*1 122.28(a)(2). § id. homogenous. See America, STATES of UNITED issued, permit has been general
After a Plaintiff-Appellee, by it is covered that believes entity a “notice of submits general permit gen- discharge pursuant intent” to ALVAREZ, aka Xavier Javier RGK- 122.28(b)(2). gen- § A Id. permit. eral Alvarez, Defendant-Appellant. discharging to can allow permit eral No. 08-50345. of the notice of receipt upon commence or after intent, waiting period, after Appeals, United States Court response sends out a issuer permit Ninth Circuit. covered discharger agreeing that Argued and Submitted Nov. 2009. Id. permit. general 122.28(b)(2)(iv). Aug. Filed now, acted on the as- EPA has Until are not permits that NPDES
sumption discharges pollutants from
required for
ditches, culverts, channels that collect and logging from roads.
stormwater runoff not had occasion to
EPA has therefore process for such permitting
establish confident, given
discharges. But we permitting NPDES closely analogous runoff from other
process for stormwater roads, that EPA will be able to do
kinds effectively relatively expeditiously.
so
Conclusion reasons, foregoing we conclude
For the logging runoff from roads stormwater discharged and then collected ditches, culverts, system
from a discharge point
channels is source permit required.
which an NPDES
We therefore REVERSE the district to dis- grant
court’s of Defendants’ motion
miss, we REMAND to the district consistent proceedings
court for further opinion.
with this *2 D. Libby, Deputy
Jonathan Federal Defender, CA, Angeles, Public Los for the defendant-appellant. Missakian, H.
Craig Assistant At- torney, Cyber and Intellectual Property Section, CA, Angeles, Los the plaintiff- appellee. NELSON,
Before: T.G. JAY S. BYBEE, SMITH, JR., and MILAN D. Judges. Circuit SMITH, Opinion by Judge MILAN D. JR.; by Judge Dissent BYBEE. SMITH, Judge: M. Circuit Defendant-Appellant Xavier Alvarez conditionally pleaded guilty to one count of falsely verbally claiming to have received Honor, in Congressional Medal of vio- (the Act), lation of the Act Stolen Valor 704(b), (c),1 § reserving right U.S.C. his constitutionality. the Act’s appeal Although predecessor meaning have and versions existed of such decorations med- als,” "[[legislative necessary of the Act and that action since current form was year, Congress protect passed permit in 2006. In that found law enforcement officers to ''[fjraudulent meaning military surrounding reputation re- deco- claims ceipt [and of the Medal of Honor other Con- rations and medals.” Stolen Valor Act of medals, 2(1), (3), military gressionally deco- Pub.L. No. authorized rations, (2006). damage reputation Stat. awards] By- drafted, analysis proffered by Judge under the applies to Act, presently bee, imposes penal- a criminal then there would be no constitutional speech; it pure imprisonment, plus year to a one’s ty np criminalizing lying about bar writing fíne, the mere utterance *3 weight, age, or financial status on height, as, is, a false may perceived be what Facebook, falsely repre- Match.com or anything more. fact—without statement mother that one does not senting to one’s smoke, a vir- beverages, drink alcoholic us because Act therefore concerns speed limit gin, or has not exceeded setting precedent a potential for of its freeway. The sad fact driving while on the may proscribe whereby government is, people aspects most lie about some we solely it is a lie. While speech because Perhaps, in knowingly that most their lives from time to time. with the dissent agree unworthy context, of consti- many factual are within the these lies that, accordingly, protection and tutional But the government’s legitimate reach. subject of a made the many lies be decide that some lies government cannot a creating constitu- criminal law without reviewing a may not be told without adopt cannot a rule as problem, tional we undertaking thoughtful analysis a court’s and dissent advo- government as the broad by of the constitutional concerns raised trampling cate without on the fundamental speech. interference with government such right speech. to freedom of See Jonathan Finding appropriate way no to avoid the Varat, Deception D. and the First Amend- poses, Alvarez question First Amendment Central, Complex, A ment: Somewhat speech proscribed we hold that the L.Rev. Relationship, 53 UCLA Curious sufficiently among to fit Act is not confined (“[AJccepting unlimited categories speech pre- the narrow of false deception all government power prohibit viously beyond held to be the First in all circumstances invade our would protective sweep. Amendment’s We then rights expression of free and belief to an Act, apply scrutiny strict review to the degree, including nota- intolerable most it hold unconstitutional because is not counterintuitively—our bly—and however narrowly achieving compelling tailored to rule.”). rights personal political self governmental interest. regulations Rather we hold that of false must, factual like other content- AND FACTUAL PROCEDURAL restrictions, subjected to based be BACKGROUND scrutiny nar- strict unless the statute is Xavier Alvarez won a seat on the Three rowly target type crafted to of false Valley Water District Board of Directors speech previously proscribable held factual July joint in 2007. at a On protected by because it is not the First water district meeting neighboring with Amendment. board, newly-seated Director Alvarez The rule the and dissent himself, “I’m stating arose and introduced the Act urge apply uphold us to order to years. marine I a retired of 25 retired would, adopted, significantly enlarge if 1987,1 year 2001. Back in was award- scope existing categorical exceptions I Congressional ed the Medal of Honor. protection. previous First Amendment All got many guy. times the same wounded circumstances which lies have been I’m around.” still just know- proscribable found involve not Alvarez never been awarded the falsity, ing but additional elements Honor, Congressional Medal of nor has he speech may pun- serve to narrow what Indeed, day a marine or in the spent single if the Act is constitutional ished. was indicted the Central District of of the United other branch service short, with the on of violating forces. California two counts armed States around,” (c)(1). self- 704(b), “I’m still his exception of he Specifically, U.S.C. nothing but a series was “falsely introduction charged representing] was with bizarre lies. verbally that he had awarded the been when, in Congressional Medal of Honor during misrepresentations Alvarez’s knew, truth and as he had re- [he] meeting were water district board Congressional ceived the Medal of Honor.” string of fabrica- long latest in a only the appears person Alvarez to be the first hobby Alvarez makes Apparently, tions. charged present and convicted under the *4 people himself to make lying about version of the Act. from the mental psycho think he is “a The summer with Rambo stories.” ward moved to dismiss Alvarez the indict- district election to the water before his ment, claiming the Act is unconstitu- board, FBI informed the about a woman applied tional both on its face and as to making for false propensity Alvarez’s him. The district court denied the motion. military past. Alvarez claims about his pleaded guilty Alvarez then first the of Honor her that he won the Medal told count, reserving right appeal his rescuing the American Ambassador for question. First Amendment He was sen- crisis, hostage Iranian and that during the a pay special tenced to assessment $100 he re- had been shot the back as he $5,000 fine, years and a to serve three embassy to the to save the Ameri- turned probation, perform and to 416 hours of reportedly told another flag. can Alvarez community service. This case addresses a veteran woman that he was Vietnam timely appeal Alvarez’s of the constitution- helicopter pilot who had been shot down al issue. buddies, then, help with the of his was but sky. into the get chopper able to back AND JURISDICTION STANDARD military In addition to his lies about OF REVIEW service, to have Alvarez has claimed brings as-app Alvarez both facial and hockey Wings, Red played for Detroit validity challenges to the of the Act lied (who officer was police to have worked as under the First Amendment. We review force), using excessive fired question the constitutional de novo. See to a secretly have been married Mexican Perry Dep’t, v. L.A. Police 121 F.3d observed, court starlet. As district (9th Cir.1997). 1367-68 world, in a a make-believe “live[s] Alvarez jurisdiction pursuant have to 28 We just up stories make[s] world where [he] § 1291. U.S.C. credibility in all the time.... no [T]here’s
anything say[s].” [he] DISCUSSION recording FBI obtained a
After the
meeting,
provides:
Alvarez
The Act
the water district board
Because,
infra,
might
able to introduce in
the Act
ment
have been
as described further
drafted,
broadly
government was not
prove
particular
is so
state-
order to
that Alvarez’s
anything
instance,
required
prove
before the district
unprotected. For
some
ments were
except that Alvarez made a false state-
court
suggests might
evidence in the record
he
have
Congres-
having
ment about his
received
issue,
claim at
or similar mis-
made
which Alvarez
sional Medal of Honor—to
fraudulently ob-
representations,
in order to
very
guilty. Accordingly, we know
pleaded
tain certain benefits.
govern-
what other evidence the
little about
Hampshire, 315
himself or v. New
falsely represents
Whoever
(1942).
766,
term is enhanced to one
decora-
—of
Congressional
tion involved is the
Medal
—,
1577, 1584, 176
cross,
Honor,
distinguished-service
(2010) (internal
omit
L.Ed.2d 435
citations
*5
cross,
cross,
Navy
an Air Force
a silver
ted);
572,
at
Chaplinsky,
see also
315 U.S.
(d).
704(c),
star,
Purple
or a
Heart.
Id.
(explaining
unprotected
Cohen,
24-25,
at
sion
the arbiter
as
space” the First Amend-
“breathing
by private
involved a libel action
a
Gertz
Gey,
See Steven G.
ment needs to survive.
a
for the news-
against
newspaper
citizen
Amendment and
Dissemina-
The First
of an accusation
paper’s
printing
reckless
Untruths, 36
Socially
tion
Worthless
plaintiff was Communist.
(2008).
1, 21-22
“The
Fla. St. U.L.Rev.
326-27,
at
Ill
between the falsehood related
public
pro-
to a matter of
concern that is
speech targeted by
If the
the Act
tois
unprotected,
tected and that which is
among
be declared
those classes of
that there
Gertz held
must be
element
prohibited
which can be
without
con-
fault.
Id. at
1207
livan,
271,
710.
U.S. at
84 S.Ct.
simply make
376
speakers who
punishing
for
Sullivan,
always
speech
is
whether the
for-
question
376
at
See
innocent errors.
a
protection
feits its First Amendment
as
283,
710. The First Amendment
84 S.Ct.
falsity
by
alleged
of its
“and
its
punishment
result
preventing
with
is concerned
plaintiff].”
(empha-
Id.
prospect
[the
mistakes because
of innocent
defamation of
added).
words,
In other
in a defama-
“runs the
sis
speech
for such
punishment
case,
question
a
is whether
and restrictive
tion
threshold
inducing a cautious
risk of
defamatory,
at issue
constitutionally guaranteed
the false
is
of the
exercise
Gertz,
meaning that
the defamer’s false state-
press.”
freedoms of
Thus,
340,
proximate
irrepa-
ment
cause of an
many
2997.
at
94 S.Ct.
reputation.
shielded
rable8 harm to another’s
See
factual statements are
(hold-
Gertz,
327,
Gertz,
U.S. at
84 S.Ct.
generally,
statements of fact
as the histori-
Moreover,
category
clarification is not
cal
excluded from constitutional
Garrison’s
protection,
refinement.
In defama-
we believe the historical cate-
only
relevant
question
gory
unprotected speech
has never
identified
jurisprudence,
tion
defamation,
and related law is
not all
simply
whether the
“forfeits Gertz
been
protection by
speech.
the falsi-
false factual
The dissent errone-
Amendment]
[First
on
ty
ously
some of its factual statements.” Sul-
relies Gertz
its statement
necessarily
required
86 L.Ed.2d
that harm is
element
472 U.S.
105 S.Ct.
(1985).
(al
unprotected speech regulations
Because we take the statements
for all
concern,
public
at issue here to be
though
interesting
present
we find it
that it is
of the Act calls for the
rather,
because
violation
them);
only
many
we
here
note
penalty
imposition of a criminal
on the viola-
required
defamation.
that it is a
element of
speaking
public
tor for
about a matter of
Defamation,
every "unprotected” catego
like
concern,
(at
an element malice
least reck-
ry,
thoughtful
unique definitional
involves
disregard
falsity
less
for the truth or
of the
obscenity
analysis, see
n. 9. Even
doc
infra
statement)
constitutionality,
necessary
to its
trine,
argues
which the dissent
includes no
gov-
assuming
jurisprudence even
defamation
element,
requires
still
the statute to
harm
erns this case.
"obscenity"
conformity
define
with the
See, e.g.,
constitutional rule.
Paris Adult The
importance
irreparability, see in-
8. On the
Slaton,
atre I v.
pp.
argues
1216-17. The dissent
fra
(1973) (reaffirming
L.Ed.2d 446
that obsceni
length
conjured up
that we have
this harm
ty
unprotected,
holding the an anti-
but
cloth,
p.
element out of whole
see Dissent
obscenity
carefully drafted or
statute must be
directly
but it comes
from several
construed to meet First Amendment stan
See, e.g.,
"unprotected” speech.
cases about
Thus,
dards).
supplies
if
law
defamation
Chaplinsky,
U.S. at
false factual
tected,
government’s
in
without
actually
what Gertz
case
favor
ignoring
while
held,
engaging
any
analysis
in
First Amendment
the Court Gertz framed
and how
analyzed
dissenting colleague,
the First
at all.9 Unlike our
carefully
the issues and
eager
are not
to extend a
raised
the case. we
statement
questions
Amendment
(often
not,
quoted,
qualified)
often
made in
dissenting colleague does
because
but
Our
cannot,
juris-
any
complicated
citation to relevant
area of defamation
provide
he
authority
suggested ap- prudence
that follows his
into
new context
order
justify
unprecedented
excep-
and vast
in which the Court characterizes
proach,
speech
guarantees.10
false factual
under
tion to First Amendment
targeting
law as
correct,
Judge Bybee
opinion
speech).
why
If
is
in this
to commercial
That is also
re-
a few
"unprotected” speech
case would need to be no more titan
strictions on
are at
paragraphs
length.
pp.
See,
Cohen,
See Dissent at
e.g.,
times invalidated.
403 U.S.
Starting
premise
1231-32.
with the
that false
15,
1780,
(rejecting,
91 S.Ct.
would
us
the Act to
(statement
Conrad).
We do
Sen.
requirement
government
include
“Findings”
believe the
make this defama-
prove
spoke
that the defendant
mal-
with
tion statute.
States,
ice.
Staples v. United
See
First,
600, 604-06,
identify
“Findings”
while the
128 L.Ed.2d
Ohio,
(1994);
injury
the Act
do not
targets,
actually
Osborne
(holding
imposing
morality”
a state law
the "social
constitutional
interest in order
liability
outweighs
precluding govern-
civil
for malicious
statements
the value of
private
right
pri-
that invade a
individual's
ment
interference with
is absent.
766;
vacy). Although
injury
Chaplinsky,
the asserted
Hoff-
("The
reputation,
but
to a
U.S. at
with the First principles or a economic private person’s ment’s in pp. Amendment. See 1216-17. infra See, v. e.g., terests. States Dunni United Thus, sufficiently gan, the Act is not analo- (1993) (“A bring testifying law it L.Ed.2d 445 witness
gous to an antidefamation
per
[the
under oath or affirmation violates
scope
within the
historical
statute,
§
if
jury
gives
she
exception
punishing
1621]
laws
18 U.S.C.
concerning a
testimony
defamation.
false
material
liability.”
provide
subject
[speaker]
intent
does not
matter with
to fraud
willful
testimony,
than
rather
result of
ex Madigan,
l.
rel.
Il
confusion, mistake,
faulty memory.”
Rather,
C
Onion,
Daily Show,
The
and The Col-
sum,
pertinent
Report
our review of
making
case law bert
thrives on
deliberate
convinces us that
historical and
fact.
tradi-
false statements of
Such media out-
categories
unprotected
play
significant
inviting
fac-
lets
role in
citi-
tional
false
speech
only
tual
have thus far included
zens alienated mainstream news media
statements,
factual
into
eco-
meaningful public
certain subsets
false
debate over
nomic,
carefully
target
military, political
defined to
behavior that is
and social issues.
fraudulent, However,
if
properly
writings
most
characterized as
even
such satirical
conduct,
injurious
not
dangerous,
not as
shows did
invite attention to and
pure
no
speech.
impor-
We are aware of
authori-
comment about issues of “public
tance,”
ty holding
may,
anyone
with
a rudimen-
would
even
law,
Amendment
through
prohibit
tary knowledge
a criminal
of First
law
seriously
satirical,
it
simply
knowingly factually
argue
because
false
frequently
false.
statements
contained in such
("CT]he
may
unlikely anything
protects
it
13. While
seem
but
First Amendment
Government;
egregious
against
of the Act
it
us
the most
violations
would
does not leave
prosecuted,
mercy
oblige.
we
be
do not determine the con-
at the
of noblesse
We would
uphold
merely
stitutionality
assump-
our
Act based on
an unconstitutional statute
will,
prosecutors
promised
it
of how
in their
because the Government
to use
tions
tion,
discre-
Stevens,
responsibly.”).
it.
enforce
See
S.Ct. at
are
writing
programming
categorically
IV
protection?
outside First Amendment
See
Before performing
customary
Sullivan,
at 279 n.
376 U.S.
analysis, however,
we consid-
(“Even
a false statement
be
alternatively
may perhaps
er
what
deemed to make a valuable contribution to
authority
better
for the view that the ma-
debate,
brings
it
‘the
public
since
about
liciously stated
factual speech
false
is his-
perception
impression
clearer
and livelier
torically unprotected—not Gertz and the
truth,
its
produced
collision with
unique universe of
jurispru-
defamation
”
Mill,
(quoting
error.’
John Stuart
On Lib
dence,
fraud,
or the law of
but Schenck v.
(Oxford:
1947))).
erty 15
Blackwell
Fur
States,
suggested by
United
as
Alvarez
ther,
it
getting
whether
be method actors
There,
appeal.
his
Justice Holmes fa-
character,
being
into
satirists
ironic or sar mously
stringent
noted
most
“[t]he
castic, poets using hyperbole, or authors
protection
of free
would
pro-
crafting
story,
persons
creative
often tect a man in falsely shouting fire in a
make factual statements or assertions
theater and causing
panic.”
which,
aware,
fully
entirely
are
are
47, 52,
(1919).
vant to the
of
Schenck,
power
As
explained
identified—defamation,
already
we have
punish
in-
such
fraud,
to criminal con-
speech integral
and
volves
of “proximity
careful consideration
other
histori-
duct—and
classes
harm.
degree”
For the reasons
unworthy of constitutional
cally held to be
substantially
already
supra in
described
See,
protection.
e.g., Brandenburg
v.
III.A,
Part
speech targeted
Act
Ohio,
any
pose
irrepara-
does not
immediate and
(1969) (“[T]he
constitutional
L.Ed.2d
harm;
ble
harm
cause can
does
free
guarantees
press
of free
Further,
speech.
more
remedied
forbid or
permit
pro-
do not
State to
harm
identifies—damage
the Act
force
advocacy of the use of
or of
scribe
reputation
meaning military
hon-
advocacy
except where such
law violation
ors—is not the sort
harm we are con-
inciting
producing
immi-
directed
Congress
right
vinced
legitimate
likely to
action and is
incite
nent laioless
prevent by
restricting speech.
means of
(emphases
such
add-
produce
action.”
Black,
ed));
Virginia
V
155 L.Ed.2d
concluded that the Act does
Having
(permitting prohibition
burnings
of “cross
categories
fit within
traditional
intimidate” because
done with the intent to
from
speech excluded
First Amendment
constitutionally pro-
“[i]ntimidation
it to
protection,
subject
we must
strict
a type
word is
scribable sense
scrutiny
Indeed,
review.
threat,
speaker
true
where
directs
*17
narrowly limited
[e]ven as to
classes
person
[the
... with the
threat
to a
intent of
in
bodily
speech
Chaplinsky
noted
]
victim
harm
be-
placing the
in fear
added));
(emphases
Chaplinsky,
speech
cause the line between
uncondi-
death”
(“It
a
at
S.Ct. 766
is
tionally guaranteed
speech
and
which
narrowly
and limited to
statute
drawn
de-
may legitimately
regulated,
sup-
be
punish specific
lying
and
conduct
with-
fine
pressed,
punished
finely
drawn ...
is
power,
the
in a
the domain
state
use
power
regulate
the
be so exer-
to
must
likely to
public place of
cause a
words
not, in attaining
permissible
cised
a
as
added)).
peace.” (emphasis
the
breach
end,
protected
unduly
infringe
to
the
words,
In other
the statute
freedom!.]
Schenck, then, might
Following
we
artic-
carefully
must
drawn or be authorita-
be
speech
the class of false factual
un-
ulate
tively
punish only unpro-
to
construed
protected by the First Amendment to be
susceptible
and not be
tected
factual
which
a
that false
creates
application
protected expression.
to
Be-
of a harm
present danger
and
Con-
clear
cause First Amendment freedoms need
gress
right
Assuming
prevent.
survive, government
danger”
breathing space
“clear and
test is
present
case,
might
In such
additional First
likely to cause
real harm
none-
1213-14.
protection,
obviously
theless deserve constitutional
such
scrutiny
would
re-
speech targeted
of malicious false
sort
quired.
Act,
pp.
by the Alien
Sedition
infra
only
may regulate
tary. Especially
area
with narrow
at a time in which our
specificity.
nation
engaged
longest
inwar
its
history, Congress
interest,
certainly has an
Gooding, 405 U.S.
The asserted
interest at
and Whitney v.
issue in the Act
prevent
is to
“fraudulent
Califor
nia,
claims”
receipt
honors,
about
of military
(1927) (Brandéis, J.,
L.Ed. 1095
concur
such
causing
claims
“damage
reputa-
the
ring)) (ellipses in original). Here,
tion
Alva
meaning
and
of such decorations and
lie,
rez’s
deliberate
despicable
medals.” Stolen
and
as it
Valor Act of
Pub.L.
109-437, 2(1),
may
been,
No.
have
3266;
escape
did not
Stat. at
notice and
also 151
Cong.
S12684-01,
Rec.
correction
the marketplace.
pre
The
S12688-99
(2005) (statement
Conrad).
of Sen.
ferred
remedy
First Amendment
of “more
government argues that the
speech”
referenced in-
thus
repair any
was available to
important
terest is
motivating
to
our mili-
Johnson,
harm.
See also
(“
and
is
flowing from our servicemen
women motivated
danger
‘[N]o
has not here rebutted sufficiently Act beled and traditional categories because the is not analo- “historic familiar permissible long restrictions to gous to traditional the bar”—“the First on speech. permitted false Amendment has restrictions upon Id. speech.” the content of at 1584
CONCLUSION
omitted).
(quotation marks
Congress’s
In
praise-
order to advance
decades,
than
For
six
more
Court
worthy
stop
to
fraudulent claims
efforts
recognized
that “false statements of
Congressionally
about
received
au-
having
belong
category
fact ...
to
th[e]
utter
honors,
military
thorized
part
any
ances which ‘are no essential
would
extend inapposite
have us
case law
ideas,
exposition
slight
and are
such
unprecedented exception
to create an
truth
step
any
social value as a
guarantees.
First
We decline
benefit that
be derived from them is
course,
hold
follow such
clearly outweighed by the
social interest
”
Act
would
lacks the elements that
make it order
v.
morality.’
Gertz
Robert
analogous
the other
on
restrictions
false Welch, Inc.,
323, 340,
418 U.S.
94 S.Ct.
speech previously
proscribable
held to be
(1974)
2997, 41
(quoting
L.Ed.2d 789
Chap
problem.
without constitutional
Accord-
568,
linsky v.
Hampshire,
New
315 U.S.
ingly,
is not narrowly
we hold
the Act
572,
(1942)).
766,
62 S.Ct.
reminded us there are infor *20 fully protection ... outside mation in and of itself carries no the First credentials.”). the First Amendment.” at 1586. Amendment False Id. As state-
1219 the First I would hold that Act is constitution- unprotected the ments the applied limited con- al as to Alvarez and that Act is except in a set of Amendment unconstitutionally protection necessary such not overbroad. Because texts where matters,” majority the has rewritten protect speech that established “to 2997, law, respectfully 94 as First Amendment I dis- at S.Ct. such 418 U.S. official conduct “expression critical of the sent. officials,” v. New York Times Co. public I
Sullivan,
254, 268,
U.S.
S.Ct.
to
(1964).
turning
as-applied
Before
Alvarez’s
And even in these
1220
2390,
(2002) (“[F]alse
narrowly
and
lim-
are certain well-defined
153
499
L.Ed.2d
prevention
classes
the
speech,
unprotected
ited
of
and statements
for their own
[are]
sake.”);
Falwell,
has never
punishment
Magazine
of which
been
v.
485
Hustler
46, 52,
876,
Constitutional
thought
any
prob-
to raise
U.S.
S.Ct.
108
1221 (ellipsis 279, 710 271-72, 84 S.Ct. IcL at principle: to this exception important omitted). against such protect In order to is nec- false statement protecting where “a adopted the Court “self-censorship,” that speech protect to “in order essary official public prohibits that rule federal 341, 94 Gertz, at S.Ct. 418 U.S. matters.” defamatory damages for recovering from 531, K, at 536 2997; BE & also conduct official relating to his falsehood (“[W]hile false statements 2390 122 S.Ct. was the statement that proves he unless sake, own for their unprotected may be is, with malice’—that ‘actual made with that requires we Amendment First ‘[t]he reck or with it was false knowledge that protect to in order falsehood protect some ” it was false disregard whether of less omitted) (emphasis matters.’ that 279-80, 710. The 84 S.Ct. Id. at not.” (quoting original) (second alteration York Times the New extended has Court 2997)). 341, Gertz, at 94 S.Ct. “public figures” rule to malice” “actual Sullivan, 376 U.S. v. Times Co. New York officials,” Cur “public if are not even (1964), 686 710, 11 L.Ed.2d 254, S.Ct. 84 Butts, 388 U.S. v. Publ’g Co. tis area, the Court in this case the seminal 1094 but 1975, L.Ed.2d 18 87 protec- Amendment limited First extended Neto York the to extend “refus[ed] has “critical statements tion to libelous private of to defamation privilege Times Id. public of officials.” conduct official to matters individuals,” respect with even “erroneous 710. Because 268, 84 S.Ct. Gertz, concern, public of debate, free is inevitable statement 2997.2 of if the freedoms protected ... must be forth in set ‘breathing principle the with have the Consistent are to expression ” held, survive,’ Times, the the Court Garri to New York they ‘need space’ that Louisiana, offi- public son permitting Court feared (1964), that “the their crit- L.Ed.2d against tort claims bring to cials false and the statement knowingly of fact statement on a false ics based ” of disregard reckless made with ’self-censorship,’ statement de- “lead[ ] would pro truth, enjoy constitutional do voicing their “from critics terring such (emphasis Id. to be tection.” though is believed even ] criticism! (“Calculated false- added); id. see also fact is in true.” though it even true and usage.... The ordinary 'speech’ in swallowing as scribed exceptions against such protect understood never been has Amendment Id. the rule.” communication.” protect all oral the con- majority misunderstood Thus, added)). afforded protection lack of true, speech. It is unprotected cept of of an no more of fact is false statements states, presumptively "we than to the First Amendment "exception” government inter- against protect all protection afforded lack does not First Amendment Id. The ference.” trigger. of these gun Neither pulling of a "the freedom "speech” but rather protect all part "the freedom is considered activities those cate- not include speech,” which does be characterized should speech,” so neither traditionally considered out- gories of the First Amendment. exception to as an protection. See First Amendment side of Stevens, Speech, The Freedom John Paul "allow[ed] Although the Court 2. Gertz ("I empha- L.J. 102 YALE publisher or liability impose on States term 'the 'the' as used in word size the defamatory a less on falsehood broadcaster the definite article speech’ because freedom required showing than that demanding to im- intended suggests that draftsmen Times," dam- held that the Court York New category or sub- previously munize identified "compensation for actual ages are limited category not have could speech. That set of injury.” category of oral with been coextensive commonly de- communications (9th Cir.2005) (stating hood falls class of utterances F.3d into *23 part any exposi- of First protects which ‘are no essential Amendment “[t]he state- that (quoting Chaplinsky, reasonably tion of ments cannot ideas inter- [be] 766)). Gertz, 572, In 62 as preted stating 315 at S.Ct. actual facts U.S. about an knowing reality that lies are “the Court confirmed individual” because of that ex- aggeration commentary excluded limited First Amend- and nonliteral from York protection integral part ment Neiu Times estab- have become an of social omitted) (sec- (quotation of “[T]he lished for false statements fact: discourse” marks sense, materially [does intentional ond alteration in In original)). not] lie a ‘uninhibited, society’s interest ] Court established “lies” made advance! robust, on wide-open’ public debate in the context imaginative of satire and Gertz, 340, 418 at 94 expression really issues.” U.S. S.Ct. are not lies at all and Times, 2997 New York 376 (quoting perhaps really U.S. even of statements 710). 270, “fact,” at Although Garrison because no reasonable listener defamation, actually stating and Gertz both involved them could believe to be Supreme and our court have extend- Court actual facts. beyond ed Garrison’s rule the defamation sum, In Court’s jurispru
context,
be
in Part
as will
discussed
I.B.2.
on
dence
false statements
fact
involves
however,
is,
an important
general
There
caveat
rule
exceptions
with certain
that knowingly
state-
principle
false
In
exceptions-to-exceptions.
general,
ments of fact are not entitled
constitu-
is
“there
no constitutional value in false
Maj.
tional protection.
Op.
fact,”
See
at 1213-14.
statements of
and so “the erroneous
recognized
The Court has
worthy
some state-
statement of fact is not
of constitu
that,
read,
literally
ments
technically
protection.”
340,
tional
“knowingly
However,
than
false”
“no more
94
2997.
general
S.Ct.
prin
hyperbole,”
subject
rhetorical
Coop. ciple
Greenbelt
to certain limited excep
Bresler,
6, 14,
Publ’g Ass’n v.
398
90
protection
U.S.
tions where First Amendment
1537,
(1970),
“lusty
necessary
S.Ct.
or
protect speech
“to
that mat
ters,”
and imaginative expression,”
2997,
Ass’n
Nat’l
id. at
Carriers,
Austin,
Letter
v.
AFL-CIO
418 ensure that
of expression
“freedoms
U.S.
S.Ct.
‘breathing
94
41 L.Ed.2d
... have the
space’
they
”
(1974),
survive,’
745
as
Times,
such
satire or fiction.
‘need
York
New
376
Hustler,
(alteration
the Supreme Court
at
held
U.S.
84
710
S.Ct.
omitted).
protects
defamatory
Accordingly,
defamatory false
public
statements
figure
about
“that
statement of
about
public fig
fact made
reasonably
could
interpret-
have
protected
been
ure
constitutionally
if it is
ed
stating
public
as
actual facts
“knowledge
about the
without
made
it was false
figure
485
at
involved.”
U.S.
or
disregard
with reckless
whether
876. And in
Milkovich
Journal
Lorain
was false
not.” Id. at
that “we statements,” majority at The id. 1217. that, Supreme matter, when the Court majority’s prin- believes general As of fact” are has said that “false statements I ciple reasoning rests on a line of Amendment, by the First unprotected jurisprudence that our cannot endorse: actually meant was that what the Court Supreme on what we think the should rest by the First unprotected actually than what it Court “means” rather defamation (“[W]e be- thus, id. at 1208 Amendment. See says, Supreme because the Court category unprotect- of lieve the historical says means “defamation” when “false and related fact,” ed identified Gertz only repre- the former statements defamation, speech.”). not all factual category speech. law is an unprotected sents refusing and after premise, majority From this The even considers it “errone- unprotected category “rel[y] on for “extend” for me to Gertz its ous[ ]” (defamation) to false statements statement that false factual is val- majority at sug- unprotected.” ueless and Id. generally, id. of fact are
gests that false statements I respect, all due believe reli- With constitutional generally entitled (and full ance on statement the Court’s Gertz’s they knowingly if are protection, even numerous other statements to the same false, they defamatory, are fraudu- unless effect) only far from “erroneous[ ]” is not conduct, lent, integral to criminal see do not have the au- obligatory. but We id. 1211-13. thority court to limit the Court’s lower they effectively to what we believe mean The overruled statements they actually say. than what Gertz and inverted the whole scheme. rather Gertz have used the terms “defamation” or Supreme The has told us consistent- could Court that false state- “libel” rather than “false statements ly general rule is unprotected category fact” to unprotected, fact are and has describe ments of what these exceptions speech—it presumably knew carved out certain limited The ma- terms mean—but it did not. Because this certain contexts. principle unambiguously has told us sug- this framework around and Court jority flips generally fact” are fact are “false statements of gests gen- that false statements of Amendment, the First this erally unprotected only unprotected contexts like fraud, starting point be the principle and that outside should defamation and majori- analysis, point not the for the they fully protected. are our these contexts (“[T]he principle.3 ty’s departure tradi- from the at 1213 historical and See id. (2003), L.Ed.2d 580 majority’s Stevens’s
3. The
reliance on Justice
1202-03,
Nike,
gives away
in-
Maj. Op. at
its true
Kasky, 539 U.S.
opinion in
Inc. v.
clearly
in question
the statement
had been
malice,
uttered with actual
the statement
authority
limit the
if
had the
Even we
unprotected
irrespective
would be
to what we
statements
Supreme Court’s
applied.
whether New York Times
they
rather
than what
think
mean
(and
Time,
Hill,
Inc. v.
actually say,
Supreme
Court did
does)
of fact”
for exam
mean that “false statements
(non- ple,
and that
the Court held that an award of dam
generally unprotected
non-theatrical) knowingly ages
“right
privacy”
New
under
York’s
satirical
always unpro-
“allegations
fact are
law based on
that[defendant]
false statements of
falsely reported
play portrayed
Ninth
that a new
Supreme
precedent,
tected.
Court
precedent,
logic compel
experience
[plaintiff],”
suffered
id.
Circuit
could not
sus
conclusion.
“proof
tained without
the defendant
Court has used the same
*25
published
report
knowledge
the
with
of its
analyzing
for
false statements
framework
falsity
in
disregard
reckless
involving
of fact in cases
neither defama-
truth,”
388,
at
id.
Our
cases
accord with the
(not
fact
principle that false statements of
recently,
More
Capital
Hoffman
just defamatory or fraudulent false state- Cities/ABC, Inc.,
(9th
when said true, If that were there unprotected. harm” The likelihood of a “bona fide has statement nothing left of Gertz’s would be nothing category to do with whether fall outside of of fact that false statements speech protection. loses First Amendment In other protection. First Amendment rejected the notion that the First Stevens words, majority interprets Gertz protection afforded a class of Amendment unprotected is following way: defamation depends on a consideration of the speech Amendment, it is neces- the First but speech. of the class of “societal costs” in order to defamation sary protect Rather, category whether a S.Ct. at 1585. that matters. Under the protect constitutionally protected internally incon- majority’s logic, Gertz on wheth- question depends historical sistent, exception has swallowed and the traditionally been er a class of rule. up the of low thought to be Supreme As the Court reiterated value. in Stevens-. it is clear that Although I believe present, the First From 1791 to regarding statements Court’s restrictions permitted Amendment has fact extend outside of false statements of speech in a few upon the content of context, I fraud never- the defamation and *28 areas, include[d] and has never limited necessary respond to the find it theless disregard these traditional freedom fide harm” majority’s misguided “bona and tradi- These historic limitations. majority asserts that the Su- theory. The long familiar to the bar categories tional the New York Court has extended preme narrowly limit- well-defined and only to framework Times-Gamson-Gertz speech, prevention of ed classes “likely to cause a bona statements false which has never been punishment of harm,” that constitute such as those fide any prob- thought to raise Constitutional words, Maj. at 1211. other Op. fraud. lem. state- majority suggests that added) (emphases (quotation Id. at 1584 protection First Amendment ment loses omitted) (alteration in marks and citations likely cognizable—(cid:127) to cause a only if it is that (noting at 1586 original); 1207. see also id. indeed, Id. at “irreparable”'—-harm. historically unprotected cate- represents that statements of demonstrate “false theless fact," statements gory speech, fact” means the latter. “false “defamation,” the former simply and that ably interpreted stating First Amendment cases re- have been actu- the Court’s Hustler, facts,” outside First Amendment garding speech al at U.S. analysis “grounded[their] have
protection
Supreme
The fact that the
Court has
recognized,
long-estab-
previously
in a
protection
extended limited constitutional
unprotected speech”
category
lished
to some false statements of fact in defama-
added)); Chaplinsky,
(emphasis
tion and defamation-like cases and that
(describing unprotect-
or scientific value.
37 L.Ed.2d
obscenity jurisprudence
Court’s
demon-
(foot-
Miller,
24,
1230
question depends
speech
first instance.
on whether the
protected
speech is
historically
has
been considered of low
contrary,
spe
Court
Much
Rather,
First Amendment value.
cifically
that the existence of
“clear
held
question in those cases was whether the
danger” of harm is irrelevant
present
and
government’s
preventing
interest
law-
categories of
unprotected
in the context of
is,
in preventing
less action—that
Illinois,
In Beauharnais v.
343
speech.
by
harm potentially produced
protected
(1952),
72
he was misunderstood
context. Alvarez
knew when he
also
uttered
statement
sum,
interpretation of the
the better
claim to have
that his
been Marine was
cases and those of our
Supreme Court’s
false,
in any
that he had not served
branch
statements of fact—as
court is
false
twenty-five years,
of the armed forces for
outside of First
general category—fall
him
except in certain
and that no one had shot and wounded
protection
protection
country.
such
is neces-
in
contexts where
while-he was
the service of his
If
sary
protect speech that matters.”
“to
considered,
things
All
Alvarez’s self-in
not fall within one
a false statement does
slip
tongue
troduction was neither a
general
ap-
rule
exceptions,
of these
performance;
nor a theatrical
it was sim
exceptional
in the
con-
plies. And even
ply a lie. Under the rules announced in
texts, a
statement
is neither
false
its progeny,
Garrison and
Alvarez’s know
unprotected if it
satirical nor theatrical is
ingly false statement is excluded8 from the
knowledge or reckless disre-
is made with
protection
limited
carved out
spheres
falsity.
gard of
for
Supreme Court
false statements of
necessary
fact
protect speech
that mat
II
ters,
is therefore not entitled to
mind,
I now
principles
With these
Garrison,
protection.
constitutional
See
challenge.
as-applied
turn to Alvarez’s
(“[T]he
But the
does not have to
Congressional
Medal of Honor. No
basis,
prove,
case-by-case
on a
living
Congres-
soldier has received the
single
damaged
statement of a
defendant
sional Medal of Honor since the Vietnam
military
of a
award. The
reputation
Whitlock,
Craig
Pen-
Greg
War.
Jaffe
obscenity
again
cases are
instructive.
I,
tagon Recommends Medal Honor
rejected
Paris Adult Theatre
Court
Soldier,
Washington
Post, July
Living
...
cry
for “scientific data
demons-
http://www.
available
trating]
exposure
to obscene material
adversely
washingtonpost.com/wp-dyn/content/
affects men and women or their
Alvarez, my
regarding
conclusion
the facial
article/2010/06/30/AR2010063005346.html
2010).
constitutionality
Act
(last
Indeed,
necessarily
no Con-
July
visited
rests on a discussion of Alvarez’s over-
Medal of Honor was awarded to
gressional
challenge.
breadth
I would hold that be-
War,
any
participating
the Gulf
soldier
any
cause
overbreadth of the Act can be
decade,
past
conflicts over the
and for our
is,
eliminated
construction and
awarded for actions
So-
only two were
event,
“substantial,”
far from
Broadrick v.
malia,
Iraq,
actions in
and two for
four for
Oklahoma,
posthumously.
in Afghanistan—all
actions
2908,
quire malicious
requirement
contain
other
or element
step
analy
The first
in the overbreadth
require-
of scienter.... Without a scienter
sis is to determine whether
the Stolen
application,
ment
to limit the Act’s
actually
Act
Valor
covers statements that
raises serious constitutional con-
statute
mistakenly interpreted
can be
to be false
... because the First Amendment
cerns
Williams,
military
claims of
awards. See
clearly prohibits criminally punishing neg-
(“The
larly when case) makes it context of the statement making is not speaker obvious that if were Even mistaken false statements representation. such a subject theoretically punishment under Act, tells the Stolen Valor common sense no example, Congress has made For will be extraordi- punishment us that such phrase the use of the attempt preempt honor,” nonexistent, “in narily number of uni- if not both “medal of rare some kind high versities and schools award sense” and “relative to the stat- absolute recipients Williams, of a “medal of honor.” The plainly legitimate sweep.” ute’s “medal truthfully represent themselves as In an winners, fear of honor” but no one should (and sense, Alvarez cannot absolute Act. prosecution under the Stolen Valor to) “from attempted not even demonstrate ” Congress quite was careful to define “de- dan- actual that there is “realistic fact as those “author- coration[s] medal[s]” of in- ger” or that “a substantial number *38 Armed Forces of by Congress ized for the in state- stances exist which” mistaken 704(b). § States.” 18 U.S.C. United the Act. N.Y. charged ments will be under of the Medal of special And case Club, 11, 14, State Honor, it as “a Con- Congress described added); (emphasis Taxpayers 2225 for Honor”—presumably gressional Medal of Vincent, at 104 2118. distinguish it from other medals of hon- majority, failed Both Alvarez and the have “a of honor or—and defined as medal in which the identify single a instance 3741, 6241, §§ awarded under U.S.C. [10 in a other applied Act has been context § or 14 18 U.S.C. 491].” U.S.C. simple a lie about receiv- than Alvarez’s: added). 704(c)(2)(A) (emphasis § No one ing military a honor. reading any question the Act should have Act also far Any overbreadth of the that he or she continue to use statute’s from substantial “relative to the term “medal of honor” to denote those Williams, sweep,” 553 plainly legitimate medals of honor awarded our nation’s 1830, because, “[i]n at The Stolen Valor educational institutions. majority applications, [the of its only those who claim to have the vast Act reaches
1239
a
problems
scribing]
significant
speech”
raises no constitutional
universe of
Act]
whatsoever,” id. at
duced or threatened But claims military about decorations protected speech brought deal of [wa]s and medals made in an artistic context are added). within the statute.” Id. subject prosecution the most under Act. reasonable construction Once signif- These illustrate the kind of cases again, overbreadth has not been “[f]acial icant satisfies overbreadth limiting when a invoked construction has requirement Broadrick standard. If the placed challenged been or could be on the is to have substantial overbreadth Broadrick, statute.” that, meaning, compels the conclusion 2908. Since the first definition of virtually potential because there is no for “represent” clearly bring word be- “[t]o punishment military claims of mistaken mind,” fore WEBSTER’S awards, unconstitutionally the Act is not plausibly interpreted pre- Act can be regard. overbroad in this application its to statements clude B “reasonably interpreted cannot [be] facts,” Hustler, actual stating Second, majority argues that the Act because statements that might other applied be satire or kinds of reasonably interpreted cannot to be imaginative expression—such as a person “bring clearly true would not before the military who claims he has received de- speaker mind” of listener sarcastically, coration playing or while stating actual facts about himself. role in thus play or movie—and criminal- If, izes even plainly example, Stephen those statements that are Colbert mocked *40 worthy president’s incredible and not of actual belief. statement he had “won” Maj. Op. ongoing by proclaiming, See The an war sarcasti- 1213-14. “[Wjhether “Right—and Congression- states: actors I won cally, it be method Honor,” anyone I al I doubt would conclude that the Act Medal is reason- “represent- ably think that had susceptible limiting would Colbert to a construction himself as a Medal of Honor winner. ed” any that eliminates potential overbreadth Or, example, and, to take a second actor Tom even if the Act did have some degree “received” of Honor in Hanks the Medal overbreadth, this overbreadth is not fact, Gump. movie Forrest Lieuten- I hold “substantial.” would that the Act is Dan could made it ant not have clearer facially overbroad and therefore consti- the movie Forrest had received the tutional.
Congressional Medal of Honor: They gave you Congres-
Lt. Dan: IV Medal of Honor. sional Now Lieutenant Dan. Forrest: that’s majority’s provocative, The opinion Lieutenant Dan! say the effectively least. It overrules They Dan: gave you Congres- Lt. progeny Gertz its and holds that false Medal of sional Honor! generally statements of fact receive First sir, Yes did. Forrest: sure protection. It effectively imbecile, They gave you[,] Dan: by holding Lt. a overrules Garrison that even goes moron who knowingly on television makes false of fact pro- statements fool out of in front of himself the whole tected. It holds that a statement of country, Congressional produce “irreparable damn Medal fact must harm” in of Honor. to lose protection, order First Amendment wholly concept thus confusing of un- Forrest: Yes sir. protected calling question into Gzvmp http:// Forrest available at obscenity Court’s jurispru- www.generationterrorists.com/quotes/.html dence. And it strikes down an act of (last 2010); July visited see also The Congress despite on its face im- most (1984) Karate Kid that Mr. (representing portant consideration per- case: no Morita, played Pat Miyagi, by actor had has ever subjected son been to an uncon- Congressional received the Medal of Hon- prosecution under stitutional the Stolen II); or for his heroism in War World and, Act Valor under reasonable inter- Karate (showing Next Kid Mr. Mi- Act, pretation extremely it is unlike- wearing the yagi Congressional Medal of anyone ly ever will be. Honor). But we all the con- understood Tom qua Gump text: Hanks Forrest re- I respectfully dissent. ceived Medal of Honor. Forrest Gump charged violating cannot be with and, aware,
Act so far as I am Tom Hanks “represented Tom
qua Hanks has never as a recipient.
himself’ Medal of Honor I anyone
do not believe it realistic think
would to accuse Colbert Hanks
violating the Stolen Act in Valor these must, Assuming,
contexts. as I
Act will be with modicum applied some sense, it reach
common does not satire or
imaginative expression.
