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UNITED STATES of America, Plaintiff-Appellee, v. Herbert Louis BURDEAU, Defendant-Appellant
168 F.3d 352
9th Cir.
1999
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*1 - property- King-vision deprived of its judg- judge vacate a can held that district Bar judgment against Paradise interest in its 60(b) mature where “after Rule ment under heard. opportunity or notice without he was re-reading the record judgment and judgment in this man- Vacating default mistake,” had made a apprehensive that he pro- Kingvision of due deprived ner therefore its initiate this on “[t]he and that vacate the amend- of law. therefore cess Celebrezze, v. McDowell own motion.” Kingvision judgment, remand so that ed and Cir.1962). opportunity may appropriate notice either rule allow for of The words of the regarding such reduction to be heard construction, conclude and we may judgment district court as the default position makes bet- and Fifth Circuit Fourth appropriate on of inadvertence deem account The traditional defini- practical sense. ter or mistake. that the court acts of sponte is tion of sua Dic- Law or motion.’’ Black’s “its own will Conclusion. (6th ed.1990) added), (emphasis tionary 1424 Pub, and RE- In we REVERSE Sports 60(b) in Rule do “on motion” the words so entry judgment in favor of of MAND sponte repairs of sua plainly exclude appropriate in amount. In Kingvision an clerks and inadvertence. Court mistakes Alice, judg- the amended Lake we VACATE judgment papers commonly put default may that both sides ment and REMAND so cursory may sign judge with piles a any appropriate amount be heard on nothing Plain- is contested. perusal, because judgment. in the reduction may given pa- attorneys also have tiffs’ In Chuy’s Playroom, In we AFFIRM. cursory perusal, collection pers only because Bar,, we the amended Paradise VACATE with a volume basis is often done on work Kingvision judgment and REMAND so parale- on clerical considerable reliance reduction be heard on extent in, slip easily can gal Mistakes n staff. judgment. in the injustice. A has no sub- great creditor work Kingvision are awarded in favor Costs interest, ordinary reliance stantial Pub, Bar, Lake Alice and Paradise Sports judgment. case, an uncollected default are to either side Bar. No costs awarded says that are to be con- the rules Rule Playroom. Chuy’s “just” determination of to secure strued assigned to a different The cases shall be every is better served action. Justice judge on remand. letting judge repair mistakes default old, days in the judgments more than ten judge

fortunate where the. circumstances to -notice

happens them. not the end of the case.

But that is the correction problem There is a because America, STATES of blue, UNITED with no notice came out of Plaintiff-Appellee, Kingvision opportunity to be heard on the judgment property, A so tak reduction. process ing away requires due of law. it Cf. BURDEAU, Herbert Louis Atmo In re Consolidated Defendant-Appellant. Litigation, spheric Testing No. 97-30388. Cir.1987) (a yet of action not cause species property judgment is a Appeals, reduced United States Court protected by Amendment Due Pro the Fifth Ninth Circuit. Clause). process generally Due re cess 7, 1998. Argued and Submitted Oct. quires opportunity heard notice and to be 9, 1999. Decided Feb. governmental deprivation prop of a before a erty Growney Equip, interest. Tom Shel

ley Development, Irr.

Cir.1987).

REINHARDT, Judge: Circuit Burdeau, Ameri- a Native Louis Herbert can, he commit- visibly intoxicated when located robbery of a store armed ted an Indian Reservation the Blackfeet within *3 Probably for his crime. apprehended was clearly would es- realizing that the evidence act, the Bur- he had committed tablish that agreement a conditional deau entered ten-year maxi- to a limited his that sentence however, minute, he the mum. At last plea. By changed mind withdrew his and opportunity doing, preserved his he so permitted to raise a argue that he should provide appeared that legal defense that, only hope avoiding conviction: be- of intoxicated, he could not he cause robbery by the required the intent formed subsequent pretrial pro- During statute. however, rejected ceedings, district motion argument granted and the state’s Following that de- preclude the defense. cision, realistic de- which foreclosed offer, Burdeau fense that Burdeau guilty under the sought to reinstate his prosecutor plea agreement. The ob- original request, jected, and the the court denied two-day a After prosecution commenced. robbery trial, and Burdeau was convicted felony, of a gun in the commission use of a prison. and sentenced to months to withdraw initial Burdeau’s decision in all likelihood plea, decision that appreciate failure to based on his counsel’s De- Donovan, Federal Daniel Assistant required type intent for Montana, fender, Falls, the defen- Great conviction, him will thus cost seven one- dant-appellant. prison. Because the half additional Harper, Lori A. Assistant legal commit error at court did not Montana, Falls, for the Attorney, Great we are any stage proceedings, these with- plaintiff-appellee. anything other than affirm power to do out note, however, Burdeau’s conviction. year addition to the seven and one-half sentence, serves to which almost appear prison, time in does not double his penalty for his proportionate fair or be a par- question whether a explore effort REINHARDT, BOOCHEVER, Before: legally available. We ticular defense was GRABER, Judges. Circuit encourage the States Attor- United therefore authority utilizing its ney’s office to consider REINHARDT; Procedure Federal Rule Criminal Partial under Opinion by Judge 48(a) the counts one of by Judge to move to dismiss Dissent Concurrence and Partial that the sentence re- conviction so GRABER. gun, that is consistent with the ceives will be one and none of the finger- identifiable objectives purposes sentencing of our prints on countertop matched Burdeau’s. statutes. counts, Burdeau was felony indicted on two BACKGROUND robbery and use of a during firearm commis- Sep-

This case arises out of an incident on sion of a crime of violence. He filed a num- obviously tember when intoxicat- pretrial motions, ber of including a motion to grocery ed Burdeau robbed a store in St. suppress pretrial identification and a mo- Burdeau, Mary, Montana. a member of the lineup. tion for an in-eourt The motions tribe, Mary’s Blackfeet entered the Park St. were all denied. Grocery Cafe and and told one of the clerks Trial was set for June aAt buy Upon that he wanted to some bullets. pretrial 23,1997, conference held on June *4 being carry informed that the store did parties disagreement discussed their as to bullets, he swore and slammed his hand on robbery whether specific was a crime of glass countertop. approached the He then general Only intent. a defense of diminished request repeated the other clerk and the capacity specific to a intent crime offered answer, Upon receiving the bullets. same he any practical Burdeau opportunity to avoid requested cigarettes. The clerk him asked conviction. The court parties advised the to replied by what kind he wanted. Burdeau file an in limine motion before trial. asking money how much was the cash register. responded motion, The clerk in- filing however, this Instead of the Bur- business; formation was none of Burdeau’s deau plea entered into a agree- conditional displayed gun Burdeau then a and told the ment which limited his sentence to a maxi- give money. clerk to him the The clerk years mum of guilty plea ten return for his approximately handed over $700 robbery $800. to the gun count and dismissal of the Burdeau, making apparent effort to hide accepted Then, count. The plea. court the destination, Kip’s walked next door to' September 24, 1997, judge the a held ’ Beer Garden. sentencing hearing. initially He indicated by he was not inclined to abide the Kip’s, at Once Burdeau asked a friend for limitation of the sentence to ten time, By a ride home. the clerks had right instructed Burdeau that he had the reported robbery, police the and a tribal plea. withdraw his After further discussion officer followed the car which Burdeau of the matter with the United States Attor- nearby rode to ranch located on the reser- however, ney, accept the court decided to car, vation. As he followed the the tribal plea’s conditional sentence recommendation. occupants officer observed its throw a Bud- Although judge longer was therefore no weiser out box the car window. After the obligated opportunity to offer Burdeau the ranch, police car arrived at the the tribal plea, withdraw his he asked him whether he arrested Burdeau and a few other individu- spoke wanted to do so. Burdeau with his als, nearby and searched the car and the members, attorney, family and others who They area. discovered cash ear inside the present hearing, were at the and then stated box, and in the Budweiser which was found plea. that he did want to withdraw his The along private road that to the ranch. led granted request. day, police The next also recovered a .38 along private caliber revolver road and gave Burdeau then formal notice that he more cash under a rock next to the ranch. planned capacity/intoxi- to offer a diminished The two store govern- clerks both identified Bur- cation defense. On October array. trial, deau a photographic objecting At ment filed motion limine to the clothing granted one clerk also identified the that had defense. The court that motion on clothing been taken from Burdeau ruling robbery as the that the crime of October required only general that the robber had worn. Other witnesses intent and that linked Burdeau to the box and Budweiser defense was therefore unavailable. Burdeau gun guilty discovered near the ranch. Howev- then made a motion to reinstate his er, fingerprints agreement. no identifiable were found on under the conditional applying holding also our as objected the court de- misread prosecution (see (Real, J., Lilly, to trial at 1264 proceeded § 2111 The case the motion. nied dissenting)) change the fact that

on November does not much one. holding in fact a narrower jury returned a verdict days, the After two The dis- both counts. convicting Burdeau on Lilly does not resolve therefore While months for him to 160 judge sentenced trict compel us to inter question, two factors gun in for use of a robbery months and 60 requiring general § intent. pret 2111 as felony, the sentences to of a the commission super- First, contain consecutively, years of a statute does not “[w]hen and three run intent, appeal general This followed. is ordinari intent vised release. reference Martinez, 49 ly implied.” United States REQUIREMENT INTENT (9th Cir.1995) (citations 1398, 1401 omit of chal a number raises ted). presumption strengthened is This Primarily, in reli lenges to his conviction. “feloniously,” which the fact that the term Lilly, 512 F.2d 1269 States ance on United requirement, specific intent implied a (9th Cir.1975), argues that under federal he statutory lan specifically removed from the specific, rather than a crime law guage. he therefore should general, intent and that voluntary intoxi to raise a allowed been Second, nearly wording §of 2111 is *5 the A based on volun defense cation defense. wording of identical to the 18 U.S.C. only specif for a tary is available intoxication 2113(a), robbery: § bank which defines Oliver, v. crime. See United States ic intent “Whoever, violence, by by force and or intim- (9th Cir.1995) 547, (citing United 60 F.3d 551 take, idation, takes, attempts to from the or Sneezer, 920, 983 F.2d v. States another, any prop- ... person presence of or Cir.1992)). money thing of value erty or or other proscribing robbery in The statute union, any bank, belonging ... credit or ” jurisdictions, or territorial special maritime any savings and loan association.... We reservations, 18 U.S.C. including Indian robbery previously that is a have held bank '2111, § the offense as follows: “Who defines general intent. See United States crime violence, by by or intimi ... force ever (9th Cir.1993); 1444, Foppe, dation, attempts from the takes or to take Darby, anything person presence of another or Cir.1988). is no reason that the There to its amendment in value....” Prior § read different- language in 2111 should be specific through required § intent 2111 had ly, robbery and we therefore conclude that “feloniously.” of the word That inclusion Thus, general intent. the a crime of district deleted, however, by the 1948 term was precluding in court did not err Lilly, this court held that amendment. In voluntary raising a intoxication defense. robbery felony murder as an element of statute, felony murder 18 U.S.C. under the THE AB- EXPERT TESTIMONY ABOUT intent, 1111, required specific § not because EVIDENCE SENCE OF FINGERPRINT §in anything contained but because district, Burdeau also claims that the an convicted of otherwise individual court erred when it allowed the state having spe first-degree murder without the regarding question government witness the any crime. Id. at 1261. cificintent to commit likelihood that an individual who touched ruling Lilly in expressly confined our object finger no identifiable leave would statute, felony murder and did not reach trial, prints. During counsel had defense question robbery in whether as defined witness, agent, an FBI cross-examined required specific § 2111 intent. the amended fingerprint tests conduct the results of about warned, Indeed, may specific we “it be that gun. glass countertop and the The ed on the longer required by § intent is no 2111.... reported finger witness that no identifiable confine question That we do not reach. We that, gun al prints were found on ruling our as the term is used fingerprints though § Lilly there were identifiable 1111.” Id. The fact that the dissent Booth, countertop, In on the none matched Burdeau’s.1 case. the court concluded that the redirect, government testimony the state elicited that had failed to show On that the wit- qualified fingerprints expert ness was to offer testimony identifiable are almost never on the guns only rarely fingerprint evidence,, absence of found on found on other see Booth, objects testing. 669 F.2d at submitted for The witness whereas instant case the challenged defendant has not possible explanations also offered for the ab- qualifications. Furthermore, the witness’s prints: sence of such identifiable the surface Booth we did not hold that the district court might fingerprints, not be skin conducive evidence, should have excluded the dry but mere- print, fingers can be too to leave a ly that it did not by doing abuse its discretion smudges be moved in a manner that Here, so. Burdeau asks us to hold that the objection, print. the defendant’s Over by abused its court. discretion testimony. court allowed the evidence, excluding the which we decline We do not find merit in Burdeau’s conten reasons, do. For all of these Booth is distin- expert testimony tion that the was irrelevant. guishable, testimony and we hold that the at testimony jury aided the in understand issue was relevant properly and was admit- why ing fingerprints might not be ted the district court. jury found on items that the knew he had IDENTIFICATION PROCEDURES touched, explanation which would not other readily apparent. wise have been haveWe argues Burdeau also photo that the past upheld expert the admission of graphic array that was shown to the two testimony explained possible reasons impermissibly suggestive, witnesses was be why fingerprints would not be found on an picture placed cause his the center of object. Christophe, See United States v. array, rest, 833 the was darker than the and was Cir.1987) (upholding eyes one in which the were closed. testimony by agent regard admission of FBI alleges He suggestive further proce *6 ing why fingerprints only are found in ten dure tainted the subsequent witnesses’ in- cases); percent bank identification, United court and that the district (9th Feldman, 544, States v. F.2d 788 554-55 arranged court should have an in-court line (admission Cir.1986) agent’s of FBI up direct suggestiveness pro diminish of the testimony regarding fingerprint how often cedure. proper).

evidence is discovered was agree hue, We do not that the facial dark In the one upheld expression, placement ease which this court the photograph testimony suggested exclusion of a witness’s on the that the witnesses should choose evidence, fingerprint absence of there photograph. was no Burdeau’s Such insubstantial expert testimony need for explain why photo- differences between the defendant’s fingerprints get- would not graph be found on the and the others do not in themselves vehicle, away jurors because the impermissible suggestion could infer create an that the might on their that own the car have been defendant is the offender. See United States (9th wiped following 924, Cir.1992) Carbajal, down the crime. See United v. 956 F.2d 929 Booth, 1231, v. (array States 669 F.2d impermissibly suggestive 1240 not when de- Cir.1981). Christophe, See also photograph 833 F.2d at fendant’s was one in which basis). (distinguishing By 1300 wig face); Booth on this individual wore and had bruises contrast, case, Johnson, 1065, it would be more diffi- United States v. 820 F.2d (9th Cir.1987) jurors why cult for array to understand Burdeau’s (photographic 1073 fingerprints glass impermissibly suggestive would not be found on the not when defen- countertop others); when he had photograph slammed his hand dant’s was hazier than opportunity Sambrano, down on it and had had no to United States v. 505 F.2d (9th Cir.1974) wipe it important off. There were other (photographic array differences between photograph Booth and the instant which defendant’s was darker placed strong emphasis closing Defense counsel on the statements. fingerprint opening lack of evidence in both his permit a power in its sugges- court is limited impermissibly and clearer plea that has al- to withdraw a defendant tive). between The differences accepted. Although ready entered and been array in five in the the other

photograph and 11(e)(4) that mandates Fed.R.Crim.P. witnesses should way implied no the defendant to with- district court allow perpetrator. identify him as rejects a condition- plea his if the court draw also had no obli court The district preclude the plea agreement, it does not al lineup, in-court since arrange an gation to doing other circum- so under sugges dissipate the need to there was no 32(e) fact, specifi- In Fed.R.Crim.P. stances. identification. Cer impact of the earlier tive permit a cally allows the court to defendant agreement with Burdeau tainly, we are just “any fair and withdraw a procedure identification that an in-court yet long the sentence has not reason” as as defendant, points out the witness which v. imposed. Arid while United States been counsel, is the table with seated at who is Partida-Parra, 632-33 of minimal value. inherently suggestive and court, Cir.1988), held that a on the motion of Williams, v. States See also United State, agreement it not vacate a Cir.1970) (explaining that the imposed already accepted, that decision has suggests that wit physical setting of a trial limitation when it is the defendant similar defendant). there identify We ness should request. has made the who attempt to utilize think it advisable fore power within its to allow court therefore was prejudicial minimize this procedures which plea. his the defendant to withdraw “[tjhere Nonetheless, no constitu is effect. argument, Turning to the second line-up or to an in-court tional entitlement authority acknowledges sup that no lessening sug method of particular other court was ports his claim that the district gestiveness of an in-court identification-” request obligated grant to reinstate Domina, United States capped plea agreement, which the sen (9th Cir.1986). In years, that he could reenter tence at ten so (9th Cir.1997), we Lumitap, F.3d 81 agreement. He guilty plea under that commented, long the witness has “[a]s as that, argues because his decision to instead wholly un is independent recollection plea was on a mistaken withdraw his based misconduct, an in-court police tainted law, governing the dis interpretation of the Id. at 85 n. 4. permissible.” identification equitable have exercised its trict court should array did photographic conclude that the *7 agreement.2 powers It to reinstate Bur- identification not taint the clerks’ to us that such an action would is not clear had the Although court deau. the district power, the district court’s have been within lineup, it in-court employ discretion to an government refused to offer the because any obligation to do so. was not under However, bargain at later date. same this question, in we need not reach this because THE PLEA OF REINSTATEMENT event, required any the district court is not AGREEMENT in equitable powers its the man to exercise the district Finally, argues that Moreover, suggested by ner the defendant. errors, when it allowed court two one made the courts of neither the district courts nor accept- plea after it had him to his withdraw authority appeals to insist that sen has another, later, it ed when agreement tences be fair. plea agree- original refused to reinstate the ment. CONCLUSION argument, le-

Turning Having first concluded that the defendant’s to Burdeau’s unavailing, again ex- gal arguments are we authority suggests to us that a district counsel, misrepresented the appeal if the assurance on this also states that brief law, governing then Burdeau would be state of the advised” that his witnesses he "was voluntary assistance of counsel. testify support have a claim of ineffective to in available properly specify a raised in collateral Such claim is defense. He does not who intoxication fact, proceedings. of this but if it was his own assured him

359 States, 22, 25, in press 31, our concern over the result this case. naldi v. United 434 U.S. 98 only possible 81, (1977) defense to Burdeau had one (holding S.Ct. L.Ed.2d 207 voluntary crime: intoxication. He exer- the district court by abused its discretion right pre-trial 48(a) to seek a determina- cised refusing grant to Rule motion to dis- tion whether this defense would be available though miss indictment even defendant had argument, government him. oral to At already sentenced); been convicted and availability admitted that the of the defense Gonzalez, 459, United States 58 F.3d until was not clear to either side the district (9th Cir.1995) (same).3 government ruling. issued its could make any such a motion at time before spread by this court’s mandate is issued and years If ten was a fair sentence for government the district court.4 If the were initially, appears Burdeau’s crime then there gun count, to dismiss the Burdeau’s sentence no valid to an to be reason add extra seven by years. urge be reduced five prison in and one-half because of his Attorney making to consider pre-trial ruling regarding desire to obtain a motion, such a in view the unusual facts of potential legal government’s defense. The severely this case and the unfairness of so justification only for its refusal to reinstate increasing the sentence of an individual be- expend offer it its is that was forced to sought clarify cause he to legal an unclear required prepare the time and resources standard. We will withhold issuance of the for trial a second time after the defendant period sixty days.5 n withdrewhis mandate for a guilty plea. This does seem adequate in to us reason this case AFFIRMED. doubling

for almost his sentence. GRABER, Judge, concurring Circuit Under Federal Rule of Criminal Procedure part dissenting part: 48(a), government power has the to move I judg- to dismiss count of the indictment as concur the decision to affirm the long appeal pending as the defendant’s and ment of majority’s conviction and anal- ysis leading holding. the decision is therefore not final. See Ri- to that sentencing 3. The case in which this court held that has manner in this case... . in [W]e 48(a) Hirabaya untimely attorneys play a Rule motion was vite Government role similar States, 591, helping guilty pleas v. United 828 F.2d ski 607-08 ensure indeed Cir.1987), defendants.”); appellate proceedings represent intelligent by in which the choices Madkour, 234, forty years had concluded over earlier. United States v. F.2d 239-40 (2d Cir.1991) ("The judge was troubled compelled the harsh sentence that he 4. See Calderon v. United States District Court for troubled, impose.... Cir.1997), We too are but unfortu C.D.Cal., n. 2 nately, power disregard denied, have no the clear -U.S.-, 118 S.Ct. cert. congress, mandate of however ill-advised we (1998), 139 L.Ed.2d 884 overruled other be.”); might think it to United States v. McClin grounds, Calderon v. United States District Court ton, (8th Cir.1987) ("we C.D.Cal., 1998 WL 848032 urge Congress would to consider it in whether Cir.1998) ("[A] judgment does not become final tended the result here and reached whether the following appeal until the case is returned to the *8 Shonubi, just”); result is United States v. spread.”). district court and mandate is (E.D.N.Y.1997) ("Guideline F.Supp. drug involving are sentences cases couriers objects expression 5. The dissent to our of con- inordinately substantially long often dis —and injustice cern about the of the sentence and to minorities”). criminatory in their effect on delay issuing sixty days our the mandate for permit Attorney’s reject charge neglect the United States office to con- that we our re- taking concededly sponsibility by delaying sider action within its discre- issuance of the mandate point sixty days. tion. We will not comment on the We have affirmed Burdeau’s sev- first for enteen-year sentence, unnecessary because we think it to do so. See reduction would Harris, United States v. with ten leave him more than still to serve. Cir.1998) ("We urge Congress issuing to reconsider its The administrative action of the mandate mandatory sixty days practical harsh scheme of minimum sentences later will effect on case, possibility parole.”); anything possible exception without for United in this with the Pimentel, 1029, 1032, (2d compilation States v. our of See of court’s its statistics. Dejesus’s Cir.1991) ("Our holding Sup.Ct. place higher premium that Julio sen- R. 13. We a far tencing process requirements justice satisfied due does fairness and on the abstract con- on than entirely happy mean not that we are with cern over the date the mandate issues. however, majority’s dissent, from the I (1) the man- THE RE issuance of COMMITTEE OF withhold NATIONAL

decisions (2) personal to include a PARTY THE UNITED sixty days, OF for FORM date AMERICA; ’96, Inc.; the outcome of the Perot of OF the wisdom STATES view of Committee, Inc.; (3) Branch the Executive Reform case, advise Perot Reform California; Place, Party to exercise its dis- Plain how of John government about tiffs-Appellants, cretion. points, I two to the first respect

With job to decide the the court’s believe that COMMIT NATIONAL DEMOCRATIC in the that come presented cases legal issues TEE; ’96 Commit General Clinton/Gore correctly, prompt- it, carefully, before as Primary, Inc.; tee; Re ’96 Clinton/Gore By delaying of the issuance ly possible. as Committee; publican Dole For National neglects responsi- mandate, majority our President, Inc.; State Central Commit majori- promptly. The bility to decide cases Party; Democratic tee of the California delay ground that it justifies ty Republi of the Central Committee State in this the result case” “concern over has a Party; Federal Election Commis can 368-59), majori- which to the (majority pp. at ’96, Defendants-Appel sion; Dole/Kemp (majori- a fair” one appear to be ty “does not lees. 364-55). judges, in our deci- But ty pp. at No. 98-15443. personal our roles, are asked sional the results cases.1 preferences about Appeals, United States Court Ninth Circuit. judicial point, re- respect to the last With judicial indepen- lifeblood of straint is the Argued and Submitted Nov. 1998. pro- vigilant to court has been dence. This Decided Feb. judicial branch tect the work of the gov- encroachment the other branches right to And court has been

ernment. line between our

be so. When we cross the branches, I believe as

branch and the other here, begin to majority has we ourselves separation powers.

undermine the reasons, join in I cannot

For these majority’s of the

introduction and conclusion

opinion. *9 stay try majority points earlier cases those did the court mandate to several (one court) expressed from this frustration change that result. result, legally required with the but in none of

Case Details

Case Name: UNITED STATES of America, Plaintiff-Appellee, v. Herbert Louis BURDEAU, Defendant-Appellant
Court Name: Court of Appeals for the Ninth Circuit
Date Published: Feb 9, 1999
Citation: 168 F.3d 352
Docket Number: 97-30388
Court Abbreviation: 9th Cir.
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