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United States of America Ex Rel. Theodore Ross v. Gayle Franzen, Director, Department of Corrections, Dennis Wolff, Warden, Joliet Correctional Center
668 F.2d 933
7th Cir.
1982
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*3 warnings signing and indicating form he CUDAHY, Circuit and Before PELL them, interrogated understood Ross was FAIRCHILD, Circuit and Senior Judges police. Initially he made several con- Judge. statements, flicting permitted then was to privately talk pastor with his and with his FAIRCHILD, Judge. Senior Circuit girlfriend. police The chief fol- said that sought Petitioner Ross a writ of habeas lowing questioning further petitioner court, corpus alleging from the district confessed to murder. He also testified abridged the state trial court had his consti- personally that he had known Ross for rights by refusing tutional to include a “quite that, some time” opinion, and in his plain guilty” among “not form the verdict Ross was able conform his conduct given jury. forms to the The district court requirements of the day law on the in ques- petition, finding dismissed the presumptive- witness, pathologist, tion. Another testi- ly 2254(d), correct under 28 U.S.C. and § fied as to injuries the nature of the and the unrebutted, findings certain of the state cause of the victim’s death. Then As- appellate court. We conclude that the dis- Attorney sistant State’s who had taken deferring trict court erred in to those rul- confession was prosecution called ings justification and find no in record evidence, read into which he did without for the state trial court’s failure submit objection defense. He further said the not Accordingly, verdict form. that as a result of his conversations with we reverse judgment appealed Ross, he opinion petitioner was of the and remand case with directions or- was able to conform his conduct to the petitioner der release of unless he again requirements of the law. theAt close of brought period to trial within in defined case, the state’s a defense motion for opinion. directed verdict was denied. Background Factual Ross did not take the in stand his own behalf, witnesses, but instead called several The giving evidence rise to the state including mother, girlfriend, his his three opinion court conviction is detailed psychologists, psychiatrist. and one The Appellate Illinois, Court People essentially of each was directed Ross, 68 Ill.App.3d 20 Ill.Dec. toward establishing that Ross suffered from (1978), N.E.2d 897 we only briefly and need mental illness. summarize prosecution it here. The first witness, son, the victim’s testified evidence, At the close a conference 10, 1975, March he discovered mother’s on instructions was held in the judge’s body apartment their lying in a bathtub chambers. The state submitted four ver- of bloody full apparently water. She had given (1) dict forms to be jury: been beaten guilty; (2) (3) and stabbed several times. He not guilty; guilty by not told the police. insanity summoned reason of need of further He also treatment; said that his petitioner (4) mother and mental guilty by Ross, whom she known for insanity several reason of and not in need of fur- years, had frequently had coffee in the ther mental following treatment. The col- apartment together. police The chief loquy then then ensued: the time of the commission of the go the verdicts “. .. Let’s over

Court: rule, verdicts, as a we general acts.... While brought up four They ... now not condone the actions of the trial guilty. I don’t think could plain there, judge prosecution and counsel for the you?” do you even want verdict, omitting guilty’ defense ‘not “Yes, your Honor.” Counsel: Defense peculiar presented given the set of facts can walk out on the “So he Court: record, we believe the trial by this hospital? going without street only gave when correctly acted given. objec No verdicts will Three insanity’ guilty by reason ver- ‘not ....”1 tions dicts.” was eliminat- simple form (Em- 380 N.E.2d at 901. Ill.Dec. given forms were ed and the other three added.) phasis that: with the instruction Supreme Subsequently, the Illinois Court unanimously agreed “When *4 petitioner appeal. denied leave to the form your you will select upon verdict sign verdict and it as your which reflects Proceedings District Court I have stated.” petition corpus A a writ habeas of A of of murder subse- guilty verdict was thereafter filed-in United Dis- States Ross quently returned. was sentenced to a of trict Court for the Northern District years. prison term cf 100-150 Illinois, alleging that the trial court’s fail- Appellate Proceedings Court State guilty ure to submit not verdict form the deprived the petitioner of his Sixth and Court, to Illinois appeal Appellate the On rights Fourteenth Amendment to have a petitioner argued, among points, that other determine whether he was omitting plain the trial court erred in the the crime beyond each element of reason- the giv- not form from verdict forms able The held on doubt. district court jury. en the The the court noted that the instant facts there was no constitutional object properly defense had failed to this It Appel- error. reasoned that the Illinois trial, proceeded matter at but nonetheless finding late real- Court’s never “[Ross] the on the merits. It decide issue wrote: ly questioned that had committed the case, opening argument “From the of this presumption homicide” was entitled testimony prosecu- the through 2254(d) correctness under U.S.C. § witnesses, through reading tion’s the arguments petitioner’s did not cast the jury, the defendant’s confession to presumption. doubt on that The court also through the wit- defense “accepted] binding finding nesses, on through conference instruc- petitioner court stipulat- state in effect tions, closing arguments, through the ed ques- to the commission of the acts in through pre-trial post-trial mo- tion,” and therefore concluded thereupon, tions and liberal submitting trial not state court did err question of as to fact whether not the only Accordingly, pe- the three forms. defendant had committed acts in appeal sub- tition dismissed. This question which resulted death of sequently taken. the victim was never raised. Counsel for sides, effect, stipulated fact both The Merits3 the defendant had committed the acts in I. question. by The raised defense We very analysis defendant’s able trial counsel was note at the outset of our sanity petitioner’s issue of the failure make more defendant Record, p. Respondents 1. Abstract 176. 3. were never ordered to file a re- sponse in the court and were unaware district case until after of the existence of instant p. Id. at They petition been have analo- had denied. objection alleged error trial the defendant had formal committed the acts addressing us now question,” does bar from We agree id cannot with the issue, appellate since the state court decided analysis, by district court’s as will be shown petitioner’s constitutional the merits 2254(d) our discussion of its applica- § notwithstanding preservation. claim lack of bility rulings. to each of these state court recently A similar situation was before the Mata, Supreme 2254(d) Court Sumner v. 449 U.S. provides Section that “a de (1981). 66 L.Ed.2d 722 a hearing termination after the merits There, challenge a constitutional to identifi issue, factual made a State court of procedures presented at cation trial was jurisdiction competent . . . evidenced [and] raised before and decided California opinion a ... written . .. be pre shall Supreme ob Appeals. Court Court applicant sumed be correct” unless the appellate served that “if the state ... court for a corpus federal writ of habeas can had declined to rule on the .. . be issue establish one of the enumerated causes for properly cause been raised exception, among is a showing court, trial federal court would have as a whole the state court record does not altogether considering barred fairly support the finding of fact. This a showing ‘prejudice’.” absent of ‘cause’ or presumption of applies correctness to factu 547, 101 449 U.S. at S.Ct. at 769. Nonethe al appel determinations made the state less, although Supreme Court resolved where, here, late level a claim not raised differently the merits from the Court of at trial has plenary received consideration Appeals, Ap it did not fault the Court of *5 part as of the appeals process. formal See peals considering the merits. Cf. Sumner, supra, 546, 101 449 at at U.S. S.Ct. 154, Delaware, 161-162, v. Franks 438 U.S. 768-69; see Riley also United States ex rel. 2674, 2679-80, 98 S.Ct. 57 667 L.Ed.2d Franzen, 1153, 1156 (7th v. 653 F.2d n.7 Cir. (1978) (ruling by highest state’s court left 1981) (citing proposition). Sumner for same question open review). to federal rulings Appellate two of the Illinois Court to which the district court deferred II. not, however, do protective come within the below, argues, Petitioner as he 2254(d) ambit of a because one was not § trial refusing the court’s action in to tender finding of but a fact rather conclusion of the not form the and in fact, law or mixed determination of law and instructing it to a verdict render consistent other, and the to the may extent given of three forms was interpreted finding, as a factual is without the possibility eliminated of a not support in the record. verdict and in that manner unconstitution- fact,” The term “issues of as used against ally petition- directed a verdict 2254(d) to what are § termed ba rejected “refer[s] er. The district court this conten- sic, primary, or historical facts: facts ‘in the correct, tion because it presumptively found sense a of of recital external 2254(d), events and the separate under two but interre- § credibility of their narrators. . . .’ Brown “findings” lated appellate of state Allen, 506, 443, 397, 446, v. 344 first, U.S. 73 court. The S.Ct. as stated the state (opinion 97 469 L.Ed. of Mr. Justice Frank opinion, question court was “the of furter). questions as So-called mixed of fact fact to whether not com- or had [Ross] law, require and application mitted a the acts ... which resulted in the legal death of the victim was at standard to historical-fact deter never raised” trial, 901; minations, 28 are not Ill.Dec. at 380 N.E.2d at facts this sense.” Sain, 293, 309, the second was v. 372 83 for both Townsend U.S. “[c]ounsel sides, effect, 745, 755, 9 stipulated (1963); 770 fact S.Ct. L.Ed.2d see also

gized position appeal amicus amicus brief. their an they curiae and have what filed denominate 938 1980) 387, 403, (7th Cady, 635 F.2d 588-589 Cir. Williams, 430 U.S.

Brewer v. testimony at was (1977); (whether witness’ trial 1232, 1241-42, 51 L.Ed.2d S.Ct. 335, 341-342, 100 prior testimony witness’ at Sullivan, consistent with Cuyle 446 U.S. hearing preliminary not a “factual” deter (1980). 1714-15, L.Ed.2d 333 S.Ct. 2254(d)). meaning of § mination within had Here, finding counsel appellate Consequently, state court’s stipulated to commission “in effect” “in a finding that there had effect” been histor not an ascertainment of the acts was stipulation doing to the acts does events, as fact, a recital of actual ical nor presumption under enjoy a of correctness if had the case the court would have been 2254(d) open to review on collater § express stipulation had been stated an petition.5 attack via a federal habeas al made, to. stipulated listed the matters “finding” As to the other deferred Rather, appellate use of court’s namely, that “the district court — clear, an it was term “in effect” makes as to whether or not question of fact [Ross] consequences of the appraisal legal . . . was never . .. committed acts The court the defense at trial. conduct of problems. trial —we find several raised” at words, that the actions saying, other finding, Cuyler, If this be deemed a cf. equiva petitioner’s legally were 341-342, supra, 446 U.S. guilt stipulation lent to on all issues clearly supported by 1714-15 it sufficiently peti insanity save waived petitioner first had place, record. In the rights to have tioner’s Amendment Sixth pleaded guilty, thereby raising possi all proved beyond those crime elements questions place, of fact. In the second ble Plainly, ruling doubt. reasonable although the defense did not evi introduce law, or at best a mixed conclusion petitioner not committed the dence that had repre of law and fact. It determination acts, such failure is no means a conces underlying ele finding sented not a sion, argued defense counsel cred mental facts or resolution of witness guilt evidence of was insuffi ibility, application legal but instead the cient. e.g., governing waiver of those standards — *6 Janis, rights, particularly significant, see Brookhart v. We the clos constitutional find 1, 1245, ing argument 384 86 16 313 which S.Ct. L.Ed.2d defense counsel U.S. (1966);4 Zerbst, 458, that plainly Johnson v. 304 U.S. shows Ross did not concede 464, 1019, 1023, (1938) 58 82 1461 the offense but in fact chal S.Ct. L.Ed. commission of lenged —to the historical of the case. the state’s ar facts See evidence.6 Counsel 395-397, Brewer, at 402- supra, gued eyewitness 430 U.S. that there no evidence 404, 1237-39, 1241-42 (conclusion 97 at been the the that Ross had at scene of S.Ct. crime,7 right that his to counsel there defendant waived that was no show ing not a “factual” determination within that had out of washed blood stains meaning 2254(d)); Cuyler, damp see also su clothes recovered at the time of § 342, pra, arrest,8 at 100 446 U.S. S.Ct. at 1715 the that there was insufficient time (conclusion laundering lawyers multiple place,9 undertook such have taken for to representation not a “factual” fact the Ross’ determina evidence of 2254(d)); “really just tion Ruiz meaning guilt within v. a confession” which § (cid:127) federally guar- already question forcefully presented 4. of a “The a waiver had the right is anteed constitutional ... a federal would ruled that he withhold question controlled federal law.” 384 U.S. form. 4, at at 86 S.Ct. 1247. Record, p. 7. at 222. Abstract right 5. Whether Ross in fact waived to his jury as to decision the commission of acts pp. 8. Id. at 225-226. is later text. discussed in the 226, pp. p. Id. at see id. at 227-229. 9. also 6. Ross Counsel’s did not commit might plausibly the crime have even more

939 While jury presentation did believe.10 If Ross of this alternative doing acts, had conceded theory was not as insanity robust as the make these would have been no reason to ample defense there is evidence that it was arguments plainly challenged urged,12 indeed and we see no reason to sufficiency of the state’s evidence discount that effort. We conclude that the petitioner’s guilt. Added to these state appellate state court’s determination that closing ments on is the fact that counsel petitioner questioned never at trial the do cross-examined state’s witnesses ing of the criminal support acts without at point establishing succeeded in record, and therefore hold that the victim’s son had recollection no clearly district court erred in deferring to having mother and Ross ever had a finding. disagreement.11 That admission tended unlikely show that it was that Ross had crime, perpetrate

reason this violent III. presumably purpose was elicited for the remains, however, The issue still undermining against the state’s case as to whether the state trial court abridged too, petitioner. it is So difficult under Ross’ rights by constitutional refusing to stand defense motion for directed give not guilty jury. form to the Es verdict at the end of state’s evidence as sentially, the question here is whether Ross challenge other than a to the evidence of right jury waived his to a determination crime, up involvement Ross’ since all except did, issues sanity. Unless he point signifi in the trial there was no nothing there was to relieve that state of tending cant evidence establish Ross its prove burden to mentally ill. each element of the beyond crime doubt, a reasonable see In Re sure, To the main of the de- thrust Winship, 90 U.S. fense’s case was to show that Ross was (1970), L.Ed.2d and even an inadvertent mentally incompetent and thus could not be failure to submit the not form to the legally responsible found homicide. reversal, require would see Braley v. preclude That tactic did not the defense Gladden, (9th 403 F.2d alternatively arguing that, 1968);13 from Cir. —as did— fact, Edwards, Ross not commit the crime. Commonwealth 394 Pa. p. excerpts following ning, 10. Id. at 241. he said the defendant did but he was points the record demonstrate that at several argued you lunch, insane. When he before urged need not credit something he did different. He said the de- tending petitioner’s evidence to establish the fendant even didn’t do it.” guilt: .,” “if ... believe . the confession . Record, p. Abstract 226; p. id. “if believe this evidence really just p. which is . a confession . .id. Braley, deny In the defendant did not that he *7 241; lady “if believe . .. that he stabbed a homicide, committed the but instead insisted that was a like mother to him for no reason or, highly that the at time was intoxicated ...,” id.; under the sun “if believe that he alternatively, legally that insane. The ...,” (Emphasis added.) beat id. Ninth Circuit wrote: attempted explain to Counsel Ross’ confes- oversight furnishing in “[T]he not the not in sion a manner consistent with his innocence guilty along opposite verdict form with the by arguing past friendship that his with several constituted, effect, severely form in a adverse officers, police psychological his need be judge, impermissibly comment trial the an stage,” general “center and his mental imba- grave judicial of insinuation attitude toward making lance contributed to the of a fabricated guilt the ultimate issue of or innocence. Ac- please police statement intended to his friends. cordingly, we hold that the influence exerted Record, p. 11. Abstract of at 31. judge, although the trial unintended and probably resulting oversight, from a clerk’s prosecutor recognized, during The 12. his sum- significantly irregular require was so toas a mation, argued that defense counsel had both new trial.” closing: theories on 403 F.2d at 860. at the of “[Defense counsel] end the case debating in talks a manner out both sides point very begin- his At mouth. in the 940 see by petitioner’s (1959);14 but Krzeminski vant remark 313

147 A.2d (6th 1980).15 Perini, v. guilty F.2d 121 Cir. the sub 614 he wanted not form Thereafter, judge jury. the mitted the no there was show The facts ver pertinent part: “Three commented writing, by orally or stipulation, express objections.” given. will No dicts be counsel, the acts conceding his petitioner or stating will judge Whether the “there crime. The the which constituted objections,” objec no or “there are no be arguably consti might which events at trial tions,” objec asking or “are no were are the statements tute a waiver 16simply be from tions?” cannot ascertained during the form verdict made in chambers occasion, regardless what rele- cold record.17 But the sole the On that conference. judge jury Edwards, notwithstanding order a to find the defend- the de- cannot In judge’s Pennsylvania guilty something. slaying, The ant trial a the fendant admitted precisely in this case did that.” Supreme fail- instruction the trial court’s held that Court (Emphasis original.) Id. guilty verdict with the ure to a not form include finding error jury In the constitutional harmless given deprived the other five forms doubt, beyond a court prose- reasonable the reasoned: rejecting fair In the accused of a trial. argued the “The at trial never defense the could not defendant cution’s guilty. not It ar- defendant should be found judge’s prejudiced by due have the action gued be alternatively, not that the defendant should found acquit- jury unlikelihood of the extreme insanity, guilty by or reason ting slayer, the court an admitted wrote: guilty a lesser first included offense of jury decide must be left to “[I]t still degree The murder. defendant admitted slayer not had or did whether an admitted people re- murder to numerous other justification what he or excuse for have murder counted the details of the from alone It is the trial and the trial did.... jury. people Five witness stand to the testi- is as- decides whether a defendant petitioner fied that the admitted the murder suredly guilty.... what matter with [N]o petitioner to them. A friend of the testified certainty Judge culpability views the occasions, petitioner on different two bar, at is still accused defendant going kill his stated that he was only wife. safeguards all fair trial entitled to of the of a judge’s instruction that the effect Constitution, and the announced jury acquit was to could defendant law the land.” possibility jury minimize the nullification. 147 A.2d 314-315. Only acquitted irrational an could Krzeminski, outright.” judge 15. In state trial instruct- the defendant jury: Id. at 125. ed the Insofar as the harmless error doctrine is con- defendant, having open “The admitted cerned, clearly present distinguisha- case is deceased, court that he killed the a verdict since trial case, ble Krzeminski Ross contest- guilty cannot be returned in this homicide, see ed whether he committed the your duty and it is determine whether text, accompanying supra, notes 6-11 and ar- first defendant is of murder in the believed, gued that his confession need be degree, degree, murder in the second or man- text, accompanying supra, see note 10 and order, slaughter in that the de- or whether no than confes- there was evidence other guilty by insanity.” fendant is not reason of directly linking find sion him to crime. We 614 at 124. F.2d inapplicable to the doctrine of harmless error The Sixth Circuit found that this constituted appeal. “patent Id. It constitutional violation.” wrote: question following There no mark evidence, overwhelming matter how “No objections” transcript, words but we “no cannot direct verdict of chary place weight would much indeed it must find defendant instruct guilty. that fact where there is no other clue as to the States, e.g. Sparf See v. United may meaning, trial court’s since the omission 294, L.Ed. [15 343] U.S. (1895); stenogra- have been pher. inadvertent error an States, Schwachter United (6th 1956) *8 F.2d 644 cited. Cir. and cases Any constitutionally Appellate rule is The concluded that doubt this Illinois Court 17. by supra, judge’s Winship, “defense based was removed In re comment indicated that 364, objecting 397 at at U.S. S.Ct. which counsel was not exclusion [90 1072] every simple guilty’ prosecution prove mandates that the ‘not verdict the record.” 690, beyond a of a 28 380 N.E.2d at 900. are at element crime a reasonable Ill.Dec. We could doubt to the satisfaction of the of fact. loss see how conclusion have finder jury, transcript body In tried to make other than on a case a must reached from silent guilt speculation. the decision as to A the basis of innocence.

941 judge’s inquiry state- no meaning is attributed the defendant the trial ment, colloquy we think it clear that the judge; compare, e.g., Palfy, supra, 448 F.2d 330; did not constitute a waiver of Ross’ Strother, a whole at supra, 578 F.2d at 402- whether he right to have decide 403; events, nor the relevant which requi- acts with the committed the criminal chambers, place took in pres occur in the site intent. petitioner, ence of compare, e.g., Corley v. Cardwell, 349, (9th 1976) 544 351 F.2d Cir. waiver of a constitutional The (admission during opening made argu relinquish right must be “an intentional ment); Harper, United States v. 460 F.2d right.” ment or abandonment of a known 705, (5th 1972) (stipulation 707 Cir. made Zerbst, 464, supra, v. 304 at 58 Johnson U.S. court”).18 “in open Wiley See v. 1023; also Sow Brookhart, supra, at see S.Ct. also ders, 642, (6th 4, 1981) 647 F.2d 650 n.8 Cir. 384 U.S. at 86 at 1247. The mere S.Ct. (defendant’s object a attorneys’ failure of court rul consent to conces counsel to guilt ing, presumed on the heels of counsel’s sion of follows “cannot be from a express addition, indication of an intent not to sur record”). silent trial In it is im right question, clearly does render portant to unusually note an sensitive situa standard, high particularly rise to this presented tion would be where defense “ pre indulge every since ‘courts reasonable counsel behalf of a defendant who has sumption against waiver’ of fundamental pleaded guilty, stipulates to the defend Johnson, rights.” supra, 304 constitutional ant’s commission the acts while at the 464, (citation omitted). at 58 1023 U.S. same time contending that the defendant Moreover,-it long has been the law of this suffering acted while from a mental dis may stipulate circuit counsel ease. The not only scenario raises the stan establishing guilt facts of the accused question dard of the defendant’s consent to without the defendant’s consent. See waiver, but also the further question of Dowd, 989, (7th Achtien v. 117 F.2d 993-994 Thus, his capacity to consent. courts have Here, 1941). nothing Cir. there is in the held that “where defendant criminal reasonably record from which it could case seeks to waive trial on all issues except inferred that Ross knew of and consented insanity judge trial should address the supposed stipulation: no written or personally determining defendant wheth accused, compare oral statement e.g., er voluntarily the waiver is made Strother, 397, United v. States 578 F.2d 403 understanding consequences of his (D.C. 1978) (oral statement); Cir. United Brown, act.” United v. States 428 F.2d Terrack, 558, (9th States v. 515 F.2d Cir. (D.C. 1970).19 1103-1104 Cir. No such 1975) (signed stipulation); representa no inquiry present was attempted ever in the tion peti had consulted case. tioner, Strother, compare, e.g., supra, 578 We conclude that the (“counsel facts of the instant reported F.2d to the court appeal petition- do not establish a waiver that he ap had discussed the matter with right er’s to a pellant”); Palfy Cardwell, decision as to whether 448 F.2d (6th 1971) (“counsel Consequently, Cir. committed the crime. testified that prior they to trial was error for approximately twelve the trial court to submit concerning stipulations”); discussions . . . the three jury, verdict forms since case, present court, reasoning (with 18. In the the district court relied of the Brown upon Harper precedent agree), cir- similar which we was “[b]ut for the reser- properly stipulation] cumstances courts limited the vation of the [the mental issue was fact, jury’s plea guilty.” coupled deliberations to whether the defendant That with the simply guilty guilty by disputed defendant, or not reason of mental condition of the insanity. clearly misplaced personal type That reliance was sufficient to warrant Harper, case, present inquiry by since unlike the that Rule Fed.R. Crim.P., express unequivocal stipulation requires pleads an “in when defendant open allegations guilty. court that the contained indictment were true.” F.2d *9 psychology who had examined professor of action, with its instruction together forms, effectively schizophre- latent signs and among three Ross found choose a not possibility of any doubting realistic this hin- although foreclosed would nia guilty verdict. reality; the tes- him contact with der from diagnosed who timony psychologist of a has not respondent We note disorder; having schizophrenic a Ross as served, participated appeal has but testimony psychiatrist a who had amicus, that formal thus we assume and and found a latent schizo- days examined Ross within 10 may accomplished service phrenia. in the district our mandate receipt to release will be entitled court. Petitioner particularly majority opinion The finds again brought to custody unless he is closing argument significant the of defense service is ninety days after such trial within plainly it states that shows counsel and made. did not concede commission of Ross and Remanded. Reversed challenged fact the state’s offense but in closing I am unable to read the evidence. PELL, Judge, dissenting. Circuit majority. Defense argument as does the step- opinion after a careful majority The aware at the time he made counsel was well record in this case by-step analysis straight was no argument that there judgment a state trial court concludes that form to be sub- simple not verdict vacated in the exercise of should be jury. during true mitted to the It is What power of the federal courts. habeas wide-ranging a the course of argument saying is majority opinion in essence is did discuss some deficiencies the state’s Ross not have a constitu- that Theodore which other than confession evidence I can- tionally trial in the state court. fair was of circumstantial nature as agree respectfully dissent. and eyewitnesses two were the decedent sepa meeting privately, Ross after but thrust, however, of the Ross. The main pastor rately, girlfriend with his and his thirty is argument, which contained some stabbing Mrs. Abrams with confessed transcript, lack of mental ca- pages her, knife, beating trying kitchen to choke part pacity on the Ross. stabbing two-by-four, and then her with a concluded as follows: He again, twenty-six altogether. times you any I have trou- don’t think would placed in a full then her face down bathtub considering evidence that be- ble place do I find of water.1 No in the record Ross is yond any reasonable doubt Ted any confession was not indication you will insane. But instruct voluntarily freely given nor is way, another because the works any real contention that Ross did not com way is state has the burden —that his con mit acts which he described in be, has all the should because State fession. power; prov- the burden of State has At the state court trial Ross introduced ing beyond doubt you a reasonable testimony following testimony: have They that Theodore Ross was sane. instanc- girlfriend who described various so. done strange part; es of conduct on his the testi- you I have faith that once retire to mony strange of his mother who told of room, go when the evi- over part; accidents and behaviors on his dence, beginning, I said to at the psychologist exam- who had will to be not your verdict ined Ross and found that had overall Ross insane he is because Ted good reality signs but contact schizophrenia; testimony of still latent insane. appendix.

1. The hereto an viciousness of the crime demonstrated by an attached extract from the confession *10 It me in analyzing seems to the I think we also heard significance closing argument of the we there was a scar his on chin. is only That should, just we of do in case instruc- part of it. There strange are a lot of and tions, totality argument consider the things unusual that happened to Ted segments and not take out overall growing while he up. point view ap- context. From it strangest Probable the thing that I plain pears quite to me that defense counsel think we can consider was Ted’s relation- nothing engage more than a carefully ship with his mother. It doesn’t seem which, in ploy orchestrated artful view of got Ted and along his mother very well. present majority opinion, has reaped a appears very It that Ted was bitter and he seeking per- dividend which was not very resentful toward his mother. haps anticipate did not even at time of Ted, She testified about argument. ploy, putting quite That eight years old, time he was sort of simply, expert witnesses not blamed his having diabetic condition. strongly supporting come down insanity strength defense could be lent to it pursued Counsel then at some length the herring pointing the red out defi- relationship that Ross had had with his own in the ciencies direct evidence such as there mother, mentioning specific various inci- having been insufficient time for Ross to young dents. While a he boy had been clothing his have laundered after the crime hunting day shotgun. with a His moth- jurors hope the ultimate er told him gun. to clean the He refused way bring compromise could back the pointed gun and at her and started to verdict which bring, he asked them to pull the trigger. At another time for no guilty by insanity. reason apparent reason and out of nowhere Ross Because I majority do think that picked had up pot of hot coffee and opinion argument has misread the final I thrown it at his mother. At another time opening turn to it in some detail. After when teenager picked he was a he up had referring to opening his statement that the chair, baby’s held it over his head and tried pieces the puzzle together would come he to kill his mother. they said that together had now come pointed any Counsel out that child could then he said up build a certain amount of resentment I told that when stops this case a disciplinary parent Ted, toward “but for point, picture will see a of a resentment, seems that sick, bitterness, his his very disturbed, very very twisted intense, man, was a young mind of a lot more a lot more Theodore unusual Ross. very strange.” Counsel also mentioned pursued He support then further for his years incident when Ross was 16 old he thesis in the evidence of difficulties that came home and told his mother he wanted had beset Ross as a child: marry girlfriend his and upon her refusal evidence, As we went over the those give he going consent stated he was pieces stand, that came from the I think kill himself. The mother later went growing evidence shows that while empty medicine chest and found six bottles up, Ted injuries received a lot of to his spent and Ross days next three head. boy, When he was a little when he hospital. It appears to me devel- four, got about he a deep cut on the opment of this relationship mother-hate top his deep head. It was so his moth- showing er while bizarre pattern she behavior said could see his skull. But there very were several further was a lead-in to gashes relationship other bad his his head. with the decedent which counsel character- ized life, in final as a “mother-son

Later in inwas an automobile relationship.” Implicit that, again. thought accident where hurt his head said, You they dig glass “probably heard that as counsel out Ross did look upon his head. figure,” Mrs. Abrams a mother schizo- type latent Two of them said sud- his mother could insane dislike *11 schizophre- paranoid phrenia. Two said to the substitute moth- denly be transferred you that all of them told nia. But four figure. er very serious mental schizophrenia is a upon dwelling other continued Counsel severe, disease, very that that it is instability. The chief of evidence mental world, and perception of the affects the kid, strange as a Ross characterized police way one acts and it affects the that was, quote, ‘removed a He was loner. “he has one’s behaviour. control one to he fantacized a lot.” reality,’ that time, approxi- having finished By this testimony of then referred Counsel argument, counsel of his mately one-fourth pregnant by him girlfriend who was Ross’s principal regard what as the I summarized re- homicide. Counsel at the time of argument: of the thrust was that she now fact ferred reciting testify merely al- this I am come back to time college had So and by those upset: say that I am confident though she was this to presented we have pieces of evidence that nevertheless, she came back and But you. I kept promise to very that we have our impor- I think was what testified to very effec- only thing we is the think that demonstrated case. This tant this we could important to the issues in evidence that really tively by is best that is that Ross was and still provide this case. Ted this evi- promised from legally insane. I on at least one occasion said that She reasonable you that would a Lynn and dence Ted and his sister she watched on Ron, watched, sanity of Ted Ross picked a lit- doubt as brother-in-law had, 10th, 1975, present your reason like Dr. to be they tle kitten for no March up Jekyl Hyde, picked kitten and Mr. at this time. minds up against the wall slammed it sever- and evi- up the state’s The counsel then took no reason. al times for out, dence, already has pointing as they on that went out dates. She said deficiencies, indicated, that minor such only They usually went movies. The had been no technicians from there go that liked to kind of movies Ted were laboratory testify that there crime people where see were disaster movies with two-by-four no stains blood people being hurt. dying, were were confession, which, had according he to Ross’ that, They might pictures see a lot like Throughout re- struck the decedent. were of interest to Ted scenes of disaster is an under- mainder of the Ross. emphasis on the mental instabili- current referring her Counsel continued spent At ty point Ross. one did think that Ross that she army reminiscing about his own some time capacity had the to conform his behavior to (more three of the experience pages than by law, was required what is “because it had record) developed which had he burglary, for after time he arrested army although the doctors had pneumonia said, said, ‘Why you it?’ He T she do him he was not sick: told part think don’t know.’ I story you to tell repeat But I death, way felt about reason. He think, we help what I underline thought way.” of death tell that Ted anybody need us don’t up expert sick, something wrong took Counsel then testimo- is with Ross is mind; evi ny: you believe this if confession, really just if dence testify that Ted You heard doctors lady this, he you stabbed believe very young still is a sick Ross was and no like him for a mother doc- every man. Each and those sun,2 stabbed schizophrenic. under the Ted reason tors classified reason, apparent at his Just as “for out thrown it mother. Ross had no where,” up picked pot hot of no coffee and times; proved believe twenty-seven that if that Ross was of sound mind at the two-by-four any- with a or time the offense was beat her committed. else, thing I think have to also be- very attorneys Thére are few who cannot Ross was insane. lieve that Ted jury behaving relate some instance of a bringing an aberrant manner and in a deficiencies in state’s ver- Among other justification which was any dict without argued, was the case counsel matter or attorneys, whatsoever at least the missing jewelry some and he apparently or regard one reason another so it. If it emphasized charged Ross not been so judgment were not no n. o. would ever stealing burglary theft or and that there *12 however, upheld. question, be I whether of it. any evidence This ambiva- protection constitutional a fair trial followed, it lent remark then “I think is a protect right should be extended to unfair, little but you bit nevertheless have jury have an aberrative verdict. That is possible signifi- to consider it.” Also of what have would resulted here if there had fairness, although, may cance in straight been a not guilty verdict. There- correctly reported, not have tran- been fore, event, any say unless we harmless script shows: exist, never error can it appears me that somebody twenty- We know he stabbed the writ granted of habeas should not money? jewelry? six times. For Or present case. I any would therefore for aspects In other of the I majority opinion, foregoing of the reasons the judg- affirm accepting have elimi- difficulty in that the ment of the district court. nation of a form of not “un- verdict event, In any noting that the majority against constitutionally directed a verdict opinion colloquy finds between the If petitioner.” any possibili- there was counsel on give the refusal to ty jury whatsoever that this would straight not-guilty verdict did form not con- found on the record in this case defend- waiver right stitute a of Ross’ to have the any ant not form guilty, and was not issue, on pass appears this to me that indicate, so say all the needed it would have been more appropriate, rath- agree any was that it upon was unable to er than to set aside trial the state court present verdict forms and the court to have conviction remanded case to the hung with a jury. Juries that are not able evidentiary hearing district court for an agree are unknown in the law. In- determine what happen did at the time of juries writing deed instances are known of the colloquy and whether it could have been other matters on verdict all forms. Here properly considered to have a binding been that needed to be done was to out the cross part waiver on of Ross. reference to mental condition of the on one not guilty including forms such a reference. APPENDIX TO DISSENT The majority opinion signifi- attaches Q. long space How time did cance to the that the moved fact defense stab her? for a of the directed verdict the end right A. One after the other. state’s I sig- evidence. find little basis for Q. Okay. long go How on? nificance is in this. fact that there no ghost of for a a chance directed verdict A. or twenty Fifteen seconds. being granted customarily does not seem to Q. happened? Then what filing discourage the of such a In motion. stopped A. Then she struggling and she any event, case, particular this by the crawled over entrance her bed- counsel, final by indicated room next the wall. having the jury already advised Q. Okay. opening statement unsoundness defense, mind was to be motion I got by A. And went over and two appropriate support directed verdict was placed I had four that earlier window opened contention state had not when I it in the afternoon. couple A. Then I hit her in the head a the air come in just to let Q. Was that over and knocked times and then she rolled house? I hit her the mirror down and broke A. Yes. one more time. by with that two Q. you do What did Q. you hit her that time? Where did you describe it for By way, could four? us? I that’s what A. In the head. believe her, the last one. killed It it was a two four.

A. I believe five or two six. have been a two could Q. say anything during pe- she Did long. feet It was about four hitting were her over riod of time while long? Q. four feet About the head? long. a half to four feet

A. Three and speak. A. I don’t believe she could Q. you do with that? What did Q. Why you say do that? covering A. I then hit her. She jammed Because I had the knife into A. that. with her elbow and I hit

head her throat. Q. covering her head with both Was she

elbows?

A. No. Just one.

Q. One hand like that?

A. Yes.

Q. you saying anything Was she this time? KOPACK, Edward Sr. Edward Kopack, Jr., Petitioners,

A. No. Q. Okay. you What did do? couple A. I hit her in the head a NATIONAL LABOR RELATIONS

times. BOARD, Respondent, Q. many How times?

A. I don’t remember. Co., Vogt-Conant Intervenor-Respondent. Q. you any any- Did see bones smash or No. 80-1783. thing like that? A. I believe when I hit her the elbow Appeals, United States Court of I broke her arm. I don’t know. Then I hit Circuit. Seventh

her three or four times in the head. Argued Oct. 1981. Q. you anything Did hear crack Decided Jan. anything you doing head or when were it? A. All I heard was the noise from the 24,1982. May Certiorari Denied hitting board her head. See

Q. you tell Can us what noise sound-

ed like? twenty-two.

A. Like a

Q. sharp A noise? twenty-two pistol.

A. A

Q. sharp cracking It was a sound?

A. Yes.

Q. And after hit her over the head a times,

couple then what did do?

Case Details

Case Name: United States of America Ex Rel. Theodore Ross v. Gayle Franzen, Director, Department of Corrections, Dennis Wolff, Warden, Joliet Correctional Center
Court Name: Court of Appeals for the Seventh Circuit
Date Published: Jan 13, 1982
Citation: 668 F.2d 933
Docket Number: 80-1118
Court Abbreviation: 7th Cir.
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