Lead Opinion
Opinion by Judge FISHER; Concurrence by Judge FERNANDEZ.
Under 8 U.S.C. § 1326, a previously deported alien who “enters, attempts to enter, or is at any time found in” the United States without the express consent of the Attorney General is subject to a fine and imprisonment for up to two years.
FACTUAL and PROCEDURAL BACKGROUND
On the morning after he was deported from the Calexico, California, port
At secondary inspection, Gracidas again claimed he was a United States citizen, born in Texas, and gave his name as “Arturo Cabral-Rodriguez.” Gracidas said he did not have any identification because his wallet had been stolen two weeks earlier. After an inspector ran several computer checks and informed Gracidas that the computer listed several possible convictions for “Arturo Cabral-Rodriguez,” Gra-cidas admitted he was a Mexican citizen and had been previously deported. The inspectors referred Gracidas to an Immigration and Naturalization Service (“INS”) prosecution unit, which ran further computer checks and fingerprint comparisons revealing Gracidas’ true identity and that he had been deported just the previous day after having served two years in prison for a felony conviction for sale of a controlled substance.
After being advised of his Miranda rights and deciding to answer questions without the assistance of counsel, Gracidas admitted to the inspectors his true name and that he had given a false name at secondary inspection. Gracidas further confirmed his Mexican citizenship, his deportation the previous day and his prison record. He also admitted knowing that he needed to ask the U.S. government for permission to apply to reenter the United States, but claimed he did not do so because he urgently wanted to see his child, who resides in the United States.
Gracidas was charged with attempted illegal reentry in violation of 8 U.S.C. § 1326, and with falsely and willfully representing himself as a citizen of the United States in violation of 18 U.S.C. § 911.
Having reheard this case en banc, and reviewing de novo whether the jury instruction misstated an element of the statutory crime, see United States v. Gergen,
DISCUSSION
I. Whether Attempted Illegal Reentry Under 8 U.S.C. § 1326 is a General or Specific Intent Crime
A, The Common Law Background of the Term “Attempt”
The common law meaning of “attempt” is the specific intent to “engage in criminal conduct and ... an overt act which is a substantial step towards committing the crime.” Arbelaez,
Accordingly, we have held that Congress’ use of the term “attempts” in a criminal statute manifested a requirement of specific intent to commit the crime attempted, even when the statute did not contain an explicit intent requirement. For example, we held in Sneezer that a conviction for attempted sexual abuse under 18 U.S.C. § 2242 — which imposes a prison sentence of up to 20 years upon one who knowingly causes another to engage in a sexual act against his or her will “or attempts to do so” — required a finding of specific intent to commit the crime even though the statute “itself d[id] not appear to include any element of specific intent.”
The reason for requiring specific intent for attempt crimes is to resolve the uncertainty whether the defendant’s purpose was indeed to engage in criminal, rather than innocent, conduct. See Bailey,
B. Whether Congress Intended to Incorporate the Common Law Meaning of “Attempt” into Attempted Illegal Reentry Under 8 U.S.C. § 1826
In determining the level of mental culpability required for a particular statutory offense, we must first look to the intent of Congress. See Bailey,
Neither the text of § 1326 nor its legislative history gives any indication that Congress intended not to incorporate the common law meaning of the term “attempts” into the crime of attempted illegal reentry. See 8 U.S.C. § 1326; H.R.Rep. No. 82-1365 (1952), reprinted in 1952 U.S.C.C.A.N. 1653, 1723-24; see also Pena-Cabanillas,
Congress may have had good reason to incorporate the common law meaning of attempt into the crime of attempted illegal reentry under § 1326. On the face of it, the common law justification for requiring specific intent for an attempt crime appears applicable to attempted illegal reentry; otherwise, lawful conduct could be swept within the proscription of the statute. For example, a person who has been deported from the United States is authorized, within a specified period after deportation, to request permission at a port of entry to reapply for admission into the United States. See 8 C.F.R. § 212.2(f). Moreover, certain forms for waivers from the Attorney General to allow deported persons to return lawfully to the United States are located and processed at ports of entry. See, e.g., 8 C.F.R. §§ 210.2(c), 210.3(e)(2), 211.1(b)(3), 212.1(g), 212.4(b), 212.10; 22 C.F.R. § 41.2(j). If attempted illegal reentry were a general intent crime, a previously deported alien intercepted on the way to, or even at, the port of entry to make such a request or to pick up the forms could be prosecuted under § 1326. True, the alien could try to explain that his or her intent was to comply with the law, not violate it; but the government would not have to prove beyond a reasonable doubt that the alien’s true purpose was to break the law.
These concerns are not merely hypothetical. In United States v. Morales-Tovar,
The government, however, argues that the common law doctrine of attempt does not apply to this statutory crime. Instead, it relies on our conclusion in Pena-Cabanillas that actual, illegal reentry is a crime of general intent. It also invokes our reasoning in Penar-Cabanillas that § 1326 provides for a malum prohi-bitum offense, and includes no explicit language as to intent whereas Congress included explicit intent requirements in other sections of the Immigration and Nationality Act of 1952 that enacted § 1326.
The only other circuit to address, in a published opinion binding in its own courts, the level of intent required for the crime of attempted illegal reentry is the Eleventh Circuit, which held 'in United States v. Peralt-Reyes,
We find these decisions unpersuasive. They do not consider the common law meaning of the term “attempt.” Nor do they provide any reason for concluding Congress intended not to incorporate the common law meaning of the term into 8 U.S.C. § 1326.
Our conclusion is consistent with our recent decision in Blanco-Gallegos. In Blanco-Gallegos, the defendant argued he did not have the requisite intent for attempted illegal reentry- under 8 U.S.C. § 1326 because he had become voluntarily intoxicated and accidentally walked into the port of entry. See
C. The Meaning of “Specific” Intent As an Element of Attempt to Reenter Illegally Under 8 U.S.C. § 1326
Having concluded that attempted illegal reentry is a crime of specific intent, an explanation of the meaning of specific intent is necessary to give guidance as to the proper jury instruction for this crime. As the Supreme Court has noted, the distinction between specific in
The confusion between general and specific intent has been the catalyst for a movement to replace these categories with a hierarchy of four levels of culpable states of mind, defined with greater clarity: purpose, knowledge, recklessness and negligence. See Bailey,
Applying these principles to the present case, we hold the elements of the crime of attempted illegal reentry into the United States under 8 U.S.C. § 1326 are: (1) the defendant had the purpose, i.e., conscious desire, to reenter the United States without the express consent of the Attorney General; (2) the defendant committed an overt act that was a substantial step towards reentering without that consent; (3) the defendant was not a citizen of the United States; (4) the defendant had previously been lawfully denied admission, excluded, deported or removed from the United States; and (5) the Attorney General had not consented to the defendant’s attempted reentry. See United States v. Davis,
We conclude the district court committed constitutional error by failing to instruct the jury on the specific intent element of the crime. See United States v. Fei Lin,
II. Harmless Error
The district court’s failure to instruct the jury on the intent element of the offense was harmless error if we conclude that it is “clear beyond a reasonable doubt that a rational jury would have found the defendant guilty absent the error.” Neder,
The INS inspectors testified that Graci-das admitted that he had lied about being a U.S. citizen, that he gave INS inspectors a false name and that he had recently been deported after serving a sentence in the United States for a felony. Significantly, Gracidas admitted he had not asked the U.S. government for permission to reenter because he wanted to see his child, who was living in the United States, as soon as possible. The government also produced a certificate of nonexistence of record based on Gracidas’ INS A-file to demonstrate that Gracidas was deported the day before he attempted to reenter and had not applied for permission to reenter. See Blanco-Gallegos,
Gracidas’ defense, that he did not have specific intent because he was asleep when the car was driven to the port of entry, does not undermine this conclusion. Gra-eidas did not support this defense with any evidence, and the INS inspector at primary inspection testified that Gracidas was
CONCLUSION
We hold that a conviction for attempt to reenter the United States without the consent of the Attorney General under 8 U.S.C. § 1326 requires a finding that the defendant consciously desired to reenter the United States without consent. Thus, we conclude the district court committed constitutional error when it failed to instruct the jury as to specific intent. However, we hold this error was harmless beyond a reasonable doubt because the overwhelming and uncontested evidence demonstrated that Gracidas did consciously desire to reenter the United States without consent. Finally, we adopt the original panel’s conclusions that the evidence was sufficient to support Gracidas’ § 1326 conviction, that the district court erred by failing to decrease Gracidas’ offense level by a third point for acceptance of responsibility under U.S.S.G. § 3El.l(b)(l) and that the district court did not err by applying U.S.S.G. § 2L1.2 to Gracidas’ sentence under § 1326.
AFFIRMED IN PART, REVERSED IN PART AND REMANDED for further proceedings consistent with this opinion.
Notes
. 8 U.S.C. § 1326(a) provides, as relevant here:
[A]ny alien who—
(1) has been denied admission, excluded, deported, or removed or has departed the United States while an order of exclusion, deportation, or removal is outstanding, and thereafter
(2) enters, attempts to enter, or is at any time found in, the United States, unless (A) prior to his reembarkation at a place outside the United States or his application for admission from foreign contiguous territory, the Attorney General has expressly consented to such alien’s reapplying for admission; or (B) with respect to an alien previously denied admission and removed, unless such alien shall establish that he was not required to obtain such advance consent under this chapter or any prior Act, shall be fined under Title 18, or imprisoned not more than 2 years, or both.
. A malum prohibitum act is defined as one "that is a crime merely because it is prohibited by statute, although the act itself is not necessarily immoral." Black’s Law Dictionary 971 (7th ed. 1999).
. Even though the port of entry was located in the United States, Gracidas had not yet reentered. An alien does not reenter, and cannot be considered found in, the United States until he or she is physically present in the country and free from official restraint. See United States v. Pacheco-Medina,
. Gracidas does not appeal his conviction under 18 U.S.C. § 911.
. The INS has delegated authority under 8 C.F.R. § 2.1.
. We adopt and thus reinstate the panel’s conclusions that the evidence was sufficient to support Gracidas' § 1326 conviction, that the district court erred by failing to decrease Gra-cidas’ offense level by a third point for acceptance of responsibility under U.S. Sentencing Guidelines Manual § 3E1.1(b)(1), and that the district court did not err in applying U.S.S.G. § 2L1.2 to Gracidas’ sentence under § 1326. See Gracidas-Ulibarry,
. Even when Congress has not used a common law term having an implicit level of intent, a court will read into a statute at least a level of intent or scienter necessary to separate wrongful from innocent conduct, see Carter v. United States,
. We noted in Pena-Cabanillas that 8 U.S.C. §§ 1287, 1306, 1324, 1325 and 1328 each used terms such as "knowingly,” "wilfully,” "unlawful intent” and "purpose,” which explicitly indicated specific intent was required, while 8 U.S.C. §§ 1306(b), 1306(c), 1321, 1322, 1323 and 1326 did not.
. See, e.g., United States v. Martus,
. In United States v. Cardenas-Alvarez,
. As we recognized in Pena-Cabanillas, however, "[e]ven in a crime requiring no specific intent, a defendant may defend upon the ground that he did no voluntary act: that he was asleep or unconscious at the time an act occurred.''
. Gracidas requested the following jury instruction:
First, the defendant intended to reenter the United States without the consent of the Immigration and Nationalization Service; Second, the defendant did something which was a substantial step towards committing the crime; Third, the defendant is not a citizen or national of the United States; Fourth, the defendant was lawfully deported from the United States; Fifth, the defendant attempted to reenter the United States without the consent of the Immigration and Naturalization Service.
Concurrence Opinion
concurring:
Because I agree with the persuasive reasoning of the majority opinion in United States v. Gracidas-Ulibarry,
