UNITED STATES OF AMERICA v. ALAN WILLIAMS
No. 20-4120
United States Court of Appeals, Fourth Circuit
July 20, 2021
PUBLISHED. Argued May 7, 2021.
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
Appeal from the United States District Court for the Northern District of West Virginia, at Martinsburg. Gina M. Groh, Chief District Judge. (3:19-cr-00039-GMG-RWT-1)
Argued: May 7, 2021
Decided: July 20, 2021
Before AGEE, HARRIS, and RUSHING, Circuit Judges.
Affirmed by published opinion. Judge Rushing wrote the opinion, in which Judge Agee and Judge Harris joined.
ARGUED: Nicholas Joseph Compton, OFFICE OF THE FEDERAL PUBLIC DEFENDER, Martinsburg, West Virginia, for Appellant. Kimberley DeAnne Crockett, OFFICE OF THE UNITED STATES ATTORNEY, Martinsburg, West Virginia, for Appellee. ON BRIEF: William J. Powell, United States Attorney, OFFICE OF THE UNITED STATES ATTORNEY, Wheeling, West Virginia, for Appellee.
Over the course of at least two years, Alan Williams gained the trust of a family with three children. He grew so close with the family that the parents let him take their teenage daughter, E.W., on out-of-state vacations. But unbeknownst to E.W.‘s parents, Williams used those trips to sexually abuse the girl and, from their encounters, produced child pornography which he then distributed worldwide. Law enforcement eventually caught on to Williams, and he pleaded guilty to producing child pornography in violation of
I.
By all accounts, Williams seemed like an upstanding citizen. He drove a school bus, worked as a volunteer firefighter and EMT, and was a long-time friend and roommate of a Jefferson County Deputy Sheriff. Williams met E.W.‘s family when the fire department hosted a special event for their youngest daughter, who is severely autistic. Over time, the family invited Williams into their home to “assist[] the family so that they could see to the special needs of the youngest child.” J.A. 130. Williams assumed a “caregiver” relationship with the family‘s older children, E.W. and her brother, even taking them on vacations. J.A. 130. The parents so trusted Williams that they allowed him to take E.W. alone on a trip for her sixteenth birthday with, as a sign of his custody and
Reality, however, proved much more sinister. While cultivating a relationship with the family, Williams was sexually abusing E.W. When E.W. was 14 years old (and Williams was 52), he traveled with her to Ocean City, Maryland, where he secretly took photographs of her using a hidden “pinhole” camera while she was fully nude in a hotel bathroom. He then shared those images online, advertising them as explicit photographs of his “15 yo niece” and his “own work.” J.A. 177. Two years later, on a trip to Maryland for E.W.‘s sixteenth birthday, Williams again used “various pinhole cameras and other covert devices to record E.W. in various stages of undress without her knowledge.” J.A. 178. He also photographed himself engaging in sexual intercourse and other sexually explicit conduct with E.W.
Though Williams had successfully deceived E.W.‘s family, law enforcement was catching on. Using a file-sharing website, Williams had shared numerous folders containing child pornography with an Australian police officer who accessed those folders using a password provided by Williams and confirmed their contents. Williams recounted to the undercover officer his sexual activity with E.W., whom Williams referred to as his “niece.” J.A. 177. When Williams informed the officer that he would soon be spending time with E.W. again, the officer notified the Department of Homeland Security Investigations.
A federal search warrant immediately issued for Williams‘s residence. While the officers were searching, Williams returned to the residence with E.W. in his custody, along
A federal grand jury indicted Williams on six counts relating to his possession, production, and distribution of child pornography.1 He pleaded guilty to one count of production of child pornography in violation of
was given temporary supervision and control over E.W. [with whom] . . . he traveled . . . from . . . West Virginia to Maryland with the intent to produce child pornography. Specifically, he traveled with pinhole camera(s) and other recording devices to covertly record E.W. while nude and while engaged in sexually explicit conduct . . . . Several pinhole cameras were recovered from Williams‘s bedroom during the execution of a search warrant on his residence, including one tiny camera embedded in a toiletry bag that was controlled by remote control [and] would have gone unnoticed by E.W. Using . . . the . . . cameras, Williams captured fully nude photographs of E.W. [as well as] . . . photograph[s of] E.W. engaged in sexually explicit conduct . . . .
J.A. 54–55. “All the aforementioned conduct was committed by [Williams] . . . while he was tasked by her parents with caring for . . . E.W.” J.A. 55. Williams also agreed to pay
In the presentence investigation report (PSR), the probation office calculated a total offense level of 37 and criminal-history category of I, yielding a Guidelines range of 210 to 262 months’ imprisonment and 5 years to life supervised release. The PSR listed and explained 22 recommended conditions of supervised release, such as barring Williams from possessing any cameras without prior approval and requiring Williams to allow the probation officer to install monitoring software on any computer he uses. The PSR also identified two factors that might warrant an upward departure from the Guidelines sentencing range: dismissed and uncharged conduct under Section 5K2.21 and extreme psychological injury under Section 5K2.3, as evidenced by E.W. cutting herself, becoming suicidal, requiring hospitalization for mental health concerns, and being placed in foster care.
At sentencing, the district court accepted the PSR without objection. Williams‘s attorney requested the mandatory minimum sentence of 180 months’ imprisonment (a below-Guidelines sentence) and 5 years’ supervised release. He specifically contested the proposed grounds for departure in the PSR and emphasized Williams‘s acceptance of responsibility, lack of criminal history, and “life of service to the community.” J.A. 119–123. The Government requested a sentence of 262 months’ imprisonment—the top of the Guidelines range. It emphasized, among other things, Williams‘s abuse of trust and E.W.‘s resulting mental health problems, for which Williams bore at least “part of the blame.”
After hearing from the parties, the district court announced a “variant sentence” of 327 months’ imprisonment and supervised release for life. J.A. 140–141. The court also imposed the twenty-two special conditions of supervised release from the PSR, grouping the conditions into roughly six categories according to their supporting rationales. For example, the requirements that Williams participate in a sex-offense specific assessment and treatment program, the court explained, “assist probation in identifying treatment needs, providing rehab services, reducing the risk of recidivism, and provide for protection of the community.” J.A. 142. The conditions that Williams “must not use or possess alcohol[,] . . . must take all medications that are prescribed by [his] treating physician[,] [and] must not work in any type of employment without the prior approval of [his] probation officer[,]” the court reasoned, will “assist probation in reducing the risk of recidivism and provide for protection of the community.” J.A. 142. Similarly, the various requirements limiting Williams‘s computer access and contact with children, the court explained, “assist probation in reducing the risk of recidivism, providing for protection of the community, and reducing the risk of harm to third persons.” J.A. 144; see also J.A. 142–146 (announcing the other conditions and their supporting rationales).
The district court then explained that it considered all the
In summary, the court explained, “the egregious nature of the offense, the psychological impact on the victim, E.W., the number of and content within the images [Williams] possessed, and the need to punish the defendant and protect society from this menace to society, especially the most vulnerable victims of this society like E.W.,” warranted the sentence imposed. J.A. 149. The court found that “[o]verall,” the sentence served the purposes of punishment, general deterrence, incapacitation, and rehabilitation. J.A. 150. And lifetime supervision “will also allow the probation office to monitor [Williams‘s] conduct in the community to ensure his compliance with sex offender registration requirements and protect the community following his release from
II.
We now have jurisdiction over this appeal. See
A.
When reviewing a defendant‘s sentence, we must “first ensure that the district court committed no significant procedural error, such as ‘improperly calculating the Guidelines range, selecting a sentence based on clearly erroneous facts, or failing to adequately explain the chosen sentence.‘” United States v. Spencer, 848 F.3d 324, 327 (4th Cir. 2017) (alterations omitted) (quoting Gall v. United States, 552 U.S. 38, 51 (2007)). Williams alleges the district court committed three procedural errors.
1.
First, Williams claims the district court failed to provide the required notice before departing from the Guidelines range. “‘Departure’ is a term of art under the Guidelines” and refers only to non-Guidelines sentences—i.e., sentences outside the properly calculated Guidelines range—imposed for reasons recognized within the Guidelines’ framework. Irizarry v. United States, 553 U.S. 708, 714 (2008). A variance, on the other
The rule that a court must give notice before departing from the Guidelines range on a ground not identified in the PSR or a party‘s prehearing submission is a vestige of the formerly mandatory Guidelines and “does not apply to
The success of Williams‘s first argument accordingly depends on whether the district court departed or varied upwards from the Guidelines range. As Williams acknowledges, the district court described its sentence as a variance and identified it as such in its written statement of reasons. The district court‘s justifications for Williams‘s sentence confirm its description. The court couched its sentencing explanation in the Section 3553(a) factors and referred to them frequently. It found especially heinous the fact that Williams used his position of trust in the community to commit his crimes and demonstrated a “habit of placing himself in positions of trust and gaining access to children.” J.A. 147–149.
Because the district court imposed an upward variance, not a Guidelines departure, no notice was required. We reject Williams‘s first assertion of procedural error.3
2.
Williams next argues that the district court erred by basing the variant sentence in part on E.W.‘s mental health when Williams did not have access to her medical records. Williams relies on United States v. Fleming, 894 F.3d 764 (6th Cir. 2018), to argue that a sentence is procedurally unreasonable when “the facts or issues on which the district court relied to impose a variance came as a surprise and the defendant‘s presentation to the court was prejudiced by the surprise.” Fleming, 894 F.3d at 768 (internal quotation marks omitted). In Fleming, the Sixth Circuit vacated and remanded for resentencing after finding the district court based its sentencing decision in a cocaine-possession case “in large part on a brief local news article” about opioid overdose deaths that the district court failed to disclose to the parties before sentencing. Id. at 766. Williams argues that the district court‘s reliance on E.W.‘s self-harm and mental health problems similarly prejudiced him because he lacked access to her medical records.
We reject Williams‘s contention for two reasons. First, before the sentencing hearing, Williams knew of—and even conceded—E.W.‘s self-harm and fragile mental
Second, the district court did not give great weight to the supposedly surprise evidence in imposing the sentence. The court‘s only mention of E.W.‘s self-harm came in response to Williams‘s own argument, explaining that if he were correct she had been harming herself before he abused her, “it‘s worse” because “he took advantage” of a child who “was very fragile psychologically.” J.A. 140. In explaining the bases for its sentence, the court reasoned that Williams‘s criminal conduct in abusing E.W. and distributing her images worldwide will continue to cause her psychological harm in view of the widely accepted understanding that child-pornography victims are revictimized each time their images are viewed or distributed. See Paroline, 572 U.S. at 457. This was an appropriate sentencing consideration.
3.
Last, Williams argues the district court failed to make an individualized assessment and adequately explain his sentence, particularly the lifetime term of supervised release
After hearing and considering the parties’ arguments, the district court here “announc[ed] at the outset” the term of imprisonment, length of supervised release, and
Turning to the special conditions of supervision, Williams does not draw our attention to any particular condition he contests but instead asserts the insufficiency of the district court‘s explanation in general. We again find the court‘s explanation adequate.
Before the district court, Williams did not object to any of the special conditions—which were proposed in the PSR—or make any argument particular to the conditions of supervision as distinct from the sentence of imprisonment or length of supervised release. In this context, the court likewise did not separately address the justifications for particular conditions of supervision. The court did, however, articulate the general purposes served by each group of special conditions it announced. For example, after ordering Williams to allow the probation office to install monitoring software on any computer he uses and to submit his electronics to search, the court explained that “[t]hese conditions assist probation in monitoring your compliance with the conditions of supervision, provide for protection of the community, and reduce your risk of recidivism.” J.A. 145. The court‘s
Williams labels the district court‘s explanations as generic recitations of the statutory sentencing goals. To some extent, he is correct. The same general justifications could support applying many of these conditions in a different child-pornography case. That does not detract from their explanatory function in any particular case—similar conditions will be warranted in similar cases for similar reasons. Yet if this were the district court‘s only explanation for imposing the special conditions on Williams, he would have a stronger case that the court committed procedural error under our precedent. See Arbaugh, 951 F.3d at 179 (“[T]he district court cannot fulfill its duty by generally referring to the legal standards in [Section] 3553(a) and [Section] 3583(d) . . . .“).
But this was not its only explanation. The district court immediately followed its announcement of the special conditions and their general rationales with a thorough, individualized explanation for the sentence as a whole in light of the unique facts and circumstances of Williams‘s case. In context of the parties’ arguments below, the district court‘s approach fell within the broad discretion it possesses to fulfill the sentencing-
B.
“If the sentence is procedurally sound, we then consider its substantive reasonableness under a ‘deferential abuse-of-discretion standard.‘” Spencer, 848 F.3d at 327 (quoting Gall, 552 U.S. at 52). “A sentence that does not serve the announced purposes of [Section] 3553(a)(2) is unreasonable[, as is] a sentence that is greater than necessary to serve those purposes.” United States v. Shortt, 485 F.3d 243, 248 (4th Cir. 2007). When the district court imposes a sentence outside the advisory Guidelines range, we “must give due deference to the district court‘s decision that the [Section] 3553(a) factors, on a whole, justify the extent of the variance,” recognizing that the district court “has access to, and greater familiarity with, the individual case and the individual defendant before him than the [Sentencing] Commission or the appeals court.” Gall, 552 U.S. at 51–52 (quoting Rita, 551 U.S. at 357–358).
In his briefs on appeal, Williams asserts that his sentence of 327 months’ imprisonment—more than 5 years above the Guidelines range—is substantively unreasonable, but he offers no supportive argument. He similarly makes no effort to rebut the presumption of reasonableness accompanying his within-Guidelines term of supervised
III.
When imposing Williams‘s sentence for producing child pornography, the district court considered the parties’ arguments and responded to them before providing an individualized explanation for why it found the facts of this case particularly egregious and Williams deserving of the variant sentence it imposed. The court‘s individualized assessment was adequate to explain the term and conditions of Williams‘s supervised release, especially given Williams‘s lack of argument as to either. For the foregoing reasons, we affirm the judgment of the district court.7
AFFIRMED
RUSHING
Circuit Judge
