UNITED STATES of America, Plaintiff-Appellee, v. Alvin VONNER, Defendant-Appellant.
No. 05-5295.
United States Court of Appeals, Sixth Circuit.
Argued: March 14, 2006. Decided and Filed: June 29, 2006.
453 F.3d 560
ARGUED: Stephen Ross Johnson, Ritchie, Fels & Dillard, Knoxville, Tennessee, for Appellant. Charles E. Atchley, Jr., Assistant United States Attorney, Knoxville, Tennessee, for Appellee. ON BRIEF: Stephen Ross Johnson, Ritchie, Fels & Dillard, Knoxville, Tennessee, for Appellant. Charles E. Atchley, Jr., Assistant United States Attorney, Knoxville, Tennessee, for Appellee.
MARTIN, J., delivered the opinion of the court, in which CLAY, J., joined. SILER, J. (pp. 569-571), delivered a separate opinion concurring in part and dissenting in part.
OPINION
BOYCE F. MARTIN, JR., Circuit Judge.
Alvin Vonner was charged with and later pled guilty to distributing cocaine. Vonner now appeals his sentence claiming that it violates the Sixth Amendment pursuant to the Supreme Court‘s holding in United States v. Booker, 543 U.S. 220, 125 S.Ct. 738, 160 L.Ed.2d 621 (2005), and that it is unreasonable. For the reasons discussed below, we VACATE Vonner‘s sen
I.
On December 9, 2003, a grand jury indicted Vonner on one count of distributing at least five grams of cocaine in violation of
Sentencing was delayed in anticipation of the Supreme Court‘s ruling in Booker. Following Booker, both the defense and the government filed a sentencing memorandum with the district court. At sentencing, the defense introduced extensive evidence that it claimed made a sentence lower than the advisory guideline range proper under
Vonner‘s Childhood
The defense introduced evidence that Vonner suffered abuse, abandonment, violence, neglect, and trauma as a young child. The record indicates that Vonner was the fourth of his mother‘s ten children. Vonner grew up in poverty and his mother would often prostitute herself to get money for food. Unable to make ends meet, Vonner and his siblings shoplifted even basic necessities. As an eight year old, Vonner was caught shoplifting underwear.
Vonner‘s mother was also a heavy drinker who failed to supervise her children properly. As a result, Vonner was twice placed in foster care. He was first placed in foster care at the age of four when his mother stabbed a boyfriend in the chest and then absconded to avoid arrest, leaving her children without adult supervision. Vonner remained in foster care until age six. Later, Vonner was again placed in foster care from ages seven to eight after the police received information that Vonner and his siblings were being left alone in the home for extended periods of time.
Vonner‘s father was intermittently present in Vonner‘s life, due in large part to Vonner‘s father‘s own history of incarceration which included convictions for murder, robbery, and weapons possession. When Vonner‘s father was at home, he was often drunk and violent. As a child, Vonner was beaten by his father with both belts and fists.
Vonner‘s Drug and Alcohol Abuse
The defense also presented evidence that Vonner‘s traumatic childhood caused emotional and mental impairment to Vonner and led to his extensive history of alcohol and drug abuse. As noted above, both of his parents were heavy drinkers which led to chaos and violence in the home. At age eight, Vonner first used alcohol that he obtained from his father‘s stash. By age fourteen, Vonner was using alcohol and marijuana on a daily basis. By age sixteen, Vonner was using amphetamines administered intravenously. He was under the influence of drugs and alcohol when at age seventeen he was involved in the acts that led to his conviction in state court for second-degree murder. Following this conviction, Vonner was incarcerated for twenty-three years. While in prison, Vonner continued to abuse drugs and once he was released, Vonner consumed large quantities of beer and marijuana daily.
Circumstances Surrounding Vonner‘s Involvement in Drug Distribution
The defense also argued that the nature of Vonner‘s drug offenses should be considered as mitigating evidence in this case. The defense argued that because Vonner was incarcerated from his teens to his early forties, when he was released from prison Vonner had no money and no means of supporting himself. Vonner alleged that he attempted to find employment but was unsuccessful because of his criminal history and lack of any trade or skill. Thus, Vonner‘s only choice was to turn to his family for assistance. Unfortunately his family was involved in illegal drugs and the only assistance they provided was to involve Vonner in this illegal activity which led to the charges at issue in this case. Vonner alleged that as soon as he was able to procure employment as a bouncer he stopped selling drugs. Vonner alleged that the only reason he was ever involved in selling narcotics was because nobody was willing to hire him when he was first released from prison and he was destitute.
The Conditions of Vonner‘s Pretrial Confinement
The defense offered evidence regarding Vonner‘s presentencing confinement that it argued counseled in favor of a lesser sentence. From his arrest on December 16, 2003 until his sentencing hearing on February 7, 2005, Vonner was detained at the Blount County Detention Center. Blount County Detention Center is a local county jail that contracts with the U.S. Marshals Service in Knoxville to house federal detainees. The conditions at the Blount County Detention Center were much harsher than those at a Bureau of Prisons facility. Specifically, based on Vonner‘s prior criminal history for the nearly fourteen months that Vonner was held at the Blount County facility, he was kept on lockdown twenty-three hours a day. In addition, the defense introduced evidence showing that Vonner was not a behavioral problem for the jail and regularly attended church services.
Vonner‘s Cooperation and Assistance Provided to the Government
At sentencing, Vonner‘s defense counsel presented evidence regarding the cooperation and assistance Vonner provided the government and argued that it supported a lesser sentence. Prior to the sentencing hearing, Vonner had provided government agents with information which could be helpful to the government in investigating and prosecuting other individuals. The government agent with whom Vonner spoke informed defense counsel that the information provided by Vonner was good and that it was valuable information to the government.
With respect to the sentence in this case, the Court has considered the nature and circumstances of the offense, the history and characteristics of the defendant, and the advisory Guidelines, as well as the other factors listed in
18 United States 3553(a) . Pursuant to Sentencing Reform Act of 1984, it is the judgment of the Court that the defendant, Alvin George Vonner, is hereby committed to the custody of the Bureau of Prisons for a term of imprisonment of a hundred and seventeen months. It is felt that this term is reasonable in light of the aforementioned, in light of the aforementioned factors and is a sentence, furthermore, that will afford adequate deterrent and provide just punishment.
Vonner then filed this timely appeal of his sentence.
II.
Vonner alleges that his sentence was increased based upon a drug quantity calculation that Vonner did not admit to in his plea agreement. Specifically, the drug quantity calculation in the Presentence Report increased the appropriate advisory Guideline range from between 70 months and 108 months to between 87 months and 135 months. Vonner alleges that this increase in the advisory guideline range violated Vonner‘s Sixth Amendment rights in that it increased his sentence based on facts that had not been proven beyond a reasonable doubt to a jury or admitted by Vonner.
The district court did not violate Vonner‘s Sixth Amendment rights in this case. Vonner‘s brief relies upon the legal misconception that Booker held that judge-found fact can never be employed during the sentencing process. Such a reading of Booker is erroneous. Instead, Booker held that facts not admitted by the defendant or proven to a jury beyond a reasonable doubt may not be used only where such a fact is employed to raise a defendant‘s sentence above the maximum sentence prescribed by the applicable statutory provision. Nonetheless, judge-found fact may be employed to raise or lower a sentence provided that sentence remains within the range prescribed by the relevant statute. Under Booker, such a use of judge-found fact does not violate the Sixth Amendment.
In this case, the district court employed judge-found fact in a manner that was entirely consistent with the Sixth Amendment. The district court considered evidence of Vonner‘s uncharged criminal conduct to determine the appropriate advisory guideline range. This judge-found fact, however, was not used to raise Vonner‘s sentence beyond the statutory maximum penalty, which in this case was forty years under
Moreover, even if there would ordinarily have been a problem with the district court‘s sentencing procedure, any problem was obviated by the fact that Vonner‘s
III.
Vonner‘s remaining claim is that the district court‘s sentencing procedure violated our jurisprudence regarding the proper application of
Now that guidelines are no longer mandatory, pursuant to Booker, the Supreme Court has declared that the district court is bound by the mandate in
Once a district court imposes a sentence it deems appropriate under
Webb was our first attempt to define the parameters of reasonableness review under Booker. In Webb, we concluded that reasonableness refers not only to the substance of the district court‘s decision (meaning the length of the defendant‘s sentence) but also the procedure employed by the district court in reaching that decision. 403 F.3d at 383. Thus, a sentence would be unreasonable if a district court failed to properly consider a relevant factor listed in
Later in United States v. Williams, 436 F.3d 706 (6th Cir. 2006), we considered what weight should be given the appropriate advisory guideline range when considering whether a sentence is reasonable. Despite the fact that under
United States v. Foreman, 436 F.3d 638 (6th Cir. 2006) clarified the Williams holding that a sentence within the advisory guideline range is presumptively reasonable. In Foreman, we held that ”Williams does not mean that a Guidelines sentence will be found reasonable in the absence of evidence in the record that the district court considered all of the relevant section 3553(a) factors.”
In United States v. Richardson, 437 F.3d 550 (6th Cir. 2006), we further expanded upon the meaning of the holding in Williams. We reiterated that a sentence within the appropriate advisory Guideline range should be credited with a presumption of reasonableness. Nonetheless,
This rebuttable presumption does not relieve the sentencing court of its obligation to explain to the parties and the reviewing court its reasons for imposing a particular sentence. Even when selecting a presumptively reasonable sentence within the Guidelines range, a district court must “articulate[] its reasoning sufficiently to permit reasonable appellate review, specifying its reasons for selecting” the specific sentence within that range. United States v. Williams, 436 F.3d 706, 708 (6th Cir. 2006). A district court “need not recite these [§ 3553(a)] factors but must articulate its reasoning in deciding to impose a sentence in order to allow for reasonable appellate review.” United States v. Kirby, 418 F.3d 621, 626 (6th Cir. 2005). We emphasize the obligation of the district court in each case to communicate clearly its rationale for imposing the specific sentence. Where a defendant raises a particular argument in seeking a lower sentence, the record must reflect both that the district judge considered the defendant‘s argument and that the judge explained the basis for rejecting it. This assures not only that the defendant can understand the basis for the particular sentence but also that the reviewing court can intelligently determine whether the specific sentence is indeed reasonable.
Id. at 553-54; see also United States v. Cunningham, 429 F.3d 673 (7th Cir. 2005) (remanding for resentencing on the grounds that the district court‘s rote statement that it considered all the relevant factors was insufficient to adequately explain the district court‘s rationale for its sentencing determination).
Finally, in United States v. Morris, 448 F.3d 929 (6th Cir. 2006), we again reiterated that Williams‘s “rebuttable presumption does not relieve the district court of the obligation to consider other relevant statutory factors or sufficiently articulate its reasoning so as to permit reasonable appellate review.” 448 F.3d 929, 931 (6th Cir. 2006) (citing Richardson, 437 F.3d at 554).
When reading these cases in concert, a consistent theme emerges. The Williams rebuttable presumption does not relieve a district court of its burden to communicate clearly its reasons for imposing a specific sentence. See McBride, 434 F.3d at 476 n. 3 (holding that there must be “sufficient evidence in the record to affirmatively demonstrate the court‘s consideration” of the relevant Section 3553(a) factors) (emphasis added). Overall, the record must be sufficiently clear and detailed to permit “meaningful appellate review.” This requirement is of even greater importance where the defendant has raised a specific claim as to why a lower sentence ought to be imposed. In such a case, meaningful appellate review requires
Applying our past jurisprudence to this case, the district court‘s sentencing of Vonner was unreasonable. Admittedly, a presumption of reasonableness applies in this case given that the district court sentenced Vonner within the appropriate advisory guideline range. Our cases indicate, however, that this presumption does not relieve a district court of its duty to adequately explain a defendant‘s sentence. See Morris, 448 F.3d at 931; Richardson, 437 F.3d at 554. Since Webb, our cases dealing with reasonableness under Booker have emphasized again and again that for a sentence to be reasonable a district court must clearly articulate the reasons for its ultimate sentencing decision. Richardson further clarified that if a defendant provides mitigating evidence, the record must: (1) indicate that the court considered it and (2) provide the court‘s reasons for rejecting the defendant‘s argument. In this case, the evidence that the district court actually considered Vonner‘s various arguments is sketchy as best. See Richardson, 437 F.3d at 554. The only proof in the record of the district court‘s consideration is the district court‘s statement that “[w/ith respect to the sentence in this case, the Court has considered the nature and circumstances of the offense, the history and characteristics of the defendant, the advisory Guideline range, as well as the other factors listed in the
Even assuming, however, that the record indicates that the district court considered all of Vonner‘s arguments, there is nothing in the record that explains why the district court rejected those arguments. See Richardson, 437 F.3d at 554 (holding that “the record must reflect both that the district judge considered the defendant‘s argument and that the judge explained the basis for rejecting it“). The district court here merely provided a perfunctory explanation that it believed 117 months imprisonment was a reasonable sentence in light of the
IV.
For the reasons stated above, we VACATE Vonner‘s sentence and REMAND this case for resentencing consistent with this opinion.6
SILER, Circuit Judge, concurring in part and dissenting in part.
I concur in part with the majority opinion, in which we found that there is no Sixth Amendment violation here by the determination of the quantity of drugs involved in the case. However, I respectfully dissent from the conclusion by the majority that the district court‘s sentence was unreasonable.
There is no dispute that the sentence imposed in this case, 117 months, fit within the Guidelines range of 108-135 months. Therefore, because the sentence was within the Guidelines range, it is presumptively reasonable. See United States v. Williams, 436 F.3d 706, 708 (6th Cir. 2006). The court considered the list of sentencing factors articulated in
the proper tools and education and other matters that would be offered to you through your Federal prison incarceration that, you know, will give you certain life skills and life styles that will be a benefit to you when your period of incarceration is over.
It also recommended that Vonner receive 500 hours of substance abuse treatment while incarcerated.
The sentencing issues arose in a strange way. On January 31, 2004, Vonner filed a sentencing memorandum to discuss the impact of United States v. Booker, 543 U.S. 220, 125 S.Ct. 738, 160 L.Ed.2d 621 (2005). In his sentencing memorandum, Vonner argued that he deserved a sentence below the advisory Guidelines range because of his neglect as a child, his confinement in a local jail by state authorities, his cooperation with the government, and the inclusion of drug sales on August 6, 2002, as relevant conduct. In addition, he stated that his prior motions to depart and to be sentenced without regard to the Guidelines had either been affirmed by the Supreme Court or rendered moot. During his sentencing hearing, Vonner did not object to the PSR and stated that his motions were moot in light of Booker. His counsel did, however, highlight at the sentencing that Vonner suffered childhood trauma and had a lengthy period of incarceration in the local jail under his state sentence. At the time the district court issued its sentence, it stated:
With respect to the sentence in this case, the Court has considered the nature and circumstances of the offense, the history and characteristics of the defendant, and the advisory Guideline range, as well as the other factors listed in
18 United States [Code] 3553(a) . Pursuant to Sentencing Reform Act of 1984, it is judgment of the Court that the defendant, Alvin George Vonner, is hereby committed to the custody of the Bureau of Prisons for a term of imprisonment of a hundred and seventeen months. It is felt that this term is reasonable in light of the aforementioned, in light of the aforementioned factors and is a sentence, furthermore, that will afford adequate deterrent and provide just punishment.
Unlike the majority, I would not call this an “offhanded dismissal of a defendant‘s claims” which “provides mere lip service to the district court‘s responsibility to carefully weigh all the facts and provide a defendant with a well-reasoned, well-thought-out sentencing decision.” Nor would I call it “a perfunctory explanation.” After imposing the sentence, the district court asked counsel for both sides if there were any objections to the sentence that were not previously raised, and the prosecution and defense counsel both replied in the negative. The court again asked defense counsel if he had any other matters to bring up, and counsel said “No.” If counsel had wanted the court to explain further why it felt that the defendant‘s family situation, prior criminal problems, or pretrial confinement were not factors to be influential in the determination of the sentence, counsel had the opportunity to obtain the ruling at that point in the sentencing.
Booker did not invent the test of reasonableness. For instance, in a pre-Booker case, United States v. Joan, 883 F.2d 491 (6th Cir. 1989), this court approved an upward departure from the Guidelines under a reasonableness test. As our court properly advised us then:
Reasonableness is a flexible standard. The court must act in a rational and just way in an effort to vindicate one of the
major purposes of the criminal law — deterrence, punishment, isolation, rehabilitation, or retribution.
Id. at 496. Too many times we have forgotten the admonition from that case:
Trial judges are on the front line dealing with real live defendants, and are in a far better position than appellate courts to determine the circumstances justifying [a sentence].
The sentencing from the court in this case is very similar to that found to be reasonable in United States v. Giles, 170 Fed.Appx. 414, 416 (6th Cir. 2006), where the same district court recited that the defendant needed to further his education and learn a trade while in prison. It also said:
For the record, the Court has considered the nature and circumstances of the offense, the history and the characteristics of the defendant and the advisory guideline range, as well as other factors listed in
18 USC § 3553(a) .
Id. at 416. The court recommended 500 hours of substance abuse treatment, the same recommendation in the case at bar. The court also asked the parties for any further objections, and none were made, except for special mental health treatment for the defendant, which was granted. Id. at 417.
As we recently said in United States v. Jones, 445 F.3d 865, 871(6th Cir. 2006):
[A] sentence within the applicable Guidelines range should not lose its presumption of reasonableness whenever a district judge does not explicitly address every defense argument for a below-Guidelines sentence. Otherwise, the procedural reasonableness review will become appellate micromanaging of the sentencing process.
The majority feels that the dissent is inconsistent with the decision in United States v. Richardson, 437 F.3d 550, 553-54 (6th Cir. 2006). I respectfully disagree. The district court‘s pronouncement, although brief, provided its reasons for the rejection of Vonner‘s issues. First, it considered the nature and circumstances of the offense and the difficult upbringing of Vonner, because that is recited in
Therefore, I believe that the sentence pronounced in this case was reasonable because the court sentenced Vonner within the Guidelines and considered all of the relevant factors from
