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United States of America Ex Rel. Patrick Hampton v. Blair Leibach
347 F.3d 219
7th Cir.
2003
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Docket

*3 ROVNER, Circuit Judges.

ILANA ROVNER, DIAMOND Circuit Judge.
In jury Illinois eigh convicted teen-year-old Patrick Hampton of deviate assault, sexual attempted rape, robbery, and aggravated battery, and the trial judge ordered him serve an extended prison sixty term of years. Hampton filed petition for a writ of corpus habeas pursuant § 28 U.S.C. alleging (among other things) that his trial counsel was constitutionally for failing ineffective to investigate and interview exculpatory eyewitnesses to the crimes of which he was convicted and for making promises in his opening jury statement that he did keep. not Following an evidentiary hear ing, the district granted the writ on grounds. these Leibach, Hampton v. (N.D.Ill. 2001). Nov.29, WL 1518533 The appealed. State has By order of the Unit ed Supreme Court, States Hampton has been released prison during pen- dency of this affirm appeal. We the dis trict court’s judgment.

I.

The offenses which Hampton of was con- victed took place at a rhythm and blues concert held at Chicago International Amphitheatre evening on the of December 29, 1981. Four performed bands at the Milk, Slave, concert: Chocolate Michael Henderson, Zapp. and after Shortly mid- night, while the last band was playing, still group up forty individuals marched John F. Douglas Murphy, E. Whitney up the aisle toward the stage, chanting (argued), Office of the Defender, Federal Gangster “Black Disciples” and “Third IL, Chicago, for Petitioner-Appellee. Nation,” Disciple World pounding their counsel, that his asserting signals making gang and together, fists and that being paid fees were concert- Latino Three their hands. with cooperating family were ton and N., Denise N., and Martha goers Hugo— The case. preparation with him fifth row seated M.1—were pro- Strayhorn, Earl E. Hon. judge, trial seats from their As arose theater. problem appointing to solve posed leave, group attempted and demurred, indicating Rodgon. removing their them, attacked aisle repre- problems” “some there were jewelry, clothes, taking their wallets at 129. R. 48-1 senting Hampton. assaulting the them, sexually beating release refused to unmoved judge was eventually Security guards women. two *4 he subse- engagement; from the Rodgon three victims the rescued and intervened to con- motion Rodgon’s granted quently perpetrators the of None assault. by appoint- counsel as tinue the scene. detained ment. attend- Powell Keith year-old Fourteen the that near trial, testified At Powell attack. witnessed the and concert ed the ap- concert, of men a group the end of of former a number later identified He making stage, Amphitheatre the proached Taylor Robert from the acquaintances and their hands signs with gang-related (a having housing project) public Homes defen- slogans. three gang chanting who had people of group in the been Pow- group. of that members were dants theater. stage of the the marched toward for two the defendants known ell had individuals that among the Hampton was in the lived had once years; he three would identified, although Powell Powell defen- the Taylor Homes where Robert actually see not testify did later a disturbance Powell saw resided. dants on the the attack Hampton participate point At some stage. the near out break Latinos. three up ran melee, woman a naked during on December arrested Hampton was pair Knight throw aisle; saw he also at that years old eighteen He was 1981. stage Although in the air. pants arrested. been never before and had time incident, the rest during lit lights were individuals, including nine Ultimately, were Amphitheatre lights attacks. charged were Hampton, concert, Powell Following the darkened. sen- guilty were pleaded of them Six Rob- back 43rd bus took Street of time periods short to the tenced and State near 43rd Homes Taylor ert awaiting trial. jail already spent with his staying Streets, he was where Ronald Mal- Hampton, Three defendants — defen- of the three each He saw aunt. Ricky Knight pleaded lory, and — that he other individuals (among dants jointly before tried They were guilty. knew) also overheard bus. He on that juries. separate three could which someone—he conversation having bragged about say represented Attorney Jack who— aof vagina into the fingers” his family “stuffed trial. at the having taken woman, R. 48-2 at previously Rodgon, who had retained he had what reported Powell jewelry. In ad- Hampton’s brother. represented the after- police and heard seen withdraw trial, sought to vance privacy. their individuals the these three refer to shall 1. We respect initials to last first names and their noon of December 31. Powell testified their penises, and Hugo saw Knight put although Hampton was in group his in mouth, Denise’s telling her “some- ” approached stage, he had not seen ‘here, thing like take it.’ R. 48-2 at 766. anyone, attack nor had he heard A security guard eventually came to his Hampton say anything on the bus. Powell aid; another helped Denise. They were also testified that he had picked taken to a first aid station and subsequent- out of a line-up, and he positive on this ly by ambulance to a hospital. Hugo later point. R. 48-2 at However, the trial Knight identified from photographs and evidence subsequently reveal from a line-up. He not identify did he had picked never Hampton out of a ton as one of his attackers. Nor did he line-up. R. 48-3 at 1087. give the police a description of his assail- N.,

Hugo prior ants one of the three victims of the first line-up that he assault, testified that Hugo he had viewed. agreed attended the that at the time of girlfriend, concert with his M., assault, his Denise the last band was still playing, sister, N., Martha boyfriend, Martha’s the air in the Amphitheatre was smoke- S. Scott sat in They filled, the fifth row on the and the light coming main floor of Amphitheatre. A num- *5 the multi-colored stage lights. of preceded ber disturbances the assault in M. Denise testified she, that when Hugo, he, Denise, which and Martha were in- and Martha attempted to leave the the-

jured: In the following intermission the ater, path their blocked group a of act, second boyfriend Martha’s was struck twenty fifteen to men who were chanting crowbar; the head with a during the making and signals. hand She Hugo and act, third Hugo security personnel saw were pushed shoved, and and she felt chasing theater; through someone the and hands grabbing her. Her clothing and during the intermission between the third jewelry ripped were from her person, and acts, and final he saw another fight break fingers she pushed felt being vagi- her into among out eoneertgoers. During the last na. After someone twice struck them with act, Denise, Hugo, when and Martha saw chair, a she fell ground dazed to the along group the of men down moving the aisle Hugo. A of number the men had their toward the stage chanting “Third World penises out, and of two them approached Disciple and making Nation” hand signals, her. Knight attempted put to his her they (Scott decided to leave. S. had al- “here, mouth (saying it,” take R. 48-3 ready left due to his injury.) they As 1017) as did Mallory. Several men sat on attempted so, however, to do the group her and legs pull one to tried them apart. blocked their exit and attacked them. Denise attackers, saw one of Hugo lost sight of whom she Martha. As Hugo at- identified as tempted Hampton, to shield move his Denise from hands and group, they were she him try cold, both felt to a punched. object kicked force and hard His off, shirt was into vagina. torn he people Eventually, her going security felt a (his through wallet, guard his pockets arrived keys, managed and and to break up taken) jewelry all were and then assault. a rest Denise suffered number of of his injuries were attack, clothes torn from body. from the including a tear in Denise was being also stripped her vagina required of her that surgical repair, a Knight clothes. infection, twice struck him and bladder and scarring on her chair, Denise with a and on the second breast. From photographs and a blow both fell to floor. At line-up, this subsequently she identified a point, number exposed attackers had ton as the individual who had attempted to night of to seconds four five face cross- for On vagina. into her object force an she that time during that and the assault that she examination, testified Denise who people flailing at kicking and had seen long she how not estimate could viewing to her. attacking Prior were there She indicated individual. not de- did line-up, she 31st her, December attacking many were men were to assailants or her other scribe concentrating on the that she they were beyond saying police put their tried men who faces 949-50. R. 48-3 males. young black viewing Prior to mouth.2 in her penises give line-up, she did a later acknowl- photographs Thomas Ptak Detective or her according description a cross-examination edged on police.3 report investigative assailants ato written N. had Martha prepare, helped be- the assault testified that N. Martha as Garner, Hampton, Ezra identified to march began of men group a gan as into his hand put tried who had the man anoth- signals at making stage, toward Ptak testified vagina. R. 48-3 her front of standing in that was group er erroneous, report was aisle, she at the looked over stage. As she Hampton. actually identified Martha him as around gathering men Knight saw she, Heinrichs, supervisor a field aisle. down the When William they proceeded office, was County Sheriffs to move into attempted the Cook and Denise Hugo, at the security guard leave, her- moonlighting she found in order the aisle La- young midnight, a thirty Just after concert. by group up surrounded self N.) (Martha and pants torn blouse swung a chair tina in a Knight men. thirty-five or fight him that and told him approached the blow. *6 to avoid ducked and she at her and her brother and that taking place by the hair was her pulling felt then others She He left being attacked. girlfriend were and his punched was stage. She the toward then guard, custody of another thé her in A man taken. kicked, jewelry was and her to as- guards other up ádditional tore her rounded as that identified she ap- guards As he him. (unsuccessfully) sist attempted pants and attack, a he saw of the scene the proached vagina. she into her When hand put his in a gathered men group of black say, large Knight away, she heard get tried circle, a man of In the that center circle. at 856. She 48-2 Get her.” R. her. “Get being ground on the and a woman were security guard to a managed to run way his pushed As Heinrichs beaten. nothing. he did help, but for his asked circle, he saw the center through who did guard second located a then She later that he identified man young black that subse- testified she Martha help her. woman, the bending over as line-up of Hampton out picked quently area. vaginal her arm toward thrusting his 31. She December place on took him off yanked guards of the other One only seen his that she acknowledged testi- Thomas Ptak Chicago police Detective January 3. that on indicated 2. Other police with supply the did Mallo- M. that Denise identified Ronald fied Denise had However, no person put Knight, description who of her assailants. ry, as the mouth; subsequently, police Janu- on the penis description her was included into such one Knight as the ary she identified at 960. 48-3 prepared, R. he report trial, 952-53, At 957. 48-3 at this. R. did attempted both men had testified that Denise this, succeeded. one had that neither do but 1018, 1019. 48-3 at R. woman, guards and the helped the two knowledge, gang member. Gregory victims—both them naked and Hubbard testified that he had known Mal- safety. bruised —to Heinrichs lory testified for five to years six from neigh- grabbed he borhood, assailant he identified that he too present was at the shoulder, by the concert, but was un- that he Mallory saw during the able to keep him and attacks, the others from that Mallory had not part taken fleeing. stand, On the witness attacks, Heinrichs and that Mallory was not a indicated that he saw Hampton for no gang member. Mallory (“Grego- more than three to during four ry” seconds “Gregory or Mallory”), Ronald’s broth- assault; he also er, testified that he had testified that he too had attended the searched concert, earlier the evening, that he had attacks, seen the when Hampton was admitted to the the- he saw where his brother during Following incident, ater. attacks, Heinrichs Mallory was not one of made no effort to contact police for the attackers. Gregory acknowledged that week; more than a ultimately, someone previous he had a conviction for an unspec- police department contacted him ified Finally, crime. Mallory himself testi- January fied, Later that day, Heinrichs acknowledging that he present identified Hampton and other indi- three the concert but denying any involvement participants viduals as in the attacks from in the Mallory attacks. said ap- that he a photograph a line-up. On previ- proached police on his gave own and day, ous Heinrichs had seen a television them a statement after hearing news report about the attack. That report looking were him. conceded, He how- (who a picture featured of Hampton ever, that he had lied to the authorities then in police custody), and Hein- when told them he had not anyone seen estimation, richs’ (other photograph Hamp- brother) he knew than his at the ton had been displayed on the air for as concert.

long as one minute. Two of Mallory’s witnesses had favor-

Ricky Knight called no witnesses in his able things say about Hampton. The defense. He *7 offered single stipula- a government asked Hubbard on cross-ex- tion to the effect that a detective would amination whether he had anyone seen he testify that police the investigation re- recognized participating in the attacks. vealed it was Mallory, Ronald and not Hubbard not, said that he had and on Knight, who put had his penis in Denise’s further questioning, testified that he had mouth. not seen Knight, either Hampton, or Mal- lory part take in the attacks. R. 48-3 at Mallory Ronald presented four wit- 1145. Mallory, also cross-ex- on nesses besides himself. A woman who had amination, that Mallory denied either or grown up in the neighborhood same as he Hampton was a member of Disciples the testified that knowledge to her he was not gang. R. 48-3 at 1107. a gang witness, A member. second knew Mallory projects from the However, and con- because each defendant’s case friend, sidered him a testified that she had heard a separate jury, was Hampton’s concert, attended the that she had jury seen did not testimony. hear this When attacks, the that she was standing right the putting witnesses, State was on its own next to Mallory while the juries attacks took all three present were in the court- place, Mallory that had not participated in room at the same time. But as counsel for attacks, not, and that he was to her each defendant turns cross-examining took was Hampton that of evidence the lack each witnesses, as later

the State’s that simply noted gang; a he evidence, uninvolved his own on put defendant a case. put on obliged was not Hampton of the court- in and rotated out juries were one only heard jury each room such deliberations, Hampton’s jury During thus jury Hampton’s case. defendant’s of judge. One to the *8 brutal, wanton, [hei- cruel, depraved, him police contacted until as a witness I have activity nous], assaults, animalistic and after the than a more week years in the thirty five some run into in he only after he had identified aas prosecutor, a of law as practice featuring photo- report had a news seen I’ve Judge. aas and defense counsel ques- also Rodgon Hampton. graph of involving the into a run situation never and Denise N. ability of Martha tioned in this facts that evolved type [heinous] of their one identify Hampton as M. to in this to exist shown and that were case attackers, gotten noting in- actively case and Mr. under assailant glimpses brief to object and foreign take a to volved explained Rodgon conditions. stressful of a vagina force into attempt to nor testify Hampton’s failure neither being woman prostrate held on the had promised (R. in his opening statement ground, people on each arm 125-27). and on each 48-5 at (Hampton’s petition in- leg. That’s animalistic. That’s de- cluded other here.) claims not relevant praved. That’s doing cruel. That’s Hampton submitted an affidavit in support great harm and I can’t allow it to pass of the petition in averred, which he inter and I pass will allow it to unnoticed. alia, that he had names, R. 48-8 at 37. He imposing was not addresses, and telephone numbers of sentence purpose rehabilitation, for the Gregory Mallory, Williams, Clinton Judge explained. Strayhorn “It is purely Garner, Ronnie and he had told Rodgon simply for punishment for ... that they would confirm that he had not cruel, wanton, brutal, most [heinous,] de- participated in the attacks. R. 48-5 at 168 praved, animalistic act I have ever ¶ 12. Williams and signed Garner affida- seen committed on a human being.” R. vits indicating that Hampton 48-8 at 38. judge ordered Hampton gang member, that they had attended the concurrent, to serve lesser terms on the him, concert with and that Hampton was 214; R. 62 charges. at R. at 48-6 not involved in the attacks R. 48-5 at 180- ¶ (Williams); SI 115 (Gar- at id. 182-83 5 review, On direct the Illinois appellate ner). They also stated that Rodgon had affirmed conviction and ¶ never contacted them. R. 48-5 at 180 4 sentence. People v. Knight, 139 Ill.App.3d ¶ (Williams); (Garner). id. at 182 4 Hamp- 188, 521, 93 Ill.Dec. 486 N.E.2d 1356 ton’s affidavit also indicated that he would (1985). Court, The Illinois Supreme given Rodgon have the names of potential well as the United Supreme Court, States character witnesses if Rodgon asked both to hear declined the case. Knight v. (R. ¶ him 15); 48-5 at 169 and several of Illinois, 480 U.S. 107 S.Ct. his friends and family members submitted (1987). L.Ed.2d 518 affidavits averring, among other things, In petition filed for (R. that Hampton was gang not a member postconviction relief in state court. ¶ ¶ at 5g; 6b; 48-5 id. id. counsel, Through a supplemental filed ¶ ¶ 5h, i; ¶ 5d; 5d). id. at 191 id. at 193 petition County public after Cook de- Hampton’s supplemental petition ultimate- fender’s appointed office was represent ly assigned Judge Circuit Colleen him. R. 48-5 at seq. 108 et In his supple- McSweeney Moore. mental petition, Hampton asserted that motion, On the State’s Judge had been Moore ineffective for failing to summarily

investigate and dismissed the bulk of exculpatory Hamp- interview oc- (R. petition, currence and ton’s including character witnesses ineffectiveness 48-5 112-13, 117-19), for claim. She failing to evidentiary determined Hampton testify defense, in his own hearing was warranted failing present evidence that claim that he had denied right been ton was not a gang member as Rodgon testify on his own R. behalf. 48-7 at C38.4 subsequent issue, 4. At *9 hearing the them, on that that he had left with and he had that Rodgon explained that he Hamp- had advised taken the bus home with them. R. 48-7 at ton not to take view, the witness stand Rodgon’s because D32. specter In guilt by the of Hampton would have testified that he knew association was a problem.” "terrible Id. at case, everyone including involved in the Rodgon the D33. conveyed that he testified defendants, other gone that he had Hampton, to concern but left it to his client to defendants, concert with some of the other testify. decide whether or to not at Id. D31. have been too Hampton might that hearing believe no such that concluded she But types the Rodgon looked had acquitted of inef- allegations his as to warranted was had Mallory’s counsel inef- that the thought of witnesses judge The fectiveness. to regard with part because evidence “[T]he in presented. claim meritless fectiveness the than the outcome much weaker that so Mallory not show was Mr. Hampton could had Hampton,” different Patrick been to regard trial his of evidence al- Hampton steps Hampton’s that C35. In taken Id. at Rodgon reasoned. she at R. 48-7 to take. vic- neglected as the he had leged case, security guard well a view, Hampton’s judge’s C34, identify In the to C36. were able assault of the tims to attempting was counsel by postconviction Mallory, against the case Hampton; in- judgment, strategic his own testimony substitute of solely on contrast, rested Rodgon. of for that hindsight, by formed M.). (Denise id. See single a victim to Moore went on Judge at C34-35. Id. af Illinois A divided of fact a ... as matter “find ineffec Hampton’s of the dismissal firmed tac- trial Ro[dg]on’s that Mr. ... record Hampton’s claims, concluding that tiveness in which the manner tics, strategy in his two of satisfy either not did allegations interest Patrick represented he Washing v. forth set Strickland criteria highly rather but not ineffective 2052, 80 ton, 104 S.Ct. 466 U.S. that noted She Id. C35. at competent.” (1984)—objectively sonab L.Ed.2d unrea quash to moved Rodgon had prejudice and counsel by performance le evidentiary had obtained arrest and People Hampton, resulting therefrom. motion, he had moved hearing on that 876, 726 1065, 244 Ill.Dec. Ill.App.3d Hampton and the identification suppress (herein (1998) (unpublished) N.E.2d he request, that hearing obtained also could Hampton after, “App.Ct.Order”). regarding motions additional pursued had reasoned, the court prejudice, show case, and issues in discovery “overwhelming” proof given the effectively cross- he had the trial during two of the fact that guilt namely, at Id. witnesses. the State’s examined — attack, along with securi of the victims the notion rejected judge C32-34. him as one identified ty guard, had reason supplied Mallory’s acquittal that testi of him possibility contrast, had Rodgon ton discussed that testified Hampton, say, Rod right fying what had him that informed had never right to of his explain decision testify gon did not had informed op than testify was his rather was his as or not the decision testify whether and that at D7-8. Id. Rodgon's to make. Rodgon's, and that posed to during the Rodgon told he had said that She stand. Id. witness to take the elected not testify. Id. wanted to that he State’s case "overwhelming” found, view of also Rodgon Hampton, according to But D9-11. eyewitnesses” "numerous testimony from the again him matter with did not discuss Hampton as case identified State’s in the to the court Rodgon announced until after un perpetrators, one of the resting its case. Id. that the defense Hamp about changed his derstandably mind Hampton asked point, D11. At Id. at D57. testifying his own defense. ton stand, and the witness why not take he could during the course ... not unreasonable "It is Hampton, responded according to Rodgon, concurring trial or as matter of a trial all everything will worry, be simply, “Don’t attorney and his strategy a defendant between right.” Id. type of with the stand agree to take the Rodgon and hearing both After Hamp Mr. had discussed Rodgon’s ver- Judge credited testify, Moore overwhelming to, light of the testifying ton See id. Hampton’s. events over sion of case.” Id. evidence in Rodgon and She found D58-59. *10 perpetrators. App.Ct. defense,5 Order at 5. Nor the court noted that Rodgon, at could Hampton establish that Rodgon’s the time statement, he made this believed performance attorney objective- as his Hampton was would take the stand. Id. ly unreasonable. The decision however, whether to at 8. Subsequently, he discussed witness, present stated, a the court Hampton is a with problem guilt by association, strategy matter of and “cannot and support a he also became concerned claim of that Hampton ineffective assistance of counsel.” not be able to with- Id. at 6. stand rigors The court noted that attorney an cross-examination. Id. end, only In the obliged is to make a reasonable inves- advised tigation or to choice make whether or testify reasonable decision not make, was his to particular that renders investigations un- had decid- not to necessary. Here, testify. ed Id. Id. The Rodgon knew that court viewed change this as a in trial Hampton had strategy attended the concert along could a claim of several with other defendants and ineffectiveness. Id. that he positively had been identified as one of the Judge Sheila dissented, O’Brien reason- perpetrators two victims guard. ing that Hampton should have had the Against that backdrop, believed, the court same opportunity that State Rodgon reasonably could have concluded present occurrence witnesses: that pursuing witnesses who would simply This crime area, occurred in a large have confirmed that present hundreds of people present. Defendant scene of crime and linked to the could have present been in the area and other perpetrators of posed the offense not have participated in the events and much of as a detriment to Hamp- benefit these occurrence witnesses could have ton’s defense: corroborative information. These alle- gations make a testimony of these other substantial showing witnesses of a violation of

would have defendant’s been redundant constitutional rights. emphasize serve[d] the fact that de-

fendant went to the concert with the Id. 21. The Illinois Supreme Court perpetrators, present during the as- subsequently denied Hampton’s petition sault, and left with perpetrators. It for leave to appeal. People Hampton, was not unreasonable for defense coun- No. Ill.2d 235 Ill.Dec. sel to find troubling. Indeed, this (Ill. 1998) Oct.6, N.E.2d (unpub defense counsel’s assessment that lished). defen-

dant faced a probability “guilt by Having exhausted his state court reme- association.” dies, Hampton pro filed a petition se for a Thus, Id. 7. “[a]pplying heavy measure of corpus of habeas writ the district court. deference defense judgment,” counsel’s The court appointed represent counsel to the court concluded that Rodgon made a Hampton, and attorneys subsequently reasonable decision to interview the petition which, filed amended in rele- witnesses that had named. Id. part, vant re-asserted claim of As for Rodgon’s failure to prom fulfill the ineffectiveness. R. 27. Over the State’s ise that testify objection, his own the district court conducted an (App.Ct. 8) 5. The court noted Order at promise but did supplemental post-convic- in his Rodgon’s prediction not address that the evi- (R. 125-27) petition tion 48-5 at and in his Hampton's dence would show of involve- lack (R. 17-18). appeal Ex. B any gang. Hampton ment with had raised *11 the con- attended there” had Rodgon’s people to hearing explore evidentiary However, did not he 91. Id. at wit- cert. exculpatory investigate to failure Had individuals were. these who know nesses. potential names him the given Hampton that hearing at that testified Hampton testified, witnesses, he Rodgon occurrence that he period nine-month during the spoken through and followed have would trial, Rodgon in advance incarcerated Rodgon did at 116. Id. witnesses. to such one jail on at the with him had met in an Taylor Homes Robert visit the not min- forty-five thirty occasion, to for about witnesses, nor identify potential to effort During this 10, 13.6 59-1 at R. utes. Id. do so. at investigator an he have did shortly after place took which meeting, exceptions, immaterial two With 100-02. January arraigned in Hampton was re- *12 Rodgon 121. indicated that he did ry’s not witness list. Id. at Gregory 73. Hub- contact co-defendant Ronnie Garner be- bard among was the witnesses included on (as plead guilty cause when defendants he Fay list. Id. recalled also that he had), they typically knew Garner incrimi- spoke Rodgon with regularly about the themselves but nate their co- case as encountered one another in defendants. Id. at 128-24. hallways He had not of the Criminal Courts build- spoken any with ing. of other defendants Id. 79. pleaded guilty reason; for the same Having heard Hampton both and Rod- Rodgon good strategy did not think it to gon testify, Judge Kennelly credited put people pleaded guilty who had on the Hampton’s testimony in part. relevant He witness stand. Id. at 125. He acknowl- Hampton found given had Rodgon the (at edged, however reluctantly), first potential names of witnesses but that Rod credibility one cannot assess the of pro- gon had failed to up follow with these spective witness without first talking to witnesses. 2001 WL at *7-*8. him or her. Id. at 147. Judge Kennelly thought that a decision Winston,

Harold Hampton’s postconvic- Rodgon pursue thése witnesses attorney, tion also testified at the hearing might have been strategically justified vis Judge Kennelly. before Winston recalled Garner, á vis pleaded who had guilty to that after obtaining Rodgon’s trial file and charges arising out of the incident and who contents, reviewing the he Rodgon asked had not government’s contested the ver any the lack of about notes from inter- events, sion of implicated which Hampton. with views or other witnesses. *8, However, Id. at *16 n. 7. the failure to Rodgon told Winston that he had given investigate would not justified have been all that him he R. 59-1 at had. 32. Win- Mallory as to *8, and Williams. Id. at ston also indicated that in the course *16-*17. Not having interviewed those preparing Hampton’s supplemental post- individuals, two Rodgon had no strategic petition, conviction he had spoken with basis for dismissing them as prospective Gregory Although Hubbard. Hubbard Id. at witnesses. *8. information, him helpful

had he had Judge Kennelly further observed that ultimately sign refused to an affidavit in Rodgon admitted knowing group that a petition. Id. 54. people who lived at the same housing pro- W. represented Michael had Fay ject Ron- concert, had attended the Mallory at ald the trial. He be- and that testified some of those individuals Judge Kennelly fore that he went have witnessed the attacks. Id. at *8. But Taylor along Robert Homes with as- two had made no effort locate such public sistant defenders repre- who were individuals. Id. Nor any was there indica- senting Ricky Knight speak other tion that spoken had with the at- people who had attended the torneys concert and representing Hampton’s co-defen- witnessed the attacks. R. 59-1 at 68- dants their about Id. At witnesses. least recall, Fay however, did not whether one of those Gregory Hub- witnesses — the occurrence witnesses he called to testi- exculpated bard —could have Hampton. fy in Mallory’s defense were Id. among Finally, Rodgon had never asked people spoke to at Taylor the Robert Hampton for the names of witnesses who Id. Fay Homes. at 71. verify confident could that he in gang, was not nor that, pursuant rules, to Circuit Court he had he made to locate efforts given Rodgon would have a copy of Mallo- such witnesses. Id. concert, time of years at the nine about at the evi- also testified Garner

Ronnie had attended Kennelly. testified. Judge also hearing before dentiary to ten feet five concert, concert, about Garner was seated At the time and said years Hampton, for ten known Garner, As crowd. attacking According to not near friend. *13 at- Ronald above, had Gregory’s member. Garner brother gang not a noted Ronnie Hampton, with along along concert tried with Mallory tended the (suc- Poole, Ezra Garner Jackson, in Ronald’s Sandelle Gregory testified had and Hamp- brother), (Ronnie’s Hampton; cessful) and said Gregory Although defense. Dur- with them. the concert Hampton’s ton also left on have testified would that he near concert, was seated ing the con- attorney never behalf, had Hampton’s at sight within his and was Ronnie Garner using her- Gregory begun had him. tacted that testified times. Garner all 1989, was still addicted in and oin that crowd attacked part of the was not evidentiary hearing took when the narcotic that no said Garner Latinos. the three felony was convicted in 2001. He place knew he asked him what had one ever in possession in for heroin theft and at- in the Hampton’s involvement about not believe Gregory did Although testify him to tacks, anyone asked nor had had af- of heroin longtime abuse his tes- have He would Hampton’s behalf. a number memory, he answered his fected he been had Hampton’s in tified defense him with answers put to questions charged been himself had Garner asked. so,” and he was guess “I “okay” and like attacks, however; in the participating about certain details to recall unable guilty pleaded ultimately had and he in) sat what row he (e.g., precisely concert advice) was sen- lawyer’s and his (against the fact that (including the trial about already had months he to the six tenced Gregory had juries). But it three involved wit- On the in detention. pretrial served time of the user at the been heroin Kennelly, Garner Judge ness stand before trial. Hampton’s time of or at the concert not, fact, participat- he had insisted that Kennelly character- although Judge And attacks, plead but had elected to in the ed memory imperfect, Mallory’s ized much potentially in order to avoid guilty nonetheless. testimony credible his found tried and convict- had he longer term been passage of Unsurprisingly, not contested although he had And ed. use, of heroin and the effects time prosecutor of events that the version the inci- memory of Mallory’s] [Gregory hearing change plea at the recited —a the issue is a bit. But has dent faded implicated had Garner version good wit- would make whether he it had he endorsed Hampton both—neither today, held trial were Hampton’s if ness 21-27; R. see R. 57-8 at as accurate. testimony might his effect but what (State proffers 11 at 31-32 Ex. Petitioner’s Court finds trial. The had Strayhorn Judge plea for factual basis an effec- have made Mallory Garner accept plea but finds sufficient trial. at that defense witness tive it); compare id. to endorse not asked 1518533,at *9. 2001 WL (co-defendant stipulate to Ford asked Kennelly found proffer). Judge State’s July six died Williams Clinton credible. testimony to be Garner’s evidentiary hearing took years before the 1518533,at *9. WL Hamp- been- a friend He too had place. the concert. attended and had ton’s next- Mallory, had been a time that at the was alive for Williams Hampton’s and friend of neighbor door petitioned postconviction ton had relief argued petition signed in state court and had an affidavit Rodgon should have contacted and inter- petition indicating of that Gregory. viewed Under these circum- participated had not at- in the stances, Hampton’s federal claim was not Kennelly tacks. R. Judge 48-5 180-81. materially different from the one Hampton no discerned reason to believe pursued in state court. 2001 WL Williams would not have been a credible 1518533,at *10.

witness on behalf. 2001 WL Nor did failure to submit an 1518533, at *9. judge pointed out that affidavit from Gregory proce- constitute a linking there was no evidence Williams to dural default that barred federal consider- group that had perpetrated the at- ation of the ineffectiveness claim. Id. at tacks. Id. *14 *11; Reed, see 255, Harris v. 489 U.S. reaching Before of Hamp merits 261-62, 1038, 1042, 109 S.Ct. 103 L.Ed.2d claim, failure-to-investigate ton’s the dis (1989). 308 Although the Illinois Appellate judge trict determined there were no Court had noted the absence of an affidavit procedural precluded obstacles that either from in Gregory claim, its discussion of the evidentiary hearing he had convened it had nonetheless addressed the merits of or consideration of the merits of-the claim. the claim in entirety its rely- and without The court first concluded that ing on procedural flaw of the missing fairly presented had in the claim state affidavit. Because the state court chose to court and thus had his exhausted state default, ignore this Judge Kennelly rea- respect court remedies with to that claim. soned, posed no obstacle to con- federal 2254(b)(1), (c); § See 28 U.S.C. O’Sullivan sideration of the ineffectiveness claim. Boerckel, 838, 844-45, v. 526 U.S. 119 S.Ct. 1518533, 2001 WL *11. 1728; 1732, 144 (1999); 1 L.Ed.2d Picard v. Next, judge found that a federal Connor, 270, 275-76, 509, 404 U.S. 92 S.Ct. statutory restriction on evidentiary hear- (1971). 512, so, 30 L.Ed.2d 438 This was ings in proceedings habeas did not fore- view, in the notwithstanding Hamp court’s close the court from hearing testimony in ton’s failure submit an affidavit from support of Hampton’s ineffectiveness Gregory Mallory support in postcon- his claim. Id. at Subject *12-*14. to narrow petition. 1518533, viction 2001 WL at *10. exceptions, 2254(e)(2), § 28 U.S.C. added observed, claim As the court in advanced by the Antiterrorism and Effective Death a federal petition may habeas said be Penalty (“AEDPA”), Act of 1996 forbids a fairly presented have been to the state district holding court from an evidentiary long courts so as that claim is fundamen hearing on a if petitioner habeas claim the tally the same claim that petitioner develop failed to the factual basis of that asked the state courts to resolve. Id. at claim in state court. *10, Parke, As the district court 781, citing Boyko v. 259 F.3d (7th Cir.2001). acknowledged, we have held that this limi- This was true of claim, applies just tation Hampton’s evidentiary to an judge ineffectiveness Although hearing, reasoned. but to means used in Hampton had not lieu hearing tendered an affidavit such a Gregory expand from Mallo the record in ry to substantiate the order to introduce new factual ineffectiveness claim information. (as Gamer), 1518533, *12, he had from 2001 WL citing Boyko, Williams and had, affidavit, in his own averred F.3d at 790. argued The State that sec- 2254(e)(2) Gregory’s among name was tion those he constrained the court’s abil- witness, attorney to his as a ity only evidentiary convene an evidentiary hearing but an conduct ability to consider also its

hearing, but hearing and the opposed Mallory that the State Gregory affidavit one. to conduct had refused his state court support submitted Hampton had held, court theo- hearing Had a been Hampton had given that petition, habeas likely that rized, overwhelmingly “it is an affidavit from not submitted been called Mallory would have [Gregory] petition postconviction of his al- Consequently, *12. testify.” Id. at provision forecloses But this court. state an record lacked the state court though if the of the record expansion what Gregory that outlined develop the affidavit from failure to petitioner’s habeas behalf on court was state appropriately record (had as a Rodgon pursued him been diligence or lack of petitioner’s to the due as- witness), could not omission be peti larger fault attributable some diligence lack of v. cribed to a Williams or his counsel. See tioner prose- 1479, rebuffed at the 420, 432, “Having been part. 120 S.Ct. Taylor, 529 U.S. attempt to make a (2000); request in his cution’s see also 146 L.Ed.2d 435 court, Hampton Anderson, in state complete record Matheney v. Cir.2001) failure to so or (7th faulted for his do cannot be (quoting Burris (7th Id.7 Cir.1997), diligence.” a lack of Parke, accused of 116 F.3d 258-59 *15 462, denied, 990, 522 U.S. 118 S.Ct. cert. that the AED- thus determined Having denied, (1997)), 535 L.Ed.2d 395 cert. 139 additional evi taking PA no bar to posed (2002). 1030, 122 1635 U.S. S.Ct. claim, the court Hampton’s dence on standards. See view, pre-AEDPA to there was no turned the district court’s In those at 1039. Under Matheney, 253 F.3d anything had been evidence rules, hearing on a evidentiary habeas pursuing in his ineffectiveness diligent but if 1518533, required peti claim is petitioner’s at in state court. 2001 WL claim facts that would entitle alleged tioner has support in of Although *12. the materials courts, for the state him to petition did not relief Hampton’s post-conviction control, did not consid beyond reasons his Gregory, Hamp- include an affidavit See hearing. in a full and fair in affi- er his claim his own ton had identified 293, 312-13, Sain, 83 Townsend v. 372 U.S. davit, given Gregory’s that he had averring 745, 757, (1963), over 9 L.Ed.2d 770 S.Ct. information name and contact Keeney v. Ta grounds by might testify on his ruled on eyewitness as an 1715, 1, 112 mayo-Reyes, 504 U.S. S.Ct. Hamp- The court also noted behalf. (1992); Wright v. L.Ed.2d 318 court to 118 Gram- had asked the lower state ton alter the nature affidavit did not conclusion cause Poole’s court reached a different 7. The Poole, 1518533, claim), respect to the affidavit Farod see 2001 WL with of of *11, had submitted in which Poole's that consideration of found petition. According supplemental habeas 2254(e)(2), section affidavit barred under affidavit, Hampton at to that Poole with had established id. *14. attacks, concert, he had witnessed the testimony would what Poole’s state court participant. Hampton ¶ a saw that was not been, explanation any nor had he offered have E 5. Poole was mentioned R. 27 Ex. Id. "Under the circum- for the omission. peti- Hampton’s supplemental postconviction stances, no alternative but Court has tion, however, from him was and no affidavit diligence due lacked find postconviction court. to the state tendered barring regard, in this thus state court Although con- the district remained of Poole’s affidavit.” Court’s consideration fairly presented his vinced Id. (be- courts claim state ineffectiveness (7th Cir.1997). 1038, ley, (and 125 F.3d A diced Rodgon’s failure interview hearing full and fair is one that afforded summon to testify) Hampton’s witnesses. petitioner complete opportunity 1518533, 2001 WL at *13. present the facts relevant to his constitu The Illinois Court had said Matheney, tional claim. See Rodgon’s up failure to with .follow Peters, 1039; 1435, Spreitzer v. 114 F.3d Hampton’s occurrence witnesses was (7th Cir.1997), n. disposition 1456 & strategic based decision to avoid the (7th Cir.1997), clarified, 127 F.3d 551 cert. specter of guilt by association that such denied, 522 U.S. 118 S.Ct. witnesses have raised or enhanced (1998). Judge Kennelly L.Ed.2d 121 found 7); (App.Ct. Order at but the district court court, post-conviction the Illinois contrary. found to the Although section portion when it dismissed the' relevant 2254(e)(1) provides that state court find Hampton’s postconviction petition without ings of fact are owed a presumption of hearing, deprived Hampton of this correctness, no such presumption was war opportunity: here, in ranted the district court’s view. permit Hampton

The state court did not 2001 WL at *15. The state explore his trial counsel’s reasons —if finding court’s “entirely speculative,” failing he had to interview and —for no basis the record before the state call the witnesses whose names courts. Id. evidence that Rodgon permit ton had him. Nor did it guilt was concerned about by association him to address issue of prejudice, came from a hearing limited that the state required which consideration trial court had conducted on effect testi- [those witnesses’] separate claim mony. regarding Rodgon’s failure *16 Hampton Id.; to have testify. himself see 1518533, judge WL at *13.8 The 4, supra; n. R.48-7 at D32-33. Rodgon’s pointed out that in both Matheney and rationale for not calling Hampton to the States, 592, Bruce v. United 256 F.3d witness stand could not be (7th “transmogri Cir.2001), we had concluded that an explanation fied” into an for his failure to evidentiary hearing necessary was in order conduct an adequate pretrial investigation, to evaluate the ineffectiveness claims as- the district court reasoned. Judge Kennelly serted those cases. WL Moreover, believed that at *15. even if this was true here as well. Testimony appellate from Hampton’s counsel as well court’s characterization of Rod Hampton’s proposed gon’s “strategic” conduct as pre witnesses would were correct, enable adequacy Hampton the court to assess the sumed had succeeded in Rodgon’s representation of Hampton rebutting that presumption clear and Id.; 2254(e)(1). to determine Hampton preju- § whether convincing evidence. see Although analysis point 8. evidentiary hearing the court’s on this fairly in order to resolve alone, Here, was framed in terms of petitioner’s example, claim. for properly focus is on the need to hear him and analysis necessary that whether it is considers the other witnesses has identified Hampton’s testify to hear witnesses or wheth- 2254(e)(2) testify. procedural Section de- failure-to-investigate er his claim be can re- underlying fault rules deal with whether the. affidavits, solely solved on the as the state adequately factual basis for the claim was analysis courts did. This therefore must take developed in state court and whether state only Gregory’s prof- into consideration not procedural rules were followed. The Town- testimony, body fered but the entire of evi- contrast, analysis, by send addresses the need Hampton’s dence relevant to claim. for the federal habeas court to conduct an (7th Cir.1987), 1382, 1389 support the no had rea- Rodgon that found

The court investigate excul that the failure notion eyewitness on the up to follow son ineffective can amount to patory witnesses him had that information 2001 WL of counsel. assistance identify effort his own to make or not Rodgon’s ineffectiveness *17-*18. at Rodgon had witnesses. occurrence other failure to interview limited to his that an stand the witness conceded on had identified that eyewitnesses to call a whether decide attorney cannot make him, included his failure for but co-defendant also a is not witness eyewit own to locate an effort of his witness, that interviewing without first noted that Id. *18. The court nesses. at known factor other external barring some to the paid attention simply if (such felony significant as a attorney co-defendants, lists of witness wit- immateriality or the record one witness found at least he would have from the testimony) that detracts ness’s Hubbard) have exon who could (Gregory testimony. possible of that witness’s value Hampton. Id. erated 1518533, *15. at 2001 WL that district court believed The appel- also viewed district court The for failing to look was also ineffective ei- determination as strategy late court’s that could confirm witnesses who appli- an unreasonable contrary to or ther at *18-*19. gang member. Id. was not a observation cation of Stricklands had written Illinois something less strategic based choices call wit- as a failure to omission off are reason- investigation complete than a might have nesses who testified profes- the extent reasonable able to App.Ct. person.” a “decent Hampton was limits on support judgment sional supplemental 16. But at Order *16; Id. at see Strick- investigation. the affi- petition, along with postconviction Washington, supra, U.S. land v. of that submitted davits Here, 690-91, there 104 S.Ct. such gist clear petition, made any judgment at all on was no evidence simply that testimony was not witnesses’ not the court’s and it was Rodgon’s part, character, but good was of judg- its own fill that void with duty to member. 2001 WL gang not a he was 1518533, *16. ment. 2001 WL Gang at *19. affiliation *17 heavily on relies prosecution the Where of by strong the overtones made relevant might be rebut- testimony that eyewitness observed activity that Powell gang had the district by eyewitnesses, ted marching toward of men he saw group the duty to attorney’s emphasized, the (the chanting of of the theater stage the Id. is critical. investigate such witnesses The un- slogans signals). and hand gang case, Rodgon had cross-examined In this made his Rodgon that promise fulfilled exposed the witnesses and jury the State’s opening statement —that of in- Hampton in their identifications was not weaknesses that hear evidence no effort to deter- gang he made in a Hampton, but volved —revealed of of this issue. Hampton importance had more was aware of mine whether no including Hampton had Id. at *18. Proof than that. Cases Id. defense Smith, 620, tended to 631- would have gang v. 219 F.3d connections Washington (7th testimony part that he was Cir.2000); Washing- v. undercut Williams (7th victims. Id. Cir.1995); ton, group Har- three attacked 59 F.3d (7th much as so Rodgon had never Reed, at *19. Yet 878-79 ris v. of individu- Fairman, for the asked names Cir.1990); and Sullivan als who could attest to his lack of gang the same circumstances as the other two Id. involvement. Hampton. witnesses identified But in case, Martha N.’s the record supplied had The Illinois Court had also challenge basis to her identification —the if Rodgon held that even had rendered written report indicating that Martha N. assistance, Hampton ineffective could not picked had from the line-up someone other prejudiced by demonstrate that he was his than attorney’s Hampton. performance. App.Ct. Notwithstanding Order at testimo- “In light ny of the overwhelming evidence from a detective that the written report ie., guilt, of defendant’s two of the erroneous, victims was jury’s decision acquit security defendant, and a guard identified charge on this suggested to the defendant cannot establish that but for his district court jury had doubts performance defense counsel’s the outcome about the strength of Martha N.’s identifi- of his trial would have been different.” Id. cation. Id. This in turn indicated to the The district court concluded that this one- jury court that if had been rea- disposition sentence of prejudice prong son to doubt the identifications Denise inquiry of the ineffectiveness amounted to guard beyond M. and the arguments about an application unreasonable of Strickland. circumstances under which view,

In the district court’s the State’s assailant, seen the it was reasonably likely against Hampton case was “far from unas- jury’s decision on the other sailable.” 2001 WL at *19. charges might have been different as well. Heinrichs, security guard, conceded Id.

that on night of the attacks he had Rodney Mallory’s acquittal on all only seen the assailant he later identified charges additional, supplied “powerful evi- seconds, as for three or four adequate dence” that an investigation into picked he had not Hampton out of a line- defense pro- witnesses well have up until after he had Hampton’s pic- seen duced a Hampton. different result for Id. ture report. television news Id. Den- Mallory’s attorney put *20. on the ise M. and Martha N. likewise had very type eyewitness testimony that gotten glimpses Hampton brief and had Rodgon had pursue, including failed to been him except unable describe as an Rodney’s Gregory, brother whom police. African-American male for the Id. Hugo eyewitness. M. ton had cited to never identified not- withstanding the fact that Rodney Mallory acquitted he was at Den- Id. notwith- during ise M.’s side the assault. Id. Each standing testimony Denise M. of the witnesses who identified attempted place he had penis her had witnessed the assault “under extreme- mouth and the of Keith Powell *18 ly stressful .,. near-riot conditions.” Id. Rodney among that was the of group indi- at *19. who walked stage viduals the of the toward True, Amphitheatre. security Id. no jury

The fact that the acquitted Hamp- so, guard Rodney. had identified Id. Even attempted rape ton of the of Martha N. the Rodney Mallory favorable outcome for demonstrated the likelihood that the testi- persuaded the district court that it mony was exculpatory of occurrence and other reasonably probable that a defense found- produced witnesses have a different in part upon exculpatory outcome on ed occurrence charges. the other Id. at *20. Martha N. had identified witnesses would Hampton as one have resulted attackers, of her and had done acquittal. so under ton’s Id. testified, have Hampton would had that he found further court

The district at the scene of the presence his present explain to investigate and to Rodgon’s failure out, Rodney but, crime, pointed lack of the court to establish witnesses by dispositive able do so successful- affiliation, although Mallory had been to gang circumstances, to prejudicial” the itself, “highly at *22. Under ly. was also Id. an as- Gang objectively affiliation was unreasonable Id. it Hampton. the court found that tended case abandon the prosecution’s to make then pect for of identification to buttress witnesses’ take the would promise doubt Sowing about Id. Hampton. con- Appellate Court’s Id. “The stand. partici- have Hampton would notion conclusion, finding that on a trary based activity thus would gang-related pated record, any support was without question to jury reason given have of application Strickland.” an unreasonable Id. Hampton. of identification promise, fulfill the Rodgon’s failure to Id. on, preju- was also court went the district he keep promise failure to Rodgon’s Hampton’s failure Hampton. Id. dicial to during opening made gave rise promised as to to take the stand reinforced the own defense testify his the con- inference what Rodgon’s negative about district court’s conclusion testimony might been. Id. his of ineffective. tent of representation Illinois Appellate say that this alone *21-*22. The court could not Id. at to up failure of the trial. likely Court had chalked affected the outcome strategy driven testify However, in trial change keep to a to the decision prospect over Rodgon’s concern “significantly buttresse[d]” promise App.Ct. 8. guilt by association. Order Rodgon’s conclusion that overall court’s testified, would have ad he Had likely did influence the out- performance at the scene of present that he was mitted Id. come. and left with the crime and that arrived de Hampton was Having concluded that But if in the attacks. implicated others the effective assistance coun prived of Rodgon, worried prospect was what sel, Kennelly granted petition Judge noted, possibility it was a the district court corpus. He for a of habeas ordered writ trial it was apparent before that was as unless, prison Hampton released from whether came to decide when the time thirty days, the announced its within State stand; take the witness Hampton would at *25. The retry Hampton. Id. intent to anything rele no indication that there was appealed, subsequently asked State concern guilt-by-association

vant stay judgment. to its district trial. changed over the course in turn the court order asked Consequently, at *21. 2001 WL time, By this pending appeal. his release believed, it “foolhar the district court twenty Hampton had been incarcerated objectively [Rod unreasonable for dy and time, good credit for years, but even with testi Hampton would gon] promise expect discharged he could not be acknowledged that an fy.” Id. The court January prison prior After made keep promise failure to attorney’s Kennelly equities, Judge weighing the rarely supply will opening in an statement of re stayed judgment the extent Id. for an claim. the basis ineffectiveness *19 State, of the pending appeal, lieving the case, however, nothing In this occurred retry intent to to announce its obligation against Hampton during the case State’s thirty days. Hampton v. Hampton within and cons of that altered the pros (N.D.Ill. Leibach, True, at *3 2001 WL *21-*22. taking the Id. at stand. 2001). (3) Dec.18, claim; was, judge also ineffectiveness there in ordered case, prison from on bond an evidentiary released no need for hear- Hampton’s at *2-*3. pending appeal. ing Id. because there were no factual disputes will- required hearing release conditioned on sister’s resolve. quitclaim deed on ingness to execute her 1. Failure to Submit Affidavit from security.

home as Id: *3. He also re- Gregory Mallory. quired Hampton to “live his sister in home, her restrict his travel to the State of recognized, As the district court section Illinois, make reasonable efforts to seek 2254(e)(2)' bars district court from con employment, and avoid contact with the ducting evidentiary hearing or other victims of the offenses with which he was permitting wise an expansion of the evi charged Although in state court.” Id. dentiary in support record of a habeas subsequently stayed Hampton’s re- claim if petitioner failed to develop the pending appeal, lease United States Su- factual basis for his claim in state court. Stevens, preme Paul Court Justice John In supplemental postconviction petition Justice, acting granted Hamp- as Circuit court, in filed state Hamp application stay, ton’s to vacate that and ton identified the occurrence witnesses subsequently the full Court declined whose allegedly given names 28, 2002, January overturn his order. On Rodgon, he submitted his own affidavit this court ordered released at averring that he supplied Rodgon with such time as the district court’s conditions information, their names and contact on his release were satisfied. he submitted affidavits from two of those witnesses—Williams Garner —which

II. turn confirmed that would have exculpatory testimony Hampton’s on A. be Evidentiary Hearing half. But Hampton did not submit an appeal The State’s initial contentions on Gregory Mallory. affidavit from As we concern the district court’s decision to con- noted, Hampton’s postconviction evidentiary hearing duct an on counsel, Winston, Harold testified at the ineffectiveness claim. The State does court, evidentiary hearing the district quarrel with the lower court’s determina- explained that he and Winston had inter Hampton fairly tion presented his fail- Gregory, Gregory provid viewed ure-to-investigate claim to the state courts. information, helpful Gregory ed but that 2254(b)(1), (c); § Boyko, 259 See F.3d at unwilling sign had been an affidavit reasons, But for 788-89. three the State reflecting that information and that Win contends that the decision to hold a hear- authority to him compel ston lacked the was, ing part that claim either in or in do so. R.59-1 at 54-55. The State con (1) whole, erroneous: did not in failing tends that to tender an affidavit Gregory Mallory submit an from affidavit Gregory Mallory, Hampton failed to supplemental petition of his develop the basis for his ineffectiveness relief, postconviction and to that extent claim. to develop failed the factual basis for his (2) court; claim in entirely briefing state failure It is not clear from the to tender an affidavit from whether the State believes that this omis- court, wholly expansion state which the Illinois forecloses all sion noted, procedural in support Hampton’s amounts to a de- record ineffective- claim, fault that bars federal consideration of the ness or the submission and *20 testimony was Mallory’s proffered gation. affidavit and Gregory’s of consideration that of Gar- materially different from the not assume We shall testimony. alter the Hampton is so did not argue that ner or Williams and only to means State Gregory’s affi- tendering Hampton’s nature of ineffectiveness from basic foreclosed testimony, claim; just as it is otherwise one more iteration of his was and davit affidavits tendered avail- testimony that was exculpatory clear in state court by and Garner investigated from Williams to the defense but able ineffectiveness developed his sense, thus failure to ten- and In that Rodgon. This is consistent that extent. to claim to the state an affidavit from der argu- at oral presentation State’s with the a failure did not constitute arguably court in es- argued, counsel its There ment. for the ineffec- develop the basis to factual failure-to-investigate claim sence, that a section purposes claim for of tiveness defined and is both Hampton’s akin 2254(e)(2) fleshed out with basis was —that witnesses that the particular limited We of Garner and Williams. the affidavits failing with counsel charges his petitioner We point, however. need not resolve words, a failure to In other to contact. Gregory’s omission of may assume affida- by the supported claim investigate Hampton’s postconviction affidavit from (like eyewitnesses exculpatory two vits of preclude present- him from petition might Williams) a claim based on is Garner testimony in affidavit and ing Gregory’s alone; peti- if witnesses those two attribut- court the omission was federal if affidavits presents at a later date tioner diligence Hampton’s able to a lack that counsel eyewitnesses from additional part. contact, inevitably trans- has he failed noted, pe As the district court claim into a new ineffectiveness formed his develop the factual ba titioner’s failure Thus, factual basis. a distinct claim with in state court will of his habeas claim sis view, of those if the affidavits in the State’s in federal expansion of record bar presented were not witnesses additional 2254(e)(2) to a lack only if this failure was due courts, section then the state attribut greater or some fault relying diligence from on of petitioner precludes the court, petitioner himself. Williams in federal because able to the those witnesses 432, 120 inef- basis for the S.Ct. at they represent Taylor, supra, factual U.S. developed Parke, 1488; was never 116 F.3d at supra, claim that Burris v. fectiveness Hanks, also, 258-59; court. e.g., in state Newell v. see Cir.2002). (7th The parse is correct to Whether State simply whether inquiry relevant is thus failure-to-investigate claim and its fac- theoretically have dis could petitioner way in this is a matter on which tual basis while he was still in the evidence covered judgment. essence we reserve forum, whether he made the state but that there were multi- claim is present efforts to locate and appropriate the attacks who could eyewitnesses to ple to the state courts. See that evidence that his counsel him and have exonerated Williams, 120 S.Ct. U.S. of them. In to contact failed in the district 1490. Winston’s claim, presented the affidavits of that (Garner spoken that he had court reveals two of those witnesses information that he had obtained Williams) court, Gregory, postconviction to the state supported Gregory that would have documenting nature of the way end, claim, that, in the but testimony that was available exculpatory R. affidavit. sign Gregory refused pursued this line of investi- had his counsel *21 241 argues that his fail- the Court cited Burris (among 59-1 at 54. other au- thorities) approval. affidavit from ure to submit an Ibid. beyond his

was thus due to circumstances The argument misappre- State’s second (Gregory’s cooperate) refusal control inquiry hends the nature of the for called or diligence not to his own lack 2254(e)(2). by section The State faults may fault deemed his some other Hampton and his counsel for making not responsibility. Notably, the State does not record in state court as to counsel’s inabil- with the notion that a quarrel witness’s ity to obtain an from Gregory. affidavit may an affidavit excuse refusal to execute But the fully when has not de- petitioner develop the rec- petitioner’s failure veloped the factual basis for his claim in prospective ord as to that witness’s testi- court, state it is the federal court that 34-39; mony. See Br. at see also State must decide whether that omission fore- Newell, F.3d at It makes two 283 closes expansion pursuant of the record First, suggests instead. it arguments other 2254(e)(2). To section the extent that the in it this court erred Burris when court light state record sheds on whether develop held that the failure to the factual petitioner developed could have préelude basis of a claim will an evidentia- underlying facts his claim while 2254(e)(2) ry hearing only under section if forum, still in the state obviously is petitioner. attributable to the the failure is Williams, inquiry. relevant to this 529 Cf. view, In the the AEDPA bars ex- State’s (ref- 437-40, at U.S. S.Ct. at 1491-92 pansion of the record at the federal level psychiatric erences to in record state petitioner and his counsel even when proceedings peti- demonstrated that failing develop not are to blame tioner, if diligent, could have located re- factual for the claim in court. basis state port and raised in its non-disclosure state Second, argues Br. at 35. State State proceeding). habeas But when the reason if Hampton attempted but was unable record, is not from self-evident the state procure Gregory, an affidavit from 2254(e)(2) nothing in precludes section attorney should executed affidavit from petitioner supplying explanation to that presented effect and affidavit when he arrives federal court. See id. postconviction to the state court. State 440-44, at 1492-94 (relying S.Ct. on Br. at 2. Reply pe- federal court record to determine that argument develop The first is untenable titioner’s failure to factual basis State’s Supreme intervening for two of his claims was not due to lack Court’s opinion diligence petitioner’s part); Boyko, Williams. Court (remanding Williams did construe section 259 F.3d at 791-92 for deter- 2254(e)(2) evidentiary hearing petitioner’s to bar an mination district court as to underlying diligence). Hampton’s postconviction whenever facts were counsel, developed in state court. The in- in his before the dis- court, evidentiary expansion stead held that is trict detailed the unsuccessful effort develop foreclosed when the failure to had made to obtain an affidavit he. deciding factual “a In Gregory. expansion record sooner is due to lack whether fault, diligence, greater appropriate, or some attrib- of the record was the district prisoner prisoner’s utable to the or the court was to consider that and free placed counsel.” 529 into context U.S. S.Ct. evidence develop completely 1488. The rule that we announced Bur- failure to Williams; indeed, claim in ris is consistent with the basis for his ineffectiveness (2001). failure to said, L.Ed.2d As we have State state court.9 *22 inwas Gregory that a wit- affidavit from disputed the notion tender an has not peti- cooperate requirement. to of that apparent ness’s refusal violation 2254(e)(2) may under section procedural tioner suffice contends The State to tender petitioner’s noted, failure to excuse the default, Appellate Court which testimony in the state fo- that witness’s independent adequate an constitutes argu- In the absence such rum. court’s ground for the procedural state ment, Hampton did assume that we shall federal courts precludes decision withstanding his diligence not demonstrate constitu- reaching the merits of his from Grego- an affidavit from failure to submit Gregory’s as it rests on tional claim insofar postconviction of his ry Mallory Smith, v. 536 U.S. testimony. Stewart See petition. 2578, 2581, 856, 860, L.Ed.2d 122 153 S.Ct. (2002); 501 Thompson, v. 762 Coleman Default 2. Procedural 2553-54, 722, 729, 2546, 111 115 S.Ct. U.S. in Hampton’s it addressed When (1991). L.Ed.2d claim, Appellate the Illinois effectiveness However, court did because the state at pointed out that Court purported default rely Hampton’s on affidavits from both Williams tached claim, we disposing of his ineffectiveness petition postconviction to his Garner A of the claim. may reach the merits relief, Gregory. App.Ct. from but not one default will bar fed- petitioner’s procedural The Illinois Post-Conviction Op. at 6. if review the state eral habeas attach requires petitioner Act to Hearing an inde- actually on that default as relied evidence) (or petition to his affidavits v. for its decision. Harris pendent basis allegations factual of the supporting the 261-62, Reed, ¶ 109 S.Ct. supra, 489 U.S. 122-2 See Ill. Stat. Ann. Ch. 38 petition. Here, the Illinois at 1042. (Smith-Hurd 1990), now codified at 725 Ill. (the the ineffec- last state court to address Thus, a claim that

Comp. Stat. 5/122-2. claim) no more than note tiveness did investigate and call trial counsel failed to affidavit Hampton’s failure to submit an be testify particular to witness should Mallory. App.Ct. Order at from supported by an affidavit from that wit Enis, missing hint that the 361, gave 6. The court no 194 Ill.2d People ness. 1, (2000), or influenced its reso- affidavit constrained Ill.Dec. 743 N.E.2d cert. denied, any way. The court 150 lution of the claim 533 U.S. S.Ct. 2254(e)(2) explanatory lack such an Although does re- relied on the section quire petitioner explained Gregory’s disregard to have his fail- affidavit as a reason to develop behalf, ure to the factual basis for his claim Hampton’s potential forum, acknowledge in the state we while still explain Hampton’s to to the state failure Hearing Act that the Illinois Post-Conviction affidavit why courts he had not submitted an require Hampton did either to attach to his proce- Gregory might have constituted a records, "affidavits, postconviction petition or barring default the federal courts from dural supporting allegations” other evidence its or testimony. considering Gregory's As we note explain "why attached.” the same are not below, however, Appel- although the Illinois ¶ (Smith-Hurd Ann. Ch. 38 122-2 Ill. Stat. sub- Court noted that had not late Thus, 1990). counsel and his Gregory, it did not an affidavit from mitted explained postconvic- should have to the state missing disposing of rely on the affidavit in that their failure to submit an affi- tion court claim; Hampton’s neither did ineffectiveness Gregory Mallory Greg- davit from was due to rely explanation or on the lack of an it note affidavit, sign just ory’s such an refusal missing affidavit. for the suggests. the State Had the Illinois courts prospective relied on Hubbard as a plenary consideration wit- proceeded ness.10 claim, collectively referring merits of the Hampton claimed his witnesses that Hubbard, however, occupies unique

attorney investigate as “these had failed place among the witnesses that Rodgon witnesses,” drawing any without distinc- might have summoned on be Garner, whose half, tion between Williams in that the trial record itself revealed testimony. attached to substance Hubbard’s affidavits been Mallory, he testified for Ronald When *23 Mallory. App.Ct. petition, Gregory and only exculpated Mallory Hubbard had circumstances, at 7. Under these we Order (Tr. 1132, 1145); Hampton but also it was independent and state adequate find no simply Hampton’s jury the case never procedural ground that forecloses or limits testimony. existing heard this Given the Hampton’s ineffective- our consideration of testimony, record of Hubbard’s there was See, Litscher, e.g., claim. Farmer v. ness Hampton no real need for to an submit (7th 840, Cir.2002); v. 303 F.3d 846 Moore from in affidavit Hubbard order to sub (7th Cir.2002). 771, Bryant, 295 stantiate the claim that he would have helpful People been a witness. See argu makes a similar State Johnson, 176, 288, 183 Ill.2d 233 Ill.Dec. respect ment with to Hubbard. (1998) (lack 700 N.E.2d of affida among was not those that Hubbard’s name vit or postcon- other evidence not fatal to Rather, Hampton given Rodgon. if petitioner’s allegations viction claim are an the district court cited Hubbard as clearly supported by uncontradicted example exculpatory of an witness whom record), denied, cert. 526 U.S. he Rodgon would have discovered had (1999). 1150, 143 L.Ed.2d 217 As it S.Ct. rudimentary made a effort of his own to was, in named Hubbard identify such witnesses. 2001 WL postconviction petition, his supplemental 1518533, at Recall that Hubbard had *8. testimony but cited and, Mallory’s testified on Ronald behalf Mallory. R. behalf of Ronald 48-5 at 119. among things, claimed that record, in That the en in the attacks. R. 48-3 participate did not tirety postconviction judge of which the 1132-33, 1145. As was the case with dismissing said she had considered before Gregory Mallory, Hampton did not attach R. failure-to-investigate claim. 48-7 postcon an from to his affidavit Hubbard not, therefore, C3, C31. did com thus con petition, viction State court that procedural mit a default state Hampton procedurally relying upon tends that default him from precludes Hub testimony.11 it ed his ineffectiveness claim insofar as bard’s procedural de It is not clear whether .the State also 11. The State makes the same Poole, respect 2254(e)(2) argument fault Farod press- means to invoke section did not However, an additional witness ing argument. this for same but, Hampton alleges, name to that the failure to reasons we conclude below Rodgon simply readily discoverable had made submit an affidavit from Hubbard in state n eyewitnesses. an effort to locate additional procedural a court did not constitute default sup An affidavit from Poole was submitted in barring Hampton relying from on Hubbard's peti port Hampton's supplemental habeas testimony, we would also conclude that ultimately Ex. E. The district court tion. R.27 develop did not fail to the factual affidavit, however, did not consider Poole’s failure-to-investigate basis for his claim inso- identify finding him failure testimony. far as it rests on Hubbard’s potential as a witness and tender an affida petition vit him in of his for postconviction The state Evidentiary Hearing defense. 3. Need those same basic aver presented with argue appears Finally the State Hamp summarily disposed ments but court erred the district passing evidentiary hear without an petition ton’s evidentiary hearing because ordering an affirmed that ing; Appellate and the Court disputes which war- no factual “there were disposition. Be- Br. at 39. hearing.” State ranted Second, that the dis- points there were developed has not cause the State reasonably resolve court could not trict See, consider it. need not argument, we hearing. For exam- conducting a without Selvik, 111 F.3d e.g., Palmquist v. although the Illinois ple, (“Even Cir.1997) (7th an issue ex- investi- Rodgon’s failure to had ascribed for resolution is waived presented pressly witnesses to gate present exculpatory Instead, we believe developed.”). if not such witnesses legitimate concern that points. to make two brief sufficient guilt presented problem *24 First, is enti petitioner a habeas Or- by Hampton (App.Ct. association for evidentiary hearing under Town tled to an 7), in fact was no record as to der at there 312-13, Sain, 83 supra, 372 U.S. at send v. thinking as to such Rodgon’s efforts and 757, alleged if facts that at he has S.Ct. only available evidence witnesses. him to relief and the state would entitle Rodgon’s thinking post- came from the him, courts, not attributable for reasons regarding Hampton’s hearing conviction hearing fair to ex him a full and denied at 227- testify. supra failure to See own Matheney, 253 F.3d plore those facts. See postconviction n. 4. Because the 228 & 1308, 1039; 112 F.3d Gramley, Porter v. summarily Hampton’s dismissed court had (7th denied, Cir.1997), 522 U.S. 1317 cert. claim, the state court rec- ineffectiveness 1093, 886, 139 L.Ed.2d 873 118 S.Ct. developed as to what Rod- ord was never (1998).12 Hamp That the case here. is occurrence gon exculpatory knew about with the petition, together ton’s habeas witnesses, steps may what have taken witnesses, affidavits before the district court at the identify speak and with such (if hearing, it decided to convene a made any) time for investi- or his reasons neither prima out a facie case of ineffectiveness. In- presenting nor such witnesses. gating deed, preliminarily evidentiary hearing established in the as the revealed, eyewitnesses to the at disputes there were district court there were him, exculpated Rodgon tacks could have as to between or not had identified these witnesses had either been identified whether Rodgon, disputes for potential trial counsel witnesses the court readily discover that could be resolved after Hampton himself or were able, testimony and assessed their had not contacted heard their but States, credibility. Bruce v. in order to determine See United these witnesses (district they might supra, aided 256 F.3d 598-99 whether can- postconviction due to basis for habeas claim in state court relief in state court was diligence Hampton's part. peti- a lack of 2001 something that the not be attributed to 1518533, at *14. WL do), did or failed to then the federal tioner pre-AEDPA consult stan- habeas court should 2254(e)(2) suggests The State that section 12. evidentiary dards to determine whether an displaces However, pre-AEDPA analysis. Townsend hearing petitioner's on the is warrant- claim Matheney opinion in indicates our 253 F.3d at 1039. ed. 2254(e)(2) by that if section its terms does (i.e., apply develop if the failure to the factual 245 refusing proceeding.” to conduct the State court 28 U.S.C. its discretion abused 2254(d). decision, hearing § on failure to inves evidentiary pur The relevant an 2255, § assessment, made 28 U.S.C. tigate poses claim under of this is the decision of counsel, defen affidavits of trial where the the last court to rule on the state merits dant, pre witnesses prospective alibi here, petitioner’s order of claim — to whether questions of fact as sented Appellate E.g., the Illinois Court. Schultz potential assessed the adequately counsel (7th 1010, Cir.2002), Page, v. 313 F.3d 1015 witnesses). — Moreover, testimony of these denied, U.S. —, 2220, cert. 123 S.Ct. could not assess what the district court (2003). 155 L.Ed.2d 1107 eyewitnesses likely exculpatory impact Hampton appropriately does not con Hampton’s trial with upon would have had tend that the Illinois Court’s hearing testimony. their Id. out “contrary clearly decision is to” estab Matheney ade “[a]n observed We law; applied lished the court cited and imperative properly quate record is governing attorney familiar rules claims of claims,” assistance 253 evaluate ineffective forth in ineffectiveness as set the seminal v. (citing at 1040 United States subject, Supreme precedent on that (7th Draves, 1328, Cir.), 103 F.3d Washington, supra, Strickland v. 466 U.S. denied, 1127, 2528, cert. 521 U.S. S.Ct. 80 L.Ed.2d 674. S.Ct. See (1997)), this case 138 L.Ed.2d 1028 Visciotti, 537 U.S. Woodford necessary in evidentiary hearing (2002) 357, 359-60, 154 S.Ct. L.Ed.2d *25 also supply such a record. See order curiam). Instead, (per Hampton maintains Cosey Wolff, v. 682 States ex rel. United unreasonably applied that the court those (7th Cir.1982) 691, (per cu F.2d 693-94 “A state-court decision that standards. riam). legal

correctly governing identifies rule B. Merits applies unreasonably but of the facts particular prisoner’s certainly a case Death “The Antiterrorism and Effective ‘involving] an qualify as a decision unrea Penalty Act of 1996 modified a federal clearly of ... estab application sonable reviewing pris state habeas court’s role ” Williams, lished Federal law.’ 529 U.S. prevent in order to fed applications oner 407-08, 120 at 1520. at S.Ct. “Unreason eral habeas ‘retrials’ and to ensure than something able” means more “mistak are effect to state-court convictions Visciotti, en,” 360, 123 at however. S.Ct. possible extent under law.” Bell v. 361; Williams, 410, at 120 529 U.S. S.Ct. Cone, 685, 693, 1843, 122 535 U.S. S.Ct. 1522; Hardaway Young, v. 302 F.3d at 1849, (2002), citing 152 914 L.Ed.2d — (7th denied, 757, Cir.2002), cert. 762 362, 403-04, Taylor, v. 529 U.S. Williams 1802, U.S. —, 123 S.Ct. 155 L.Ed.2d 668 1518, 1495, 146 L.Ed.2d 389 120 S.Ct. (2003). A state court decision is unreason (2000). In to obtain habeas relief order 2254(d)(1)if of its purposes able for section AEDPA, a es petitioner under the must precedent application Supreme of Court in state court proceedings tablish that the per (1) outside the boundaries “l[ies] well in a “that was con resulted decision Id., opinion.” citing missible differences to, ap an unreasonable trary or involved Williams, 411, at 120 S.Ct. at 529 U.S. of, clearly established Federal plication Visciotti, 1522; at 361 also 123 S.Ct. law, see by Supreme as determined (“[t]he (2) ... scheme author States,” federal habeas or “that was of the United only when a izes federal-court intervention an unreasonable determination of based on objectively is unrea- presented state-court decision light the facts in of the evidence 246 Louisiana, 91, 101,

sonable”). U.S. 76 S.Ct. uphold [350 those task is “Our (1955) 158, 164 recognized ]. comport which outcomes reasoning and set legal conventions Strickland, 689, at 466 U.S. at 104 S.Ct. do not.” Ward those which aside Cone, 698, 702, 2065; 535 at see also U.S. Cir.2003). (7th 696, Sternes, 703 334 F.3d 1852, 1854. 122 at S.Ct. peti- habeas part, Hampton’s In relevant in- prong The second of the Strickland he was denied his Sixth contends that tion preju- a demonstration of quiry requires assis- right to the effective Amendment is, dice, that “counsel’s errors proof In to succeed trial counsel. order tance of the defen- deprive were so serious as to ineffectiveness, attorney on a claim of trial, a trial whose result is dant of a fair both that petitioner must demonstrate 687, at 466 U.S. at 104 S.Ct. reliable.” objective conduct fell below counsel’s Prejudice when 2064. is established and that his standard of reasonableness that, probability but “there is reasonable preju- performance counsel’s sub-standard errors, unprofessional for counsel’s the re- Strickland, 687, at him. 466 U.S. diced proceeding would have been sult 104 at 2064. S.Ct. 694, at different.” Id. at 104 S.Ct. require peti- This standard does showing entails The first Strickland to convince the court that his attor- tioner attorney petitioner’s trial proof that likely ney’s ineffectiveness “more than not that counsel was “made so serious errors the outcome in the case.” Id. at altered guaranteed functioning as the ‘counsel’ 2068; Visciotti, 693, 104 at see also S.Ct. Amendment.” the defendant the Sixth 359; Whiteside, Nix v. 475 S.Ct. adequacy of an at assessing Ibid. In 175, 988, 998, 106 S.Ct. U.S. scrutiny court’s torney’s performance, the (1986); Godinez, L.Ed.2d 123 White v. deferential,” “highly id. of course must be Cir.2002). (7th Rather, 2065, allowing ample S.Ct. probability” is one “sufficient “reasonable opin professional room for differences of *26 to undermine confidence the outcome.” among attorneys ion as to how one 694, Even if the Id. at 104 S.Ct. 689-90, defendant, represent best id. at odds that the defendant would have been S.Ct. at 2065-66. 104 acquitted repre- had he received effective attorney perform- A fair assessment appear fifty per- sentation to be less than every effort be made requires ance cent, has been established so prejudice distorting to eliminate the effects long acquittal as the chances of are better hindsight, to reconstruct the circum- Anderson, negligible. than Miller v. 255 conduct, challenged stances of counsel’s (7th 455, Cir.2001), judgment F.3d 459 coun- and to evaluate the conduct from Cir.2001). (7th modified, 268 F.3d 485 perspective sel’s at the time. Because in making of the difficulties inherent Investigate Exculpatory 1. Failure to evaluation, indulge strong a a court must Eyewitnesses presumption that counsel’s conduct falls claim is range pro- within the wide of reasonable ineffectiveness assistance; is, primarily upon based what he contends fessional the defen- a presumption Rodgon’s dant must failure to conduct reason overcome circumstances, that, investigation by contacting pretrial under the the chal- able occurrence witnesses whose names had lenged “might action be considered give by failing to him and make strategy.” sound trial See Michel v. been 247 minimally competent rep provide order to contact to locate his own effort of Cir.1984), (7th 580, 743 F.2d 583 resentation.” eyewitnesses. denied, 1226, 469 105 rt. U.S. investigate derives duty to The ce “ (1985). Thus, 1221, 84 361 function, S.Ct. L.Ed.2d which is ‘to counsel’s basic by Hampton’s testing process among questions posed the adversarial make ” Rodgon’s case.’ Kimmel omission to particular in the claim are whether work 365, 384, Morrison, 477 106 eyewit present exculpatory v. U.S. contact and man (1986) 2574, (quot decision, 91 L.Ed.2d 305 strategic S.Ct. indeed a ness was Strickland, 690, 466 U.S. ing on a whether that was based com decision 674). 2052, L.Ed.2d “Because S.Ct. incomplete investigation, or plete generally will not testing process whether, incomplete if based on investi counsel defense properly function unless judgment” professional “reasonable gation, investigation into has done some investigation. See supported a limited into various de case and prosecution’s Petersen, 846 F.2d Montgomery v. Supreme Court strategies, [the fense (7th Cir.1988) (“counsel a duty [has] duty has a noted that ‘counsel has] witness unless counsel potential contact or to investigations make reasonable decision that ‘can make rational investi that makes a reasonable decision make ”) (quoting Crisp, unnecessary’ is gation unnecessary.”’ investigations particular 583). 743 F.2d at Strickland, 466 U.S. (quoting Id. made several The district court thresh 674). 104 S.Ct. 80 L.Ed.2d that have a factual determinations sub old (7th Sternes, 677, 691 Brown impact on our evaluation stantial Cir.2002). Court The Illinois insofar’ as the claim ineffectiveness claim Rodgon’s decision characterized Rodgon’s investigate failure to rests on eyewitnesses who testimony from present n eyewitnesses. exculpatory Hamp favorably for might have testified Rod first that found that “cannot” strategic decision ton as (Gar eyewitnesses gon the names of three attorney ineffective a claim of Williams), ner, Mallory, and Supreme at 6. The App.Ct. Order ness. Rodgon’s testimony finding rejected in so has, enough, observed true 1518533, at *8. contrary. WL in thorough made after “strategic choices Rodgon had not further It found relevant vestigation of law and facts witnesses, only these to contact not failed virtually unchallenge options are plausible pursue independently failed but had also *27 690, Strickland, 104 466 at able.” U.S. Third, eyewitnesses. Id. available other (emphasis supplied). S.Ct. at 2066 Garner, the court found that except as to however, added, “strategic that strategic or reason Rodgon had no tactical in complete less made after than choices witnesses. following up with such for not precisely to the are vestigation reasonable *8, Although the State does *16. Id. judg professional that reasonable extent findings as challenge these expressly investiga ments the limitations Id, erroneous, Schomig, see Foster v. clearly 690-91, S.Ct. at 2066 tion.” 104 (7th Cir.2000), 626, 4 cert. 634 n. 223 pointed out supplied). We also (emphasis 1407, 944, denied, 121 149 S.Ct. 532 U.S. “[although Duckworth that Crisp (2001), it does nibble about L.Ed.2d at may when an there be unusual cases taking way issue with edges, their that decision torney can make rational some which the evaluated unnecessary, general as a investigation is findings. its underlying investigate a case in attorney must evidence rule an appear quarrel Rodgon attempt made no to contact the does to The State finding giv- that whose names had court’s witnesses the district with Garner, Greg- identify potentially him or to ex- the names of en other Hampton gave In Rodgon. culpatory eyewitnesses its reci- on his own. The ory, and Williams record, out, presented Judge point should is devoid of the evidence we tation of points Rodgon any Rodgon actually out that evidence that did Kennelly, the State given by attempt. Rodgon these names make such an himself having been denied insisting simply given that he would have in- denied that had Hampton, any the names of him the names of witnesses and said vestigated had he been who, Br. at 25. that he did not know other than such witnesses. State ton, hand, co-defendants, that favor- on the testified he did be other Rodgon The choice occurrence witnesses.13 The district give information. able Kennelly, noteworthy that Judge Rodgon’s of whom to believe fell to court found Foster, testify. any both trial file lacked memoranda or nota- who heard them See (or 4; indicating Rodgon 223 F.3d at 634 n. see also Sullivan v. tions that an investi- Fairman, supra, gator) spoken any 819 F.2d at 1392-93. with witnesses. ARDC, Rodgon’s sug- 1987 letter to the which 2001 at *7. The WL State gests may explanations indicated that he and did discuss that there be (unnamed) witnesses, into potential figured than a failure to interview witnesses for ' judge’s credibility Rodgon’s assessment. See the lack of documentation in file. sug- Rodgon testify at *7. The WL State State Br. did that, gests gave by the district court he had made notes the time of the weight, noting hearing ARDC letter too much Judge Kennelly, before were miss- Rodgon’s potential ing mere reference to wit- from the file. “I had I I notes. know nesses “does not mean that I he failed to had notes. don’t know where are investigate any got witnesses.” State Br. at split up, because the file and it has However, almost, enough. years years.” 50. That is true been R. 59-1 principal inference Judge Rodgon specify at 93. But did not Kennelly what were, Hampton, type drew from the letter was that of notes these nor was he able contrary Rodgon’s testimony, identify any had iden- occurrence witness that he potential tified In defense witnesses for Rod- did contact. the absence of evi- gon. 2001 WL at *7. Considered dence Rodgon spoken with such along witnesses, testimony, Judge Kennelly that in- permissibly Judge ference was not unreasonable. concluded that made no effort to Kennelly’s finding give potentially exculpato- did locate and interview Garner, Williams, the names of Grego- ry eyewitnesses. Again, am- finding is ry Mallory amply supported ply supported by is the record and is not clearly clearly the record and is not erroneous. erroneous.14 appears

The State to take Notably, some issue no State mounts direct court’s, finding with the district next challenge finding to the district court’s —that *28 Garner, Gregory, lengthy vigorous and Williams each and conduct cross-ex- Rodgon averred that had never contacted aminations of all the State witnesses” without him. having pretrial conducted a more extensive investigation reflected in than the documenta- suggests remaining "Rodgon 14. The State tion case file. State Br. pretrial have been to point, [not] able file numerous 49. This contention misses the howev- research, requiring prepare suggested, motions extensive er. The district court never let held, discovery requests, pretrial hearings Rodgon’s representation conduct alone

249 they are deemed tactical. simply because pursue exculpato to failure Rodgon’s Miller, 458; Crisp, F.2d at 255 F.3d 743 strategic decis was not a eyewitnesses ry makes 584. Strickland itself clear court observed district ion.15 The than “strategic choices made after less Illinois had Appellate Court although the “ complete investigation pre- are reasonable such, on finding ‘rests it this labeled ” cisely profes- to the extent that reasonable to consequently was entitled air’ and thin judgments support the limitations sional 1518538, at *15 2001 WL no deference. 690-91, investigation.” 466 U.S. at 104 224 Schomig, v. Mendiola (quoting ours). (emphasis Rodgon’s S.Ct. at 2066 denied, (7th Cir.2000), 589, cert. eyewit- call exculpatory decision not 2591, 150 L.Ed.2d 750 U.S. S.Ct. it nesses defense—if was (2001)). nor state trial court “Neither the necessarily at all—was one made decision to de any basis incomplete investigation, an for Rod- after not interviewed Rodgon had why termine with such witnesses to gon spoke never (either the occur witnesses say. Only if it find out what wit or the ‘character’ rence witnesses objectively Rodgon for reasonable strategic nesses); finding that it was a investigation way may in this self-limit his Id. Our entirely speculative.” move was exculpatory present his “decision” not to of the record confirms own review eyewitnesses itself be considered reason- there is no court’s assessment: Ibid.; district Montgomery, see also able. that Rod- 413; the notion Crisp, evidence to 743 F.2d at 584. As F.2d at below, circum- given not to look conclude strategic decision we gon made Rodgon, it was not confronting stances eyewitnesses. As the dis exculpatory for for to believe that reasonable it, omission to put Rodgon’s trict court unnecessary identify and interview one that oc such witnesses was pursue eyewitnesses to the potentially exculpatory design. than Id. by curred default rather underlying charges against events at *16. Hampton. case, attorney’s linchpin In deci was the Eyewitness against Hampton. of the State’s case not immune from examination sions are copy Rodgon’s respects. trial folder—-a in all Con found was deficient prose- Mallory’s pretrial ineffectiveness claim that sistent with the statement Ronald asserted, focused on Rod- things, the court Among Br. at 49. cutors. State eyewitnesses gon's failure to look Mallory did asserts that Ronald that statement Rodgon’s Hampton. might have exonerated Gregory at anyone except his brother not see well have representation of concert, there that he did not see Garner other re and effective in been conscientious all, balcony left the and that he never obliged spects, are to consider Rod and we Ex. 4 at 4-5. Amphitheatre. R.58 Petitioner’s Miller v. gon's performance as a whole. See Mallory's particulars, Ronald state- In these Anderson, supra, F.3d at 458-59. But the with the accounts ment is inconsistent competent possibility Rodgon was in oth Garner, Williams, Mallory, by aspects lawyering no means rules er of his Hampton. (Mallory at trial that admitted possibility that his failure to investi out the R. 48-3 at pretrial statement. had lied in gate potential exculpatory defense witnesses 1158, 1175.) those inconsistencies But to constitutional ineffectiveness. amounted justified hardly would have of themselves Scott, Bryant 28 F.3d 1418-19 Cf. speak with the witnesses decision not to Cir.1994). (5th Hampton gave to or to names whose See, making suggest e.g., eyewitnesses. State does that in 15. for additional look determination, Scott, its the district court "closed supra n. 28 F.3d at 1418. Bryant v. *29 eyes” of one document to the ramifications physical tying no evidence individuals who attacked the three victims. There was exculpatory The upon the attack the omission such evidence three Hampton cannot be discounted. None of the wit cbncertgoers. only evidence Latino Hampton as an nesses identified as in Hampton the attack —be- implicating incredible, proven wholly sailant was be presence conceded at the yond and none of the weaknesses and inconsis prosecution the three concert—came from in tencies identifications was fatal to their (victims Denise M. and Martha witnesses case. Each of the State’s them testified N., Heinrichs, security and William seen, Hampton that it was she or he had Hampton guard) who identified as one of un notwithstanding the difficult conditions (to extent) attackers, and a lesser they Opposing der which had seen him. Powell, Hampton Keith who identified testimony eyewitnesses from other among group marching of individuals attacks, positing not a stage of the auditorium but had toward participant, given jury a have anyone. attack not seen None qualitatively powerful different and more of the three individuals who identified reason to believe that the witnesses State’s Hampton, as an assailant knew were mistaken their identifications of three none of those witnesses had Smith, Hampton. Washington See v. su momentary glimpse more than a of the (additional pra, 219 F.3d alibi wit they assailant whom identified as attorney nesses failed to contact They got that ton. look under conditions great “would have added a deal of sub anything that were but ideal: the attack credibility [petitioner’s] stance and ali perpetrated by large chaotic bi”); Wright Gramley, supra, v. 125 F.3d group people, lights and the house (where at 1042 against peti state’s case Amphitheatre had been dimmed for exclusively tioner relied almost on testimo Moreover, by the concert. their own ac- ny eyewitnesses of two who saw assailant count, had, none of prior the witnesses only briefly, occurrence witnesses who seeing line-up, provided physical de- gave physical description of assailant “rad scription of the assailant identified as ically petitioner’s appear different” from Hampton to the authorities. ance “would relatively have transformed a circumstances, Under these the first and one”); stronger weak defense into a far most obvious line of attack prosecu- on the Crisp, (“[h]aving indepen 743 F.2d at 585 emphasize tion’s case was to the vulnera- dent witnesses corroborate a defendant’s bilities in the testimony; identification essential”); story may be United States ex vigor. did with Through his Cosey Wolff, rel. 727 F.2d 658 n. 3 witnesses, cross-examination of the State’s (7th Cir.1984) (witnesses pe whose names Rodgon competently highlighted each of given titioner had to his counsel “would circumstances that have [petitioner’s] corroborated jury ability reason to doubt the story impeached and further the victim’s identify Hampton State’s witnesses to be- version, ... if but the witnesses were be yond a reasonable doubt as one lieved, testimony their alone would have assailants. entirely exculpated [petitioner]”), over But whatever weaknesses grounds, ruled on other United States v. (7th State’s ease that succeeded ex- Payne, 741 F.2d 891 n. 4 Cir. fashion, 1984) curiam). posing in this his defense of (per The Illinois any testimony did not elicit Court’s assertion that such among group plainly was not of would have been “redundant” is

251 and he was also aware guilty plea, ner’s to a testimony by eyewitness one wrong; that the State proffer that the of evidence not the perpetrator crime that time one of co- recited each is the eyewitness by another person named guilty expressly impli- pleaded defendants Washing redundancy. See of antithesis cated the attacks. Garner 634; ton, Montgomery, F.3d at to affirm the truth of the was not asked 585; 415; F.2d at Co Crisp, 743 F.2d at (neither did he con- government’s proffer very n. For that F.2d at 658 sey, 727 Nonetheless, accuracy). Garner’s test its recognized reason, Fifth has Circuit of a guilty plea proffer the face eyewit to interview failure “[t]he implicated both as well expressly strongly support may a crime nesses to obviously utility diminished his as himself of counsel.” assistance claim of ineffective degree. But as a defense witness to some (5th Scott, 1411, 1415 F.3d Bryant (without Bryant, 28 F.3d at 1419 inter- see Cir.1994) Lucas, Gray v. (citing pleaded who had viewing a co-defendant denied, (5th Cir.1982), cert. 1093 n. 5 attorney trial “was ill guilty, petitioner’s 76 L.Ed.2d 103 S.Ct. 461 U.S. credibility or equipped per- to assess his (1983)). witness, objec- despite as a suasiveness Judge presented to As the evidence tending impugn credi- [his] tive factors clear, there were such Kennelly makes Cosey, 727 F.2d at 658 n. 3 bility”); cf. available to exculpatory eyewitnesses (although potential three of witnesses Rodgon with Hampton provided defense. favor, petitioner’s be biased in reason to three contacting of and means the names insufficient cause to auto- “that alone is Garner, Gregory Mal- of these witnesses— them”). reject matically Each of those wit- lory, and Williams. to con- But had no reason not had attended the Hampton, knew nesses eyewitnesses the other tact and interview attacks, concert, had witnessed Those witnesses Hampton has identified. testify prepared attacks, nor in the implicated were not attacks. Attor- those participated disability they suffer from did Hampton’s co-defen- neys representing impaired necessarily would eyewitnesses had located other dants eyes jury. credibility in the their public at the hous- the attacks who resided methodically iden- Although the State has and thus Hampton lived ing project where imper- tified various inconsistencies recognized might have known or least recollections of those among fections pointed Hampton. As the district witnesses, hardly surprising such flaws— out, to iden- would have been able twenty nearly passage after consulting simply by tify those witnesses Rodgon’s failure to excuse years —cannot investigating the colleagues with his and/or Certainly interview them. contact and At on their witness lists. people identified jury- weight that a they bear on the would individuals, Gregory of those least one might have at- assessing Hampton’s guilt Hubbard, have testified to that ex- testimony, and tached to their in the attacks. participate did not ton they are relevant to the assessment tent court, failure to contact district we shall assume from the prejudice Like the them, about not to we are Rodgon had a valid reason an assessment (unlike dif- qualitatively Garner, pro- the other But are make. contact -witnesses) with, in kind from the weaknesses charged had been ferent spective own to, testimony of the State’s in identification guilty participating pleaded and had unnec- A that it was decision witnesses. Rodgon was aware of Gar- the attacks. *31 252 knew, eye and contact such present for well

essary to look concert; as reason the so were thousands of other be described cannot witnesses people. Attending rhythm 219 and blues Washington, F.3d 632 able. See alia, failure, (trial suggestive concert is neither a crime nor inter to ascer counsel’s crime; participation of in a fact the exculpatory evidence defen tain what that a horrible assault occurred at the might have was “fla dant’s witnesses pall suspicion concert does not cast a of ineffectiveness”); grant example[ of ] (9th upon everyone Further- who attended. Wood, Lord v. more, only eye- Cir.1999) one of the four favorable (counsel cannot assess credibili has witnesses identified— ty prospective of witness and demeanor attacks, in implicated Garner —was the eye “looking him the and hear without Rodgon we have assumed that had a valid denied, story”), ing him his cert. tell him. reason contact The other 1262, 146 L.Ed.2d U.S. 120 S.Ct. Williams, Gregory Mallory, and (2000). Notably, Rodgon himself of three — simply bystanders Hubbard —were to the failure; strategic no reason fered assaults, and so would not fostered have having any leads on simply denied the notion that was linked to the explanation such the dis witnesses —an by perpetrators testifying his behalf. trict court found incredible. 2001 WL Even the extent that these witnesses 1518533,at *7-*8. they, along would have testified that with Illinois The also Hampton, had attended and left the con- thought testimony exculpatory from company cert in the of other individuals eyewitnesses posed problem (which perpetrators who were is not sur- association,” “guilt by and for that rea- prising given all lived son it was reasonable for not to neighborhood), they same were no differ- App.Ct. contact such witnesses. Order at Powell, respect ent from the State’s Testimony eyewitnesses, 7. from other witness, own who knew and rode home on explained, “only would have serve[d] the bus with the brag- individuals he heard to emphasize the fact that defendant went ging about the attacks. perpetrators, concert reasons, For these we sustain the dis- assault, present during the and left with trict court’s determination that Rodgon’s perpetrators.” Id. The State sounds investigate exculpatory eyewit- failure to the same theme its briefs. “Petitioner’s objectively nesses was unreasonable. potential place witnesses all would him at readily Such were witnesses available crime,” empha- scene the State Rodgon, testimony witnesses, of those Reply sizes. Br. at 14. “The believed, if given would alone have Williams, Mallory and Garner would have jury acquit a reason to Hampton, and Rod- the fact that reinforce[d] Petitioner was [at gon legitimate strategic no reason not away concert] would have taken pursue such witnesses. Rodgon’s strategy to distance Peti- tioner from the taint of association and agree We further with the district vigorously pursue a misidentification theo- prejudiced court that ry.” Br. State attorney’s ineffectiveness. In explaining “guilt by why association” concern is was unreasonable for not to however, altogether a herring, exculpatory eyewitnesses, red look for we have the context in which the already highlighted attacks occurred. several of the circum any dispute, jury There was never and the stances that prejudice, establish so we will Nonetheless, respect. in this bela- inaccurate again here with them briefly recite that Martha report stood as evidence evidence physical no them. With boring N., initially, had identified some- at least case prosecution’s Hampton, against person as the one other than entirely on wit- depended him against *32 jury’s attempted rape to her. The de- who him that saw testified nesses who acquit Hampton charge, to on that cision Those wit- in attacks. the participate others, suggests report that the but not they identified as assailant saw the nesses reliability of gave it reason to doubt the and under difficult only briefly Hampton in it way N.’s identification that Martha circumstances, rendering their identifica- against the other witnesses did not doubt challenge. vulnerable to Hampton tions of Second, Mallory Ronald ulti- Hampton.16 effectively identified although And charges. of all Re- mately acquitted was vulnerabilities, no testi- presented these Mallory call that Denise M. had identified prosecu- the affirmatively counter mony to attempted place men who to as one of the i.e., eyewitnesses tion’s witnesses — defense, In his penis in her mouth. did Hampton that would have testified who Mallory par- had testified that he did not See, e.g., attacks. the participate not attack, and he called three ticipate the 1042-43; Cosey, 727 125 F.3d at Wright, witnesses who said the same additional n. F.2d at 658 3. (a confirmed that he thing fourth witness eyewitness that central role Given the member). Mallory’s ac- gang was not case, vulnera- in this testimony played importance of ex- quittal demonstrates eye- testimony of the State’s in the bilities testimony sug- and culpatory eyewitness witnesses, shortcomings human and the jury have Hampton’s that gests eye- frequently render perception that so testimony. rec- swayed by such We been testimony less rehable than witness Mallory against that the case ognize evidence, Wright, 125 F.3d types of see strong against as the case not as cases), more (collecting we are 1043 n. ton, person— one the sense investigate that the failure than satisfied M.—identified him as an assailant. Denise likely affected exculpatory eyewitnesses against Hampton case But the State’s eye- trial. The outcome of one different from the qualitatively not identified, has Hampton witnesses M., and Denise who was against Mallory; court found testimony the district whose accusers, testified one of also credible, jury pow- have the men that was on cross-examination Hampton’s culpabili- erful reason to doubt in her put penises their attempted ty- Mallory) faces (including on whose mouth lend attacks. separate acquittals during Two she had concentrated First, jury Mallory’s case acquitted substantively made this notion. What (self-serving) Martha testi- attempted rape beyond his own unique, in the participate to a written re- he did not according mony N. Recall attacks, eyewitness exculpatory N. had line-up that Martha port of a That Mallory presented. viewed, testimony rath- picked Ezra Garner she had virtually identical testimony was as her assailant. Detec- er than testimony on which report eyewitness tive Ptak had characterized per- obviously Although did during the deadlock point delibera- that at one 16. Recall sist, the case tions, the notion Judge Strayhorn it undercuts jury sent a note overwhelming in all against Hampton was deadlocked on four of indicating that it was respects. Hampton. R. 62 at 189. charges against claim, racity exculpatory eyewit- ineffectiveness and Mallo- value of the bases his Moreover, evidently found that nesses has identified. ry’s jury sufficiently persuasive Gregory Mallory to doubt his accus- the State asserts that proved a poor er.17 himself to be witness: as we noted, previously did latches onto a number of The State exactly recall during where he sat omissions, biases, potential and inconsis concert, did not remember that among tencies in and the testimonies and along Gregory’s was tried brother Garner, Gregory, affidavits Ronald and that the case was tried before Williams, and contends that in view of juries, three and could not cer- remember vulnerabilities, these the district court was *33 tain representations he had made in his wrong testimony likely to believe that their affidavit; he also answered a number of any had impact would have real on the questions him posed to with answers notes, Hampton’s outcome of trial. It “Okay.” like “I don’t know” and Garner, example, Gregory, and long-time Williams were all A friends number of these asserted weaknesses who, Hampton’s Hampton, pres like were by are unremarkable. It is no means sur crime; Garner, ent at the scene of the prising and that the witnesses who would have us, pleaded guilty it reminds to participat exonerated were his friends— in ing Montgomery, they the attacks. people sitting were the he was with at Cf. (stressing concert, F.2d at 414 importance of inde they and as such were in a witnesses); pendent Crisp, 743 F.2d at 585 superior position to know whether or not (same). The points joined State also to various group of men who at incongruities among the affidavits that tacked the three Latinos. Their friend these three Hamp witnesses submitted. ship Hampton certainly with is a circum alleged ton in his affidavit that he snuck stance that a factfinder would consider in Gregory Mallory into the concert with weighing and credibility, their but it is not so then sat in the center of the theater impeaching wholly one can discount Gregory and Garner until left import testimony of their and the ef However, concert. Gregory’s affidavit did fect that it have had Hampton’s on not mention that he and jury. As for the asserted inconsistencies snuck into the together, theater nor did between the of Hampton affidavits and the specify with whom during eyewitnesses, sat these are large and concert. Garner’s affidavit omitted inconsistencies of omission rather than Gregory. mention of And Williams’ affida outright conflicts. Because the affidavits vit averred that Hampton snuck into many years the were prepared after the rele Garner, theater with and like Garner’s affi place, vant events took gaps and inconsis davit, it Gregory. omits mention of memory These tencies of the affiants are inconsistencies, See, Nkaru, omissions expected. to be e.g., Brice v. view, give (4th State’s Cir.2000); reason to doubt the ve- 220 F.3d Greben (R. postconviction 17. suggested ty court unquestioned. 48- was far from Recall that C35), (State Heinrichs, 7 at as has the State notwithstanding Br. at employment 13) Reply Sheriff, against Hamp Br. at County the case with the Cook did not come significantly stronger given ton was that the forward as a witness for more than a week against (after witnesses richs, him police included William Hein after the attacks contacted security guard him), who testified that he day and that he identified saw an assailant he identified as report after he had seen a television news assaulting featuring photograph Denise M. But Heinrichs' Hampton. credibili- (8th Chater, Al- testify stand to behalf. 121 F.3d ick v. Cir.1997). say though we cannot with confidence that judge, who con The district likely it more than not that and to this court is to the state courts trast acquitted had testify, found them would have been such wit- all but Williams heard presented, been his chances of ac- credible witnesses. nesses to be quittal with the of those witnesses witnesses—Garner Two certainly neg- would have been better than Gregory Mallory suffer —did case, ligible. although The State’s more credibility problems, but the more serious Hampton, than sufficient to convict by no means overlooked district court overwhelming not so that the outcome of suggests. The these flaws as the State foregone the trial was a conclusion. agreed with the State Although Hamp to contact we have concluded that failing could not be faulted for Garner, in ton’s claim of ineffective assistance of pleaded guilty who had meritorious, evidentiary counsel is our work doing had not contested the does so Hampton is entitled to relief in inculpated Hampton; Garner’s end there. proffer corpus only if the Illinois played no role habeas therefore *34 rejection of his Hampton. relief to Court’s ineffectiveness grant court’s decision to objectively an testimony did factor claim amounts to unreason Gregory Mallory’s of Strickland. See Vis assessment, application the court able into the court’s but ciotti, 361; Williams, shortcomings as a 123 S.Ct. at 529 U.S. candid about his was 1522; ante at 245-246. may well at 120 S.Ct. at drug Years of abuse witness. facul- For the reasons that follow — reasons that Gregory’s have taken their toll on ties, already upon his we have touched believe although Mallory denied that — we Appellate that the Illinois court unreason memory impaired. was But the district of the Strickland ably prongs both applied look backward and consider court had to Gregory’s testimony might test for ineffectiveness. what effect Hampton in and his have had when recognized The Illinois Gregory tried. was co-defendants were required trial counsel was then; moreover, he yet not a heroin user investiga to undertake a reasonable either in Ron- only had not testified his brother or to make a reasonable decision that tion defense, he also had ald’s successful but unnecessary. investigation App.Ct. was testified at that time that Kennelly, by Judge 6. As found Order at participated the attacks. Under speak no effort to locate and Rodgon made circumstances, Kennelly had Judge those favorable occurrence wit potentially Gregory’s current reason to believe that 2001 WL at *8. Under nesses. of delusion testimony product was not the Strickland, investigate can that failure to and that would or fabrication if not to look only be excused the decision a credible witness for have made was itself reasonable. for such witnesses in 1982. 690-91, 104 Yet, S.Ct. 466 U.S. reasons, explanations that neither of the two For all of these was posited Rodgon’s court failure by attorney’s failure to look state prejudiced eyewitnesses (1) pursue exculpatory occurrence exculpatory for and interview — Hampton at place diligent attorney A would have those witnesses would witnesses. link him to the the scene of the crime and made an effort to locate such witnesses (2) assaults, and their and, say, of the learning perpetrators what had to upon (App.Ct. redundant testimony would be surely put would have them on the witness behalf, 7) point proba- ton’s there is no reasonable plausible, as we have Order —is dispute bility trial would It was never that the outcome of the ed out. concert, and testi Again, attended the have been different. we do not in so would not have mony that he did trial as it stands doubt that record him more than criminated supports Hampton’s conviction. But as we thousands of other incriminated the have emphasized, against have the case partici but did not who attended people entirely testimony on the ton rested Nor would such testi pate the attacks. eyewitnesses participated who said that he Hampton to the other mony have linked assaults, in the and the identification testi- exception of perpetrators. With the Gar mony no means these witnesses ner, have whom we assumed Against backdrop, one invulnerable. in view of his obligated to contact summarily possibility cannot discount the exculpatory wit guilty plea, none trial the outcome of the impli Hampton has identified nesses jury been different had the heard credible time, offenses. At the same cated eyewitnesses from other testimony to the effect that eyewitness Hampton was not one of the assailants. in the as participate did not Strickland, Hampton Recall that under logically cannot be written off as saults need not testi- convince such ammunition Rod- redundant. Whatever mony likely more not would have than against had amassed wit gon State’s in his acquittal; resulted he need nesses, pointing affirma he had no witness probabil- establish that this is a reasonable short, In tively Hampton’s innocence. ity, negligible a better than likelihood. supplies no sound reason for record 693-94, 2068; 466 U.S. at 104 S.Ct. at *35 un Rodgon to have concluded that it was Anderson, supra, Miller v. at 255 F.3d necessary eyewitnesses investigate exculpatory eyewitnesses 459. The whom Hampton. The Illi exculpated would have Rodgon pursued never have now been lo- Appellate contrary nois assess Court’s cated, oath, examined under and found . ment therefore unreasonable It is was Obviously, the judge. credible district wholly with the facts of the inconsistent predict jury we cannot how the would have McCann, See, e.g., case. Rice v. 339 F.3d credibility resolved the contest between Cir.2003) (state 546, (7th appli 549 court’s the Hampton’s, State’s witnesses and but it cation of federal law is reasonable where nothing say in the record permits one “ minimally is ‘at least consistent with the jury inevitably would have dis- ”) facts and circumstances of the case’ exculpatory eyewitnesses. credited the Gilmore, 619, 189 (quoting Sanchez v. F.3d The appellate holding court’s one-sentence (7th denied, Cir.1999), 623 cert. 529 U.S. that Hampton preju- could not establish 1089, 1724, 645 120 S.Ct. 146 L.Ed.2d 5) (App.Ct. dice Order at was not a reason- (2000)). in It stands such tension with also application able of Strickland. duty investigate acknowledged in erroneous, Strickland that it Appellate The Illinois Court’s decision Sternes, but unreasonable. See Ward v. eye turned blind both to the nature of supra, 334 F.3d at 705. importance case and to State’s eyewitnesses failed to for prejudice, As the Illinois n witnesses, if locate and interview. Those proof against Court characterized the believed, jury overwhelming, if would alone have as so even for, contacted, acquit Hampton, Cosey reason to v. pre- had looked and see 3, eyewitnesses Wolff, 727 n. exculpatory supra, sented F.2d 658

257 (7th States, 658, Cir.2002); 287 F.3d 662 vulnerabilities given the witnesses, Schomig, supra, in Foster v. 223 would have F.3d of the State’s acquittal. Rodgon promised jury See But it the odds of creased Smith, 219 F.3d at would hear from and that supra, v. Washington 634; 125 F.3d would also hear evidence that he had no Gramley, supra, v. Wright involvement, gang reneged out Rodgon’s failure to seek on his at 1042-43. readily promises explaining jury who were without exculpatory eyewitnesses fairly why be described he did so. Turnabouts of this sort to him cannot available may justified “unexpected can the be when devel a reasonable decision. Nor as changes ... ... opments previ a different outcome had Rod warrant possibility of ously strategies.” line of defense reason announced trial Ouber gon pursued this (1st Cir.2002) Guarino, 19, negli no better than v. 293 F.3d 29 ably quantified be Brown, Miller, 593, (citing at 459. The Dutton v. 812 F.2d 598 gible. 255 F.3d See (10th denied, Cir.), 836, cert. application court’s of Strickland 484 U.S. 108 state unreasonable, (1987)); also, is S.Ct. 98 L.Ed.2d see therefore Clark, (7th Drake v. e.g., to relief. F.3d entitled Cir.1994). However, when the failure to to Fulfill Promises Made 2. Failure present promised testimony cannot be Opening Statement events, up chalked to unforeseeable attorney’s promise may broken be unrea statement, Rodgon opening In his s onable, damaging for “little is more than that form the representations made two produce important to fail to evidence that Hampton’s second claim of inef basis for promised opening.” in an been jury He first promised fectiveness. (1st Butler, Anderson v. testify you and tell that “Mr. will Smith, Cir.1988); Washington also see Mr. that he was at the concert. (failure supra, produce 219 F.3d at 634 you happened will tell that he saw what witness identified notice of alibi and R. but not involved with it.” 48-2 during gave mentioned voir dire rise jury, that promise 543. He went on to “negative against inference” the defen my evidence will show that client is “[t]he *36 dant). damage particularly The can be - any gang part nor a of a not member ” acute it the defendant himself when is 544. did not gang .... Id. at testimony whose fails materialize: promise Hampton deliver on either did — jury that it will hear promised When a is testify, jury any and the never heard story from the defen- the defendant’s establishing Hampton evidence that lacked lips, own and the defendant then dant’s gang affiliation. suggests that reneges, common sense for noting It bears that the foundation may profoundly of trial be the course op- as promise this claim is the broken promise mag- A broken of this altered. par- posed pursue to the decision not to lawyer who vouch- nitude taints both assume, testimony. may ticular line of We and the client on whose behalf safed it deciding, that it was reasonable without was made. Hampton not to testi- for to advise Ouber, at 293 F.3d 28. fy present testimony and not to from other case, ties; such In this the Illinois gang witnesses about his lack of promise that by strategic ascribed the unfulfilled decisions are often motivated in trial testify change to a Hampton that deference would considerations command post- In the judiciary. Taylor strategy. App.Ct. Order 8. E.g., from the United emerge issue guilt by association Rodgon had testi- did proceeding, conviction in the trial. It was unexpectedly state- later opening the time of that at fied Hampton Hampton present that would that ments, never a secret he believed concert, own defense. Subse- con- his that he attended the take the stand at the however, Hampton friends, he raised or that he knew other quently, cert with testimony might Garner) his (for that possibility example, who were individuals jury think- of the possibility aggravate implicated the attacks. He there- guilty.by association. ing him Thus, Rodgon had to the extent that Hamp- this concern to fore communicated that Hamp- reasons to conclude legitimate ton,-and the decision not to Hampton made testify, it was unreasonable ton should judge found postconviction testify. The Hampton jury him to tell the that point. R. 48-7 at on this Rodgon credible Nothing was to be would take the stand. view, Appellate Court’s In the D58-59. only making promise, that gained from strategy “cannot change of renege upon explanation. it later without of counsel claim.” ineffective assistance that jury The was lead to believe App.Ct. Order story diametrically that was had a to tell disadvantages Hamp- potential accusers; it was opposed to that of that would have testimony ton’s were ones essence, told, in were two ver- that there case, of the from the óutset been obvious that it sions of what occurred and would however, justify Rodgon’s do not and thus opportunity to evaluate have the jury promise decision credibility choosing between ton’s own renege on that testify and then end, however, those versions. In the already voiced our promise. We háve of what jury never heard a second version validity “guilt by of the of the skepticism or occurred—from theory; and the record does association” ac- eyewitness; it heard the State’s why any light not shed on the reasons context, in that count of events. And Rodgon thought otherwise to take Hampton’s unexplained failure up not hold on cross-examination. conveyed may well have witness stand may put points aside and But we these jury impression fact there Rodgon legitimately conclud- assume no alternate version the events Hampton’s testimony posed a sub- ed that place, inculpatory took and that the testi- stantial risk to the defense for the reasons mony prosecution’s witnesses was Nonetheless, the circumstances he cited. Reed, essentially correct. Harris v. See entirely gave Rodgon pause were (failure present supra, 894 F.2d open- foreseeable at the time he made his promised “left exculpatory ing statement. himself was ob- *37 jury prosecution’s the free to believe [the trial viously Rodgon available to before the account of the incident as the witness’s] started, Rodgon that could have as- such Ouber, account”); only see also 293 F.3d at as a strengths sessed his and weaknesses Rodgon’s promise decision to Hampton If prospective defense witness. testimony and then to break with ton’s witness, Rodgon a weak should have objectively unreasonable. promise that announced that ascertained that before he cannot stand; Although important, less we also in nothing the

Hampton take testimony ignore present the failure to suggests anything the record that material with a that was not involved Hampton’s worth as a witness remained appellate that the state gang, made that an omission Rodgon a secret until after 8) Ouber, (App.Ct. noted Order at but did promise. 293 F.3d at 29. Nor See 7-9). (see promise of a that address id. absence such evidence explicitly testimony group that the of men presented. having Powell’s would be But created ap attacks had perpetrated who expectation jury that would hear chanting proached stage of the theater tending to evidence disassociate Disciple making Nation” and “Third World group from the of men perpetrated signals hands apparent gang with their attack, Rodgon it was unreasonable for suggested gang-re that the attacks were through by eliciting testimony not to follow Against backdrop, evidence lated. point. on this His failure to do so could gang a was neither member credibility have undercut of the gang arguably nor involved with a jury. defense with the relevant to an assessment of Appellate The Illinois Court’s determi- in the guilt or innocence sense nation that it was reasonable for participation tended to make his Rodgon to make and then break these likely. a attacks less Just as defendant’s promises as a matter of evolving trial gang may probative affiliation a with be strategy was Making unreasonable. such relationship participants promises abandoning and then them for charged and his connection to the crime apparent reasons that were at the time the Thomas, offense, see States v. United promises were made18 cannot be described (7th Cir.), denied, cert. legitimate strategy. as trial Promising a U.S. 117 S.Ct. 136 L.Ed.2d 307 particular type testimony creates an (1996), proof that the defendant lacks expectation jurors, in the minds of may gang affiliation bear on the likelihood explanation when defense counsel without activity in criminal participated he keep promise, jury may fails to gang with unmistakable overtones. To be well infer that the would have sure, gang evidence of defendant’s affilia may been adverse to his client and also disposi- tion or lack thereof is no means In question attorney’s credibility. no guilt of his or But to the tive innocence. sense does it serve the defendant’s inter- light upon extent it sheds the defendant’s Abandoning promise may ests. be relationship perpetrators with other necessary things pan when do not out as crime, perhaps on his motive to com attorney reasonably expected or the crime, mit the it is relevant nonetheless. promised detriments of the evidence be- recognized much plainly himself as only later. But for the reasons come clear jury that Hampton when he informed the discussed, we have that was not the case and, gang was not a member more to the Rodgon’s here. failure call jurors point, told would hear gang lack of a witness or to establish his to that As record evidence effect. up change ties cannot be chalked found, Judge Kennelly and as testi reveals strategy. trial The Illinois mony along readily these lines was avail so is inconsistent with Court’s effort do Rodgon; simply pursue able to failed to case, and unreasonable in the facts of the may it. assume that it would have We McCann, supra, entirely regard. to that See Rice v. been reasonable for 339 F.3d at 549. look for and introduce such evidence *38 present Rodgon's Rodgon to such evi- 18. The is silent as to rea- rendered unable record sons, dence, any, abandoning promise that decided if for the to we shall assume present Hampton present for reasons akin evidence that was not affili- not to such gang. him not to call ated with a In the absence of to the concerns that led development Hampton the subsequent indication some himself to stand. that of habe- Hampton that is entitled to a writ the district agree with Although we corpus. as prom the breach of Rodgon’s court that was opening in the statement made

ises he AFFIRMED that prejudicial not so MANION, Judge, dissenting. itself, Circuit the breach serves in and of relief important failure to more the underscore Hampton Twenty-one years ago Patrick occurrence wit exculpatory investigate began sixty-year to serve a sentence Rodgon exploited what Although nesses. assault, attempted rape and deviate sexual case, in the State’s there were weaknesses trial, prosecu- crimes. At his the related affirmative evidence he elicited no testimony of two of the presented tion the in the attacks. Hampton participate did not M., victims, Martha N. and Denise three question how jury reason clearly implicated identified and who witnesses had of a look the State’s good In in the crimes. addi- brutal they identified as assailant gotten of the tion, the testi- prosecution presented no evi presented but was Hampton, concert, mony security guard of a at the Hampton. dence that the assailant was as unequivocally who identified more, promised jury is actively participating What person he saw Hampton testify to his Despite that it would hear M. the sexual assault of Denise innocence, evidence, to deliver on pri- and then failed the court has held that jury attorney promise. promised marily He because failed of friends it would hear evidence that to interview several concert, possibly any gang, not involved in and then failed who were also present testimony, representation his promise as well. Those their deliver on constitutionally at trial was supplied the of promises broken themselves However, if even we assume that there was deficient. jury with reason to believe case, Hampton’s attorney per- could have contradicting no evidence the State’s service, of formed better because validity Hamp of and thus to doubt . strong Hampton’s guilt of it is Harris, evidence ton’s See 894 F.2d at defense reasonably probable that the outcome

of the trial would have been different. Therefore, because Illinois III. reasonably federal applied relevant case, respectfully law to the facts of this I identified, we have we For the reasons and would reverse the district dissent deprived of the conclude grant corpus. court’s of habeas counsel, in vio- effective assistance of trial lation of the Sixth and Fourteenth Amend- In order to on a claim of ineffec- succeed ments to the The Illinois counsel, Constitution. petitioner is tive assistance contrary conclusion was Appellate Court’s that his counsel’s required demonstrate application unreasonable result an objective fell standard of conduct below principles identified in Strickland v. prejudiced and that he was reasonableness Washington. After careful review of performance. sub-standard record, Washington, we are left with definite Strickland v. U.S. (1984). firm conviction that the result of 104 S.Ct. 80 L.Ed.2d inquiry trial is not therefore looks at prejudice ton’s reliable. We Strickland’s handled “counsel’s errors were so serious agree judge, with the district whether trial, a deprive the defendant of a fair thoroughness, this case with commendable *39 Strickland, statement, opening similarly is trial whose result reliable.” does not rise 687, 104 2052. This prejudice 466 U.S. at S.Ct. the level of under Strickland. the defendant to show “a reason- requires testimony does not hold that the that, un- probability but for counsel’s able have would delivered his errors, pro- the result of the professional swayed defense could have jury, but have been different.” Id. at ceeding would instead holds that Rodgon should have ex- A proba- reasonable S.Ct. why plained testify. his client did not But Strickland, bility, under “is one sufficient any explanation could complicated be to undermine confidence the outcome of risky, simply have underscored Additionally, the trial.” Id. under the fact that testify. he did not The court AEDPA, a court must con- federal habeas also does not mention that did not sider the state court’s decision whether present need to Hampton’s evidence as to objectively applica- was an unreasonable affiliation, gang despite promise his his regarding prejudice tion of Strickland statement, opening because the State did Davis, prong. Roche v. 291 F.3d present any regard evidence with (7th Cir.2002). Here, Hampton cannot Hampton’s gang affiliation. Without such requirements meet the Strickland for evidence, Rodgon anything did not have demonstrating prejudice and therefore the fact, In rebut. without the State’s evi- application Illinois state court’s of those dence, potentially it would have been dam- requirements was not unreasonable. aging for to broach the issue of Hampton’s possible gang affiliation.

Although Hampton’s attorney Rodgon investigate three Hampton’s failed to may friends who have testified that I crime, participate ton did not in the Therefore, questionable because of the necessarily preju- does not demonstrate prejudice by Rodgon’s alleged caused er- if dice. Even we assume that all three rors and strong guilt, evidence of his trial,

witnesses would have testified at it is Hampton has failed to demonstrate a rea- likely testimony their would have that, probability sonable but for counsel’s conflicting, been as demonstrated their errors, unprofessional the result of his trial affidavits, conflicting and could have been have been different. These defi- more of a than a help. hindrance similarly preclude finding ciencies Additionally, the court relies on the fact the Illinois dismissal of Court’s that because one of codefen- Hampton’s claims of ineffective assistance dants, Mallory, acquitted, Ronald objectively of counsel was an unreasonable investigation demonstrates further would, I application of Strickland. there- may produced into defense witnesses fore, reverse and remand to the district Hampton. a different result for Such reli- deny petition court with instructions to misplaced. Mallory only ance is Ronald corpus, respectfully and I dis- habeas had to contend with the identification of sent. victim, one whereas three individuals —the security guard two victims and one —clear-

ly concisely Hampton. identified

Finally, attorney’s present his failure to jury own or lack affilia- present gang evidence of his tion, promising after to do both notes jury sent four when courtroom in the present was not arrived jury had that the these indicated testified. Mallory’s witnesses charges to five of nine as at a verdict as to was deadlocked Hampton limited but against case was defense at 189. R. 62 Cegielski charges. Craig four other Detective one witness. Hampton of had Powell, knowledge, jury acquitted Ultimately, to his testified (R. 62 at R. N. line-up. of a of rape out Martha Hampton attempted picked never 193) deviate sexual him of convicted but 48-3 at Denise, ag- rape of assault, attempted statement, at- opening In his (R. at robbery battery, and gravated first, promises: two torney, Rodgon, made all 194-201). on convicted Knight was was testify that he would of certain Mallory acquitted charges. had seen what the concert at present as mistrial granted a charges participated not but had happened jury his as to which remaining charges, second, that (R. 543), and 48-2 attack acquit- He was a verdict. could not render show evidence at a second charges remaining ted of, involved nor a member was neither trial. 544). (id. prom- Neither with, any gang testify, did kept. ise was ordered Judge Strayhorn that he no jury evidence and his heard R. 62 sixty years. term of prison serve a gang. involvement lacked The most 214; at 58. serious R. 48-6 assault, was offenses, deviate sexual his clos- sounded in The theme that by a maximum normally punishable he one that focused argument ing However, that maximum thirty years. trial —the throughout exclusively finding upon a sixty years doubled against case government’s weakness by ex- accompanied the assault was Pow- challenged both Hampton. Rodgon in- behavior or heinous ceptionally brutal Heinrichs’: credibility and ell’s Stray- cruelty. Judge of wanton dicative to have identi- claimed that Powell noted of a Hampton’s use determined horn line-up but that fied metM. object to Denise foreign assault so; and had not done revealed evidence He remarked: condition. law Heinrichs, position despite ag[g]rievously the most probably It is officer, forward come enforcement

Notes

notes no file contained Rodgon’s case had he attend- Rodgon that told Hampton potential wit- flecting interviews with Garner, Clin- Ronnie the concert with ed that such notes nesses, although he agreed Mallory, and Williams, Gregory and ton 95-99, at file. Id. have been not he verify that three could that all 151-52. he and that was attacks in the involved Attorney Illinois letter three In a 1987 All at Id. 13-14. member. gang Disciplinary Commission and Hampton, Registration building same lived in complaint (“ARDC”) responding at together. Id. up they grown had and performance, about filed Hampton had their contact Rodgon gave Hampton 14. speak he did that indicated Rodgon out had pointed He also Id. information. witnesses. possible about Rodgon Mallory to with and Williams [Hampton] talk proceedings trial I did Prior to subsequent court at may may or assumed concerning 16. Id. witnesses at attended. I and call As recall them behalf. contact called on his Rodgon would not be with 17. that he was at time testify trial. Id. me at that at he told them to Amphitheatre case defense he had left Rodgon rested the who people When witnesses, Hampton people of these a bus. Most calling these on with without with charged and and done so why he had not arrested him were later asked I did worry guilty. plead[ed] not to about him Rodgon told the crime put me to for appropriate Id. at 18. not think matter. guilty plead[ed] had witnesses believed that he testified Rodgon Mr. they were with say crime was weak: against Hampton case State’s did not that he the time but Hampton at implicating evidence physical no there was in the crime. participate attacks; purely it was in the asked Ex. ID 3. When R. 58 Petitioner’s Hamp at 89. R. 59-1 case. identification evidentiary hearing, the letter about any him information given had not ton still maintained witnesses, Rodgon defense potential about oc- potential him names interviewed Rodgon had not that reason Hampton done Had witnesses. Rod currence Id. at 99-100. individuals. such sent testified, he would so, Rodgon in the Rob lived gon knew R. 59-1 them. speak someone that “numerous Taylor Homes ert explained simply occasions on those three-min- or other two- Hampton did have day or court that occurred in peri- to him what during meetings with ute next court happen at the expected to adjacent to what holding cell in the court or od-—in at 11. R. 59-1 but, Hampton, date. according to the courtroom —

Case Details

Case Name: United States of America Ex Rel. Patrick Hampton v. Blair Leibach
Court Name: Court of Appeals for the Seventh Circuit
Date Published: Nov 17, 2003
Citation: 347 F.3d 219
Docket Number: 19-1738
Court Abbreviation: 7th Cir.
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