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United States v. Albert Dupuy, United States of America v. Christie Buzard, United States of America v. Juan Antonio Tercero
760 F.2d 1492
9th Cir.
1985
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*4 § 1952; possession U.S.C. in Count VI with NELSON, Before FERGUSON and Cir with intent to pounds distribute 100 mar- of Judges, JAMESON,* cuit and District ijuana aiding abetting, and and in violation Judge. § § 841(a)(1) 2; of 21 U.S.C. and 18 U.S.C. in importation Count XIV with of JAMESON, Judge: District pounds of marijuana aiding and and abet- §§ ting, 960(a)(1) of 21 Appellants Dupuy, violation Albert U.S.C. Christie Bu- § (b), 952(a), 2; and and and zard, 18 U.S.C. and indicted, and Antonio Tercero were possession in Count XV with with intent to others, with a 24-count indictment pounds marijuana, distribute 200 of in vio- charging conspiracy, all defendants with § 841(a)(1). lation of U.S.C. appellant and each with substantive of- fenses, importation in the and distribution charged Buzard was further Count marijuana and Dupuy cocaine. was con- possession XVIII with with intent to dis- counts, counts, on six victed Buzard on five pounds marijuana, tribute 100 in viola- four, § . 841(a)(1); and Tercero counts. tion of 21 Ú.S.C. and Counts * Jameson, tana, sitting by designation. The Honorable William J. Senior Unit- Judge ed States District for the District Mon- denying (4) erred in the district court with intent possession

XIX XX with and attorneys cocaine, to call in vio- Tercero’s distribute one-half ounce § his line- 841(a)(1). witnesses of co-defendants as two lation of U.S.C. identification; up and further in Count charged Tercero was in aid racket- VIII interstate travel (5) IX insuffi- the evidence on Count was of 18 U.S.C. eering enterprises, in violation his conviction. to warrant cient § X, pos- 1952; IX, and XI with in Counts appellants contend (6) Finally, all of the cocaine distribute with intent session allowing the erred in the district court abetting, in violation aiding and infor- exculpatory to withhold § 2; § 841(a)(1) U.S.C. U.S.C. duty pursuant to her under mation possession with intent XIII with Count ground she Maryland, on the cocaine, of 21 U.S.C. in violation distribute con- promised that their two co-defendants § impor- 841(a)(1); XIV with and Count with her would be “secret”. versations aid- marijuana and pounds tation of III. Material Jencks of 21 abetting, U.S.C. ing and in violation § §§ 952(a), 960(a)(1), 18 U.S.C. Appellants contend dis provide properly failed to Government commenced on June Trial until well days impeachment took material case in chief cernible Government’s informant, direct Jackson’s the cross-examination of testimony. informant after days, Jackson, key and his for four wit Larry continued Government’s *5 § days. Act, for five cross-examination 18 ness. The Jencks U.S.C. right inspect all gives to defendants a judgment entered July On a containing statements of documents X, XI, on as to Tercero Counts acquittal government witness which relate jury returned July and On 12 XIV. testimony. subject matter of that witness’s guilty appellants all three as to verdicts impeach required for disclosure is This remaining on the counts. v. Pol purposes only. Appeal II. Contentions (9th Cir.1974), cert. izzi, 893 appellants contend1 that All of the denied, (1) prosecution pro- to failure of the (1975). comply with Failure to L.Ed.2d ma- impeachment properly vide discernible striking the may Act result in the Jencks cross-examination until well after the terial § 3500(d), United testimony, U.S.C. key mandates witness of the Government’s Birrell, 421 F.2d Act; under the Jencks a reversal Cir.1970), convic or even reversal of the § (2) appellants 3500(d), denied tion, Sperling district court v. Unit 18 U.S.C. Cir.1982). right compel to States, (2d Amendment their Sixth ed refusing allow by to testimony of witnesses overlooked, af- had until prosecution The im- prosecutor at trial to them to call testified, of a an edited version ter Jackson regarding testimony crit- peach Jackson’s by The defend- Jackson. statement issues; ical original unedited had access to ants grant (3) a continu- court’s failure Upon discover- of the statement. version testimony, grant or ance, Jackson’s strike statement, only had a ing the edited viola- for the Government’s other sanctions version, from the unedited variations few 12.1, 12.1, de- Fed.R.Crim.P. tion of Rule coun- copies defense prosecutor gave Fifth and Sixth appellants nied their the edited report showed that The sel. rights. Amendment The had read Jackson. version been testi- Jackson’s to strike defendants moved appellant Tercero contends In addition mistrial. to declare a mony or that Buzará, joint brief. raised Tercero Buzard filed appeals Dupuy, and Tercero 1. THe separate questions argument. Dupuy in a brief. oral additional consolidated for were motions, original The court denied both find used it in the cross-examination. ing good that the had acted The court’s conclusion that late disclo- faith that the late disclosure of the prejudice sure did not the defendants is not prejudice edited version did the defend clearly erroneous. court, The in making ruling, ants. The finding prose court’s that although found that the document would in good cutor had acted faith was based Jackson, impeach already the defense had upon prosecutor’s prompt disclosure extensive impeaching “as material as this (within hours) upon discovery a few years court has ever encountered in over document. late discovery was due to experience.” though Even the court the volume of the documents and the fact that “any really found further evidence is agent case go been directed to superfluous” it allowed the defendants to through file copies and make of all further cross-examine Jackson. sec pertinent give documents to defend pages ond cross-examination filled 68 Although ants. he found the unedited ver

transcript. and Dupuy Buzard contend sion, he failed discover the edited ver court erred and that a reversal of oversight sion. This could not be labeled the convictions mandated. The district as a “willful egregious avoidance and dere finding prejudice no court’s is reversible liction of the statutory obligation.” only if it is clearly Campbell erroneous. Polizzi, Cf . 500 F.2d at 893. Nei States, ther a striking mistrial nor a of Jackson’s testimony required. claiming are not disclosure, there was no but rather that the IY. Prosecutor as Witness delayed prejudicial. disclosure was In a Appellants next contend situation, similar this Circuit has concluded right court violated their Sixth Amendment untimely require disclosure does not compel testimony witnesses striking calling witness’s refusing prosecu- them to allow call *6 not preju mistrial where the defendant is impeach to tor informant Jackson’s trial untimely diced disclosure was not through testimony confirming statements and egregious “willful avoidance derelic made in her of debriefing notes of Jackson. prosecutor’s statutory of obliga tion a debriefings In series of conducted at Polizzi, F.2d tion.” 500 at 893. Further year prior prosecutor a to least trial the more, administration of the Jencks “[t]he of had made notes statements made ‘good to Act entrusted sense and agents DEA Jackson. Three were inter- ‘subject experience’ judge of the district to mittently present during debriefings. appropriately appellate limited review of ” Parker, courts.’ United 549 prosecutor’s The notes turned were over Cir.), (9th denied, F.2d cert. 430 to defense counsel several weeks ad- were extensively vance trial and used their cross-examination of They Jackson. testimony contend that in his trial Jackson case, during In this the course of repeatedly contradicted the version of the cross-examination, first which lasted prosecutor’s set facts out in the notes. De- days, the brought five defendants out ex accordingly to call sought fense counsel evidence, impeaching including tensive prosecutor impeach as a witness to Jack- propensity to lie Jackson’s and his mistreat proof Counsel an offer son. of his wife. The court that ment found court as to the nature the inconsistencies original inconsistencies between Jackson’s attacking importance and their Jackson’s present and his would statement credibility. serve to only show Jackson was indeed addition, to lie. In prone the defendants The informed the court that complexity had access to the unedited version and had due to the of the facts and her witnesses) Amend time secure attendance of unfamiliarity with the facts at the rulings Jackson, rights. ment These could not she her interviews the court abused court must stand unless being told the facts which later remember Basile, 569 its discretion. United States v. discrepancies that she and also constituted (continu (9th Cir.1978) F.2d 1057-58 in the errors and inaccuracies found some ance); Moore, 653 F.2d States v. not, accordingly, vouch could notes. She denied, Cir.1981), cert. lay reliability of the notes L.Ed.2d 646 102 S.Ct. admissibility for the necessary foundation dismiss). (1982) (motion to recollection, pur- as a recorded *7 request for notice-of-alibi. Government’s lie. the reading is inconsistent re This rule, quirements legislative its histo Rule V. Notice-of-Alibi Discovery under Rule ry, and case law. 12.1, to Fed.R.Crim.P. Pursuant designed give 12.1 the Government was requested Dupuy disclose Government the defendant’s alibi defense notice of alleged to in any delays to an act surprise alibi defense unfair and order to avoid August on I for his activities 688 F.2d Bouye, Count trial. United States informant, (7th Cir.1982); Jack trial Moore’s Federal whereas son, place legisla that the acts took para. testified Practice 12.01.02 Dupuy contends that the rule was de August history 1980.2 tive shows that grant contin Government. H.R. signed court’s failure to a to benefit the the district 1st, 94-247, Cong., Sess, 8, grant uance, testimony, Rep. or 94th Jackson’s No. strike (due Cong. p. him Fifth & Admin.News denied his U.S.Code other sanctions 12.1(a) the Government (notice charges and 674. Rule of Under process) and Sixth September alleged 1980. 2. The indictment

inquires an puy whether defendant has alibi and Buzard as witnesses line-up of his defense, specific if so defense and identification. call.

witnesses intends to The Govern- he Holmes, Ruth the ex-wife of the infor- reciprocal obligation ment’s Rule under 12.- mant, conspirator had occasion a to observe 1(b) is to of furnish names the witness- who had visited the informant at her home which link the es defendant scene of Albuquerque negotiate purchase crime. If the not Government does pounds of marijuana. of She identified advantage particu- take 12.1 as to Rule a in line-up Tercero a as the same individual. time, place it claim lar date cannot Tercero contends identification surprise brings when unfair the defense was tainted because the Assistant United Bouye, forth alibi trial. witnesses at Garcia, Attorney, pointed had to- F.2d at 475. him ward before Holmes had made her urged identification. Tercero the court to Vela, F.2d United States v. him to call allow as witnesses the counsel Cir.1982), In precisely point. present for his co-defendants who had been appellant case the claimed that the Govern line-up. at the proof ment was limited to which events objected Both being counsel called as place during took the time frame indicated They witnesses. indicated to the court that 12.1(a) request its for notice of alibi. they had seen Garcia make a sort a reading, held, a Such court would re sweeping motion in the direction of the quire the Government invoke the rule line-up. Tercero was in the center for an entire transaction eschew use of line-up gesture so the was his This, stated, entirely. rule it would direction. Garcia had no recollection of render the rule unworkable. Id. at 88-89. making gesture. such The court denied The court found that Rule 12.1 allows the request Tercero’s because it found no to invoke Government the rule as dis actually gesture one had seen any- temporal aspects crete the crime suggestive one to be concluded and that charged. If defendant con becomes prejudice therefore to Dupuy Bu- scope charged, about fused crime zard, attorneys should their be called as he should particulars. seek bill of Id. at witnesses, outweighed probative value appellant case was not attorneys’ testimony. limited the Rule' 12.1 for notice- August of-alibi to alibi witnesses for given district court is wide bring any He free to forth alibi pursuant discretion to Fed.R.Evid. 403 to appropriate witnesses he deemed for the exclude if relevant evidence there is a dan encompassed by days charges other ger prejudice. of unfair must court not, against him. The Government could probative balance the value the evidence days, surprise for those claim unfair be See, likely prejudicial with its e.g., effect. it cause invoked Rule 12.1 as to Martin, days. Dupuy those If was confused (9th Cir.1979). The trial court’s decision to request, sought Rule 12.1 he should exclude if only evidence reversible particulars. 7(f). bill Fed.R.Crim.P. We See, its abused discretion. Unit e.g., agree with the court Vela that “the Patterson, ed States v. *8 rule is notice-of-alibi not intended to serve (9th Cir.), denied, cert. 459 U.S. the office of such a bill.” 673 F.2d at 89. (1982). S.Ct. In this case the based district court Attorneys VI. Co-Defendants’ finding decision exclude a its on that the as Witnesses proffered ges witnesses had found the Appellant Tercero dis- of suggestive. contends that the ture Garcia be It would little, denying request trict court erred in his to follow that their would do attorneys of anything, call his co-defendants Du- if to discredit Holmes’s identifica- possession of the cocaine or that ever had court also found tion of Tercero. The posses- if in his prejudiced abetted Preece would be he aided and co-defendants To called as witnesses. their counsel were sion. be call as would also counsel witnesses insufficiency of of the Claims wit- unnecessary there were other since the light in most evidence must be viewed line-up. no Tercero made nesses to favorable to the Government. Glasser the other six to call as witnesses effort 60, 80, States, line-up re- or the court participants 457, 469, (1942). proper L.Ed. not abuse its porter. The district court did “any trier of fact test is whether rational discretion. of could have found the essential elements in Tercero’s contention Nor is there merit beyond reasonable doubt.” the crime a his to call the having refused Virginia, 443 U.S. Jackson witnesses, the court should counsel as 2789, 61 L.Ed.2d 560 he case so that could severed Tercero’s sup evidence sufficient to “Circumstantial separate them in a trial. Rule have called port finding jury’s guilt may a be found 14, Fed.R.Crim.P., ap- if provides that it relatively in the accumulation of several prejudiced by a pears that a defendant evidence, insignificant pieces may itor defendants, may

joinder grant the court single a presented highly in the form of seeking party a “The reversal severance. significant incriminating event.” Unit Rule denying of a decision severance under Morando-Alvarez, 520 F.2d ed States v. ‘clear’, proving ‘mani- has the burden of (9th Cir.1975). Also, “a 884-85 when fest’, prejudice joint from the or ‘undue’ possession may joint joint venture is found trial____ prejudice must have been [T]he found”, jury also be id. at magnitude was that the defendant such infer had both may defendant a fair trial.” United v. Esca- denied knowledge and control over the contra (9th Cir.1980). lante, 637 F.2d possession companion. band “no the district court found that Here Campbell, F.2d gesture anyone actually one saw a which Cir.1974). Morando-Alvarez, See Mr. pointing was out of Terce- concluded properly ro.” The exercised its dis- denying motion. cretion severance case of fact a rational trier concluded that Tercero and could have Sufficiency Evidence VII. jointly pur Preece were involved there in- Tercero also contends that marijuana. This conclusion chase jury to sufficient evidence for the convict flow from fact that Tercero could IX, charged him which Tercero on Count informant; original contact with possession with and Ronald Preece Tercero the informant he advised approximately nine intent to distribute when delivered should contact Preece he pounds of cocaine. marijuana; participated in and Tercero the informant arrived Phoenix When price. the determination cocaine pounds of with 100 September jury finding joint of a venture With agreed marijuana had which Tercero joint posses infer could that Tercero Preece, the purchase, he contacted Ronald of fact of the cocaine. A rational trier sion by Tercero as the contact person indicated Tercero had been in could have found that delivery marijuana person. After the cocaine. possession they to Preece’s home wait went Upon Preece his arrival offered' Tercero. VIII. Material partial payment marijua- for the cocaine as to the one contention We come now participated in the discussion na. Tercero question on this presents a serious price for the cocaine. Tercero setting the five weeks before appeal. Approximately evidence contends that there insufficient *9 prosecutor into began the entered he the trial jury from the could conclude that which

1501 Gardner, two co-de- v. plea negotiations 770, with separate (9th 611 F.2d 775 Cir. fendants, also Donley 1980). Patrice and Forrest Col- See United v. Goldberg, States 483, (9th each present Cir.1978). lins. Counsel for 582 F.2d 488 Consulta throughout negotiations. the As a condi- judge particularly tion with the appropri negotiations of the prosecutor tion the the legitimate ate when Government has agreed that the discussion would be off the protecting reasons for confidentiality the pur- any record would not be used for requested, the material judge for the trial pose except possible impeachment the weigh can then the Government’s need for prosecutor took individual defendant. confidentiality against the defendant’s need notes of the interviews. to use the material in order obtain a fair Bocra, trial. United States v. 623 F.2d About trial a week after 281, (3d Cir.1980). See United States 285 began, prosecutor decided that her Nixon, v. 711, 683, 3090, 418 U.S. 94 S.Ct. potentially exculpatory notes contained ma 8109, (1974). 41 L.Ed.2d 1039 The district under Bra terial which she disclose should recognized the Government’s interest dy Maryland, 83, v. 87, U.S. 373 83 S.Ct. in protecting the confidentiality plea 1196, 1194, (1963),3 10 L.Ed.2d 215 hav but bargaining negotiations, during which the notes, ing promised confidentiality for the potentially exculpatory Brady statements prosecutor took her dilemma to the made, legitimate were as a interest in confi judge. trial She discussed with him the dentiality to against appel balanced keep By reasons to the notes confidential. lants’ need prosecu contents submitting judge, the issue pros tor’s notes.4 duty to ecutor satisfied her disclose excul United v. See States patory material. Stating appellants “indepen could 97, 106, 2392, Agurs, 427 96 dently proceed U.S. to ascertain the Brady mat 2398, (1976); erial”,5 49 L.Ed.2d 342 United States the court appellants’ disclosed to Another, process Marsh, prose- co-conspirator, 3. A defendant is denied due if the 4. Albert material, suppresses Brady cution which evi- made statements with inconsistent those of the both an respect Dupuy. dence favorable to accused and materi- Jackson informant Be- guilt punishment. Brady Mary- either objection al to v. cause approached Marsh had no when 87, land, interview, plea negotiation 373 U.S. at S.Ct. at 1196. 83 Materiali- a week after the ty gave appellants is the touchstone determination her notes of the qualifies Brady evidence whether as material. interview. materiality The standard used to determine var- ies, depending specifi- suppression by on whether the defendant Since the Government is a requested claim, cally Briggs necessary Brady the material. See v. element of a Moore v. Raines, 862, 865, (9th Cir.1981). 786, 794-95, Illinois, 2562, & 652 F.2d n. 3 408 U.S. 92 S.Ct. 2567-68, specifically requested, (1972), If the evidence is materi- if the means of exculpate obtaining al it “would tend exculpatory if ... or reduce evidence has been 88, defense, penalty." Brady, provided Brady 373 at S.Ct. at 83 claim fails. Agurs, Shelton, 1242, See also United v. States 427 See United States v. 588 F.2d 1250 2397, 2392, (9th Cir.1978); Brown, 96 S.Ct. L.Ed.2d United 562 F.2d (evidence (1976) 1144, (9th "might 1977). if it is material Cir. See also United trial.”) 548, (9th Brandy, the outcome affected Without States v. Von 726 F.2d (summaries Cir.1984) specific the evidence is material Brady if of data satisfied obligation); Griffin, evidence "omitted creates reasonable doubt” United States v. 659 F.2d (9th Cir.1981). guilt as to defendant’s which "did not other- The Eleventh Circuit Agurs, expressed succinctly, exist.” U.S. at rejecting wise 2402; 96 S.Ct. has this rule Hibler, Brady argument United States v. 463 F.2d based on failure to disclose the (9th Cir.1972). witness, prosecution This determination is made in of a statement since the witness; Agurs, light identity of the entire record. 427 U.S. disclosed "Where knowledge S.Ct. at 2401. While the ... defendants had within their Brady they that her notes contained mate- could conclusion information have ascer material, legal supposed Brady rial does constitute a conclusion to tained the suppression there is no effect, require- government.” it satisfies the threshold same United States (11th 1983). Griggs, raise colorable claim 713 F.2d Cir. See Brown, (2d *10 1502 advantage of call the witness and thus take identity of the two co-defend

counsel the might any exculpatory memorialized that he ants whose interviews were cert. 197, (2d Cir.) the notes notes.6 The court ordered the furnish.” 582 F.2d 200 not, did denied, placed 915, 289, seal. The court how under 99 58 439 U.S. camera ever, to itself review the notes (1978). 262 L.Ed.2d exculpa they contained whether determine case, no nor Counsel have cited material, if so decide which tory and to involving precise the any, have we found be disclosed portions of the material should Unit presented. factual situation here Cf. v. States United to defendants. the Cf. Cadet, (9th v. 1453, 1457 ed 727 F.2d Cir.1979) (“In (9th Jones, 456 Cir.1984) (abuse failing to discretion camera inspection and excision is a sound personnel ordering dis inspect files before Brady inquiry.”), cert. de approach to a Chacon, closure); United States v. nied, Cir.1977) (abuse of discre F.2d contend Appellants L.Ed.2d 242 inspect to records failing juvenile tion in disclosing only erred in the the court sealed). recog ordering them We before had made identity of the individuals who nize, however, appellants here seek statements, exculpatory and in potentially by prosecutor prepared the of her notes sealing the notes themselves. interviews with the co-defendants rather seeking appellants If the were to obtain them than statements defendants Collins, by Donley statements made and selves, prosecutor and that considered by the district procedures followed Brady her notes material. We conclude Brady judge could have satisfied the re- ap any possible prejudice to avoid to quirement. note 5 See cases cited under pellants, trial made court should have Brown, States v. particularly and in camera examination of an the prosecu held that where court where witness ordering *11 files observed, mine whether a disclosure of the could district court majority and the opinion have affected the outcome of the trial. 564 recognizes, “prosecutor the con- procedure While the same sidered her Brady Major- notes material.” here, might ity Opinion, be we conclude that followed supra, Instead of above, under the circumstances set forth disclosing defense, the material to the how- the is in a position ever, district court better than prosecutor the submitted her notes to this court this to make determination. Ac- district the court. The court sealed the cordingly, we remand the district court notes and failed to review their contents. inspection prosecu- for an in camera of the The court chose instead to refer the defend- tor’s notes to whether disclosure determine learning ants alternate means of the might of the have the out- notes affected contents of the conversations memorialized Agurs, come of the 427 U.S. at trial. prosecutor’s the notes. The district (specific request 96 S.Ct. at 2397 for infor- prosecutor’s court considered the identifica- mation). of participants tion the meeting to the to be adequate an substitute for disclosure of the

IX. Conclusion Brady material. holdings We affirm the the of district reject procedure We this as error appeal, court on all raised in issues this Brady remand the claim to except the the district court’s failure to examine in for court the assessment it should prosecutor’s camera the We have notes. re- made when it first received the notes mand to the court from district for an camera prosecutor. the There inspection only of one differ- the notes to de- ence between inquiry termine district court whether failure to disclose the should initially have made inquiry notes and the would have affected the outcome of it must now conduct on If, remand. On re- upon inspection the trial. in camera mand the notes, district court must further ascer- the district court concludes that any tain whether disclosure prosecutor this determination cannot from alone, should have made notes constitutes harmless er- may cop- court submit ror under parties Chapman California, v. respective ies the notes to the argument court. 87 S.Ct. 17 L.Ed.2d (1967). REMANDED. opinion correctly The holds district

FERGUSON, Judge, concurring: Circuit accept Brady court cannot conceded mate- rial fail either to disclose make it or I opinion concur in the majority determination whether it be dis- should I only clarify and write the limited na- opinion The closed. identifies four other opinion's holding regarding ture of the propositions, necessary disposi- Brady Unfortunately, defendants’ claim. case, tion this that are I dicta. write language much contained the dis- separate clarify concurrence to the sta- Brady only cussion of the issue not out- propositions. tus these strips and disposition the facts of this claim, disposition it also conflicts with the The first dicta item of is contained in the holding of this case. With limited prosecutor court’s statement that the “sat- defined, court I properly concur duty exculpatory isfied her to disclose ma- disposition Brady claim. by “submitting terial” the issue to the judge.” prosecutor engaged Majority Opinion pretrial dis- at 1501. cases where the of certain material status ap- with the cussions codefendants question, as material is a close promised we pellants conceal occur- procedure approved whereby meeting. rence and contents some can submit the material to the prosecutor took notes of her conver- codefendants, however, for a with these final resolution of its status. sations Gardner, and one week into trial she turned the States v. (9th Cir.1980). judicial *12 1194, (1963), 215 L.Ed.2d S.Ct. demonstrated, specific need for evidence however, prosecution shifts from the never pending trial.” at criminal Id. Cadet, to the court. v. See United States the at We need address 3110. not (9th Cir.1984) (govern- 727 F.2d unlikely prospect availability of the of a duty to disclose bears constitutional privilege prosecu this case because the order). notwithstanding judicial absence of any privilege. any not tor did assert government’s disclosure Vindication of event, Brady already decision iden has simply by the court means determination where the Fifth Amendment has tified under government any was not suppression struck balance between the Where duty place. in the first disclose exculpatory infor or disclosure of material however, it remains required, disclosure is requested by the Bra mation defendant. duty prosecutor to disclose in of the prose teaches trial in dy that a which duty conformity her constitutional un- with exculpatory material in cution withholds Cadet, Brady. der v. United States by is requested formation the defendant By accepting judicial at 1467. Brady Maryland, not a fair trial. v. reviewing discovery disputes be- task 1194, 1196, 10 83 S.Ct. L.Ed.2d litigants, does tween the court not (1963) requested excul (suppression thereby prosecution’s constitu- assume pro patory material evidence violates due responsibilities. imposed min- Brady tional cess). Moreover, compliance Brady’s obligations prosecu- imal disclosure good minimal demands does not on the turn tion, judiciary. not In this case the on the prosecutor. faith or bad of the individual some, if prosecutor has admitted that not 1196; Id. at at States United all, disputed subject material at at 2400. Agurs, 96 S.Ct. Brady. The district disclosure under Accordingly, the defendant’s constitutional enforce, judicial court’s task is as- infor right exculpatory disclosure sume, duty. court’s reten- through improvident mation cannot be lost Brady material does not

tion submitted pros impermissible representations by a into party court such that transform the party ecutor to third as to the confiden obligations other- it the disclosure assumes tiality Brady material. The However, government. by borne wise authority to good faith as to her belief government could its Brady if the meet claims away Brady the defendant’s barter merely responsibilities by using the court simply immaterial. soon repository, as a district courts would of filing inherit a cabinets. warehouse by expressed dicta The third item of in footnote majority opinion is contained by assertion offered the ma- second innocuous presence Its there is five. sup- jority precedential factual or without enough it not for the fact it were that, reviewing port suggestion is the holding of this appears to contradict material, judge Brady “the trial can opinion Quoting an Eleventh Circuit case. con- weigh the Government’s need for then context, appears the footnote out of need fidentiality against the defendant’s position that disclosure of adopt the mere order a fair the material in to obtain use identity by prosecution agree I of a witness Opinion Majority trial.” Brady.1 to meet the demands of endowed with suffices that the executive branch is Majority (“ Opinion 1501 n. quotation United States v. 'Where defend- 1. The "succinct" from ants, trial, knowledge (11th Cir.1983), prior Griggs, had within their recited they ascer- could have deletion. See the information in footnote five has critical Opinion (quoting at 1501 n. 5 Majority Griggs, 713 F.2d 672 GRIFFIN, Petitioner-Appellant, Kenneth Cir.1983)). taken position is the That

the district the trial below WAINWRIGHT, Louie L. ruling is the now reverse. we Respondent-Appellee. material this case—the notes involved by the court No. 84-3196. retained —was We and withheld from defendants. Appeals, Court of identity hold that the disclosure Circuit. Eleventh meeting attending those described May notes, disclosing if the notes instead of warranted, the com- disclosure is violated Rehearing Rehearing En Banc Brady. mands 21, 1985. Denied June *13 by The final of dicta offered item

majority opinion suggestion is the that “the

procedures by followed the district court Brady require-

could have satisfied the seeking

ment” if the defendants had been

to obtain their statements code- Opinion at 1502. As Majority

fendants. observes, majority opinion we are not

faced with a for statements made Instead,

by the only codefendants. question procedure

Brady issue is the

followed regarding the district court found notes. We have

procedure We, error. like

court, speculate have no on which to basis prosecutor’s obligation

as to the to disclose statements,

material exculpatory written or

oral, by the codefendants. conclusion, I majority concur in the

opinion’s Brady question discussion

only disposition insofar as it relates to the

of the case before us. material, alleged Brady simply tamed the there is no week after the trial commenced. It is (deleted ”) suppression by government.’ disingenuous suggest ma- concealment italics). By prose- terial in her own conduct Brady midway through known material until guaranteed cutor the defendants would suppression trial does not constitute while nothing know about the occurrence of her meet- upholding "propriety prosecu- same time codefendants, ing with the the conversations timing decisions” tor as to disclo- therein, notes Moreover, 803(5). suant to Fed.R.Evid. knew that defendants Jackson recital; nor were not a notes were verbatim jury Dupuy grand testified before the they adopted August pre- the witness. to on was New Mexico marijuana to pare pounds to haul request the defense to The court denied day. next This basis Arizona the was witness, finding a prosecutor as call the 10 in I of the indictment. of overt act Count need” to do compelling was that there “no day the first of testi- Jackson testified on so, “approxi- noting that there had been mony overt act 10 had occurred on testimo- mately impeachment weeks of two (not alleged August September 1 as Jackson”, impeach- ny Mr. August 31 as stated in the indictment or produced would sought to be evidence Dupuy). Dupuy’s to counsel the notice be “cumulative best”. discrepancy in dates was aware general rule federal courts As later, however, days It that time. was permit prosecutor to be called refuse to brought discrepancy to the he before partici in a trial in which he is as witness court, when he moved for a attention of “compelling is a need.” pating unless there permit for one month to him to continuance Tamura, go Dupuy to relatives of Mexico locate (9th Cir.1982). agree with the dis We his defense. He did call support alibi compelling trict court that there was no Dupuy’s testify and mother-in-law wife appellants were need in this case. family party Dupuy was at a No- use the notes on allowed to evening of gales lasted into the Au- which agents Three were cross-examination. gust debriefing; present during portions of the read seem to yet appellants made no effort call though it were Rule 12.1 as bill addition, as indi them as witnesses. charges limits as particulars above, ample testimony cated there was time, place, and date indicated prone which indicated that Jackson

Notes

notes See the sealed contain material. 582 F.2d denied, Griffin, Cir.), States v. cert. 439 U.S. 99 S.Ct. Cir.1981). said, L.Ed.2d 262 As Justice White has

notes them sealed.7 tor’s before government not re- is involved “[t]he Chacon, v. in- “in the known quired to make statement witness’ judicial economy,” ex- this court defendant is on notice of the terest who amined in camera files deter- personnel enable him to essential facts would Donley allegation Appellants subpoena "any suppression boils did not either or down an apparently knows at trial assessment of what the State made no effort to ascer- Collins knowledge by comparison given held the de tain from either them information Maryland, fense.” Giles the interview. J., (1967) (White, S.Ct. concurring). Cravero, argue prosecutor Appellants See United States vio- 7. also (5th Cir.1976); United States v. F.2d lated because she should revealed (1st Cir.1982). Grandmont, 680 negotiations plea the contents of ly immediate- the interviews. disclosure of the after Donley ap- 6. indicated that if Counsel for remarks, week existence of the one after Donley proached, would claim the Fifth Amend- commenced, argue, appellants would trial had privilege. Collins was not Counsel for advantage time to take not have allowed them by Dupuy for present. asked counsel for When material, they exculpatory even if had stipulation as to Collins’ intentions with rela- able to its nature. This been ascertain exact Amendment, stated, to the Fifth court tion impact preparing for trial was focus on the may your whether or own ascertain "You Supreme rejected in United States Court speak you not.” client will his Agurs, at S.Ct. 2401 427 U.S. 112 n. n. say, may, you if went on to "You The court recognized Supreme Court also co-defendants, wish, Collins____ Donley subpoena decisions, propriety as to what Amendment, they If claim the Fifth voluntarily revealed to defense coun- should sel, upon appropri- at the court would rule during course trial. Id. at request Upon time.” counsel for Buzard ate out, points As Government 96 S.Ct. immunity they if for the co-defendants frequent for four weeks with this trial lasted said, testify, agree court “The would recesses, ample opportunity may they government decide whether or not advantage provided to concerning of the information take immunity. want to offer a defendant [sic] identity possible sources government issue will face that if exculpatory testimony. to the court.” makes

notes district over court. As the 774-75 Once this court, general privilege for the confidences es accepted by task course, appropri- the court must make the to its functions. United sential basic Agurs, 683, 711-13, findings. Nixon, ate See United States 418 U.S. 427 U.S. (1974). 3109-10, 41 L.Ed.2d 1039 duty to disclose The constitutional scope qualified privilege, how of this Brady Maryland, articulated ever, yield to the is narrow and “must

notes and her of their discussion. The Opinion Majority sure. See at 1502 n. suppressed the information until a

Case Details

Case Name: United States v. Albert Dupuy, United States of America v. Christie Buzard, United States of America v. Juan Antonio Tercero
Court Name: Court of Appeals for the Ninth Circuit
Date Published: May 22, 1985
Citation: 760 F.2d 1492
Docket Number: C.A. 83-1213, 83-1227 and 83-1214
Court Abbreviation: 9th Cir.
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