United States v. Alexander, JoeyUnited States v. Alexander, Joey
Opinion for the court filed by Circuit Judge KAREN LeCRAFT HENDERSON.
The appellant, Joey C. Alexander, seeks reversal of his conviction for the unlawful possession of a firearm and ammunition by a felon, in violation of
I. Background
On June 17, 2000, at 5:40 p.m., Yvette Young called 911 from her workplace at 723 12th Street, N.E., in Washington, D.C. 1 She told the emergency dispatcher that the man she was dating had just threatened her at her workplace, told her that he would return to “do something” to her and said that he was going to go to her apartment to “mess” it up. Young also told the dispatcher that her boyfriend had keys to her apartment and that “he also has a gun.” When the dispatcher asked, “He got a gun on him now?,” Young replied, “Yeah. And I need someone to go to my apartment [until] my mother come[s] [to] pick me up from work to meet me there.” The dispatcher told Young that the police would not go to her apartment because, by giving her boyfriend kеys to the apartment, she had given him permission to enter. Nevertheless, the dispatcher told Young that she would send the police to her workplace so that Young could “fill out a report for threats.”
At approximately 5:52 p.m., MPD Officer Daynell Schaffrath arrived at the group home where Young worked. When Schaffrath met Young at the front door of 723 12th Street, she appeared “stressed, afraid, [and] frightened.” 2/6/01 Tr. 155. Soon after Schaffrath interviewed Young about the report,
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the appellant appeared at the front door. Young then jumped out of her seat, pointed at Alexander and said, “[tjhat’s him right there, Officer.”
Id.
at 176. Although Schaffrath ordered Alexander several times to step away from the door and to keep his hаnds away from his body, Alexander refused to comply. Instead, Alexander opened the screen door and began to step inside the room. Schaf-
After Schaffrath arrested and handcuffed Alexander, MPD Officer Craig Reynolds arrived at the scene. Reynolds subsequently searched the appellant, recovering $900 in cash, a wallet, a set of keys, a driver’s license and a cell phone. Shortly thereafter, Reynolds approached a brown Buick that was parked on the street approximately 50 to 75 fеet from the group home. Looking through the windshield, he saw a handgun lying on the floorboard of the car on the driver’s side. On the passenger seat, he saw a blue baseball cap.
Crime scene search officer Ronny Arce recovered the loaded weapon — a Colt revolver — from the floorboard and used the keys found on Alexander to start the car. The officers subsequently found the car’s registration and a seat belt citation in the car’s glove compartment. The former indicated that the car was registered to Alexander, while the latter indicated that Alexander had received a citation while driving the Buick on April 6, 2000. Both documents listed Alexander’s address as 253 16th Street, S.E., Washington D.C., which is located approximately 10 to 14 blocks from 723 12th Street, N.E.
Based on the foregoing events, Alexander was indicted on November 2, 2000 and charged with three counts: one count of unlawful possession of a firearm and ammunition by a felon, in violation of
II. Analysis
We address each of Alexander’s challenges in turn.
A. The Excited Utterance
Alexander objected on hearsay grounds to the introduction of the 911 call and to Schaffrath’s testimony regarding Young’s subsequent statements at the scene. 2/6/01 Tr. 4-13. After conducting voir dires of Schaffrath, who testified for the government, and Young, who testified for Alexander, the district court ruled that the 911 call — but not Young’s subsequent statements to Schaffrath — qualified as an excited utterance and, as such, fell within an established exception to the hearsay rule. Id. at 143-44. On appeal, Alexander renews his hearsay objection to the 911 call, arguing that thе statements contained therein were not made while Young was under the stress of excitement caused by Alexander’s alleged threat.
We review a district court’s evidentiary rulings for abuse of discretion.
United States v. Williams,
For a statement to qualify as an excited utterance, the proponent of the exception must establish: (1) the occurrence of a startling event; (2) that the declarant made the statement while under the stress of excitement caused by the event; and (3) that the declarant’s statement relates to the startling event.
See, e.g., Brown,
Although the lapse of time between the startling event and the declarant’s statement is relevant to whether the declarant made the statement while under the stress of excitement, the temporal gap between the event and the utterance is not
Here, Alexander contends that the district court erred in concluding that Young’s statements during the 911 call
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were made while under the stress of excitement.
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Specifically, Alexander maintains that the passage of time between the alleged threats and the 911 call; Young’s intervening telephone call to her mother; and Young’s tone of voice during the 911 call — when considered together — negate a finding that the statements were made while under the stress of excitement.
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Alexander’s arguments address us as if we were deciding the question anew. Whatever we might decide on
de novo
review, we cannot conclude that the district court abused its discretion in admitting the 911 call.
See Evans,
According to Young’s grand jury and voir dire testimony, she telephoned 911 approximately 15 to 20 minutes after the alleged threats. 2/6/01 Tr. 97, 115. Considering the nature of the startling occurrence — Alexander allegedly had a gun and threatened both to “do something” to Young and to “mess [up]” her apartment— the passage of 15 to 20 minutes hardly suggests that the district court abused its discretion in admitting the 911 call.
See, e.g., United States v. Phelps,
The fact that Young telephoned her mother during this 15 to 20 minute interval does not, in our view, change the calculus. Although the intervening call might suggest that Young had time to reflect and deliberate before calling 911, the nature of Alexander’s threats, the relatively short lapse of time between those threats and the 911 call and the recipient of Young’s initial call — her mother — all lend support to the district court’s ruling. Given that the courts have upheld the admission of statements made even hours after a startling event — and we can reasonably assume that the declarants in such cases likely did not remain silent in the intervening hours — Young’s telephone call to her mother fails to establish that she was not under the stress of excitement when she then called 911.
Alexander’s strongest argument for reversal lies with the “tone and tenor” of the 911 call itself. “Ms. Young’s tone of voice on the call was monotone and calm,” Alexander maintains, “demonstrating that she was not still under the stress of excitement from any alleged threats.” Br. for Appellant at 14. To be sure, Young’s tone of voice deviated from the monotone only when she became irritated with the dispatcher for refusing to send thе police to her apartment. The district court rejected Alexander’s argument, however, concluding that “[i]t is clear she’s upset on that telephone call.” 2/6/01 Tr. 143. We will not disturb the district court’s ruling.
Although Young sounded composed for most of the 911 call, she became agitated when the dispatcher informed her that the police would not go to her apartment because she had given Alexander a set of keys to the apartment. Alexander would have us conclude that Young’s sudden burst of “excitement” conclusively established her lack of excitement earlier in the call, namely, when she indicated that Alexander had “a gun on him now.” But Schaffrath’s testimony that Young appeared “stressed, afraid, [and] frightened” fifteen minutes aftеr the 911 call adequately supports the district court’s conclusion that Young made the call while under the stress of excitement. Id. at 155. We therefore conclude that the district court did not abuse its discretion in admitting Young’s 911 call. 10
B. The “Other Acts” Evidence
Next, Alexander argues that the district court erred in admitting prejudicial “other acts” evidence at trial, namely, Young’s statement on the 911 call that Alexander “[has] a gun on him now.” Because Alexander did not raise a Rule 404(b) objection to the introduction of the 911 call below,
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we review his “other acts”
“[B]ecause
Here, Young’s statement that Alexander “[has] a gun on him now” constituted intrinsic, admissible evidence on the felon-in-possession charge.
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See United States v. Bradley,
After Young told the dispatcher that Alexander had a gun, the dispatcher asked: “He got a gun on him now?,” to which Young responded, “Yeah.” Thus, as the government correctly observes, Young’s statement served “not [as] evidence of a prior possession, or possession at some point,” but instead as “evidence of [Alexander’s] current possession, the possession for which [Alexander] was arrested minutes later, and for which he was charged.” Br. for Appellee at 31. In other words, Young’s statement provided only “intrinsic” evidence of the crime chаrged, not “extrinsic” evidence inviting an inference regarding Alexander’s bad character.
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Accordingly, we conclude that the district court did not err in admitting
C. Sufficiency of the Evidence
Alexander contends that, “[viewing the evidence in the light most favorable to the government, no reasonable juror could reasonably conclude beyond a reasonable doubt that [he] possessed the gun at issue here.” Br. for Appellant at 8. According to Alexander, the government presented — at best — evidence of “mere proximity,” i.e., that the police discovered a Colt revolver in a car registered to Alexander, Alexander possessed keys to the car at the time the police discovered the weapon and Alexander received a citation while driving the car more than two months before his arrest. Id. at 9. We reject this argument.
“In considering a defendant’s challenge to the sufficiency of the evidence, we review the evidence of record
de novo,
considering that evidence in the light most favorable to the government, and affirm a guilty verdict where
‘any
rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt.’ ”
United States v. Wahl,
Criminal possession of a firearm may be either actual or constructive.
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Wahl,
In our view, sufficient evidence supports the jury’s conclusion that Alexander constructively possessed the Colt revolver found in the brown Buick parked outside Young’s workplace. As earlier discussed, Young’s 911 call indicated that Alexander had' “a gun on him now” just minutes before the police discovered the weapon lying on the Buick’s driver’s side floorboard. The registration and traffic citation recovered from the car’s glove compartment — as well as the keys recovered from Alexander’s person at the scene— established that Alexander owned and operated the vehicle. Given the distance between Alexander’s abode and Young’s workplace (approximately 10 to 14 blocks),
Alexander’s challenge to the sufficiency of this evidence is unpersuasive. Although Alexander correctly observes that the discovery of a gun in a car owned and operated by the defendant is insufficient, standing alone, to establish possession,
see, e.g., Moore,
D. Motion for a New Trial
Alexander also argues that the district court erred in denying his motion for a new trial.
In its opening statement, the government told the jury that it would hear evidence that Young told the police that Alexander had a revolver, that Young described the revolver as having a brown handle and that the police found a revolver matching that descriрtion in Alexander’s car. 2/6/01 Tr. 39-44. Young then refused to testify at trial and the district court instructed the jury at the close of the evidence to “disregard the claims or statements made by the lawyers in the openings if [they were] not proven in evidence.” 2/7/01 a.m. Tr. 77. Additionally, the district court further instructed the jury not to speculate about Young’s absence nor “to draw any adverse inference against either party” because she did not testify. Id.
To determine whether a prosecutor’s opening statement substantially prejudiced a defendant’s trial, we consider the severity of the alleged misconduct, the curative measures taken and the certainty of conviction absent the improper remarks.
United States v. Thomas,
Alexander’s reliance on the stricken hearsay testimony of Officer Reynolds is similarly misplaced. Reynolds testified at trial that Young pointed to the brown
E. The Mandatory Minimum Sentence
Finally, Alexander challenges the district court’s imposition of a mandatory minimum sentence of fifteen years of imprisonment pursuant to
Emphasizing the fact that
Moreover, as the district court recognized, the use of “attempted” in
For the foregoing reasons, we conclude that all of Alexander’s contentions are without merit. Accordingly, the judgment of the district court is
Affirmed.
Notes
. Although Young did not testify at trial, the government played her 911 call for the jury. See 2/6/01 Tr. 180. Overruling defense counsel’s hearsay objection, the district court ruled that Young’s call qualified as an excited utterance. Id. at 143-44.
. At trial, defense counsel asked Schaffrath if, during the interview, Young had stated “that she had seen Mr. Alexander with a gun on him that day?’’ 2/7/01 a.m. Tr. 76. Schaf-frath answered, "No.” Id. Although Schaf-frath also testified during voir dire that Young had told her that Alexander kept a revolver with a brown handle in a nightstand drawer, 2/6/01 Tr. 70, the district court excluded these statements as hearsay, id. at 144.
. Hearsay is an out-of-court statement offered in evidence to prove the truth of the matter asserted.
. The applicability of the excited utterance exception is unaffected by the avаilability or unavailability of the declarant as a witness.
. The proponent must establish these three elements by a preponderance of the evidence.
See United States v. Collins,
. Because the excited utterance exception is based upon "the
psychological impact
of the event itself” and not upon the contemporaneity of the startling event and the declarant's statement, the exception "permits [the] admission of a broader range of hearsay statements [than the hearsay exception for present sense impressions].”
United States v. Jones,
. Young's statement that Alexander "[has] a gun on him now” is not rendered inadmissible simply because it was made in response to the dispatcher's question.
See Joy,
. Alexander does not dispute (1) that the alleged threats constituted a startling event or (2) that Young's statements related to that startling event. See Br. for Appellant at 13-16.
. Relying on Young's voir dire testimony, Alexander also argues that the 911 call lacks sufficient indicia of reliability because Young "in fact lied” about Alexander having a gun. Br. for Appellant at 15. This argument fails. Young's subsequent statements "made well after her 911 call are not part of the core evaluation whether the statements made during the 911 call qualified as an excited utterance when made.”
Malloy v. United States,
. Alexander asserts that the district court’s decision to admit the 911 call as an excited utterance contradicts its decision to exclude Young’s subsequent statements to Schaffrath at the scene. This argument is meritless. Plainly, the district court did not abuse its discretion in finding that Young made the former statement — but not the latter — while under the stress of excitement; after all, Young’s statements to Schaffrath at the scene were made later and under circumstances different from the 911 call.
. Alexander did object to the government’s opening statement on
To begin with, Alexander did not contend that Young's statements on the 911 call constituted “other acts” evidence at the
More importantly, Alexander did not object to the government’s reference to the 911 call during the bench conference that followed his
. To meet the plain error standard, "there must be (1) error, (2) that ’affect[s] substantial
rights'
—i.e., that is prejudicial ... and the error must also be 'plain.' ”
United States v. Perkins,
. Given the practical and definitional problems that plague the extrinsic-intrinsic distinction, we have called into question the
. As an aside, Alexander's assorted "severance” claims are without merit. First, Alexander never moved to sever the felon-in-possession charge from the threat charge. See 2/6/01 Tr. 49-53. Second, the district court did not limit the admission of the 911 tape to the threat charge. See 2/5/01 a.m. Tr. 59-62; 2/5/01 p.m. Tr. 174; 1/7/02 a.m. Tr. 24-25.
. Alexander attempts to distinguish
Bradley
and
Woodfolk
by arguing that "in those cases additional evidence connected the gun referred to on the 911 call to the charged gun.” Reply Br. at 10. While Alexander is correct on the factual distinction, neither decision turned on the existence of such "additional evidence.”
See Bradley,
.Even if Young's statement had constituted extrinsic "other acts” evidence—which it did not—it is our view that the district court's admission of the statement would not have constituted plain error.
See United States v. Cassell,
. Because Young's statements on the 911 call did not constitute "other acts” evidence within the meaning of
. To convict a defendant of unlawful possession of a firearm under
. Relying on
United States v. Clark,
Alexander's emphаsis on his lack of "evasive action” is similarly misplaced. While we have found evidence of evasive action relevant in constructive possession cases, such action — or lack thereof — is hardly determinative.
See,- e.g., United States v. Jenkins,
. The government argues that we should review the district court’s denial of Alexander's new trial motion for plain error, citing
United States v. Thompson,
. Having concluded that the government did not misuse Young's statements on the 911 call either in its closing statement or in Alexander's trial generally, see supra note 17 and accompanying text, we focus on Alexander's other claimed errors.
. Defense counsel told the jury in his opening statement that Young told the police that (1) the brown Buick in which the police found the Colt revolver belonged to her; (2) Alexander drove a 1985 burgundy Mercedes; and (3) Alexander drove the Mercedes when he left her workplace earlier that day. 2/6/01 Tr. 55-56.
. Alexander does not challenge two of his qualifying convictions: a 1972 conviction for armed robbery and a December 1977 conviction for bank robbery. See Br. for Appellant at 29-30. Although Alexander’s brief discussed a fourth conviction — a July 1977 conviction for bank robbery — the district court did not consider, and the government did argue on appeal, whether Alexander's July 1977 conviction qualified as the third required conviction under