
My reading
authority,
counts of the information in Westmoreland
case
States,
particularly Taylor
County.
v. United
495
2008,
(2000),
Although
specific
puts
we hold
en-
1.Galo
had claimed that
has not
validly exercised Commerce
its
Clause author
3. 18 Pa.C.S. 6301.
2251(a)
ity
enacting
18 U.S.C.
2252(a)(4)(B)
pertain
of which
to the
—both
4. 18 Pa.C.S. 4304.
por
sexual
of children and child
nography.
majority
aptly
As the
so
holds—a
5. 18 Pa.C.S. 3126.
holding
agree
with which I
decision
—our
Cir.1999),
Rodia,
(3d
v.
United States
II.
interpreted
courts have
Several Circuit
Taylor.
First,
Supreme
Court’s decision
majority
I
believe
Sweeten,
v.
in which the
United States
interpreting
“relating
erred in
the term
to”
Second,
majori
district court had enhanced the defen-
narrowly
as
as it did.
under 18 U.S.C.
ty
recognize
grava
has failed to
that the
dant’s sentence
prior
agree
my colleagues
Tay-
statutory
definition of the
7. While I
tion and
further,
offense, Taylor
goes
point
prescribe
"categorical approach,”
in fact
as I
lor does
here,
appear
and as the cases which have inter-
which would
to restrict the
out
prior
preted Taylor
court to
at the fact of
convic-
have held.
look
alia,
copy
a certified
produce
ernment
on,
a Texas conviction
inter
based
judgment of conviction. 54
prior
of a
each
burglary
following
(3d Cir.1995).
analyzing
After
habitation,
explained: F.3d 163
the Ninth Circuit
does,
Judge Stapleton of our Court held
that a
Taylor clearly
say,
“To
as
copies
judgments
that these certified
may
inquire into the
sentencing court
not
required
were not
to establish
is not
conviction
prior
facts of a
underlying
were for
that Watkins’
convictions
judgment and cor-
say
original
felonies,
(just
stating
only violent
criminal statute are the
responding
case):
may
that a
materials
(9th
“statutory
933 F.2d
definition of
should consider.”
when
Cir.1991).
permit
enough
offense” is broad
conviction based on conduct that falls
the Ninth Circuit held
Accordingly,
924(e)(2)(B)
scope
outside of
proper
consider the
that it was
Sweeten
*14
[here,
scope
outside the
of 18 U.S.C.
guilty to the Texas
plea of
defendant’s
2251(d)],
necessary
§
to look
becomes
indictment,
and his
because
conviction
Only
beyond the statute
conviction.
“[cjonsideration of these additional docu-
may
sentencing
in such cases
court
ments,
by the
proffered
government
when
in
particular
to the facts of the
case
look
sentencing,
require any
does not
search-
at
to determine whether the trier of
order
underlying
into the
facts of a
ing inquiry
necessarily
fact
found elements
F.2d at 769.
defendant’s conviction.” 933
qualify
would
the offense as a “violent
Circuit,
Therefore,
“it
held the Ninth
is
924(e)(2)(B).
§
felony” under
...
error for a district court
to restrict its
greater signifi-
Finally, exploi- v. these statutes could include sexual United States 581-82), Maj. at application Op. considered tation of {See 924(e) sentencing inexplicably in a case but does not extend this rea- soning, to examine and previously report where the defendant had been documents, underlying charging convicted of five violent felonies and had as in- argued Taylor precedent that his sentence should not have structed requiring been enhanced without the Gov- Watkins. 6301, “Corruption mi- deciding apply 18 Pa.C.S.
nors,” “Whoever, provides: being of the demonstrated, enhancement. As I have age years upwards, by any of 18 act the Ninth and Tenth permit- Circuits have corrupt the corrupts or tends to morals of ted district courts to look at the underlying years age minor less than 18 guilty pleas and this Court commits a misdemeanor of the first de- has held Watkins that the presentence 6301(a)(1). gree.” 18 Pa.C.S. As the report may be considered in a sentence- out, majority phrase “by any points enhancing context as well. I have re- clearly relating act” “can include conduct viewed Galo’s state court colloquy, his children,” Court, plea colloquy in District and the (Maj. Op. addition to other conduct. case, presentence report in this none of 582.) which, if by consulted the majority, have been opinion, discussed its and I cannot “Endangering Pa.C.S. wel- children,” understand how the provides parent, position Government’s “[a] fare of guardian, other that Galo had a supervising age welfare of a child under 18 the sexual of children can be knowingly rejected. commits an offense if he endan-
gers the welfare of the child violating V. care,
duty protection support.” 4304(a). duty Pa.C.S. Such a of care is me Let revisit the relevant proceedings *15 certainly by sexually exploiting violated in the Court of Common Pleas and in the the child. District Court for a moment. In the plea court, colloquy the state court 3126, Finally, 18 “Indecent as- Pa.C.S. judge explained: I’m going “Now to ex- sault,” provides that person “[a] who has plain the counts to which you plead- will be complainant indecent contact with the ing guilty. you And will notice that this is complainant causes the to have indecent what the Commonwealth would be re- person contact with the of inde- if quired prove you pled not guilty. person cent assault does [ ] so you admitting by This is what are complainant’s pleading without the consent[or] the charges.” to these He then person by compulsion.” does so forcible outlined four (2). 3126(a)(1) By 18 Pa.C.S. and its elements that the Commonwealth would (“indecent contact”), language prove this statute before have Galo could be convict- manifestly exploitation, concerns sexual as ed of corruption the two counts of of mi- admits, majority stating 1) that “it nors, obvi- Jerry 18 Pa.C.S. 6301: “that ously relates to the sexual nature of an eighteen years Galo was a child under conduct,” 583), (Maj. Op. offender’s at and 2) age”; you “that at the time were over obviously may the sexual conduct involve 3) eighteen years age”; you “that en- minor, age as statute no restric- gaged Jerry in indecent contact with tion.8 4) Galo”; corrupted and “that that contact corrupt or tended to his morals.” As to Pennsylvania
Because all of the statutes minors, corruption the second count of under which was convicted include government “would to prove have “sexual of children” and are overbroad, regard those same elements to Scott properly the District Court conviction,” judge explained Galo.” As the state court “beyond went the mere fact of Galo, corruption at of minors to “indecent U.S. S.Ct. Then, majority Pennsyl- regardless age 8. The victims. has characterized the of his states, proscribing unaccountably, ”[a]lthough it vania statute indecent assault as minor this, recognizes "a much closer call.” It could be the victim of or either of Galo's offenses, statutory statute criminalizes conduct such as Galo’s other two none of the defi- touching neph- nonconsensual indecent of his nitions of those three crimes establish a con- ews and that Galo’s conduct would viction under 'laws to the sexual ex- admits ” 583.) (Maj. Op. ploitation have a violation statute of children.’ constituted of this (his and nephews), abusing her brothers of the element an essential contact”9 nephews. two interviewed the pled police to which Galo an element offense and report and guilty, presentence to the Galo, plea According his through guilty.- earlier, the abuse of the elder and elements. I noted these facts admitted oral anal sex “consisted of nephew and/or three set forth judge The state penis,” other’s and touching and of each endanger- counts of for the two elements nephew “consist- younger the abuse children, 18 Pa.C.S. welfare of ing the and later touching penis each other’s ed of 1) was under Jerry “that 4304: of oral sex.” 2) you owed “that age”; eighteen care, support protection duty been contra- charges have never These 3) duty him”; you violated “that dicted, have never admissions having in- endangered his welfare require This case does not been denied. state court with him.” The decent contact mini-trials, finding or nor does judicial fact same elements judge “[t]he stated that subjective, disputable review of require in count ten but proven be would have to justify actions to evidence of Galo’s again, Galo regard to Scott Galo.” Once uncontradicted sentence. These enhanced endangering to two counts of pled guilty integral admissions are charges and Galo’s child, for “indecent welfare of a which and leave court convictions to Galo’s state the offense. was an element of contact” uncertainty as to the content of Galo’s no Galo, guilty, admitted through They each relate to sex- prior convictions. elements. these facts and of children. Thus we do ual judge explained Finally, the state by the problem encounter the foreseen not assault, indecent 18 Pa.C.S. Taylor when it ex- Supreme Court 1) you “that had inde- has two elements: adding another lev- pressed concern about person with another assault or contact cent sentencing pro- finding fact el of your spouse”; was not and that ceedings. *16 2) the contact was made without “that VI. judge consent.” The state court person’s referred to explained that “[t]he nature of the Because of broad Jerry paral- and “[t]he count four is Galo” which Galo Pennsylvania statutes under regard at count nine with charge lel convicted, properly the District Court was Galo,” as chil- both of whose status Scott Taylor inquiry further conducted respect with proven dren would have be that, case, determined Galo’s corruption of minors counts pled guilty to which he state offenses Galo, the welfare of children. endangering of chil- court related to “sexual guilty, admitted these through decision to dren.” The District Court’s and elements. facts apply plea colloquy, the terms of the By sentence was well line Su- in state eight to these counts pled precedent preme precedent contact,” i.e., “indecent involving Accordingly, from and other Circuits. with children. Addi- exploitation,” “sexual majority’s I from the respectfully dissent report described tionally, presentence en- failure to affirm the District Court’s court conviction under Galo’s state hanced sentence of Galo. presentence report stat- convictions. charged ed Kensing-
after his niece the New informed sexually that Galo had been police
ton parts of the majority ing the sexual or other intimate would I do not believe purpose arousing gratify- qualifies person for the dispute contact” as that "indecent Op. person.” (Maj. majority points ing sexual desire in either exploitation.” The "sexual 3101).) (quoting Pa.C.S. "[a]ny at 583 n. 6 touch- out that this term is defined
