United States of America, Cross-Appellee v. George Nye Osburn, Robert Allott Osburn, Cross-AppellantsUnited States of America, Cross-Appellee v. George Nye Osburn, Robert Allott Osburn, Cross-Appellants
The government appeals the district court’s finding that the sentencing scheme embodied in
I. STATEMENT OF THE FACTS AND COURSE OF PROCEEDINGS
The defendants, George Nye Osburn and Robert Allott Osburn, were arrested after having been observed tending a marijuana field in a federal recreational area. They were charged with two counts of drug offenses: conspiracy to manufacture in excess of 100 marijuana plants in violation of
Prior to their convictions, defendants filed a motion with the district court challenging the constitutionality of
During this hearing, defendants proffered Dr. Mahmoud A. ElSohly as an expert in the chemistry and botany of cannabis and the production of marijuana for research purposes. 1 Dr. ElSohly testified that he has a Drug Enforcement Administration license and has been growing marijuana under government supervision for fifteen years. At the time of the hearing, Dr. ElSohly’s program was the only one in the United States in which marijuana was grown on a significant scale under a research grant from the government. Dr. ElSohly has a three-year contract with the National Institute of Drug Abuse to produce standardized marijuana for research.
Dr. ElSohly described the three types of marijuana plants. Each variety is characterized by the length of its growth cycle:
Most marijuana growers choose to cultivate the medium maturity variety because the short variety contains too little THC and the long variety takes too long to mature. Dr. ElSohly testified that a rough estimate of the weight of usable dry leaves derived from an average plant would be approximately 120 grams, or four ounces. In a two-year study conducted by Dr. El-Sohly, he found that fully mature plants of the longest maturing variety yielded an average of 274 grams of marijuana.
Dr. ElSohly examined pictures of the marijuana seized in this case and testified that these plants were of the medium variety and were close to maturity. One of these plants was examined by the Georgia Bureau of Investigation and had been assigned a “wet” weight of five ounces. 4
Based upon Dr. ElSohly’s testimony and the briefs of the defendants, the district court found the sentencing scheme of
there is no rational basis to support the Commission’s 1000 grams per plant ratio for plants in groups of 50 or more. The record clearly demonstrates that a 1000 gram equivalency cannot be empirically supported.... [T]he court finds that the Guidelines’ Drug Quantity Table is unconstitutional to the extent that it treats one plant as equivalent to 1000 grams.
Id. at 576. Using Dr. ElSohly’s testimony that the seized plants were of the medium variety, the judge applied a 300 gram per plant equivalency and sentenced the defendants accordingly. 5
The government appeals, claiming that the sentencing scheme of section 841 is constitutional. The defendants cross-appeal, challenging the district court’s 300 gram equivalency. They argue that the court should have applied a lower average yield in calculating their sentences.
II. STANDARD OF REVIEW
The district court’s finding concerning the constitutionality of section 841 is a question of law and is therefore subject to
de novo
review.
United States v. Garcia,
III. THE STATUTE AND THE FEDERAL SENTENCING GUIDELINES
Defendants were convicted and sentenced pursuant to
In
The Federal Sentencing Guidelines echo the Congressional equivalency scheme contained in section 841(b):
In the case of an offense involving marihuana plants, if the offense involved (A) 50 or more marihuana plants, treat each plant as equivalent to 1 KG of marihuana; (B) fewer than 50 marihuana plants, treat each plant as equivalent to 100 G of marihuana. Provided, however, that if the actual weight of the marihuana is greater, use the actual weight of the marihuana. U.S.S.G. § 2D1.1, p. 82 (Nov. 1991).
Although the statute indicates that sentencing for offenders convicted of possessing fewer than 50 plants is to be based on the actual weight, the Guidelines apply a 100 gram per se equivalency unless the actual weight is higher. The Commission justifies this ratio by “the fact that the average yield from a mature marihuana plant equals 100 grams of marihuana.” U.S.S.G. § 2D1.1, p. 89 (Nov. 1991) (commentary following Guideline).
IV. SEPARATION OF POWERS
Federal legislation mandating length of sentences does not violate the
V. SUBSTANTIVE DUE PROCESS
A. Review of Statutes
Defendants claim that their due process rights have been violated by a statute that creates arbitrary classifications of offenders. Because defendants do not allege discrimination against a suspect class, the statute will be sustained unless Congress had no reasonable basis for creating the questioned classifications.
United States v. Holmes,
Our responsibility is not to determine whether this was the correct judgment or whether it best accomplishes congressional objectives; rather, our responsibility is only to determine whether Congress’ judgment was rational.
United States v. Holmes,
The burden of reasonableness is not a particularly onerous burden for Congress to bear. When a legislative judgment is questioned, the court’s role “must be restricted to the issue of whether
any state of facts either known or which could reasonably be assumed
affords support for it.”
United States v. Carotene Products Co.,
B. Review of Guidelines
Courts are less deferential to the Federal Sentencing Commission when reviewing attacks on the Federal Sentencing Guidelines. Generally, “[w]e review the rules with deference, and we may not substitute our judgment on policy matters for that of the Commission. But a Guideline that is arbitrary and capricious cannot be given effect in court.”
United States v. Streeter,
In
Streeter
the Eighth Circuit invalidated part of section 2D1.1 of the Guidelines because it failed to follow the mandate of the underlying statute.
Id.
As discussed above, the Guidelines imposed a
per se
100 gram per plant equivalency in place of the actual weight requirement despite section 841(b)(1)(D)’s mandate that sentences for offenses involving fewer than 50 plants be based on the
actual
weight of marijuana obtained from those plants. The
Streeter
court indicated that a 100 gram equivalency might have been permissible if the government had claimed that 100 grams represented the average yield of marijuana plants.
Id.
at 790. However, the govern
Since Streeter was decided, the commentary accompanying the guidelines has been amended. Now the commentary states that “[t]he decision to treat each plant as equal to 100 grams is premised on the fact that the average yield from a mature marihuana plant equals 100 grams of marihuana.” U.S.S.G. § 2D1.1, p. 89 (Nov. 1991). Given this justification and the dictum contained in Streeter, the Guidelines would likely survive a direct challenge concerning the validity of applying a 100 gram per plant equivalency to offenses involving fewer than 50 plants.
The case at hand, however, involves more than 50 plants, and we therefore need not settle the issue of the propriety of the 100 gram per plant Guideline. For the purposes of this case, the Guidelines are consistent with congressional intent as expressed in
YI. DEFENDANTS’ DUE PROCESS ARGUMENTS
The ultimate decision concerning the constitutionality of
In undertaking this analysis, we must apply the “reasonable basis” test discussed above. The sentencing scheme will be sustained unless this court can find no reasonable basis for Congress drawing the lines the way it did.
See Holmes,
In
United States v. Bradley,
Neither party contests the holding of
Bradley.
However, defendants, on three separate grounds, do contest the 1000 gram equivalency contained in the Guidelines and the statute. First, they claim that there is no rational basis for a sentencing scheme that punishes those convicted of offenses involving 50 or more plants more harshly than those convicted of offenses involving fewer than 50 plants. Second, they contend that there is no rational basis for imposing harsher penalties on those convicted of an offense involving marijuana plants as opposed to those convicted of offenses involving marijuana in a different form. Third, they challenge the
A. Treatment of Growers of Fewer than 50 Plants
Defendants, who have been convicted of growing more than 100 plants, claim that the sentencing classification of
As the Ninth Circuit has recognized, the equivalency scheme reflects Congress’s beliefs concerning the seriousness of the crime, not the actual or potential weight of the plant.
See United States v. Motz,
There is no constitutional requirement that the penalty for an offense involving one marijuana plant be equal to the penalty for an offense involving the quantity of dried marijuana the plant would yield.
Id. The equivalency scheme reflected Congress’s belief that a grower of 101 plants has committed an offense as serious as a distributor of 101 kilograms of dried marijuana. In other words:
The table does not state that the yield of a plant is 100 grams, but rather that the offense level for a crime involving one marijuana plant is the level that would apply in a case involving 100 grams of dried marijuana.
Id. (emphasis added). Applying the reasoning in Motz, we find that Congress could have rationally chosen the current penalty scheme to halt the problem earlier in the cycle, making it less likely that the drug would ever be distributed to the public. 9
In fact, the statute embraces the market-oriented approach to the problem of rampant marijuana proliferation. This approach mandates intense focus in the first instance on major traffickers who are responsible for creating and delivering very large quantities of drugs, and in the second instance on managers at the retail levels.
See United States v. Buckner,
In addition, courts continually have upheld statutes that treat certain drug offenders more harshly than others. In
Holmes,
this court held that it was rational to punish an individual possessing an amount of pure cocaine laced with legal substances more harshly than an equal amount of pure, unlaced cocaine.
Another analogy can be found in the Eighth Circuit’s decision in
Buckner.
In that case, defendants challenged a statute that required the possession of one gram of crack cocaine to be treated the same as the possession of 100 grams of powder cocaine.
Buckner,
The guidelines and the statute clearly indicate that Congress was attempting to measure the severity of the offense, not the actual weight of marijuana grown. That explains why the equivalency changes from 100 grams to 1000 grams at the 50 plant mark. This sentencing elevation is obviously not a recognition that individual plants grown in groups of 50 or more have any greater weight than individual plants grown in groups of less than 50. Instead, it is a reflection of Congress’s belief that growing a large number of plants (capable of large scale distribution) is an exponentially more severe offense than growing a small number.
Both the government and the district court rely on
United States v. Streeter,
The Streeter court spoke only to the issue of an offense involving fewer than 50 plants. In fact, by constantly stressing Congress’s intent concerning this small number of plants, that court implicitly recognized that a different system would be used for offenses involving more than 50 plants.
There is no case law supporting the district court’s finding on this issue. In addition, the district court failed to apply the correct standard when it found that:
there is no rational basis to support the commission’s 1000 gram per plant ratio for plants in groups of 50 or more. The record clearly demonstrates that a 1000 gram equivalency cannot be empirically supported.
United States v. Osburn,
B. Growers vs. Distributors
In their second argument, defendants claim that
C. Arrest Before Harvesting vs. Arrest After Harvesting
In defendants’ final challenge, they argue that
Defendants correctly identify an anomaly in the statutory scheme. Under
An inconsistency does not automatically invalidate a statute. The Supreme Court has recognized that such inconsistencies will exist and has granted Congress a certain amount of leeway:
a legislature traditionally has been allowed to take reform ‘one step at a time, addressing itself to the phase of the problem which seems most acute to the legislative mind’ ... and a legislature need not run the risk of losing an entire remedial scheme simply because it failed, through inadvertence or otherwise, to cover every evil that might conceivably have been attacked.
McDonald v. Board of Election Com’rs of Chicago,
In addition, defendants have not shown that any inequity has resulted from this potential loophole. They have not cited instances of identically situated individuals who received much lighter sentences solely because they were arrested following harvest and were consequently sentenced on the basis of weight and not on the basis of plants grown. We agree with the Eighth Circuit that “our job is not to speculate about extraordinary circumstances in which a legislative scheme breaks down; we live in a real world, and so apply the law to real world facts ...
We will deal
VII. CONCLUSION
For the foregoing reasons, we vacate the district court’s order holding
Notes
. Dr. Mahmoud A. ElSohly is a Research Professor at the Research Institute of Pharmaceutical Sciences at the University of Mississippi School of Pharmacy. He has a Ph.D. in pharmacy and pharmacognosy. He has published over a hundred articles in the areas of natural products research and drugs of abuse and has previously testified as an expert witness in federal and state courts.
. The term "marijuana” technically does not refer to the plant but instead to the drug that is derived from the plant cannabis sativa. Marijuana is defined as the dried leaves and flowery tops of the cannabis sativa.
. Dr. ElSohly testified that cannabis sativa is an annual plant that dies upon maturity. If the leaves are not harvested, they are lost when the plant dries up and dies. Dr. ElSohly also testified that the yield of the plant can be increased through harvesting prior to maturity; however, overharvesting can kill the plant. If the proper number of leaves are picked, then the grower can obtain marijuana from these leaves as well as from those that replace the original leaves. However, the early leaves do not contain as much THC, the active ingredient in marijuana, as do the more mature leaves.
. See supra note 2 for a discussion of the difference between “dry” and “wet” marijuana.
. The estimate of 300 grams per plant was obtained by rounding down from 12 ounces (340 grams) which Dr. ElSohly had stated was the high end of the weight of marijuana obtainable from plants of the medium maturing variety.
. Section 841(b) provides:
(1)(A) In the case of a violation of subsection
(a) of this section involving—
(vii) 1000 kilograms or more of a mixture or substance containing a detectable amount of marihuana, or 1,000 or more marihuana plants regardless of weight;
such person shall be sentenced to a term of imprisonment which may not be less than 10 years or more than life....
(B)In the case of a violation of subsection (a) of this section involving—
(vii) 100 kilograms or more of a mixture or substance containing a detectable amount of marihuana, or 100 or more marihuana plants regardless of weight ...
such person shall be sentenced to a term of imprisonment which may not be less than 5 years and not more than 40 years ...
(C) In the case of a controlled substance in schedule I or II except as provided in sub-paragraphs (A), (B) and (D), such person shall be sentenced to a term of imprisonment of not more than 20 years ...
(D) In the case of less than 50 kilograms of marihuana, except in the case of 50 or more marihuana plants regardless of weight such person shall be sentenced to a term of imprisonment ... of not more than 5 years...
. Under the former sentencing scheme, each seized plant was equated with 100 grams of dry marijuana regardless of the number of plants possessed by the offender.
. The district court erroneously applied the 1989 guidelines, but as neither party raised the issue, the appellate court did not reach it.
United States v. Motz,
. What Congress "could have” intended, whether or not this rationale was actually used to justify the legislation, is sufficient to uphold a statute as long as the explanation forms a reasonable basis for drawing the lines that it did.
See United States v. Carolene Products Co.,
. Since U.S. v. Streeter was decided, the government has adopted a justification for its 100-gram-per-plant equivalency in cases involving fewer than 50 plants: "The decision to treat each plant as equal to 100 grams is premised on the fact that the average yield from a mature marihuana plant equals 100 grams of marihuana." U.S.S.G. § 2D1.1, p. 89 (Nov. 1991) (commentary following Guideline).
. After the district judge found the Guidelines unconstitutional, he sentenced the defendants without regard to the 1000-gram-per-plant equivalency scheme. He estimated that the actual weight of the entire seized crop would average 300 grams per plant and sentenced the defendants accordingly. Defendants cross-appealed, arguing that, given Dr. ElSohly's testimony, the judge erred in choosing a 300 gram equivalency.
Defendants’ claim is moot. The actual weight of the plants is irrelevant because we have upheld the constitutionality of the statute and the Guidelines, and the sentence on remand will reflect the 1000 gram per plant equivalency mandated by the statute.