481 F.2d 152 | 2d Cir. | 1973
Lead Opinion
This case is surprising in this day and age since it presents, on appeal by the State from a conditional grant of the writ of habeas corpus in a proceeding under 28 U.S.C. § 2254, the question whether racially prejudicial remarks by a prosecutor in summation constitutionally infected the conviction of appellee. District Judge Motley held that they did so, that there was not harmless constitutional error, and accordingly granted the petition for the writ unless the State within 60 days retried petitioner, the appellee here. Her opinion is printed at 350 F.Supp. 990 (S.D.N.Y.1972). We agree and affirm.
On a rainy evening, December 11, 1965, three men robbed a Niagara, New York, delicatessen. In the process a robber wearing a beige trench coat, a black beret and a mask covering his mouth scooped up $132 from the cash register, hit a customer of the store with a gun, knocking him unconscious, and took his wallet and money. This robber ran out
Petitioner was identified at the trial by four witnesses, three who saw him in lineups
The appellant exhausted his remedies in the state courts, arguing in Point II of his brief to the Appellate Division of the State Supreme Court, 4th Department, entitled “Prosecutor’s Remarks” that “allusions to race or ethnic background” were prejudicial and referring to the summation as being “replete with racial overtones, undertones, and explicit statements.” Indeed, the State did not brief the exhaustion point here.
What, then, were the remarks of the prosecutor to the all-white Niagara County jury, on which the trial court based its finding of a denial of due process? We repeat them here in ex-tenso as we believe it necessary for better understanding of our decision (all quotations are from Volume 10 of the transcript of petitioner’s trial):
I know that [petitioner’s counsel] Mr. Gold, in his experience, he has dealt with people for many years of the colored race. There is something about it, if you have dealt*155 with colored people and have been living with them and see them you begin to be able to discern their mannerisms and appearances and to discern the different shades and so on. Any of you that have never been exposed to them would never be able to. I don’t see, I have been exposed to some degree, that isn’t what I am getting at. What I am getting at is those who are living with them, dealing with them, and working with them in a sense, have a much better opportunity to evaluate what they see to identify what they see. (27-28.)
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Now, counsel for the defendants told you, and Attorney Gold is probably as well versed with the colored race as any man I know in the legal profession. He knows their weaknesses and inability to do certain things that maybe are commonplace for the ordinary person to do or remember or know certain things. (38.)
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Here she is, a young girl about 13 [referring to a prosecution witness who was black]. And I know that you have recalled this young McCray girl who is the tall sister of Jones. That young lady [also black] had her first baby at 15. She is now married at 16 with another baby on the way. The maturity among these people becomes quite evident quite quickly. Here is a- young girl interested in all the young — or ought to be, in the young men of her circle of friends or environment . . . (40-
41.)
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It gets confusing when you talk to some of these youngsters like that because they don’t express themselves as clearly as you and I might possibly be able to do so. (41 — 42.)
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Eyvonne Martin true enough is 13 years old. Again I point to the fact she is a colored girl. She knows her own. She knows the young bucks in that neighborhood and she knew Terry Cox [petitioner’s codefendant]. (43-44.)
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I know that it is the custom and the habit of many colored people to try and straighten their hair. I don’t know what the reason for it is. But in any event it is not uncommon to observe colored people with a heavy pomade grease or hair, dressing in their hair. It is also not uncommon to find colored people with somewhat 'exotic hair-dos, male and female. Most of the exotic hair-dos take the form of a skull cap type hairdo, plastered down. You may have seen this. Others are taking the trend of the current day, of the long hair. It seems to be a fad. May I say that I cannot participate in that. The tendency on the part of these faddists, if I can call them that, is that they use this black bandana type, you have seen it, to hold the hair down. The effect of this grease is to straighten that hair out. And that would bring the hair down. The long hair as described by Mrs. Balón, being pulled down, plastered down on the side of the head and by Investigator Dernier, who described it as long. This is not the type of sideburns that we usually think of when we think of sideburns. It probably operates much as bangs operate on a lady. They do not grow out of your forehead. They come off the top and dress down. . . . (79-81.)3
Racial prejudice can violently affect a juror’s impartiality and must be removed from the courtroom proceeding to the fullest extent possible. See generally G. Allport, The Nature of Prejudice (1955); B. Bettelheim & M. Janowitz, Social Change and Prejudice (1964); S. Blackburn, White Justice; Black Experience Today in America’s Courtroom (1971); J. Kovel, White Racism, A Psyehohistory (1970). It negates the defendant’s right to be tried on the evidence in the case and not on extraneous issues. ABA Standards, supra, at 129. More than just harm to the individual defendant is involved, however. For the introduction of racial prejudice into a trial helps further embed the already too deep impression in public consciousness that there are two standards of justice in the United States, one for whites and the other for blacks. Such an appearance of duality in our racially troubled times is, quite simply, intolerable from the standpoint of the future of our society.
Proceeding from the major premise that the remarks of the prosecutor were prejudicial and would have resulted in reversal had they been made in the federal courts, we must inquire whether, as the State seems to suggest, to result in reversal racially biased remarks of a prosecutor in a state court case must be shown to have had a greater probability of prejudice than remarks on a direct appeal in the federal courts.
We commence our analysis of the application of the fourteenth amendment to prosecutorial summations in state courts with a considerable background of cases — none of them involving prosecutor’s remarks, to be sure — overturning convictions on fourteenth amendment grounds where racial prejudice was a major factor in the fiber of the trial. Moore v. Dempsey, 261 U.S. 86, 43 S.Ct. 265, 67 L.Ed. 543 (1923);
But all the case law is not as significant as the underlying history and purpose of the fourteenth amendment; it was and is centrally concerned with protecting the rights of black Americans in the states particularly in connection with the application of the law. E. g., Loving v. Virginia, 388 U.S. 1, 10, 87 S.Ct. 1817, 18 L.Ed.2d 1010 (1967). In the introductory speech in the debate on that great amendment, Thaddeus Stevens, when he came to discuss the first section which contains the due process and equal protection clauses, led by saying:
I can hardly believe that any person can be found who will not admit that every one of the provisions is just. They are all asserted in some form or other, in our Declaration or organic law. But the Constitution limits only the action of Congress, and is not a limitation on the States. This amendment supplies that defect, and allows Congress to correct the unjust legislation of the States, so far that the law which operates on one man shall operate equally upon all. Whatever law punishes a white man for a crime shall punish the black man precisely in the same way and to the same degree. Whatever law protects the white man shall afford “equal” protection to the black man. Whatever means of redress is afforded to one shall be afforded to all. Whatever law allows the white man to testify in court shall allow the man of color to do the same. These are great advantages over their present codes. Now different degrees of punishment are inflicted, not on account of the magnitude of the crime, but according to the color of the skin. Now color disqualifies a man from testifying in courts, or being tried the same way as a white man ....
This is of course the point where the due process and equal protection clauses overlap or at least meet
Thus, the purpose and spirit of the fourteenth amendment requires that prosecutions in state courts be free of racially prejudicial slurs in argument. The standard for state prosecution in this regard is thus as high as the rigorous standard required of the federal courts by the fifth amendment’s due process clause.
But the State argues, citing Buchalter v. New York, 319 U.S. 427, 431, 63 S.Ct. 1129, 1132, 87 L.Ed. 1492 (1943), which in turn quoted Adams v. United States ex rel. McCann, 317 U.S. 269, 281, 63 S.Ct. 236, 242, 87 L.Ed.2d 268 (1942), that “it is not asking too much that the burden of showing essential unfairness ... be sustained not as a matter of speculation but as a demonstrable realty.-” At least since In re Murchison, 349 U.S. 133, 136, 75 S.Ct. 623, 625, 99 L.Ed. 942 (1955) (one man judge-grand jury unconstitutional), however, “A fair trial in a fair tribunal is a basic requirement of due process. Fairness of course requires an absence of actual bias in the trial of cases. But our system of law has always endeavored to prevent even the probability of unfairness.” (Emphasis supplied.) We cannot of course know what was in the minds of the jury’s members when they came to pass upon Haynes’ guilt or innocence. Taken individually, probably each would have denied any prejudice. Cf. United States v. Antonelli Fireworks Co., supra, 155 F.2d at 655 n. 35 (Frank, J., dissenting). But we are totally satisfied that there was a strong probability of prejudice here, and probability of prejudice we believe to be the correct test when the evidence of guilt as in this case is not overwhelming. We cannot require that each juror now be examined as to his state of mind at the time of trial. Indeed, these jurors could not, the cases say, impeach their own verdict, even if they had recognized their own prejüdice when they saw it. See United States ex rel. Owen v. McMann, 435 F.2d 813, 818-819 (2d Cir. 1970), cert. denied, 402 U.S. 906, 91 S.Ct. 1373, 28 L.Ed.2d 646 (1971). It is the cold restatement of the remarks in the record, without inflection or intonation, on which we must
The State also contends that the statements of the district attorney were “engendered by the blatant racial appeals of counsel for petitioner and were intended for the rehabilitation of the State’s own witnesses,” even though it concedes that the prosecutor’s remarks were “inappropriate.” The State fails to refer us to any comment by Haynes’ attorney that was a “blatant racial appeal.”
Finally the State argues that there was harmless constitutional error
Thus, we affirm the judgment below.
Judgment affirmed.
. Two of the witnesses apparently saw Haynes at a lineup at which he was the only man wearing a raincoat and beret. Petitioner raised several other grounds for relief below including a claim that the lineups were improperly suggestive and that he was denied the right to counsel at the lineup. Since Stovall v. Denno, 388 U.S. 293, 87 S.Ct. 1967, 18 L.Ed.2d 1199 (1967), was not decided until after the verdict in appellee’s case and is not retroactive, 388 U.S. at 296-301, 87 S.Ot. 1967, petitioner’s claim on this issue cannot now be heard. His failure to raise this claim in the state courts, moreover, would preclude his assertion of it under 28 U.S.C. § 2254(b). Appellee also claimed that the trial court’s granting of dismissal as to a codefendant and that admission of the confession of a codefendant who, however, testified favorably for the appellee, violated his constitutional rights, but he has abandoned those claims —correctly, we think — on this appeal.
. The trial court held that while a number of non-racial remarks by the prosecutor might have constituted reversible error in a trial in the federal courts, the errors did not rise to constitutional dimensions, relying upon Buchalter v. New York, 319 U.S. 427, 431, 63 S.Ct. 1129, 87 L.Ed. 1492 (1943), and United States ex rel. Castillo v. Fay, 350 F.2d 400, 401 (2d Cir. 1965), cert. denied, 382 U.S. 1019, 86 S.Ct. 637, 15 L.Ed. 533 (1966).
. We must bear in mind what these remarks consisted of and their implications —not incidentally, this was an all-white jury trying a black man — to a listener supposedly trying to decide a case without bias, prejudice, passion or discrimination. Remember, it is “them” to whom this prosecutor was referring, “them” being “colored people.” He says if you’ve been living with and dealt with “them” you can “discern the different shades and so on.” (We white people don’t have “different shades.”) The defense attorney is said by the prosecutor to “know their
. In Grey, reversal occurred where the prosecutor asked a character witness for the defendant whether he knew “that Grey, a Negro and a married man, was ‘running around with a white go-go dancer.’" 422 F.2d at 1044-1045. The court said: “At best, the entire question was a magnificent irrelevance ....
At worst, the gratuitous reference to the race of the go-go dancer may be read as a deliberate attempt to employ racial prejudice to strengthen the hand of the United States government. The United States needs and desires no such aid.” 422 F.2d at 1045.
. Society may be endangered as much by
the violence of its friends as of its enemies, and an appeal to prejudice as a factor in determination of guilt is, in the final analysis, an appeal to violence. The majesty of the law must remain unchallenged. It is threatened by each trial where there is a justified doubt of fairness and impartiality.
People v. Malkin, 250 N.Y. 185, 201, 164 N.E. 900, 907 (1928) (Lehman, J.).
. By framing the question in this fashion we distinguish the cases in which the conduct of state prosecutors, not involving appeals to racial prejudice, has been held not to reach the limits of violating constitutionally guaranteed due process. See United States ex rel. Castillo v. Fay, supra note 2, 350 F.2d at 401, and cases cited. We note also that a number of the prosecutor’s remarks in this case— not appealing to racial prejudice — would bave justified reversal in a federal appeal, but we do not, on this collateral attack, reach the question whether the resulting prejudice assumed constitutional dimensions. More than once, for example, the prosecutor evinced his personal belief in petitioner’s guilt. We thus agree with the district court’s treatment of the summation, differentiating between the racial and non-racial remarks.
. ... On November 3 the petitioners
were brought into Court, informed that a certain lawyer was appointed their counsel and were placed on trial before a white jury — blacks being systematically excluded from both grand and petit juries. The Court and neighborhood were thronged with an adverse crowd that threatened the most dangerous consequences to anyone interfering with the desired result. The counsel did not venture to demand, delay or a*158 change of venue, to challenge a juryman or to ask for separate trials. He had had no preliminary consultation with the accused, called no witnesses for the defence [sic] although they could have been produced, and did not put the defendants on the stand. The trial lasted about three-quarters of an hour and in less than five minutes the jury brought in a verdict of guilty of murder in the first degree ....
Moore v. Dempsey, 261 U.S. 86, 89, 43 S.Ct. 265, 266, 67 L.Ed. 543 (1923).
. The petitioners . . . are negroes
charged with the crime of rape, committed upon the persons of two white girls . . . . [287 U.S. at 49, 53 S.Ct. at 57] Before the train reached Scottsboro, Alabama, a sheriff’s posse seized' the defendants and two other negroes The sheriff thought it necessary to call for the militia to assist in safeguarding the prisoners ....
It is perfectly apparent that the proceedings, from beginning to end, took place in an atmosphere of tense, hostile and excited public sentiment .... [287 U.S. at 51, 53 S.Ct. at 57] However guilty defendants, upon due inquiry, might prove to have been, they were, until convicted, presumed to be innocent. It was the duty of the court having their cases in charge to see that they were denied no necessary incident of a fair trial. [287 U.S. at 52, 53 S.Ct. at 58]
. See Bolling v. Sharpe, 347 U.S. 497, 499, 74 S.Ct. 693, 694, 98 L.Ed. 884 (1954) (“ . . . discrimination may be so unjustifiable as to be violative of due process”) .
. The defense attorney made quite a perceptive argument attacking each prosecution witness’s opportunity for observation, memory, suggestibility, and the like, emphasizing the lineup’s suggestibility, the conflicts between witnesses, and pointing out that $60, the customer’s wallet and the robber’s gun were not found. Just what the State means by a “blatant racial appeal” is unclear. If it means that a defense attorney cannot attack a juror’s potential racial prejudice by direct reference to it and an appeal to cast it aside, or that by doing so, the defense invites a counter attack by way of an appeal to race prejudice, this suggestion falls on deaf ears in this court. What may have been Clarence Darrow’s finest summation was just such an argument, made when he was defending the Sweet case in Detroit in 1926. 'See You Can’t Dive There in Attorney for the Damned 229-63 (A. Weinberg ed. 1957).
. The prosecutor referred to the “young McCray girl [a sister of a codefendantl who . . . had her first baby at 15.” lie then went on to say, in what is surely a racial slur, “She is now married at 16 with another baby on the way” to dramatize the early maturity of “these people.”
. The appellee, Haynes, was 32 at the time of the robbery; Martin apparently knew Cox, a codefendant, who was 17.
. This is not a case like Milton v. Wainwright, 407 U.S. 371, 92 S.Ct. 2174, 33 L.Ed.2d 1 (1972) ; Schneble v. Florida, 405 U.S. 427, 92 S.Ct. 1056, 31 L.Ed.2d 340 (1972) ; or Harrington v. California, 395 U.S. 250, 89 S.Ct. 1726, 23 L.Ed.2d 284 (1969), all of which involved evidentiary prejudice, and in each of which the challenged evidence was corroborative or cumulative only. As the State concedes, where the constitutional error is a denial of fundamental fairness, and threatens the integrity of the fact evaluation and guilt adjudication process itself, there is by definition obvious prejudice. United States ex rel. Maselli v. Reincke, 383 F.2d 129, 133 n. 4 (2d Cir. 1967). See generally Note, Harmless Constitutional Error: A Reappraisal, 83 Harv.L.Rev, 814 (1970).
. The argument from the length of jury deliberations — used so often — outs both ways, however, since longer deliberations, especially when coupled with questions, as here, relating to the evidence, may indicate that the jury was considering the merits rather than being governed by its prejudices. On the other hand, who is to say that prejudice may not have tipped the scales in the final analysis — “oh, you can’t believe a thing ihey say.”
Concurrence Opinion
(concurring) :
I concur in the opinion of Judge Oakes. I cannot agree with Judge Hays that the comments of the prosecutor here, while admittedly vulgar and revolting, do not rise or perhaps fall to the level of unconstitutionally prejudicial conduct. The majority opinion sets forth in detail the demeaning comments of the prosecutor who was trying black men before an all
We cannot take these people out of the community unless you twelve people sittingUn judgment on these matters decide these things have got to stop. I ask you to find these defendants guilty on all counts of this indictment and you can go home with the clearest conscience that you have ever had.*
There is no doubt after reading the entire charge that “these people” are not simply these defendants but these black people. There is no room for this in a state court or in a federal court and the paucity of direct authority for finding it constitutionally offensive, is attributable hopefully to the fact that prosecutors today rarely, if ever, seek to introduce the poison of prejudice into the deliberative processes of the jury. I am persuaded that this was done here and that this petitioner was not simply a member of a race which was viewed with contempt but that he was denied due process.
For an interesting parallel see the last sentence of the Commonwealth’s summation in the Saeeo-Vanzetti trial:
Gentlemen of the jury, do your duty. Do it like men. Stand together, you men of Norfolk! characterized by Felix Frankfurter as “an appeal to their solidarity against the alien.” F. Frankfurter, The Case of Sacco and Vanzetti 64 (Little, Brown & Co. 1962).
Dissenting Opinion
I reluctantly dissent.
Unlike the majority I can find no suggestion in what the prosecutor said during the trial that, for example, blacks are more likely to commit crimes than whites or that black witnesses are less reliable than white. What I find is such dismal (and untrue) clichés as that all blacks look alike or that all black girls are sexually promiscuous or that black hairdos are particularly unattractive.
Influenced by understandable outrage at the nauseating remarks of the prosecutor, my colleagues have been led to disregard the difference between revolting vulgarity and unconstitutionally prejudicial conduct.