I. History
In August 1995, thе FBI, with the help of the Chicago Police Department, began an investigation of a Chicago street gang known as the Project Latin Kings. The authorities suspected this gang, a subgroup of the much larger Latin Kings gang, of operating a drug ring in the Chicago Housing Authority’s Lathrop Homes. The investigation lasted over two years and resulted in the collection of a substantial amount of evidence. As part of the investigation, several officers made undercover drug buys from members of the gang and conducted surveillance of the gang. The investigation also included the installation of a secret surveillance camera in a building down the street from where the Project Kings did much of their drug business. Over a six-month period, this camera produced a significant amount of video footage of gang members making drug sales. Further, three Project King members agreed to cooperate with the government investigation, providing valuable information about gang activities. Two of these informants wore body recorders when they went undercover, making audio tapes of gang meetings at which members discussed their narcotics business.
Based on the information obtained in this extensive investigation, on September 18, 1997, a federal grand jury returned a thirty-four count indictment charging twenty-one individuals with various drug offenses. Count 1 charged all defendants with conspiring to distribute cocaine base in violation of 21 U.S.C. § 846. Counts 2 and 3 charged five of the defendants with using minors in a drug operation in violation of 21 U.S.C. § 861. The remaining counts charged various individuals with substantive distribution offenses in viola *968 tion of 21 U.S.C. § 841(a)(1). Several of the defendants pleaded guilty and cooperated with the government in the prosеcution of the remaining defendants. In all, eight defendants went to trial: Antonio Rosario, Samuel Santana, Wilfredo Hernandez, Carl Stevenson, Roosevelt McMul-len, Orlando Diaz, Abraham Hernandez, and Sandy Garvin.
At trial, the government produced a substantial amount of evidence explaining how the drug conspiracy worked. Former gang members, cooperating with the government, testified that the gang used force or the threat of force to keep anyone other than members of the Project Kings from selling drugs in the Lathrop Homes. This allowed the gang members to sell drugs individually without competition from non-Project Kings. Further, they testified that on certain days, called “Nation Days,” all members of the gang were required to sell crack cocaine and remit the proceeds to the gang’s treasury. The profits from Nation Days were used to provide money to gang members in custody, to buy additional drugs and guns, to pay for gang apparel, and to fund parties and trips for gang members. Juan Hernandez, the gang’s treasurer and a government witness, estimated that the Project Kings scheduled a Nation Day once or twice a week, and that the sales of cocaine on these days could produce three to four thousand dollars. In addition to this testimony, the video and audio tapes from the FBI investigation were played to the jury, allowing them to see drug transactions taking place and to hear the meetings at which the defendants planned their business. The government also produced ledgers that detailed the assignments that members were to perform on Nation Days. Also, officers and agents who participated in the investigation testified about their undercover dealings and their surveillance of the gang’s drug activities.
At trial, the government introduced testimony explaining the role that the eight defendants on trial played in the drug ring. In 1995, Antonio Rosario was elected to the head position in the gang’s hierarchy, called the “Inca.” As Inca, he was responsible for appointing the other officers and for ensuring that the treasurer and the chief enforcers were doing their jobs. He also led “demos,” gang meetings at which Nation Days were planned and other gang business was discussed. Samuel Santana held the position of “Cacique,” the second in command. He occasionally led meetings and set Nation Days, and he attended demos to assist in planning Nation Days. Wilfredo Hernandez and Carl Stevenson were the gang’s chief enforcers. They organized the security and lookouts on Nation Days, and they enforced the gang’s rules by administering “punishments” for violations. Orlando Diaz, Roosevelt McMullen, and Abraham Hernandez worked as street sellers for the gang and performed security as well. Sandy Garvin was an older member of the Project Kings, a “Retired King.” Because of his age he was not required to participate in Nation Days. The gang did, however, permit Garvin to sell drugs for his own benefit in the Lathrop Homes.
Following a four-week trial, the jury found each defendant guilty on at least some of the counts and the judge gave the defendants varying sentences. Rosario was found guilty as charged in Counts 1, 2, 3, and 20, and sentenced to 360 months imprisonment. The jury found Santana guilty as charged in Counts 1, 2, 3, 4, and 10, and he was sentenced to 240 months imprisonment. Wilfredo Hernandez was found guilty as charged in Counts 1 and 3, and sеntenced to 360 months imprisonment. Stevenson was found guilty as charged in Counts 1, 3, 18, 19 and 21, and sentenced to 292 months imprisonment. The jury found Diaz guilty as charged in *969 Count 1 of the indictment, and the judge sentenced him to 240 months imprisonment. McMullen was also found guilty of Count 1 and sentenced to 141 months imprisonment. Abraham Hernandez was found guilty of Count 1, but acquitted of Counts 23 and 24; he was sentenced to 151 months imprisonment. The jury found Garvin guilty as charged in Counts 20, 26, 28, and 31, but acquitted him of the conspiracy charged in Count 1. The judge sentenced Garvin to 262 months imprisonment. These eight defendants now challenge various aspects of their convictions and sentences. Ultimately, we reject all their arguments and affirm the sentences imposed by the district court.
II. Analysis
A. Evidentiary Rulings
Defendants first argue that they should be granted a new trial because the district court made erroneous rulings regarding the admission of evidence related to drug sales on days other than Nation Days and to incidents of gang violence perpetrated by the Project Kings. We give special deference to a trial judge’s evidentiary rulings “because of the trial judge’s first-hand exposure to the witnesses and the evidence as a whole, and because of the judge’s familiarity with the case and ability to gauge the impact of the evidence in the context of the entire proceeding.”
United States v. Van Dreel,
1. Evidence of Drug Sales on Non-Nation Days
Defendants argue that the district court erred by repeatedly admitting evidence of drug sales that either did not involve any of the defendants on trial or did not occur on Nation Days. This evidence, defendants argue, was outside the scope of the charged conspiracy and therefore irrelevant. Underlying this argument is an assumption that the charged conspiracy was limited to the sale of drugs on Nation Days. The government vigorously challenges this assumption, arguing that the conspiracy charged was much broader.
The language in Count 1 of the indictment charges the defendants with a conspiracy to sell crack cocaine in the Lathrop Homes and to exclude other sellers through the use of violence. While this count does list the sale of narcotics on Nation Days as part of the conspiracy, it does not limit the charge only to those sales.
Defendants contend that, even though the indictment uses broad language, the trial judge ruled that the charged conspiracy related only to Nation Days. Our review of the record, however, reveals no such ruling. Each time an issue related to the scope of the charged conspiracy arose at trial the district judge either delayed ruling on it or admitted evidence of drug deals on non-Nation Days over defendants’ relevance objections. The only instance in which the district court arguably determined that the conspiracy involved only Nation Days was at sеntencing when the court looked only to the sales on Nation Days as relevant conduct. This determi *970 nation at sentencing speaks to the scope of the conspiracy proved but says little about the scope of the conspiracy charged. 1
From the indictment and the judge’s rulings at trial, it is clear that the conspiracy charged involved more than just sales on Nation Days; it also encompassed the gang’s agreement to forcibly exclude non-Project King sellers and thereby to eliminate competition from outsiders. Thus, the district court did not abuse its discretion by allowing the government to produce evidence of sales on non-Nation days because this evidence was arguably relevant to the issue of whether the Project Kings excluded all sellers who were not members of their gang, and this issue was part of the charged conspiracy.
Even if we were to assume that the judge improperly admitted evidence of drug sales outside the charged conspiracy, remand for a new trial would not be appropriate because the error did not have “a substantial influence over the jury,” nor was the result reached “inconsistent with substantial justice.”
Walton,
In addition, the evidence of the conspiracy, at least as to Nation Days, was substantial; thus the conspiracy conviction was not inconsistent with substantial justice. The video tape evidence showed defendants making numerous drug sales— some of which occurred on Nation Days— and the undercover police officers, who had purchased drugs from the gang on Nation Days, testified against defendants. The government also produced four former members of the gang who testified about the practices of the gang with respect to sales of drugs on Nation Days. And the jury heard audio tapes of the defendants at gang meetings discussing when to hold Nation Days, discussing the profits from Nation Days, and discussing various other elements of their narcotics business. Further, the jury viewed ledgers that showed when each of the defendants was scheduled to sell drugs or conduct security on Nation Days. Given this evidence, we decline to grant defendants’ request for a new trial.
2. Gang Violence
Defendants next argue for a new trial based on the trial court’s admission of evidence relating to violence perpetrated by defendants and other members of the Project Kings. Defendants acknowledge that “each time violence was introduced the district court expressed consternation,” *971 and in some cases ruled that such evidence could not be admitted. (Joint Br. 14). They argue, however, that despite the court’s rulings the jury still heard significant amounts of evidence about gаng violence and that the trial court abused its discretion in not granting them a new trial based on the jury’s exposure to this evidence.
Even assuming that the jury was improperly allowed to hear evidence about violence, once again it is not at all apparent that the error “had a substantial influence over the jury.”
Walton,
Further, we recently held that the trial court did not abuse its discretion by admitting evidence of violence in a similar drug conspiracy case.
United States v. Thompson,
B. Lesser-Included-Offense Instruction
Defendants next argue that the trial court erred by not instructing the jury that they could convict defendants of the lesser included offense of mere possession instead of the greater charge of possession with intent to distribute. At trial, when defendants requested the mere-possession instruction, the district court questioned whether there had been any evidence submitted to the jury which would support such an instruction. The court recalled that there was very little, if any, evidence that any of the defendants personally used drugs. Defense counsel responded that the proposed instruction was based only on possession and not necessarily use. The court then ruled that the lesser-included-offense instruction would not be given, stating that either defendants possessed the cocaine to use it or to distribute it and that there was no evidence of personal use presented. We review the trial court’s refusal to give a lesser-included-offense instruction for abuse of discretion and therefore will reverse only “where no reasonable person could take the view adopted by the trial court.”
Hughes,
*972
We begin by noting that defendants are not entitled to a lesser-included-offensе instruction “as a matter of course.”
United States v. Wright,
C. Bruton Issue
Defendants, other than Carl Stevenson, next argue that their Sixth Amendment rights to confront adverse witnesses were violated by the admission of Carl Stevenson’s post-arrest statement. At trial, Agent Anthony Thomas testified that Stevenson told investigators in a post-arrest interview that (1) he was a member of the “Project Kings” and served as the gang’s enforcer, (2) the gang sold crack cocaine and held “Nation Days,” and (3) disciplinary action was taken by the gang against “Latin Kings” for not working on Nation Days. The trial judge instructed the jury that they should consider the statement only as evidence against Stevenson and not against any of the other defendants. Despite the instruction, defendants objected to the admission of the statement, arguing in reliance on
Bruton v. United States,
We review evidentiary rulings that impact the Sixth Amendment right to confront witnesses
de novo. United States v. Castelan,
Since
Bruton
the Supreme Court has further defined the doctrine. In
Richardson,
the Court made clear that some confessions by co-defendants could be admitted if they were sufficiently redacted so that they did not facially incriminate other defendants.
After Richardson and Gray, it is clear that a redacted confession may be admitted as long as the redaction does not obviously refer to the co-defendants. The determination of when a term obviously refers to a co-defendant may not always be easy to make. In Gray, however, the-Court insinuated that one-to-one correspondence between the inserted terms and the co-defendants at issue makes the reference more obvious and thus more problematic. That this was a primary concern is seen in the Court’s suggestion of a possible way the Government could have avoided the Bruton problem:
The witness who read the confession told the jury that the confession (among other things) said,
“Question: Who was in the group that beat Stacey?”
“Answer: Me, deleted, deleted, and a few other guys.”
Why could the witness not, instead, have said:
“Question: Who was in the group that beat Stacey?”
“Answer: Me and a few other guys.”
Gray,
In decisions since
Gray
and
Richardson,
we have used this one-to-one correspondence as a factor in our efforts to determine if the redacted confession too obviously refers to the co-defendants. For instance, in
United States v. Hoover,
a case on which defendants rely heavily, we held that substituting “incarcerated leader” and “uninearcerated leader” for the names of two defendants did not solve
Bruton
problems because those terms were “obvious stand-ins” for the names of the defendants.
*974 In the case now before us, the one-to-one correspondence that was present in Bruton, Gray, and Hoover does not exist. Rather, there is only an unspecified mention of a group of people, the “Latin Kings.” 2 We note that this one-to-one analysis is probably not dispositive of the issue in every case, but it is at least an important factor to consider in determining whether the redaction obviously refers to any of the co-defendants on trial.
Here, we do not find the use of the terms “Project Kings,” “Latin Kings,” or “Nation Days” to be overly obvious. Given that the indictment named twenty-one Project Kings as defendants in this conspiracy there is little chance that the jury would equate any reference to “Latin Kings” or “Project Kings” with the eight defendants actually on trial. Further, the Lаtin Kings is an extremely large gang that has components in many parts of Chicago and indeed all over the country. In the jury’s mind, the reference to “Latin Kings” could well refer to any number of other Latin Kangs. Likewise, “Project Kings” referred to a sub-group of the Latin Kings, which was much larger than the eight defendants on trial. And it is not clear how the reference to Nation Days directly implicates any of the defendants. None of these terms can be said to serve as “obvious stand-ins” for the co-defendants.
The situation here is much like the one we addressed in
United States v. Stock-heimer,
Even if a
Bruton
error did exist here, we would find, as we did in
Hoover,
that such error was harmless.
Hoover,
D. Use of Minors
Defendants Rosario and Santana were charged with and convicted of using minors to sell drugs in violation of 21 U.S.C. § 861(a)(1). 3 Defendants Rosario, Santa *975 na, Stevenson, and Wilfredo Hernandez were charged with and convicted of using minors to avoid apprehension for illegal drug sales in violation of 21 U.S.C. § 861(a)(2). 4 On appeal, they challenge various aspects of these convictions.
1. Bill of Particulars
Before trial, the defendants filed a motion for a bill of particulars that would have compelled the government to identify the minors who were allegedly used. The district court denied defendants’ motion, holding that the indictment and the discovery materials provided sufficient information from which the defendants could reasonably anticipate the evidence that the government would introduce at trial.
Whether to require a bill of particulars rests within the sound discretion of the district court, and we will reverse a district court’s decision to deny a bill of particulars “only when the trial court clearly abuses its discretion.”
United States v. McAnderson,
In
United States v. Kendall,
we held that a bill of particulars was unnecessary where the indictment sets forth the elements of the charged offenses and provides sufficient notice of the charges to enable the defendant to prepare his defense.
We find that the district court did not abuse its discretion in refusing to require a bill of particulars because the names of the minors were available through discovery. Among the relevant discovery material was a summary of the testimony involving juvenile Jose Hernandez, ledgers showing that specific juveniles were scheduled to provide security and sell drugs on certain Nation Days, and transcripts of the audio tapes on which references to “shorties” (a term that referred to minors) were made. 5 In light of these discovery materials, it was not an abuse of discretion for the district court to hold that defendants could reasonably anticipate the evidence the government would produce at trial and adequately prepare their defense based on this evidence.
*976 Defendants also claim that their due process rights were violated because they had no notice of who the minors were. The argument is largely undeveloped and amounts to little more than bald assertions. They rely on the fact that during the jury instruction conference the government sought to introduce birth certificates and other information about particular minors, of whom the defendants claim they received no notice. Defendants assert that they were prejudiced by this surprise and their corresponding lack of preparation to argue the point; however, the argument is unavailing in light of the fact that the court ruled in favor of the defendants and did not allow the information concerning these minors to be admitted. Discovery provided defendants with notice of all of the minors to whom the government actually referred at trial. Therefore, we find no due process violation.
2. Sufficiency of Evidence on Counts 2 and 3
Defendants next contend that there was insufficient evidence to convict them of using minors as charged in Counts 2 and 3 of the indictment. We have noted before that the hill one must climb in a sufficiency-of-evidence claim is exceedingly steep.
United States v. Frazier,
As stated above, § 861(a) makes it a crime to “knowingly and intentionally” (1) use a minor to violate the narcotics laws or (2) use a minor to assist in avoiding detection of a violation of the narcotics laws. 21 U.S.C. § 861(a) (2003). Defendants concede that the government did not have to prove that the defendants knew that the people they were using were minors.
See Frazier,
The two defendants charged in Count 2 — using a minor to violate narcotics
laws
— were Rosario and Santana, the number one and number two people in this gang. And the four defendants charged in Count 3 — using a minor to avoid detection of narcotics laws violations — included not only Rosario and Santana, but also Stevenson and Wilfredo Hernandez, the leaders of the gang’s security component detail. Given the nature of this drug conspiracy and gang it is doubtful that the gang’s leaders were not “knowingly and intentionally” employing the people who worked under them. We recognize, however, that in some situations people serving in a leadership capacity do not always know who works for them.
See United States v.
*977
McDonald,
Defendants point to another tape on which Rosario is heard ordering that no shorties were to be used on a particular Nation Day. They argue that this tape shows that the leaders of the gang condemned the use of minors in drug transactions. But viewing this evidence in the light most favorable to the government, as we must, the jury could have rationally interpreted this statement as showing that the leaders of the gang were in direct control of when and how minors were used, and that sometimes they chose to use minors and sometimes they chose not to use them. This interpretation makes reasonable sense of this tape in light of the other tapes and testimony, which showed that the leaders did sometimes direct minors to participate in the drug conspiracy.
In sum, given the comments made on the audio tapes by these defendants about the use of minors, given the testimony of the minors themselves about their activities in the conspiracy, given the fact that these defendants were the leaders of the conspiracy, and given the testimony of the gang’s treasurer, Juan Hernandez, that the gang used minors to sell drugs and avoid detection, we find that a rational jury could have concluded that these defendants were knowingly and actively employing minors in their drug conspiracy. The sufficiency of evidence challenge fails.
3. Sufficiency of the Indictment on Count 3
Defendant Stevenson argues that his conviction on Count 3 must be overturned because the indictment did not allege any
mens rea
and thus fails to charge an offense.
7
Stevenson failed to raise this argument below; therefore, we review it here only for plain error. Stevenson attempts to avoid the plain error standard of review by arguing that an indictment that negates an element of the offense fails to confer subject-matter jurisdiction on the district court; thus, we should consider the question of jurisdiction
de novo.
Stevenson’s argument fails, however, because 18 U.S.C. § 3231 confers jurisdiction on district courts to try charges framed by federal indictments, and, as we have re
*978
peatedly held, “district judges
always
have subject-matter jurisdiction based on
any
indictment purporting to charge a violation of federal criminal law ... so errors in a non-frivolous indictment do not strip the district court of jurisdiction under § 3231.”
United States v. Bjorkman,
In
United States v. Smith,
we decided the identical issue that Stevenson raises here.
4. Jury Instructions on Count 3
In a related argument, Stevenson claims that the district court gave a flawed jury instruction on Count 3 and that this error warrants reversal of his conviction on the count. In relevant part, the trial judge instructed the jury that in order to find a defendant guilty on Count 3, it had to find that “the defendant knowingly employed or used a person or persons to assist in avoiding detection and apprehension for the narcotics conspiracy.” (Tr. 3218-19). As the government concedes, this instruction erroneously omitted the word “intentionally.” This error, at least facially, gave the jury a lower mens rea requirement than that required by § 861, which provides that defendants must have acted “knowingly and intentionally.” 21 U.S.C. 861(a) (2003).
Obviously, the omission of part of the
mens rea
requirement of a statute is a serious flaw; however, because no defendant objected to the jury instruction at the trial level, we review the issue only for plain error. Again, under the plain-error standard, we will reverse the district court’s error only if it is clear or obvious and “seriously affects the fairness, integrity, or public reputation of judicial proceedings.”
United States v. Cusimano,
We note that Stevenson’s argument on the jury-instruction issue was not addressed in the
Smith
decision discussed above. In
Smith,
we specifically noted that “[p]erhaps one might ‘employ,’ ‘hire,’ or ‘use’ a person to ... assist in avoiding detection without criminal intent ... [but] it seems impossible to take the next step, which is to ‘induce’ or ‘entice’ a person to take those actions, without necessary
*979
scienter.” Smith,
We find that the instruction given to the jury sufficiently encapsulated the idea of purpose and intent to avoid reversal under the plain error standard. 9 Our reading of the instruction leads us to the conclusion that if Stevenson “knowingly” used kids in connection with the drug offenses that this use almost had to have been intentional. He knew these kids were minors and he knew that he was using and employing them to avoid detection of drug offenses. Put another way, it is difficult to see how he could knowingly but unintentionally “use” and “employ” a minor in these drug offenses. Consequently, we find that where a jury instruction includes the mens rea term “knowingly” but errantly omits the word “intentionally,” that jury instruction is not so flawed as to work substantial injustice, at least where the instruction also uses the words “employ” and “use.” 10
E. Apprendi Arguments
In
Apprendi v. New Jersey,
the Supreme Court held that any fact, other than a prior conviction, “that increases the penalty for a crime beyond the prescribed statutory maximum must be submitted to a jury, and proved beyond a reasonable doubt.”
1. Santana’s Apprendi Claim
In the parts relevant to this cаse, the federal narcotics statute first lists that the “unlawful acts” covered include knowingly or intentionally possessing drugs with the intent to distribute them. 21 U.S.C. § 841(a). Section (b) of the statute then sets different maximum and minimum penalties that vary primarily on the basis of the quantity and type of the drugs involved. 21 U.S.C. § 841(b). When, as here, crack cocaine is the drug of conviction, section (b) provides for the following sentences:
Section 841(b)(1)(A): persons committing offenses involving 50 or more grams of crack cocaine shall receive a minimum *980 of 10 years imprisonment and a maximum of life; and if the defendant has a prior felony drug conviction then the sentence shall not be less than 20 years or more than life.
Section 841(b)(1)(B): persons committing offenses involving 5 or more grams of crack cocaine shall receive a minimum of 5 years and not more than 40 years imprisonment; and if the defendant has a prior felony drug conviction the sentence shall not be less than 10 years or more than life.
Section 841(b)(1)(C): persons committing offenses involving an undetermined amount of crack cocaine shall not receive more than 20 years imprisonment; and if the defendant has a prior felony drug conviction the sentence shall not exceed 30 years.
21 U.S.C. § 841 (2000).
The jury instructions given in this case did not require the jury to find a drug quantity; thus, the jury convicted Santana, and the other defendants, of conspiring to possess and distribute an unspecified amount of crack cocaine. At Santana’s sentencing, the judge determined by a preponderance of the evidence that Santana was responsible for 144 grams of crack cocaine, which corresponded to a sentencing-guidelinе range between seventeen and one-half years and twenty-two years (210-262 months). The judge then sentenced Santana to 20 years, relying on § 841(b)(l)(A)’s mandatory minimum of 20 years for defendants, like Santana, with prior felony drug convictions who commit offenses involving more than 50 grams of crack cocaine. Santana argues that this sentence violates Apprendi because it was the judge, rather than the jury, that determined the quantity of drugs involved and because the judge’s determination led to the imposition of a mandatory minimum that was not warranted by the findings of the jury. We reject Santana’s argument because we find it to be precluded by cases in this Circuit and by recent Supreme Court precedent.
The
Apprendi
decision makes clear that its application does not extend to situations where a defendant’s sentence does not exceed a prescribed statutory maximum.
Santana attempts to avoid this conclusion by arguing that Apprendi was violated in his case because he was sеntenced to a mandatory minimum under § 841(b)(1)(A). According to Santana, Ap-prendi should apply to mandatory míni-mums, meaning that a defendant could not be sentenced to a mandatory minimum unless the facts triggering that minimum were proved to the jury beyond a reasonable doubt.
In
United States v. Williams,
we addressed the exact argument made by Santana.
*981 In Harris, the Supreme Court held that Apprendi did not require facts which might increase the mandatory minimum sentence to be proven to a jury beyond a reasonable doubt. Id. at 2420. Santana attempts to distinguish Harris by arguing that it involved 18 U.S.C. § 924 (use of a firearm in relation to crime of violence or drug trafficking), 12 rather than the federal narcotics statute at issue here. Id. at 2410-11. Santana notes that § 924 contains only mandatory mínimums and does not have mandatory máximums, whereas 21 U.S.C. § 841(b)(1) has both mínimums and máximums. According to Santana, the distinction is important because under § 841, the single fact which determines the máximums also fixes the statutory minimums; consequently, when a fact is determined that raises the mandatory minimum it also raises the maximum penalty to which a defendant is exposed. Thus, in Santana’s view, that fact must be submitted to the jury. While there is some logic to the argument, we do not find this reasoning persuasive nor do we see that Harris necessarily allows such a conclusion. Santana never addresses the fact that his actual sentence never came within Appren-di’s stated confines — that is, his sentence did not exceed the maximum sentence allowable under § 841(b)(1)(C). We believe that the holding in Harris — that Apprendi does not apply to the mandatory minimums of 18 U.S.C. § 924(c)(1)(A) — only
*982 2. Apprendi Claims of Other Defendants Except Rosario
All the remaining defendants, except Rosario, were sentenced to prison terms at or below the statutory maximum set in 841(b)(1)(C). For some of these defendants the maximum under § 841(b)(1)(C) was 20 years and for others, like Wilfredo Hernandez and Sandy Garvin, the maximum was 30 years because they had prior felony drug convictions. All the defendants, however, received sentences below the maximum applicable to them. Since, as discussed above, there was no Apprendi violation in this situation even under de novo review, we need not further discuss their claims, which we review only for plain error.
3. Rosario’s Apprendi Claim
Rosario was convicted on Count 1 (conspiracy to violate the drug laws), Count 2 (use of minors to distribute narcotics), Count 3 (use of minors to avoid detection of drug law violations), and Count 20 (distribution of narcotics). Based on the court’s determination of the quantity of drugs for which Rosario was responsible, the district court found that the applicable sentencing guideline range was 30 years (360 months) to life. Rosario was given a prison term of 30 years, which was arrived at by imposing 30-year sentences each for Counts 1, 2, and 3, and a 20-year sentence on Count 20 — all sentences to run concurrently. As discussed above, since drug quantity was not determined by the jury, the applicable statutory maximum comes from 841(b)(1)(C), which for Rosario provides a maximum of 20 years. Facially this creates an Apprendi error, but ultimately we reject Rosario’s challenge for the following reasons.
Rosario did not raise his
Apprendi
challenge below so we will overturn his sentence only if we find plain error. We have previously rejected arguments identical to Rosario’s.
See, e.g., United States v. Martinez,
Application of this principle to Rosario’s case will illustrate the point. As noted above, Rosario was convicted on four separate counts. The judge sentenced him to three 30-year sentences and one 20-year sentence, and the sentences were tо run concurrently. Thus, the sentence fell within the guideline range of 30 years (360 months) to life, the applicable range based
*983
on the drug quantity involved as determined by the judge. The sentence of 30 years on some of the counts, however, violates
Apprendi
because the maximum penalty applicable to Rosario under the statute was 20 years. Our review for plain error, however, means we will reverse the sentence only if the error “seriously affects] the fairness, integrity, or public reputation of judicial proceedings,”
Olanoo,
Here there is no prejudice because Rosario could have received the same prison term through stacking the sentences in a way that avoided violation of
Apprendi.
In fact, sentencing guideline § 5G1.2(d) provides that where, as here, multiple counts of conviction are involved “the sentence imposed on one or more of the other counts
shall
run consecutively, but only to the extent necessary to produce a combined sentence equal to the total punishment.” U.S.S.G. § 5G1.2(d) (emphasis added).
14
The district judge in this case
*984
found that the specified guideline range applicable to Rosario was 30 years to life. In order to comply with § 5G1.2(d), the district court would have to reach the same 30-year prison term by sentencing Rosario to 20 years on one or more of the counts with a consecutive 10-year sentence on one or more of the other counts. Therefore, we find that the district court’s error did not seriously affect the fairness of the procеeding.
See Martinez,
F. Abraham Hernandez’s Acceptance of Responsibility
Abraham Hernandez argues that the district court improperly denied his request for a two-level reduction for acceptance of responsibility under § 3E1.1 of the sentencing guidelines. To prevail on this point below, the burden was on Hernandez to “clearly demonstrate” that he was entitled to the reduction by a preponderance of the evidence.
United States v. Muhammad,
The commentary to guideline § 3E1.1 makes clear that the adjustment for acceptance of responsibility “is not intended to apply to a defendant who puts the government to its burden of proof at trial by denying the essential factual elements of guilt, is convicted, and only then admits guilt and expresses remorse.” U.S.S.G. § 3E1.1 cmt. n. 2. Abraham Hernandez did not plead guilty in this case; rather he forced the government to go to trial to establish his guilt. There is some evidence that he entered into plea negotiations with the government about pleading guilty to Count 1 — the conspiracy charge — but nothing came of these negotiations because *985 Abraham Hernandez would not accept the government’s conditions on the plea. Thus, thеy went to trial, where Abraham maintained that he was just “a 20-year-old kid who started hanging around the La-throp Homes neighborhood, was at the wrong place at the wrong time ... [and was not] a conspirator.” (Tr. 66.) The government was forced to disprove this claim, and it did so.
The commentary to § 3E1.1 also provides that in “rare situations” a defendant may still receive the reduction even though he goes to trial, “for example, where a defendant goes to trial to assert and preserve issues that do not relate to factual guilt.” U.S.S.G. § 3E1.1 cmt. n. 2. The problem for Abraham Hernandez is that he went to trial to deny that he was part of the conspiracy on a theory of defense that rested solely on the factual claim that he was just a 20-year old kid in the wrong place at the wrong time. He has not provided us with any reason to believe that he went to trial for any other reason than to deny his factual guilt. His appeal from the district court’s refusal to grant him a two-point reduction is therefore denied.
G. Sufficiency of Garvin’s Section 851 Notice
Sandy Garvin was convicted on four substantive distribution counts, but he was acquitted of the conspiracy charge. The sentencing judge found that Garvin was responsible for only 0.47 grams of cocaine and thus sentenced him under § 841(b)(1)(C). Based on his prior felony drug conviction Garvin received a sentence of 22 years imprisonment. Garvin claims on appeal that his rights under 21 U.S.C. § 851 were violated because he was not given proper notice that the government would seek an enhancement based on his prior convictions. He did not raise this argument below; thus, we review it under the plain error standard.
16
As stated above, under this standard Garvin must show that therе was a plain error that affected his substantial rights. If Garvin can make this showing, then it is within our discretion to reverse if we find that the error “seriously affect[s] the fairness, integrity, or public reputation of judicial proceedings.” Olan
o,
Section 851 provides in relevant part:
No person who stands convicted of an offense under this part [21 U.S.C. § 841, et seq.] shall be sentenced to increased punishment by reason of one or more prior convictions, unless before trial, or before entry of a plea of guilty, the United States Attorney files an information with the court (and serves a copy of such information on the person or counsel for the person) stating in writing the previous convictions to be relied upon.
21 U.S.C. § 851(a)(1). The Government did file a § 851, notice before trial, which informed Garvin that if he were convicted the government would seek to have his sentence enhanced based on two prior drug convictions. The problem with this notice, Garvin asserts, was that it cited 21 U.S.C. § 841(b)(1)(A) as the statute under which an enhanced penalty of life imprisonment would be sought. Whereas, because only 0.47 grams of crack were attributed to Garvin, the trial judge sentenced him under § 841(b)(1)(C), which only provided for an enhanced prior conviction penalty of 30 years. Garvin claims that he *986 was misled by the § 851 notice into thinking that the government would only seek an enhancement if he were held responsible for 50 or more grams of crack cocaine, the requisite amount for § 841(b)(1)(A) to apply.
We begin by noting that the language of § 851(a)(1) does not require that the government set forth which enhanced penalty it will seek in cases where there is more than one available. The statute focuses rather on the disclosurе of those prior convictions on which the government intends to rely. The government’s § 851 notice here stated precisely which convictions it intended to use for enhancement. Thus, it is not entirely clear that there has been a § 851 violation at all. We, however, recognize that some defendants could be misled by citation to a different statute and the subsequent use of a different enhancement. But even assuming there was plain error here, we would not exercise our discretion to reverse because we do not perceive that there was any injustice done to Garvin. The government informed him that because he had two prior convictions, it would seek a penalty of life imprisonment; thus, he was on notice of the severe consequences he faced if convicted. We do not see any prejudice to Garvin by the government notifying him of a greater enhanced penalty than the one it actually sought. The idea that Garvin was misled into thinking that the government would seek an enhancement to a life sentence if he was convicted for 50 grams of crack, but that it would not seek to enhance to 30 years if he was convicted of a lesser amount is not plausible. Therefore, we find that he has not satisfied his burden under the plain error standard of review.
H. Determination of Garvin’s Status as a Career Offender
Garvin next argues that the district court erroneously classified him as a career offender under U.S.S.G. § 4B1.1. Again, Garvin did not raise this issue below, so our review here is limited to plain error.
United States v. Goudy,
To receive the classification of “career offender” a defendant must, among other things, have “at least two prior felony convictions of either a crime of violence or a controlled substance offense.” U.S.S.G. § 4B1.1. The district court based its determination that Garvin was a career offender on two prior drug convictions: the first, a 1989 state conviction for delivery of cocaine and the second, a 1993 state conviction also for delivery of cocaine. Garvin maintains that the court should not have considered the 1993 conviction because it was part of, or related to, the instant offense.
In
United States v. Garecht,
we held that under § 4B1.2, if a prior conviction was related to the instant offense then that prior conviction could not be used to elevate a defendant to career offender status.
Garvin argues that his 1993 conviction is related to the instant case because that conviction involved the sale of drugs in the same geographic area, involved the same Latin Kings gang, and took place less than a year before the conspiracy charged in this case began. Garvin overlooks, however, that he was not convicted of conspiracy here; rather, he was convicted only of four distribution counts that occurred in 1996. Thus, his attempt to establish a close relation based on time frame clearly does not work. More importantly though, the commentary to § IB 1.3 provides an example situation of where courts should find that two offenses are not related that is almost identical to Garvin’s situation:
Examples: (1) The defendant was convicted for the sale of cocaine and sentenced to state prison. Immediately, upon release from prison, he again sold cocaine to the same person, using the same accomplices and modus operandi The instant federal offense (the offense of conviction) charges this latter sale. In this example, the offense conduct relevant to the state prison sentence is considered as prior criminal history, not as part of the same course of conduct or common scheme or plan as the offense of conviction.
U.S.S.G. § 1B1.3 cmt. n. 8;
see also Garecht,
I. District Court’s Refusal to Grant Garvin a Downward Depаrture
Garvin finally argues that the district court improperly refused to grant him a downward departure from his sentence. It is clear that we lack jurisdiction to review a sentencing court’s refusal to give a downward departure, unless it is established that the sentencing court errantly believed that it lacked the legal authority to grant a downward departure.
United States v. Hegge,
In attempting to meet this burden, Gar-vin cites to four instances during the sentencing hearing where the district court appears to express doubt as to whether it could depart. The first two came on June 1st:
“With respect to your motion for a downward departure, I looked at the cases. It’s actually not so clear to me that there is any circumstance in which the Seventh Circuit will approve a motion for a downward departure.” (6/1/99 Tr. 12.)
“I don’t want you to be hopeful. I don’t think that there is a legal basis for [departing].” (6/1/99 Tr. 21.)
And the second two both came three days later on June 4th:
“I don’t think that I can give [a downward departure]. You know, I mean, I think 262 months is, it is certainly a terribly long sentence.” (6/4/99 Tr. 4.) “I am looking at it, is he out of the heartland of what the guidelines say when I could conceivably give a departure ... if any are really permitted in this circuit, which I question.” (6/4/99 Tr. 6.)
We agree with Garvin that these statements alone are cause for some concern. A closer analysis of the context of the statements and the overall sentencing hearing, however, reveals that the district court did go through the proper steps to determine whether, based on the facts of Garvin’s case, she should exercise her discretion to depart.
In
Koon
v.
United States,
the Supreme Court determined that a sentencing judge considering a motion for downward departure should review the case for factors sufficiently unusual to take the case out of the Guidelines’ “heartland.”
In the case now before us, the district court and the attorneys engaged in a lengthy discussion about whether Garvin’s situation fell outside the “heartland” and what factors could be considered in making such a determination. We review this discussion at length because it is only in analyzing it in full that we can determine if the district court knew that it could depart. The first discussion about departure occurred near the beginning of the two day hearing. Here, the judge made the first statement that Garvin cites as support for his claim. This statement does appear to reveal some indecision on the part of the judge about her authority to depart, but Garvin does not cite the immediately following statement where the judge noted that, in deciding whether she should depart, she could not consider the fact that Garvin was a drug addict as a factor in the departure determination — “[t]hat’s a forbidden basis.” This statement reveals that the judge was apparently aware of our decision in Sewell and that, at least, she was going to work under the assumption that she could depart.
The second statement (“I don’t think there is a legal basis [to depart]”), when read in context, is simply the judge’s reiteration that drug addiction is not a factor which would allow her to depart. That *989 this is what the judge is talking about is seen in Garvin’s attorney’s response: “Well, Judge, addiction is not (a legal basis) but that was only one element.” (6/1/99 Tr. 21.) After this, the defense attorney, the court, and the government discuss the fact that in Sewell, we held that a defendant’s participation in the offense is an encouraged factor to consider in departing. (Id. at Tr. 22-25.) In response to the defendant’s argument that Garvin’s participation in the conspiracy was minimal (and thus “not within the heartland” (id. at Tr. 22)), the district court noted that Garvin was not convicted of conspiracy; therefore, the proper inquiry was his role in the four individual distributions, not his role in the conspiracy. (Id. at Tr. 22.) Ultimately, the hearing on June 1 concluded without the judge making a decision on the matter. She stated that she needed more time because оriginally she had not closely analyzed the cases' submitted by the government because after reviewing the defense’s cases she “didn’t think there was a sufficient [basis] for a departure.” (Id. at Tr. 27.) Thus, at the conclusion of the hearing on June 1, it is apparent that the judge believed, or at least assumed, she could depart but did not see a factual basis for doing so.
The June 4 hearing began with the judge stating that after reviewing the evidence and the relevant cases, she had not changed her mind: “I don’t find any, having looked at all of that, I don’t find any basis for changing the guideline range.” (6/4/99 Tr. 2.) After discussion of some other topics, the defense attorney returned to the issue of departure, to which the court responded with the third statement that Garvin cites for support (“I don’t think I can give it. You know, I mean, I think 262 months is ... a terribly long sentence”). This statement, however, when read in context, actually reveals that the judge did believe that she could depart but that she did not think there was a basis to do so here. Immediately after the statement, the judge reasons that she cannot give a departure because the fact that “he’s a drug addict ... is something I actually can’t take into account in terms of departure.” (6/4/99 Tr. 4.) Garvin’s attorney then raised the argument again that Garvin played a small role in this conspiracy. The judge again responded by noting “[t]hat would be perfectly appropriate if we were talking about putting his role in terms of something as a whole. But all he’s being sentenced on are four separate sales.... ” (Id. at Tr. 5.)
' Later in the hearing, the judge stated that in making her determination of whether to depart she was considering whether “he [is] out of the heartland of what the guidelines say whеn I could conceivably give a departure ... if any are really permitted in this circuit, which I question.” (Id. at Tr. 6.) This statement does indeed reveal that the judge may not have been entirely clear that she could depart, but it also reveals that she was assuming that she could — -why else would she need to go through the heartland analysis? Ultimately, the judge determined that Garvin’s case was not outside the heartland, stating, “I mean, he was walking down the street and selling these drugs with kids running around right in front of him .... And so the kids will grow up and do the same thing because ... that is what people that they look up to are doing. So am I sure it’s out of the heartland? No, I don’t know that it is. But go on if you have more to say.” (Id. at Tr. 8.) To this Garvin’s attorney responded that “[i]f Your Honor has made up your mind that it’s not out of the heartland, I am not going to belabor the point with this Court.” (Id.) At this point, the judge moved on to another issue. The only logical interpretation then is that the judge had considered the arguments urg *990 ing her to depart and had determined that Garvin’s case was not out of the heartland.
Therefore, even though we are somewhat troubled by the district court’s musings on the record that she was not entirely sure she could depart, the fact that she, at the very least, assumed that she could depart and conducted the “heartland” analysis, leads us to the conclusion that a remand is not appropriate here. Further, given that the district court already conducted the heartland analysis, it is not clear what would be gained even if we were to remand — i.e., the district court has already decided that departure is not warranted, and on remand we would simply be telling the court to conduct the same analysis again. Garvin’s challenge is therefore rejected.
J. Rosario’s Non-Apprendi Claims
1. Agent Schulte’s Alleged Signals and Gestures at Trial
Rosario claims that during trial FBI Agent Schulte was signaling and gesturing to witnesses on the stand. He argues that because the jurors may have seen this and may have been influenced by it, he should be given a new trial. Although some of the defense attorneys briefly discussed the issue with the court at trial, no formal objection was ever made, and neither Rosario nor his attorney raised the issue before this appeal. Therefore, again, our review is only for plain error, and we note that Rosario’s burden is particularly high here because “[t]he district court will always be in a better position than the appellate judges to assess the probable reactions of jurors in a case over which he [or she] has presided.”
United States v. Berry,
Rosario provides no evidence of any wrongdoing nor any evidence of prejudice. In fact, the defense attorneys that did raise the issue at trial all stated that they did not think there was any wrongdoing. For example, Diaz’s attorney told the court, “I did observe Agent Schulte nodding. I don’t say that it was conscious ... I don’t think it was conscious, of course.” (Tr. 1266-67.) And Stevenson’s attorney stated, “I have been watching Mr. Schulte and I do not doubt ... that what he’s saying is the truth, and I don’t believe that any of this is being telegraphed. But I must say this: as a result of watching Mr. Schulte, he’s ... expressive .... And I’m not suggesting that they’re — he’s telegraphing it at all. I think it’s just his personal mannerisms.” (Tr. 1267-68.) Nothing more was ever made of this issue. Given that even the defense attorneys suggested that there was no real issue here, we think that the district court properly handled the matter. Rosario’s claim is rejected.
2. District Court’s Enhancement of Rosario’s Sentence
At sentencing,- the district court applied a four-point enhancement under U.S.S.G § 3Bl.l(a) for Rosario’s role as a leader of the conspiracy and a two-point enhancement under U.S.S.G. § 2Dl.l(b)(l) for the possession of firearms during the commission of the offense. Rosario argues that these enhancements were improper. A sentencing court’s factual determination concerning a defendant’s role as a leader is subject to a clearly erroneous standard,
United States v. Hardamon,
Section 3Bl.l(a) instructs a sentencing court as follows: “If the defen *991 dant was an organizer or leader of a criminal activity that involved five or more participants or was otherwise extensive, increase by 4 levels.” U.S.S.G. § 3Bl.l(a). The record shows that in 1995 Rosario was elected to the position of “Inca” (the leader of the gang) by his fellow gang members. Audio tapes of gang meetings reveal Rosario inquiring about who was doing security on Nation Days and directing enforcers to do their job. Further, the government presented evidence that Rosario determined when Nation Days would take place and how often, and that he presided over the meetings at which the leaders of the gang discussed their drug business. Rosario’s primary argument is that it was Juan Hernandez, the gang’s treasurer, who really directed the activities on Nation Days. Rosario neglects to mention that he was the one who personally appointed Juan Hernandez to serve in this role. More importantly, while the еvidence does show that Juan Hernandez did play a central role, Rosario does not dispute that an organization can have more than one leader. See U.S.S.G. § 3B1.1 cmt. n. 4. And the evidence here shows that the district court did not commit clear error in finding that Rosario was a leader of this conspiracy.
Likewise, we affirm the district court’s enhancement for possession of a dangerous weapon. Under § 2Dl.l(b)(l), a defendant “possesses” firearms if he actually or constructively possessed the gun.
United States v. Brack,
Rosario’s final argument that the government failed to prove that the substance involved was crack cocaine as opposed to some other type of cocaine base also fails because the government did introduce sufficient evidence to establish that crack cocaine was the substance that Rosario and the other gang members distributed. Therefore, Rosario’s sentence is affirmed.
III. Conclusion
For the foregoing reasons the convictions and sentences of all eight defendants are Affirmed.
Notes
. Defendants cite
United States v. Torres-Ramirez,
. We note there was some speculation by the parties before trial began as to whether the statement might include more specific references to the Inca and Cacique (both titles of specific people in the Latin King gang). (Tr. 14-16). But at trial when the testimony was presented to the jury no references were made to the Inca or Cacique, (Tr. 163-74); thus, there is no issue here as to whether those references might have presented Bruton problems.
. "It shall be unlawful for any person at least eighteen years of age to knowingly and intentionally—
(1) employ, hire, use, persuade, induce, entice, or coerce, a person under eighteen years of age to violate any provision of this subchapter or subchapter II of this chapter.”
21 U.S.C. § 861(a)(1) (2003).
. "It shall be unlawful for any person at least eighteen years of age to knowingly and intentionally—
(2) employ, hire, use, persuade, induce, entice, or coerce, a person under eighteen years of age to assist in avoiding detection or apprehension for any offense of this sub-chapter or subchapter II of this chapter by any Federal, State, or local law enforcement offiсial.”
21 U.S.C. § 861(a)(2) (2003).
. We note that the defendants’ entitlement to receive the names of the minors referred to as "shorties” is tenuous; since the government did not know the names of these minors either, it would have been impossible to provide these names to defendants.
. The evidence introduced included testimony by Juan Lorenzana, who was a minor for at least part of the period of the conspiracy, that on weekly Nation Days he both sold drugs and served as a lookout for police. Also, both Juan Lorenzana and Juan Hernandez testified that Jose Hernandez, a minor during the whole period of the conspiracy, worked security and directed drug customers on Nation Days.
. Count 3 of the indictment charged Stevenson with violation of § 861, alleging that he “employed, hired, used, induced and enticed” minors to assist in avoiding detection of violations of the drags laws. Section 861, however, contains the mens rea "knowingly and intentionally,” which was omitted from the indictment.
. In
Smith
we focused especially on the words "induce” and "entice” as conveying the idea of intention, stating "it seems to us impossible to ... 'induce’ or ‘entice’ a person to take those actions, without the necessary
scienter.
The ideas of purpose, knowledge, and intent are inherent in those words.”
Smith,
. We note that this obviously would be a much closer question under a lower standard of review, but we reserve deciding that issue until another day.
. Stevenson additionally claims that he is mentally retarded, so the omission of the word "intentionally” produced an even greater prejudicial effect because the jury was not given the opportunity to consider whether he had the mental caрacity to even commit this crime. However, no evidence of Stevenson’s retardation was ever presented to the jury. Further, we do not find that his mental capacity affects our reasoning that the instruction given sufficiently conveyed the notion of "knowledge and intent.”
. For just of few examples of cases where we have so held see
United States v. Collins,
. 18 U.S.C. § 924 states, in relevant part:
[A]ny person who, during and in relation to any crime of violence or drug trafficking crime ... uses or carries a firearm, or who, in furtherance of any such crime, possesses a firearm, shall, in addition to the punishment provided for such crime of violence or drug trafficking crime—
(i) be sentenced to a term of imprisonment of not less than 5 years;
(ii) if the firearm is brandished, be sentenced to a term of imprisonment of not less than 7 years; and
(iii) if the firearm is discharged, be sentenced to a term of imprisonment of not less than 10 years.
18 U.S.C. § 924(c)(1)(A).
.
The standard of review is at least one of the factors that makes this case distinguishable from language in
Apprendi
that arguably would require us to reach the opposite conclusion. In
Apprendi,
the State of New Jersey argued that Apprendi's 12-year sentence, when there was a 10-year maximum, did not violate the due process clause because the State could have achieved the same result by stacking sentences from other counts. The Supreme Court rejected the argument, however, stating that "[t]he constitutional question ... is whether the 12-year sentence imposed on count 18 was permissible, given that it was above the 10-year maximum .... The sentences on counts 3 and 22 have no ... relevance to our disposition.”
Apprendi,
. We noted in
Knox
that "the courts of appeals do not agree whether, in the wake of
Apprendi,
U.S.S.G. § 5G1.2(d) still compels a judge to use consecutive sentences when necessary to construct a term within the Guideline range ... [but] every court of appeals believes that consecutive sentences are lawful if the district judge chooses to impose them.”
.
See, e.g., Outen,
. Garvin argues that the requirements of § 851 are jurisdictional in nature and thus cannot be waived. Unrecognized by Garvin, however, is that over a month before we heard oral argument in this case we issued our opinion in
United States v. Ceballos,
. There was dispute between the majority and dissent in Garecht over whether § 4B1.2 required that the prior convictions be unrelated to the instant offense (majority position) or whether § 4B1.2 only required that the two prior convictions be unrelated to each other. Because Garvin’s argument is rejected under either interpretation we simply accept, without reconsideration, the majority's position in Garecht on this issue.
. U.S.S.G. § 5K2.0 allows a district court to depart if "the court finds that there exists an aggravating or mitigating circumstance of a kind, or to a degree, not adequately taken into consideration by the Sentencing Commission
in
formulating the guidelines that should result in a sentence different from that described.” U.S.S.G. § 5K2.0 (quoting 18 U.S.C. § 3553(b));
see also United States v. Larkins,
