*1 America, UNITED STATES
Appellant at No.
Anthony CORNISH, Jerjuan a/k/a
Mitchall, Appellant at No.
95-2101. 95-2086, 95-2101.
Nos. Appeals, States Court
United
Third Circuit.
Argued June 1996.
Decided Jan. 1997. Rehearing for Jan.
Sur Petition Stiles, Attorney,
Michael R. Jr., Batty, S. Walter Assistant United States McGovern, (ar- Attorney, J. III Clement gued), Special Assistant United States Attor- PA, ney, Philadelphia, Appellant/Cross- Appellee. Kearney Rowley,
Maureen Chief Federal Defender, DeMasse, Appellate Senior Elaine Counsel, Epstein (argued), Robert Assistant Defender, PA, Philadelphia, Ap- Federal pellee/Cross-Appellant. ROTH,
BEFORE: SCIRICA Circuit RESTANI, Judges, Judge, Court of International Trade.* THE OPINION OF COURT RESTANI, Judge. appeal by
This court on action is before the cross-appeal by the United deten- States * tion. Restani, Judge, Honorable Jane A. Trade, by designa- sitting Court of International *2 Jerjuan sentencing hearing, Mitehall Anthony Cornish the district court
dant held a/k/a (“Cornish”). prior The contests the that Cornish’s conviction for third de- gree robbery felony” pursu- court’s determination that Cornish’s is not a “violent district 924(e) (1994)2 not a degree third conviction is ant to 18 U.S.C. and U.S. (“USSG”) enhancement Sentencing for sentence Guidelines Manual challenges purposes, 16,1995, while Cornish the dis- 4B1.4 On November jury regard trict instructions with to court’s nish was sentenced to 108 months incarcera- stipulated prior felony tion, fact years release, the of Cornish’s supervised five and a $50 find in special conviction. We no error the district assessment. instructions, jury
court’s but find that the failing in court did err to the district STANDARD OF REVIEW by penalties provided 18 U.S.C. enhanced object As Cornish did not to the 924(e) and 4B1.4 and remand for USSG below, district court’s our instructions resentencing. plain to review is limited error under Fed. 52(b). Retos, R.Crim.P. See United States v. BACKGROUND (3d Cir.1994). 25 F.3d 1228-29 We 16, 1994, police April On two officers were plenary review over the district court’s patrol police on routine a marked vehicle interpretation application and of the sentenc they being operated when observed a car ing guidelines to the facts found. See United (Supp.App.50a-52a) (3d reckless manner. Collado, Cir. vehicle, attempted stop 1992). to the officers They vehicle reversed its direction and fled. vehicle, lights
pursued
using
their
and
DISCUSSION
attempt
stop
in an
to
the vehicle.
sirens
(Supp.App.53a)
fleeing
police,
While
I.
vehicle,
driver of the
later identified as Cor-
Cornish claims that the district court vio-
nish,
gun
threw a
out of the driver’s side
rights protected by
lated his constitutional
window,
vehicle,
jumped out of the
and fled
the Fifth and Sixth Amendments to United
(Supp.App.54a)
contin-
on foot.
The vehicle
States Constitution when it instructed the
ued forward a short distance and came to
“accept”
stipulated
fact of his
hitting
rest
(Supp.App.54a)
after
fence.
felony
By
instructing
conviction.
so
weapon,
cali-
One officer recovered the
a .38
jury,
argues
im-
Cornish
the court
handgun,
appre-
ber Colt
while two others
properly
removed
element of the crime
away
hended Cornish several blocks
as he
jury’s
from the
consideration.
attempted
(Supp.
to climb over a fence.
a)
App.54a-55a, 187
guarantees
Fifth
Amendment
in-
September
deprived
liberty
On
Cornish was
that no one will be
“with
law,”
by
grand jury
single
process
dicted
a federal
on a
out due
and the Sixth
that,
possession
by
count of
of a firearm a
Amendment ensures
all criminal
“[i]n
convict-
pursuant
922(g) prosecutions,
enjoy
ed felon
to 18
U.S.C.
accused shall
(1994).1
trial,
trial,
Following
right
speedy,
public
and
an
guilty
February
impartial jury.”
found
on
1995. At the
U.S. Const. amend. V & VI.
922(g) provides
part,
person
1. 18 U.S.C.
in relevant
In the case of a
who
[18
violates
any person (1)
922(g)
previous
shall be
who
"[i]t
unlawful
and has
]
U.S.C.
three
—
of,
any
has been convicted in
court
a crime
by any court referred to
U.S.C.
[18
victions
punishable by imprisonment
for a term ex-
922(g)(1)
felony
] for violent
... committed
ceeding
year;
ship
transport
one
...
or
another,
on occasions different from one
such
commerce,
foreign
possess
interstate
$25,000
person shall be fined
more than
commerce,
affecting
any
firearm or ammu-
imprisoned
years, the
not less than fifteen
nition.
...”
of,
suspend
court shall not
the sentence
to,
grant
person
probationaiy
sentence
such
924(e)(1)
respect
provides
[18
2. 2
to the conviction under
U.S.C.
18 U.S.C.
in relevant
part
922(g)],
evidence,
you
also as
know
into
“these
received
has held
Supreme Court
by stipulation
facts
criminal convictions
certain
were
require
provisions
by you
accepted
the de
are therefore to be
upon a
determination
rest
every
(Supp.App.308a)
guilty
evidence.”
fendant
without
counsel,
charged, beyond a
he is
suggestion
crime with which
defense
After
Gaudin,
reasonable doubt.” charge
concluded its
with:
*3
2310, 2313, 132
-U.S.-,-,
course,
jury,
gave
I
of the
members
Of
(1995).
corollary
necessary
to
A
L.Ed.2d
accepting
the' Gov-
you a choice of
either
that,
judge
prohibited
“a trial
is
this rule is
evidence, but
or the defendant’s
ernment’s
entering
judgment of conviction
a
from
reject
you
you can
I
instructed
also
jury
with such
directing the
to come forward
you-really have in
anybody’s
So
evidence.
verdict,
overwhelmingly
how
regardless of
a
accept
can
a third choice. You
that sense
may point in that direction.”
the evidence
reject anyone’s testimony, any of the
Co.,
Supply
Linen
v. Martin
(Supp.App.312a)
evidence.
430 U.S.
omitted).
(citations
contends that
the district
Cornish
L.Ed.2d 642
error when it effective-
committed reversible
trial,
parties
into two
Prior to
the
entered
government on
ly directed a verdict for the
stipulation provided
stipulations. The first
felony
of the
conviction element
the
testify,
agent from the
if
to
an
called
on
922(g)(1)
offense. Cornish relies
the
Alcohol, Tobacco & Firearms
Bureau of
opinion in
reasoning in the Sixth Circuit’s
question
would state that the firearm
Mentz,
F.2d
transported
interstate com-
shipped or
(6th Cir.1988), in
the defendant was
which
(Supp.App.l87a-88a) The second
merce.
robbery. A
of two counts of bank
convicted
previ-
provided that Cornish was
stipulation
security
bank testified that
officer from each
punishable
ously convicted of a crime
Id. federally insured.
the banks were
year.
exceeding one
imprisonment for a term
held that
Sixth Circuit
stipulations were
(Supp.App.188a) These
feder-
jury instruction that both banks were
formally
into evidence at the close
introduced
ally
improperly
insured
directed
verdict
(Supp.App.189a)
government’s case.
of the
government on an essential ele-
favor of the
deliberations,
jury
the district
Prior
judge’s conclu-
ment of the crime because the
jury as follows:
court instructed the
jury
left no room for the
sive statement
required
prove
is
The Government
Id. at 320 & n. 8. Cor-
otherwise.
believe
every essential
beyond a reasonable doubt
case,
present
the
argues
nish
the
charged
...
in order to
of a crime
similarly erred' when it
in-
district court
three
justify
guilty____
a verdict of
jury
“accept”
the
that it must
the
structed
necessary parts of
elements or
essential
felony
stipulated fact of Cornish’s
fol-
charge
criminal
or offense are as
viction.
offense,
First, at the time of the
lows:
jury
claims that because a
has the
Cornish
previously been convicted of
defendant had
reject
stipulation,
appropriate
power to
the
punishable by imprisonment of
a crime
jury
regarding stipulations is to
instruction
year.
than a
And here it’s
more
jury may, is not
the effect that
16th, 1994,
had
April
that on
defendant
to,
required
accept
stipulation
as evi-
previously convicted of such
crime____
proved.
that fact
dence and consider
as
the Devitt and Blackmar model
nish cites
defen-
The second element is
charge
provides
which
knowingly
possessed
dant
firearm
interstate or
gun, and the third is
stipu-
attorneys on both sides
When the
foreign
was affected to some
commerce
fact,
agree
as to the existence of
late
degree____ (Supp.App.304-05a)
may
stipulation
you
accept the
as evidence
regard
proved.
that fact as
You are
jury as
court also instructed the
The district
so, however,
you
required to
since
“Evidence is
do
types of evidence:
to various
witnesses,
judge of the facts.
testimony
exhibits
are the sole
of the
Devitt,
B.
Id. at 679.
Edward J.
Hon. Charles
reasonable doubt.”
The court
Hon.
Wolff,
Blaekmar,
concluded that:
A.
and Kevin F.
Michael
O’Malley,
Jury Practice and In
special evidentiary
Federal
In view of the
charac-
structions,
Criminal,
12.03,
stipulation
potent
Civil and
ter of a
an
than
—more
argues that the district
“guilty
admission but less draconian than a
similarly
plea”
power
failure to
instruct
“acquit
court’s
—and
trial,
reason,”
developing
proper
a structural defect
lan-
constituted
reversal,
guage
irrespective
regarding
of the evi
instruction
requiring
objec
stipulations
contemporaneous
effect of
as to an element of a
or whether a
dence
requires
criminal offense
a trial court to
made.
tion was
walk a
careful line. The
government counters that the district
entitled to have the court inform the
jury instruction did not amount to a
court’s
powerful
stipulation
effect of a
but a
*4
government
of the
directed verdict
favor
verdict,
partial
court cannot direct a
even a
of the crime as the
on an essential element
verdict, against the defendant.
jury
the
to not
district court never instructed
(citation omitted).
noting
Id.
While
prior felony
the
conviction element.
consider
appellate
prop
that no
case has set forth the
government
that
contends
the court sim-
language
jury
er
instruction
jury of
three
ply informed the
the
elements
situation,
approvingly
the court
cited the
required proof beyond a
that
reasonable
jury
Eighth
model
instructions for the
accurately
parties
that
doubt and
stated
the
language
Ninth Circuits which both include
agreed
prior felony
to the existence of a
had
that, given stipulation,
jury
the
“should ...
government distinguishes
conviction.
stipulated]
having
treat
[the
facts as
opinion in Mentz from the
the Sixth Circuit’s
proved.” Id. The court then held that the
ease, in
present
that Mentz did not involve
jury
district court’s instruction to the
that it
stipulation by
parties to an
the
must “consider” the elements and that
it
crime, but
court’s
the
the district
assessment
“should”
find
the
estab
sufficiency
presented,
of the evidence
through
stipula
lished those elements
the
on an element of the crime.
tions was not erroneous.
Id.
Appeal
the
We note
Courts
The Tenth Circuit took a somewhat differ-
recently
Mason,
Fourth and Tenth Circuit have
ad
approach.
ent
United States v.
Muse,
(10th Cir.1996).
Mason,
dressed this issue United States v.
F.3d 471
In
the
—
(4th
denied,
Cir.),
establish the fact
it does not re
need not resolve the existence
[T]he
prosecution
stipu-
from
parties
lieve the
the burden
of an element when the
have
every
beyond
that ele-
‘proving
element of the crime’
lated to the facts which establish
jury
regard
3. We also note that
Sixth Circuit Court of
instruction with
stipulation
previously
Appeal
that Jones was a
has considered this issue in United States
Jones,
error,
(6th Cir.),
reh'g
65 F.3d
vacated and
victed felon constituted reversible
v.
(6th Cir.1995).
yet
opinion
granted,
Circuit has not
issued its
en
en banc
his interest
were
reach the same conclusion
We would
Although
possible
it is
to waive constitu-
error standard be
apply
we to
a harmless
Supreme
prece-
rights,
tional
neither
Court
instruction did not
cause the district court’s
Pro-
nor the Federal Rules of Criminal
dent
rights and
affect the defendant’s1substantial
guidance on how to
provide
cedure
clear
beyond á reasonable doubt.
.was harmless
partial
accomplish properly a
waiver
18, 24,
California, 386 U.S.
87
Chapman v.
right
by jury.
not resolve
to trial
We need
(1967);
824, 828,
28
II. IV, history category of resulting in a sentenc trial, government ing range Prior to filed a of 100 to months and an actual of Defendant’s Prior Convictions for Notice sentence of 108 months incarceration. Unit 18, Sentencing Cornish, Enhanced United 2, Under Title ed v. States No. 924(e) Code, (Supp.App.314a (E.D.Pa. 1996). Section 29, WL 144426 Mar. Had 15a) copies attached certified of the de Cornish been classified as an armed career contending convictions5 fendant’s pursuant 924(e), criminal to 18 U.S.C. they constituted felonies” as defined “violent offense level would have been 33 924(e)(2)(B).6 Cornish filed 18 U.S.C. resulting sentencing range of 235 to 293 Investigation objections to the Presentence subject year months and mandatory a 15 e challenging Report the United States Proba Id.; minimum. se also USSG subject tion conclusion that he was Office’s 4B1.4(b)(3)(B). chal 924(e). pursuant an sentence enhanced lenges ruling that Cor conceded that his convictions for degree felony robbery nish’s third conviction 30, July robbery on November 1983 and felony” was not a “violent and failure to were felonies” “violent penalties the enhanced 924(e)(2)(B), objected to the inclusion Supreme Court has considered the degree robbery of his October 1984 third meaning “burglary” of a as a felony.” (SuppApp. conviction as a “violent 924(e) 317a-18a) instance, in Taylor under 18 U.S.C. Cornish was States, robbery, degree felony 495 U.S. convicted of a third pursuant Taylor, 18 Pa. Cons.Stat. Ann. 109 L.Ed.2d *6 (West 1983).7 3701(a)(1)(v) § Court was asked to determine whether a copies presents potential of 5. The submitted certified duct that a serious risk of physical injury prior robbery Cornish's three convictions to es- another. following record of convictions: tablish Pennsylvania robbery provides: 7.The statute (a) 28, 1983, Offense defined.— 1. On or about November in Phila- (1) if, person guilty robbery A is of in the Court, delphia Common Pleas case # 8306- theft, committing of a course he: 2147, degree Cornish was convicted of second bodily injury upon inflicts serious anoth- felony robbery charges and sentenced to a er; imprisonment. term of (ii) intentionally threatens another with or 25, 1984, 2. On or about October in Philadel- puts bodily him in fear of immediate serious Court, 8312-2836, phia Common Pleas case # injury; degree felony Cornish was convicted of third (iii) immediately commits or threatens robbery charges and sentenced to a term of felony of the first or second commit degree; imprisonment. July Philadelphia 3. On or about (iv) bodily upon injury inflicts another or Court, Pleas # Common case intentionally puts threatens another with or degree felony nish was convicted of second bodily injury; him in fear of immediate charges robbery and sentenced to a term of (v) physically property takes or removes imprisonment. person of however from slight. another force 314a-15a; 14a-21a) App. (Supp.App. (2) An act shall be deemed "in the course of 924(e)(2)(B) § a 6. 18 U.S.C. Code defines "vio- attempt committing a theft” if it occurs in an felony” lent as: flight attempt to commit theft or in after the [A]ny punishable by imprisonment crime commission. (b) exceeding Grading. Robbery year, under subsection term one ... that— — use, use, (a)(l)(iv) (i) attempted felony degree; of the second rob- has as an element the is (a)(l)(v) physical against bery felony use of under subsection is a of or threatened force another; otherwise, degree; felony person is a of the third it arson, extortion, (ii) burglary, degree. is involves first explosives, § 18 Pa.Cons.Stat.Ann. 3701. use of or otherwise involves 308 along with the certi burglary prior under in the conviction- second-degree
conviction for
conviction,
inquiry
qualify
sufficient to
as
fied record of
Missouri law was
578,
at
felony.”
beyond
Id. at
110 S.Ct.
“violent
not extend
these documents.”
should
rejected
(citation omitted).
the view of the
2147 - 18. The Court
holding
Id.
appeals
Congress
intended the
court of
robbery
conspiracy to commit
was
crime of
“burglary”
under
meaning
meaning of
felony” within the
“violent
924(e)(2)(B)(ii)
dependent
on the defi
be
924(e)(2)(B)(i),
that rob
the court noted
Id.
adopted
the state of conviction.
nition
felony”
purposes of
bery
a “violent
for
is
590,
at 2154. Such a definition
at
110 S.Ct.
924(e).
(citing
at
States v.
Id.
United
924(e)’s
sentence enhance
lead to
would
(fed
(3d Cir.))
Palmer,
F.2d
inconsistently
applied
for the
ment
to be
attempted
robbery conviction
eral
bank
prosecuted in
by defendants
same conduct
felony”
“clearly”
under
is
burglary differently.
that define
states
denied,
924(e)),
493 U.S.
cert.
590-91, 110
at 2154. The Court
at
S.Ct.
(1989);
233,
309
Preston,
thereby
(citing
qualifying
felony”
Present: MANSMANN, STAPLETON,
BECKER,
GREENBERG, SCIRICA, COWEN, ALITO, ROTH,
NYGAARD, LEWIS and RESTANI,
McKEE, Judges, Circuit * Judge, Trade Court International PETITION FOR REHEARING
SUR 31, 1997
Jan. by appel- petition rehearing for filed Anthony in the above-entitled
lant having judges to the
case been submitted of this Court participated the decision
who judges of all other available circuit
and to service, regular active and no
the circuit having
judge who concurred the decision majority rehearing, and a
asked for judges regular service
circuit of the circuit petition having rehearing, voted rehearing by panel and the Court
banc, is denied. of America
UNITED STATES MURRAY, Appellant.
Michael
No. 96-7072. Appeals, States Court of
Third Circuit.
Argued Aug. 1996.
Decided Jan. *9 * Restani, tion, panel rehearing only. Judge, Honorable Jane A. as to Trade, by designa- Court of International who sat
