Andre Welch was convicted of the robbery of Illiana Federal Credit Union on February 28, 2003. He now appeals his conviction and argues that the district court abused its discretion by excluding expert testimony regarding the possible inaccuracy of eyewitness identifications. For the reasons stated herein, we affirm.
I. Baokground
On August 21, 1997 at approximately 11:20 a.m., there was a bank robbery at the Illiana Federal Credit Union in Calumet City, Illinois. According to the bank teller, the robber approached her teller window and gave her a note instructing her not to make a sound or set off any alarms and to put all of the money into a bag. The robber placed a blue vinyl bag onto the counter in front of the window, and the teller saw that the bag had a brown handle sticking out of it that appeared to be the handle of a gun. Upon seeing what she believed to be a gun, the teller complied with the robber’s instructions and filled a bag with money. The robber then grabbed the bag as well as his own blue vinyl bag and ran out of the bank.
Throughout this experience the bank teller was extremely frightened and upset. She estimates that she saw the robber for only thirty seconds and that her powers of observation were negatively affected due to her heightened emotional state. Still, the teller did give a general description of the robber as being an African-American male between 5'10" and 6' tall and 160-180 pounds. The teller also noted that the robber was wearing a long-sleeve button-down blue denim shirt with a t-shirt underneath, denim jeans, a dark-colored baseball cap, and sunglasses. Additionally, the teller viewed the bank surveillance videotape after the robbery and positively identified the individual on the tape as the robber.
This identification was corroborated by a bank customer who waited in line directly behind the robber for five minutes. Although the customer never got a good look at the robber’s face, he described him as an African-American male approximately 5'10" or 5'11" tall, weighing between 170-180 pounds, and wearing blue jeans, a denim shirt, a hat, and sunglasses. The customer also viewed the bank’s surveillance videotape and confirmed that the man depicted on the tape was the robber.
Nearly five years later, on August 20, 2002, Andre Welch was indicted and charged with one count of robbing the Illiana Federal Credit Union. Welch was not linked to the crime by any fingerprints, nor was he identified in a line-up that he had participated in on September 8, 1997 where the bank teller made a tentative identification of another individual. However, Welch did match the general description given by the bank teller and bank customer. Namely, Welch is an African-American male and at the time of the crime he was 5'10" or 5'11" tall and weighed 165-175 pounds. Moreover, a search of Welch’s house uncovered an air gun with a brown handle similar to the gun the teller saw, as well as a family photograph where Welch was wearing a baseball hat and sunglasses similar to those worn by the bank robber.
Welch was also linked to the bank robbery by three individuals who knew Welch
The second person who recognized Welch as the man in the bank surveillance videotape was Lorraine Cook. Cook worked with Welch every day for two or three weeks in August 1997. According to Cook, Welch typically wore jeans and a button-down shirt with a t-shirt underneath to work. When shown the surveillance videotape from the bank, Cook stated that she had no doubts that the robber was Welch. First, Cook recognized the clothing as similar to clothing usually worn by Welch. Also, Cook found the posture of the bank robber to be the same as Welch’s posture when he had been standing for a long period of time.
Welch’s ex-wife, Judith Welch, also recognized the man in the bank photographs as Andre Welch. Judith and Andre Welch were married for twelve years and lived together for eleven years. They had three children together, but separated in 1996 after Judith discovered that Andre Welch was having an extramarital affair. When Judith was shown the bank surveillance tapes, she testified that she was completely certain that Andre Welch was the robber. Judith testified that the shirt worn by the robber looked exactly like a shirt she had purchased for Andre Welch when they were married. She also identified the sunglasses as sunglasses that Andre Welch wore in May 1997 when the two met at a train station. Furthermore, Judith believed that the running shoes worn by the robber were those that Andre Welch typically wore. Finally, when asked what particularly about the photographs made her believe it was Andre Welch, Judith replied, “[w]hen I looked at the photographs, I just did not pick out one specific thing. I recognized the individual. I know his features, I know what he looks like.”
Prior to Welch’s trial, Welch filed a “Notice of Expert Testimony Concerning Eyewitness Identification and Human Memory and Perception.” Welch argued that Dr. Otto Maclin, a psychologist in the field of witness identifications, memory, and perception, should be allowed to testify for the defense regarding witnesses’ propensity to identify a defendant based upon their familiarity with the defendant’s clothes (known as “clothing bias”) and witnesses’ tendencies to misidentify defendants based upon factors of which the witness is not aware. The expert also would have testified that memory diminishes over time rather than improves over time. In response, the government moved in limine to exclude the expert’s proposed testimony, arguing that it would not assist the jury in this case. The district court agreed with the government and excluded Dr. Maclin’s testimony.
At trial, the government presented the testimony of Steven Austin, Lorraine Cook, and Judith Welch. In addition to identifying Andre Welch in the bank photographs, Austin also testified that Welch had made incriminating statements regarding bank robbery. Specifically, the week prior to the bank robbery, Welch asked Austin if he was interested in making extra money. When Austin replied that he was, Welch said, “If I tell you, I’ll
II. Discussion
Welch’s sole argument on appeal is that the district court erred by excluding Dr. Maclin’s testimony on eyewitness identification and human memory and perception. Given that both parties agree that the district court properly followed the framework set forth in
Daubert v. Merrell Dow Pharmaceuticals, Inc.,
The admissibility of expert scientific testimony is governed by
Daubert v. Merrell Dow Pharmaceuticals, Inc.,
Welch contends that an expert witness on eyewitness identification would have assisted the jury because the government’s case depended almost exclusively on eyewitness identifications and Dr. Maclin would have testified that none of these identifications were as credible as they seemed to be. For example, Judith Welch testified that she recognized Andre Welch in the photograph based in part on the clothes he was wearing. In response, Dr. Maclin would have explained to the jury the theory known as “clothing bias” which posits that the possibility of misidentification from photographs increases when the person making the identification believes that she recognizes an article of clothing worn by the person in the photograph. Additionally, although Steven Austin examined the face of the bank robber closely to determine if it was Welch, Dr. Maclin would have explained that misidentification can occur when the witness views someone structurally similar to someone the witness knows. Finally, Lorraine Cook testified at
We are not persuaded by Welch’s arguments that the proposed testimony would have assisted the jury, in this case. As Welch acknowledges, expert testimony is helpful to the jury if it concerns a matter beyond the understanding of the average person, assists the jury in understanding facts at issue, or puts the facts in context.
See
Fed.R.Evid. 702;
United States v. Mansoori,
Even if this type of information would be enlightening to an average jury, Welch did not demonstrate a proper “fit” between the proposed testimony and the eyewitness identifications in this particular case. Unlike most eyewitnesses, the eyewitnesses in this case knew the defendant very well prior to the crime. Additionally, these eyewitnesses had ample opportunity to view the bank surveillance photographs for as much time as they needed while in a stress-free environment. However, Welch’s motion to utilize Dr. Maclin’s testimony was not specific to this category of eyewitness identification. Without a better link to the facts of the case, it was well within the district court’s discretion to exclude general assertions about clothing bias and common mistakes made by eyewitnesses.
As we did in
United States v. Hall,
This is not to say that similar testimony would never be helpful to a jury, or that it would have been an abuse of discretion for the district court to allow Dr. Maclin’s testimony. But based upon the facts of this case, where the identification witnesses knew the defendant for a substantial period of time prior to viewing the photographs and videotape and had as much time as they needed to analyze the photographs and videotape, it was certainly not an abuse of discretion for the district court to exclude the testimony and instead allow extensive cross-examination and jury instructions regarding the possible inaccuracies that accompany eyewitness identifications.
This case is distinguishable from
United States v. Alexander,
The expert testimony proposed by Welch, however, was not direct evidence regarding whether he committed the crime. Dr. Maclin would not have offered any opinion on whether Welch was actually portrayed in the bank’s surveillance photographs. Rather, Dr. Maclin’s only purpose was to question the credibility of the witnesses who believed that Welch was depicted in the photographs. As this Court has often stated, determining the credibility of witnesses is one of the jury’s critical functions and is “generally not an appropriate subject matter for expert testimony.”
Hall,
III. Conclusion
We emphasize that expert testimony regarding eyewitness identification, memory, and perception is not per se unhelpful. However, the usefulness of such evidence in a particular case is best decided by the district court and given great deference by this Court. For the foregoing reasons, the decision of the district court is Affirmed.
