535 F.2d 848 | 3rd Cir. | 1976
Lead Opinion
OPINION OF THE COURT
This appeal is from the district court’s Order granting the habeas corpus petition of Melvin Sanders, an inmate of the federal penitentiary at Lewisburg, Pennsylvania. The district court, in an Opinion
The facts relevant to our disposition may be summarized as follows:
On May 26, 1970, Sanders was sentenced to a three-year prison term for counterfeiting.
On August 16,1971, Sanders was granted parole, after he had served 15 months of his three-year sentence.
On May 17, 1972, Sanders was sentenced to a 7!/2-year prison term for conspiracy to pass counterfeit money in the spring of 1972 when he was still on parole. The sentence, imposed by Judge Jack B. Weinstein,
On June 9, 1972, Sanders wrote, without avail, to the Board requesting a parole violation revocation hearing (Exhibit D).
On June 12, 1972, the Board lodged a detainer, in the form of a parole violator’s warrant, against Sanders, with the Warden of the Lewisburg Penitentiary, where Sanders was incarcerated pursuant to Judge Weinstein’s sentence.
On April 10, 1974, Sanders filed with the Federal Bureau of Prisons an “Inmate[s] Request for Administrative Remedy” (Exhibit C) which asserted that the detainer was invalid by reason of the concurrent provisions of Judge Weinstein’s sentence. The “Request” was denied on April 16, 1974. On April 19, 1974, he filed an “Appeal” (Exhibit B) with the Bureau of Federal Prisons which was denied May 15, 1974.
On August 26, 1974, the Board issued a “Notice of Action” (Exhibit E) to Sanders which informed him that he had been granted “Parole September 18, 1974 to actual physical custody of detainer only.” The “Notice of Action,” which was served on Sanders on September 3, 1974, stated, under the caption “Appeals procedure”— “You have a right to appeal . . within thirty days of the date this Notice was sent.”
On September 6, 1974, the Board issued a Certificate of Parole which provided that Sanders was to be paroled on September 18, 1974 on Judge Weinstein’s sentence. The Certificate stated that the Board had found that Sanders “is eligible to the PAROLED, and that there is a reasonable probability that he WILL REMAIN AT LIBERTY WITHOUT VIOLATING THE LAWS and . that the release of this person is not incompatible with the welfare of society
On September 18, 1974, Sanders was paroled on his second sentence, and the parole violator’s warrant was simultaneously executed, pursuant to the “Notice of Action” of August 26, 1974.
On September 20, 1974, Sanders filed a habeas corpus petition challenging his continued incarceration on the ground that Judge Weinstein’s concurrent sentence was valid, and accordingly the balance of the term of his first sentence had been served during his imprisonment under the intervening sentence.
On October 22, 1974, the Board held a revocation hearing with respect to Sanders’ parole on his first sentence, and the same day revoked that parole.
On October 29, 1974, Sanders moved to amend his habeas corpus petition by including an allegation that the Board’s October 22, 1974 revocation of his first sentence parole was so inconsistent with its prior granting of parole on his second sentence as to constitute denial of due process.
On December 6, 1974, the district court, without hearing, granted Sanders’ petition on the ground that he was illegally detained as a parole violator. In doing so, it held that (1) the Board abused its discretion when it “ignore[d]” the fact that the 7V2 -year sentence imposed by Judge Weinstein provided that it was “to run concurrently with previously imposed sentence”; and (2) the action of the Board in revoking the parole granted Sanders on his first sentence after it had granted him parole on his second sentence was so “inconsistent” as to constitute “arbitrary and capricious” conduct violative of due process.
On this appeal the Government challenges the district court’s holdings that the Board abused its discretion and further violated Sanders’ due process right in revoking the parole granted him on his first sentence. It urges that a sentencing judge (Judge Weinstein) does not have the power to require the Board to run a subsequently imposed parole violator’s term concurrently with the sentence imposed by the judge, and that the action of the Board in revoking an earlier parole after paroling a prisoner from an intervening sentence is not inconsistent and does not amount to arbitrary and capricious conduct violative of due process.
We do not reach the Government’s stated challenges for this reason:
A federal prisoner cannot challenge a parole decision of the United States Board of Parole in a habeas corpus proceeding until he has exhausted available administrative remedies for review of the Board’s decision. Otherwise stated, a federal prisoner must exhaust available administrative remedies before seeking habeas corpus relief.
Here, Sanders failed to exhaust his available administrative remedies with respect to (1) the Board’s execution of its parole violation warrant on September 18, 1974, and (2) the Board’s revocation of Sanders’ first sentence parole on October 22, 1974.
The Board’s “Notice of Action” of August 26, 1974, which informed Sanders that he was to be paroled on his second sentence on September 18, 1974 “to actual physical custody of detainer only,” specifically advised Sanders that “[y]ou have a right to appeal . within 30 days.” Sanders did not exercise his right to appeal. Instead, he filed his habeas corpus petition on September 20, 1974, prior to the expiration of the 30-day period.
Again, Sanders did not appeal from the Board’s revocation of his first sentence parole on October 22, 1974 albeit he had an administrative remedy of appeal pursuant to the Board’s Regulations.
Sanders’ failure to exhaust his available administrative remedies required the district court to dismiss his habeas corpus petition. The district court erred in failing to
This Court has in the recent past applied the exhaustion doctrine in habeas proceedings brought by federal prisoners.
We did so in Grant v. Hogan, 505 F.2d 1220 (1974), where a federal prisoner, via a habeas petition, challenged a detainer lodged against him under the Interstate Agreement on Detainers, 18 U.S.C.A. App. Article III, and Soyka v. Alldredge, 3 Cir., 481 F.2d 303 (1973), where a federal prisoner, via a habeas petition, sought credit against sentence for time spent in confinement prior to sentencing.
We have also applied the exhaustion doctrine in mandamus proceedings brought by federal prisoners. Waddell v. Alldredge, 3 Cir., 480 F.2d 1078 (1973), and Green v. United States, 3 Cir., 283 F.2d 687 (1960).
Other circuits are in accord. Burnett v. United States Board of Parole, 491 F.2d 966 (5th Cir.1974); Smoake v. Willingham, 359 F.2d 386 (10th Cir.1966); United States ex rel. Jacobs v. Barc, 141 F.2d 480 (6th Cir.), cert. denied, 322 U.S. 751, 64 S.Ct. 1262, 88 L.Ed. 1581 (1944).
It is pertinent to note that Chief Judge Sheridan of the Middle District of Pennsylvania in Talerico v. Warden, U.S. Penitentiary, 391 F.Supp. 193, 195 (1975) squarely ruled that a federal prisoner must exhaust available administrative remedies before seeking habeas corpus relief from an adverse parole decision of the United States Board of Parole.
The vitality of the exhaustion doctrine in habeas proceedings is attested to by the following statement in Schlesinger v. Councilman, 420 U.S. 738, 95 S.Ct. 1300, 43 L.Ed.2d 591 (1975), at pages 756-757, 95 S.Ct. at 1312, 43 L.Ed.2d at 608:
“To some extent, the practical considerations supporting both the exhaustion requirement in habeas corpus and the federal equity rule barring intervention into pending state criminal proceedings except in extraordinary circumstances are similar to those that underlie the requirement of exhaustion of administrative remedies. E.g., Myers v. Bethlehem Shipbuilding Corp., 303 U.S. 41, 50-51 [58 S.Ct. 459, 463-464, 82 L.Ed. 638] (1938). The latter rule, looking to the special competence of agencies in which Congress has reposed the duty to perform particular tasks, is based on the need to allow agencies to develop the facts, to apply the law in which they are peculiarly expert, and to correct their own errors. The rule ensures that whatever judicial review is available will be informed and narrowed by the agencies’ own decisions. It also avoids duplicative proceedings, and often the agency’s ultimate decision will obviate the need for judicial intervention. E.g., McKart v. United States, 395 U.S. 185, 194-195 [89 S.Ct. 1657, 1662-1663, 23 L.Ed.2d 194] (1969); Parisi v. Davidson, 405 U.S. 34, 37 [92 S.Ct. 815, 817, 31 L.Ed.2d 17] (1972).”
There remains this to be said with reference to Sanders’ statements in his Brief concerning the Board’s “Notice of Action” of August 26, 1974. They are correct in noting that the Government incorrectly stated in its Brief that the Notice was included in the Government’s Appendix. They are incorrect insofar as they inexplicably state “no such document was before the Honorable Malcolm Muir when he rendered his Opinion and Order dated December 6, 1974 granting Appellee habeas corpus relief.”
The record below discloses that the “Notice of Action” was attached to Sanders’ habeas petition and therein marked by him as “EX-E” in that portion of the petition which specifically noted that “the Petitioner was paroled to the actual physical custody of the detainer only.”
For the reasons earlier stated, the cause will be remanded to the district court with directions to deny the petition for habeas corpus for failure to exhaust available administrative remedies.
. The district court’s opinion, filed December 6, 1974, is unreported.
United States District Court, Eastern District of New York.
. The district court did not rule on Sanders’ further contention that his due process rights were violated by the Board’s alleged unreasonable delay between the lodging of its detainer parole violator warrant and the holding of the Board’s parole revocation hearing.
. 28 C.F.R. § 2.56, incorporating §§ 2.25-2.27.
Dissenting Opinion
(dissenting).
Justice Holmes once lamented that “[i]t is one of the misfortunes of the law that ideas become encysted in phrases and thereafter
It is now settled that a party ordinarily is not “entitled to judicial relief for a supposed or threatened injury until the prescribed administrative remedy has been exhausted.”
These exceptions to the precept make it evident that the exhaustion doctrine is in no sense an absolute. Rather, “the essence of [the doctrine] is flexibility and not [its] blind application ... in every case.”
The courts have advanced several justifications for ruling that litigants usually must exhaust administrative remedies. Perhaps most critical is facilitation of judicial review, by allowing the agency to develop a factual record and by receiving the benefit of the agency’s expertise in its own field. The doctrine also reflects an interest in efficiency and a desire to avoid piecemeal appeals by forcing parties to complete the agency review processes once they have resorted to them. Fundamental to the requirement of exhaustion is the belief that the administrative agencies should retain a large degree of autonomy, allowing them to exercise their informed discretion in the first instance.
In McKart v. United States,
The Supreme Court disagreed. One reason was that the exhaustion doctrine should be used sparingly in a criminal proceeding. Of far more importance for our decision today was the second reason relied on by the Court: “The question of whether [McKart] is entitled to exemption as a sole surviving son is . solely one of statutory interpretation. The resolution of that issue does not require any particular expertise on the part of the [agency]; the proper interpretation is certainly not a matter of discretion. . . . Since judicial review would not be significantly aided by an additional administrative decision of this sort, we cannot see any compelling reason why [McKart’s] failure to appeal should bar his only defense to a criminal prosecution.”
The functional approach of McKart was again employed in McGee v. United States,
Not surprisingly, this Court has followed the functional analysis that is mandated by McKart and McGee. Thus, in United States ex rel. v. Marrero v. Warden,
The Supreme Court granted certiorari in Marrero in order “to resolve a conflict among the Courts of Appeals” on the substantive question raised in Marrero’s habeas petition, and reversed the judgment of this Court.
The cases cited today by the majority for the proposition that exhaustion is a prerequisite to the court’s entertaining of a habeas petition all seem to be factually similar to McGee rather than to McKart or Marrero. In all but one of the cases,
In my view, the case now before the Court is within the ambit of McKart and Marrero, not within the McGee line of cases. In the district court, Sanders successfully challenged the revocation of his parole on two grounds: (1) that the sentencing judge had the power to require that Sanders’ term of imprisonment run concurrently with any subsequently imposed parole revocation term, and (2) that his right to due process was abridged when the Board of Parole revoked his parole on the first crime, some five weeks after it had granted him parole on the second crime on the ground that his release was not incompatible with the welfare of society, without the intervention of any new information sufficient to merit a shift in the Board’s view of Sanders’ qualifications for parole.
These contentions present very knotty legal questions. But, as shown by both McKart and Marrero, there is no reason to leave purely legal questions to the agency in the first instance, for the reach of its expertise does not extend that far. That is
A final factor that makes application of the exhaustion doctrine most troubling is that, unlike the petitioners in all the cases cited by the majority, Sanders is not currently incarcerated.
Accordingly, I would not dispose of the case by invoking the doctrine of exhaustion of administrative remedies, but would have the Court address the very difficult legal questions regarding the propriety of the actions of the Board of Parole.
. Hyde v. United States, 225 U.S. 347, 391, 32 S.Ct. 793, 811, 56 L.Ed. 1114, 1135 (1912) (Holmes, J., dissenting).
. Cf. Holmes’ aphorism: “General propositions do not decide concrete cases.” Lochner v. New York, 198 U.S. 45, 76, 25 S.Ct. 539, 547, 49 L.Ed. 937, 949 (1905).
. Myers v. Bethlehem Shipbuilding Corp., 303 U.S. 41, 50-51, 58 S.Ct. 459, 463, 82 L.Ed. 638, 644 (1938).
. Indeed, as I stated several years ago, speaking on behalf of the Court in a situation in which exhaustion had been mandated by statute, the “rule regarding the requirement of exhaustion of remedies is clear — when Congress has provided an administrative procedure which is capable of resolving a controversy such procedure must be utilized. It is only after the final administrative decision that the aggrieved parties may invoke the jurisdiction of the courts . . . .” Government Employees Local 1904 v. Resor, 442 F.2d 993, 994 (3d Cir.1971). See L. Jaffe, Judicial Control of Administrative Action 424 (1965).
. Smith v. United States, 199 F.2d 377, 381 (1st Cir.1952). Exhaustion of administrative remedies is now required by statute in some circumstances. See e.g., 30 U.S.C. § 816(a) (1970) (exhaustion required prior to judicial consideration of petition involving violation of federal coal mine health and safety standards); 42 U.S.C. § 2000e-5 (Supp.IV, 1974) (exhaustion required before employment discrimination charges may be filed by an individual in federal district court). We are confronted today, of course, with a judicially created exhaustion-of-remedies situation.
. Barnes v. Chatterton, 515 F.2d 916, 920 (3d Cir.1975).
. Renegotiation Bd. v. Bannercraft Clothing Co., 415 U.S. 1, 24, 94 S.Ct. 1028, 1040, 39 L.Ed.2d 123, 139 (1974); Barnes v. Chatterton, supra at 920; In re Central R.R., 485 F.2d 208, 225 (3d Cir.1973) (Aldisert, J., dissenting), cert. denied, 414 U.S. 1131, 94 S.Ct. 870, 38 L.Ed.2d 755 (1974); Government Employees Local 1904 v. Resor, 442 F.2d 993, 994-995 (3d Cir.1971); K. Davis, Administrative Law Treatise § 20.07 (1958); L. Jaffe, supra note 4, at 426.
. Barnes v. Chatterton, supra at 920.
. In re Central R.R., supra at 225 (Aldisert, J., dissenting); United States ex rel. Marrero v. Warden, 483 F.2d 656, 659 (3d Cir.1973), rev’d on other grounds, 417 U.S. 653, 94 S.Ct. 2532, 41 L.Ed.2d 383 (1974); K. Davis, supra note 7, § 20.07, at 99-100; L. Jaffe, supra note 4, at 446-68.
When exhaustion is required by statute, see note 5 supra, the exceptions do not avail.
. United States ex rel. Brooks v. Clifford, 412 F.2d 1137, 1138 n.1 (4th Cir.1969) (emphasis in original).
. NLRB v. Marine & Shipbuilding Workers, 391 U.S. 418, 426 n.8, 88 S.Ct. 1717, 1722, 20
. McKart v. United States, 395 U.S. 185, 193, 89 S.Ct. 1657, 1662, 23 L.Ed.2d 194, 202 (1969) (footnote omitted).
. See Weinberger v. Salfi, 422 U.S. 749, 765, 95 S.Ct. 2457, 2466, 45 L.Ed.2d 522, 538 (1975); McKart v. United States, 395 U.S. 185, 193-95, 89 S.Ct. 1657, 1662-63, 23 L.Ed.2d 194, 202-204 (1969); United States ex rel. Marrero v. Warden, 483 F.2d 656, 659 (3d Cir.1973), rev’d on other grounds, 417 U.S. 653, 94 S.Ct. 2532, 41 L.Ed.2d 383 (1974).
. 395 U.S. 185, 89 S.Ct. 1657, 23 L.Ed.2d 194 (1969).
. Id. at 186-87, 89 S.Ct. at 1659, 23 L.Ed.2d at 199.
. Id. 395 U.S. at 198-99, 89 S.Ct. at 1665, 23 L.Ed.2d at 205 (footnotes omitted).
. 402 U.S. 479, 91 S.Ct. 1565, 29 L.Ed.2d 47 (1971).
. Justice Marshall delivered the opinion of the Court in both McKart and McGee.
. 402 U.S. at 486, 91 S.Ct. at 1569, 29 L.Ed.2d at 54.
. 483 F.2d 656 (3d Cir.1973), rev’d on other grounds, 417 U.S. 653, 94 S.Ct. 2532, 41 L.Ed.2d 383 (1974).
. Id. at 659.
. 417 U.S. 653, 656 and n.7, 94 S.Ct. 2532, 2534, 41 L.Ed.2d 383, 388 (1974).
. Smoake v. Willingham, 359 F.2d 386 (10th Cir.1966).
. Burnett v. United States Bd. of Parole, 491 F.2d 966 (5th Cir.1974); United States ex rel. Jacobs v. Bare, 141 F.2d 480 (6th Cir.1944).
. After the district court ordered that Sanders be released, the government petitioned that court for a stay of its judgment. The stay was granted, pending disposition of the Board of Parole’s appeal to this Court.
Sanders subsequently petitioned the district court to vacate the stay of its judgment. Following briefing by both parties, the district court vacated its stay on December 27, 1974. Sanders has been at liberty since that date.
. Cf. Morrissey v. Brewer, 408 U.S. 471, 482, 92 S.Ct. 2593, 2600, 33 L.Ed.2d 484, 494 (1972). Indeed, the government observed in its petition for a stay of the judgment of the district court, see note 26 supra, that “[t]o release [Sanders] . . . and then cause him to be reincarcerated should the Court of Appeals reverse or modify [the district court’s] order would cause hardship to [Sanders] by causing him to break any contacts he may have made during his release. . .
. Nor can it be said that Sanders intentionally bypassed administrative remedies. At the time he filed his habeas petition in the district court, he was not represented by counsel, and there has been no suggestion that he intentionally bypassed.
. In light of the majority’s disposition of the case, I do not deal with the merits of Sanders’ two arguments, even though I would not require exhaustion of administrative remedies. See DeFunis v. Odegaard, 416 U.S. 312, 350, 94 S.Ct. 1704, 1772, 40 L.Ed.2d 164, 188 (1974) (Brennan, J., dissenting) (mootness); Sierra Club v. Morton, 405 U.S. 727, 755, 92 S.Ct. 1361, 1376, 31 L.Ed.2d 636, 654 (1972) (Brennan, J., dissenting) (lack of standing); Swift & Co. v. Wickham, 382 U.S. 111, 135, 86 S.Ct. 258, 271, 15 L.Ed.2d 194, 209 (1965) (Douglas, J., dissenting) (lack of jurisdiction to take an appeal from three-judge district court); Henry v. Mississippi, 379 U.S. 443, 453-54, 85 S.Ct. 564, 570-571, 13 L.Ed.2d 408, 416 (1965) (Black, J., dissenting) (adequate and independent state-law ground for decision of state supreme court, precluding review by United States Supreme Court); Harris County Commissioners Court v. Moore, 420 U.S. 77, 89-91, 95 S.Ct. 870, 878-79, 43 L.Ed.2d 32, 42-43 (1975) (Douglas, J., dissenting) (abstention); Harrison v. NAACP, 360 U.S. 167, 179-84, 79 S.Ct. 1025, 1031-1034, 3 L.Ed.2d 1152, 1159-1162 (1959) (Douglas, J., dissenting) (abstention); Burford v. Sun Oil Co., 319 U.S. 315, 336-48, 63 S.Ct. 1098, 1108-1114, 87 L.Ed. 1424, 1436-1442 (1943) (Frankfurter, J., dissenting) (abstention).