*1 crotch, By BARNETT: THE MISS WITNESS: Under short, the crotch would be too where Q. you took care of this When piece. set you marking, pre- actually did have you pare up Okay. the altera- a ticket to take THE What do COURT: tions [156] department? A. Yes, ma’am. call it when leg, on the outside you take out the fullness leg? Taper. THE WITNESS: you Q. you after would do What Taper, ticket? is what filled out that THE COURT:' marking peg. you Did call to the alterations Take them A. tapers? mark upstairs. department long generally you Taking Q. Yes, And how sir. THE WITNESS: you go back tapering could to wait until out and it. the flare get it? right. All THE COURT: depend on the season. It would A. Transcript p. 155-57. busy, too sometimes If we weren’t through couple of in a work would busy, days, some- we were but when week, much as it would be times know, school, you and sales back like that. alterations, did Q. As far as require you sold items
most America, STATES UNITED marking? kind of some Plaintiff-Appellee, had to on children A. Most slacks v. shortened, yes, ma’am. KOWALSKI, Defendant- Alfred Appellant. Q. ? about the suits What 74-1171. No. sleeves, Well, we usually the A. Appeals, Court United States those. have to alter would Circuit. Seventh you ever mark Did COURT: THE 3,1974. Argued June boys’ suits any pegs in the men’s and 19, Aug. 1974. Decided de- alterations taken to be out peg partment? what a know Do Sept. Rehearing Denied 1974. men’s is in a suit? Rehearing Rehearing En Banc No. THE WITNESS: Denied Nov. By BARNETT: MISS
Q. the alterations call Would at all ?
department assistance
would be like the coat A. pants, shortening Yes, something unusual, putting ma’am. Greenberg a collar Whenever gusset or shortening in a called [157] there paid
to take care of that. now, Putting a what THE COURT: gusset? pair
THE WITNESS:
pants. gusset? What is
THE COURT:
204 Pell, Judge, Circuit dissented Kelly, Peoria, 111., R. William for de-
opinion. fendant-appellant. MacKay, Atty., Spring- B.
Donald U. S. field, 111., Lipkin, Max J. Asst. U. S. Atty., Peoria, 111., plaintiff-appellee. for CLARK, Justice,* Before Associate SPRECHER, and PELL and Circuit Judges. CLARK, Associate Justice. Alfred Kowalski was convicted violating Title U.S.C. § 922(a)(1) [engaging in the business manufacturing importing, appeal On his six firearms]. points: raises (1) 922(a)(1) Is uncon- Section vague indefinite; stitutionally (2) support is the evidence sufficient to verdict; (3) it error to cross-exam- regarding pending ine Kowalski state charges; (4) may prior felony convic- twenty-five years old be tions more than impeachment; (5) error used for is it proof by hearsay to allow guns allegedly sold stolen; (6) prejudicial prosecutor to one of the characterize “sniper’s gun”, as a etc.
Wayne Stebins offered to sell a rifle holding (that on a Kowalski was $100 by Stebins) Krug, loan owed to David Treasury Agent. Krug, and an- Stebins Agent Treasury other went Kowal- gun. to obtain the While house ski’s * (Retired) Supreme of tlie Court of United States Associate Justice Tom sitting by designation. Clark O.
205
typical
acts,
Agents
truck,
of those
used
Columbia
remained
a van
Stebins
“loitering”; “leading an
such terms as
into
house and returned
went
Kowalski’s
profligate life”,
immoral
And
etc.
with the
which he sold
alone
Krug
vague.
properly
money
$125.00,
it was
held
Ricks v.
Stebins
Columbia,
U.S.App.D.C.
paid
later
Thereafter
134
Kowalski.
District
(1968).
uphold
Lucas, 201,
informer,
We
F.2d
Junior
Government
Agents
the Act involved here.
to Kowalski’s house and
took
*3
guns
any
inquired
if he had
of Kowalski
2.
attacks
the evi
Kowalski
“a
sale. The latter said that he had
for
support
dence as
insufficient
to
dickering
after some
varmint rifle” and
However,
reading
the
verdict.
price,
the
to
over the
Kowalski sold
rifle
transcript
three sales
reveals at least
Krug
$150.00,
with
ammuni-
some
prohibited weapons,
a .225 Winches
later
tion thrown in. Some two weeks
16-gauge
pistol
rifle, and a
ter
.45
parties
the same
returned to Kowalski’s shotgun.
addition,
received
In
Kowalski
target
purchased
house and
caliber
.45
gun
proceeds
prohibited
of a fourth
gauge
pistol for
and an old 16
$150.00
sale, a
rifle. Moreover state
.30-30
shotgun for $30.00.
by
ments
agents
Kowalski to the Government
regularly employed
Kowalski was
as a
at
and admitted
Kowalski but
Compa-
Transport
truck driver
Ruan
just, like
trial claimed to
“That was
be:
ny,
years
age
was 60
and married.
wind-ing
say, just
bit, play
it
I
ing
a little
1973,
7,
2,
From
until
June
1973
October
got
bigger
it
than I should have and
any
purchase
did
not sell or
myself
ille
into trouble”
other
indicate
any
spend
other
nor did
firearms
he
gal activity
in
under the Act. These
locating
time
additional firearms to sell.
receiving shipment of ten stolen
cluded
rifles,
he
after which
tried
contact
question provides
The statute in
Krug
he
but could not find him and so
except
importer,
for a licensed
licensed
others;
trying
sold them to
that he was
manufacturer,
dealer,
or
licensed
it
gun supply;
went
to re-stock his
that he
engage
“shall be unlawful
...
Michigan
get
some
importing,
in the business of
manufac-
got
good;
he
one and it was no
and that
turing
dealing
in firearms or ammu-
”
got guns
and out all the time for
sale.
nition.
.
. We hold that
statute
quite
believe
sufficient.
We
vague;
unconstitutionally
engaged
Kowalski was
“in the business
3. Kowalski claims that
.
.
.
.
.”
.
prosecutor’s questions on cross-examina
thereof;
in violation
and that there is
tion if he had ever been convicted of a
points.
no merit in
remainder
of his
felony
years,
e.
were all too remote
i.
1932,
the eases
1937 and 1948. However
vagueness claim,
1. As to the
contrary.
to the
are
See United
upheld
we find that
Circuit
has
Dow,
(7th
v.
States
1972);
ernment.
Circuit
being charged
as to Kowalski
in “Bu-
per
opinion,
a recent
curiam
United
County”
already
reau and LaSalle
Dilts,
Cir.,
(7th
States
F.2d
v.
501
531
any objection.
been answered without
1974), panel
of this court stated:
question
We reiterate the
should not
previously
compelled
felt
“We have
asked,
have been
and the
criticize
Assistant United
States
posing
censured
it,
for
but in view of
Attorney
departing
for
from the
overwhelming
guilt
evidence of
record.
United
v. Her-
[See
States
well as the manner and time in which
nandez,
(7th
486 F.2d
618
Cir.
asked,
we find that
1973).]
history,
In view of this
we
prejudice.
there was no
have
the need
considered
for an exer-
supervisory power
cise of our
a de-
hearsay
5. The claimed
nature of the
prosecutorial
terrent
to deliberate
evidence as to one of the
involved
Cf., United
misconduct.
States v. Tru-
being stolen
correct.
It
is not
is true
tenko,
(7th
490 F.2d
Cir.
tracing
gun
that in
the sale
1973).
concluded, however,
We have
Agent received information as to the se-
flagrant
that since the
misconduct oc-
quence
purchasers. However, upon
us,
curred before
rather than in the
going
purchaser,
to the ultimate
court,
judgments
trial
these
found that was stolen. He then
(At 8,
not be reversed.”
footnotes
County
contacted
Putnam
Sheriff
omitted.)
report
who forwarded the official
show-
ing
Moreover,
involving
was stolen.
Ko-
Now
case
we
another
walski admitted on cross-examination
same
United
Attor-
Assistant
States
my
engaged
what,
opin-
on
ney
in
The trial
in this
commenced
in
who
January 15, 1974,
All evi-
flagrant
at 10 m.
sufficiently
misconduct
a.
ion, was
submitted,
arguments
dence was
final
court
we should exercise
p.
made,
jury charged
4:30
power
and the
supervisory
reverse a
our
day.
on
after
m.
same
Sometime
judgment
earmarks of
what
has
following
p.
jury
m.
sent the
9:00
of that miscon-
trial because
an unfair
votes,
judge: “After 10
we
respectfully
note
Accordingly,
dis-
duct.
a verdict.
able to
have not been
come
sent.
any of
of reversal of
We see no chance
dispute
no
brooks of
The record
later,
re-
hour
the votes.” An
on
Kowalski sold
fact
in-
turned
the courtroom where
He was
more than one occasion.
structions
reread to the veniremen.
however,
guns,
charged,
with
sale
midnight,
fifteen minutes before
At
guns,
possession
prohibited
with
guilty
its
verdict.
returned
of deal-
the business
During
compact
exercise
ing
the line
in firearms.
Just where
justice,
the conclu-
administration of
by a dealer
between sales
drawn
aged 60,
Kowalski, then
sion of which
engaged
an own-
the business
guilty
would
of a
which
was found
crime
casual,
engaged in a
occa-
er of firearms
three
incarceration
result
his
draw.
is a difficult
sional sale
years,
At-
the Assistant United States
prescribe
does not
statute
legal
torney,
experienced and veteran
an
determining
per-
when a
standards
engaged
practitioner,
in conduct
“engaged in
business.” Unit-
son is
*5
by
designedly
appears
to be
and
to me
Zeidman, 444 F.2d
ed
v.
States
denigrating
improper
de-
of the
means
(7th
1971).
conceive
I do not
Cir.
appointed
by
fense advanced
Kowalski’s
interpreted to
that the statute should be
Unfortunately,
counsel.
counsel
his
person
ac-
a
effect
that once
has
the
preserve
have
not
record
the
that
quired
forever aft-
a firearm he should
however,
occasions;
on these
been made
disposing
precluded
of
from
erwards
part of the
I
errors on the
consider the
prison
by
sen-
of a
threat
substantial
prosecutor
to have affected substantial
if
so.
tence
he does
rights
a
of
and
basis
therefore
considering
customary
the
for
On
basis
reversal. Rule
Fed.R.Crim.P.1
appeal
on
from a
evidence
criminal
the
Impeachment Proceedings
light
favorable to
conviction
most
might
Government,
the
well
this court
agree
majority
as the
with the
that
involving
ordinary
affirm
the
case
trial,
and as
law stood at the time
the
only
sales of firearms
two occasions.
on
compas-
despite
it now stands
more
the
However,
record
the
does not reflect the
realistic)
(and probably
sionate
more
ordinary
one in
case but instead
ten-year
in Rule
limitation reflected
part
prosecutor
conduct on the
of the
609(b)
Proposed
Evi-
Rules of
say
such
it was
cannot
dence for United
District Courts
States
tipping
factor in
toward the
close case
Magistrates,
the
remoteness
any event,
side of
our su-
conviction.
excluding quer-
crime
not a basis
pervisory power should have been called
prior
to a
ies
witness about his
criminal
play.
aspect,
into
The remoteness
convictions.
shipment
Kowalski’s counsel also embarked on wliat
of narcotics
that he wanted to
you?”
apparently
necessary
lie
trial
sell
line
considered
This
first
introduced
despite
prosecutor
throughout
objection
pursued
the
tactic
Kowalski’s
counsel was
judge.
apparently
and the admonition
The tactic
the
the
to demonstrate
only charitably
unique.
just engaged
big
can
be described
defendant was
in a lot of
Treasury
agent Krug
nothing
When
federal
talk
else.
minimize
It did not
being
cross-examined,
aspersions
prosecutor,
if
asked him
cast
counsel
agent,
Kowalski hadn’t
then
effect
told the
under
of which was to make Kowalski
going
get
possessor
cover,
he, Kowalski,
generalized
“was
attributes.
criminal
only
part
however,
during
period,
of the cumula-
time and
exception
this
picture.
particular
of this
tive
of-
involving
fense
the one
his offer
opened
trial,
prosecutor
At
narcotics,
to obtain
he has no criminal
phase
of Ko-
of his cross-examination
working
record and has been
and has
asking
him to whether
walski not
been in no trouble.”
of a certain crime
convicted
been
place
instead
at a certain time and
prosecutor apparently
was suffi-
Kowalski,
“Now,
asked,
have
ciently impressed with Kowalski as
felony?” A
of a
ever been convicted
present
law-abiding
citizen
general objection
overruled and Ko-
probation
that he recommended
on a
“Well,
responded,
I don’t know
walski
guilty plea. Nevertheless, when the
felony
or not.
I was
whether it was
accept
guilty plea
court declined to
convicted—”
being granted
probation
on the basis of
prosecu-
trial,
went
pursuing further
But before
proceeded
interrogation
tor
on a line of
cross-examination,
it should be noted
which I can
conceive was
de-
fully
aware
signed
impres-
leave with the
record. At a
the defendant’s criminal
sion that this defendant was a
menace
hearing
prior
a month
more than
community.
trial,
referring
after
to a
state
charge
conspiracy
deliver a controlled
following pertinent portions
substance sometimes referred to as
transcript
of evidence are noted:
“speed,” which
emanated from
“Q.
talking
Do
know
I’m
what
the same transactions as the federal
about, sir?
indictment,
stat-
following:
Well,
ed
just
“A.
if—I don’t know
by ‘felony.’
what
mean
I know
addition,
“In
defendant’s record
jail
days
1932 I went to
for 90
indicates that since 1942 the defend-
manslaughter charge on an automobile
ant has not been involved or
does
accident.”
charges against
felony
him.
no
’35 with
deadly weapon.
being intoxicated.
defendant
deadly weapon,
and ’49—one
‘ADW’means.
He has had several
“MR. LIPKIN: Assault with a
“It is true that back
“THE
disposition.
vagrancy
CLERK:
each.
charged
but no conviction
I don’t know what
*6
charges
I
and in ’37 with
Assault with a
should —for
at
the ’30’sthe
one
say
point
’47,
and
’48
year?
that?
“A.
[*]
“Q.
“A. Well—
“Q.
“Q.
“A.
“Q.
jail
-X-
Yes,
How about
You were sentenced
youDo
And in
Right.
stealing
I remember
[*]
remember that ?
some
-X-
December,
do
copper.
you remember
that,
[*]
to one
I went
1937?
-X-
he had 30
tion.
three
with
scene of an
made, except
ing the dent and was fined a dollar and served
auto
Correction;
theft,
manslaughter arising
months
but no
and in ’32 he was
days
on
the House of Correc-
disposition
in the House of
vagrancy charge
automobile
was ever
charged
leav-
acci-
battery.
it?
(cid:127)X-
“A. That
“Q.
“A. Yes.
“Q.
“A. Yes.
With
What
[*]
was that
charge
-X-
deadly weapon,
[*]
was assault
charge
-x-
?
wasn’t
[*]
and
right?
“Q.
gun,
aWith
investigation,
“One further
I
as
indicated,
rifle,
claim.
indicates that since
“A.
.22
Manslaughter
“Q.
you
guilty of
ordi-
found
them the model number firearm and then agent testify number of the permitted rial they manufacturer, only investigation call the will as to what case was Winchester. made what he discovered as a result pure simple thereof. This Objection, your “MR. KELLY: hearsay and over and above the lack Honor, think that calls to that. materiality relevancy hearsay part. on and a conclusion his being tried, hearsay which was its as- tell he did or I think he can what pects precluded should have its admis- he what he knows but when starts sion. This is not a matter of admissibil- ity talking— ordinary kept of records in the Objection “THE is over- COURT: course of business. As a of fact matter ruled. records, where there was a reference to “By Lipkin: Mr. g., report, e. the sheriff’s the record it- “Q. ahead. Go put self was not into evidence but May agent’s “THE answer what report COURT: of what was in the re- investigation port. he made. In addition to the rule hearsay evidence there also would be in- Washington, they re- “A. I called application volved an of the best evi- gun plied me that had been dence rule. shipped to a whole- from Winchester Owen, say suggested saler Wisconsin. It is no answer as is majority opinion upon going object con- KELLY: “MR. purchaser, agent to the ultimate presence versation outside gun found that was stolen. The hearsay. It the defendant. would be purchaser statement of remains objection Well, “THE COURT: hearsay. If the status of the firearm as sir, again, will be overruled weapon a stolen had been relevant to the ques- have to make it on don’t each issue before the court the Government objection is overruled to tion. easily brought could as a witness investigation. this man’s legal gun owner of the could who “By Lipkin: weapon have identified it as a stolen from his home. “Q. What did tell ? I do not believe that this further em- “A. That the firearm had been phasis. on the theft can be classified as shipped from Winchester to a whole- gun harmless error. The fact that the Owen, Wisconsin, saler in in turn who may have been stolen was not contro- shipped Spring Valley, the firearm to by any verted evidence. Kowalski testi- Illinois, to a dealer there. He turn acquired he fied that had it trade sold the firearm to individual an gun from someone aat fair. The fact Illinois, Standard, who turn sold had been stolen does Neubaum, the firearm to a Kelvin of negative testimony Kowalski’s as to how Granville, Illinois. acquired he had in- unless he, “I went himself, to Kelvin Neubaum’s house ferred that had done stealing. and talked to him told me If that is the inference that the intending he had had two thefts of his to leave then it house, matter, approxi- at his .attempting the first theft improper, is a also mately $7,000, by proof the second theft some- to convict of one crime what less than that. commission another. *10 any certainly of a case fair trial Conclusion person’s liberty not a where is at stake. not that The defense asserted regard I this case as one where While guns on two no sale of there had been sufficiently the defendant received less rather than Kowalski had occasions but require trial than a fair as to a reversal engaged making not in sales trial, a new I am to reluctant fault dealing in of firearms. This business experienced judge trial in this re- showing of that the form defense took spect. It is true that the burden of con- agents whose identities the two ducting continuing a fair trial obli- ap- agents not to known Kowalski gation resting upon judge, neverthe- They appeared proached to Kowal- him. less, sponte supervision a constant sua hippie types. he reasona- to That ski bly be proper objec- prompt in the absence of impression was have could had this places only tions not unfair an burden reasonably have It not denied. could judge, primary capacity on the whose that been determined from arbiter, should be as an but could itself engaging intention of no prop- form of interference with the dealing in firearms in the business of development er of the trial. opportunity presented an with guns
but was unloading on a he owned of some unsympathetic I not am also with the couple not he did re- of fellows whom may prose- beset the frustrations goodly price he spect that attempts present cutor’s to the case of along “string” both them about would alleged an the Government crim- instruc- A tendered and narcotics. inal. The Assistant United States At- although entrapment denied tion on torney present involved in the case in question of for a there is some basis argument before court stated engage in the proclivity to crime following: of in firearms view business lawyer any- “The defendant’s can do particular defense asserted. thing works, he if it wants because got not-guilty not-guilty plea, he’s reviewing trial, In record of any verdict, and it make dif- doesn’t consummated from selection which was happened got ference what or how he delibera- to the retirement for of prosecutor, trying only it. It’s to day, I am tion in less than a full court job Kelly says, do his I’m feeling uneasy dispel that —As unable think, your prefer I overzealous. respects justice subverted in the Honor, just pretty I’m good, not over- have indicated to the extent zealous.” Whether, requires plain reversal. error to which I of the factors the absence if defense counsel does The answer is adverted, jury would have questionably improper tactics resort found the asserted defense sufficient should look the judge course, acquittal is, problematical. of so to handle the situation preserve a for the significant fair trial not whether matter is not but for the Government as defendant rather would would not have but not to resort to the well. The answer is have re- triers of fact should type same of tactics. case from smear of ceived the free egregious potentially prejudicial This, course, con- does not in sense a, prosecutor not mean that should un- duct. vigorous advocacy. and forceful dertake n referring dispatch forget not, however, He should which this trial was consummated have federal importance intended to demean the government segment functionary disposition expeditious of criminal designated Department as the Prompt disposition, however, Department cases. but as the Prosecution purchased expense not be at the Justice.
