Opinion for the court filed by Circuit Judge RANDOLPH.
The most serious issue presented in this case is whether, as the district court ruled, the career offender provisions of the Sentencing Guidelines are unconstitutional as applied to the defendant, Cordell Spencer. *1108 Spencer was convicted, after a jury trial, of possession with intent to distribute cocaine base (21 U.S.C. §§ 841(a)(1), 841(b)(l)(B)(iii)), and possession with intent to distribute a detectable amount of heroin (21 U.S.C. §§ 841(a)(1), 841(b)(1)(C)). Refusing to follow the Sentencing Guidelines, which placed Spencer’s sentence in the 30-year-to-life-imprisonment range, the court sentenced Spencer to the mandatory minimum of 10 years’ imprisonment.
I
After receiving complaints about drug activity in an apartment at 640 Park Road in northwest Washington, D.C., a police officer patrolling the area investigated. He saw Spencer inside the apartment talking with another individual, described as an “unidentified white male.” When Spencer spotted the officer, he closed the door. The officer questioned the “white male” about his presence in the apartment, but the record does not reveal the man’s response. Within a few days, the officer obtained a search warrant. He went to the apartment, saw Spencer and Ronald Chapman there, and one hour later returned with two other officers to execute the warrant.
As the officers drove through a nearby alley, they noticed Spencer removing his left hand from the apartment door and carrying a set of keys in his right hand. Confronted by the officers, Spencer first said the keys were for his car and an apartment he rented elsewhere; he then changed his story, saying he found the keys in the hallway. According to Spencer, he had just been “passing through” the building. One of the keys fit the lock on the apartment subject to the warrant.
Inside the apartment the officers found Chapman, an inoperable .25 caliber pistol, three rounds of ammunition, 51 ziploek bags containing 6.69 grams of cocaine base, 11 bags containing .87 grams of heroin, many empty ziploek bags, a pager, a box of baking soda, and a strainer and spoon covered with cocaine and heroin residue. The apartment was filthy, and “look[ed] like nobody had lived in there ... maybe two or three months.” The police recovered no personal possessions linking Spencer to the apartment. The lessee of the apartment, Sincera Boone, apparently lived elsewhere. At the time of his arrest, Spencer was carrying a pager and $111 in cash.
Charles Anderson, a friend of Spencer and a witness for the defense, testified that he was on the porch of a nearby home (646 Park Road) playing with two puppies for about two hours before the police arrived. He asserted that during those two hours, Spencer was sitting by a tree, where he remained until the officers grabbed him and threw him against a car. Anderson heard Spencer threaten to sue the police. He saw the officers take several keys from Spencer.
Harveeta Tucker, another defense witness who knew Spencer, testified that when the police arrived, she was in the front yard of her home at 648 Park Road. She swore that Spencer had been near the tree for an hour and that the police arrested him there after bringing Chapman out of the apartment. She too heard Spencer threaten to sue the police. Although Anderson testified to seeing Tucker, Tucker did not see Anderson and did not remember any puppies. She described a wooden wall with a small opening separating the porches at 646 and 648 Park Road. On cross-examination Tucker admitted that there was a pending armed robbery charge against her. She denied harassing police officers making arrests in her neighborhood, a statement contradicted in the government’s rebuttal by the investigating officer, who recounted Tucker’s throwing bottles at police officers making other drug arrests in the neighborhood.
II
Spencer’s list of alleged trial errors begins with the prosecutor’s opening statement. The prosecutor described the presearch events to the jury, reciting Spencer’s status as a “target” of the search warrant; the officers’ expectations that they would find him at the apartment; and the investigating officer’s “prior encounters” with him. These remarks did not, as Spencer believes, suggest that the government had evidence of Spencer’s drug dealing beyond the evidence
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to be introduced.
Compare United States v. Foster,
The next item on Spencer’s list is the district court’s allowing the prosecutor to impeach defense witness Tucker with the pending armed robbery charge against her. We hold that the court acted within the limits of its discretion. Cases decided before adoption of the Federal Rules of Evidence generally forbid attacks on a witness’ credibility merely on the basis that the witness had been arrested or charged. An indictment or an arrest is not, in itself, proof of the underlying criminal act. “Only a conviction,” the Supreme Court wrote in
Michelson v. United States,
There is nothing to Spencer’s additional claims that the court improperly questioned Tucker and gave an erroneous jury instruction. Spencer raised neither objection at trial and he cannot satisfy the “plain error” standard. Fed.R.Crim.P. 52(b). Trial judges may question witnesses. Fed.R.Evid. 614(b). While it is often said the judge may not assume the role of an advocate,
e.g., United States v. Norris,
As to the jury instructions, the court described the prosecution’s theory of the case and the defense’s, and then told the jury that in order to decide which theory of the case was correct, it must decide whether the officers were lying or whether Tucker and Anderson were lying. The instruction did not, as Spencer contends, plainly shift the burden of proof to the defense. A few moments earlier, the court instructed, “As somebody or both lawyers said, somebody is lying. It is perfectly obvious.” The court immediately followed up with an explanation of the burden of proof: “The defendant is not required to prove his innocence. He doesn’t have to prove anything. He can sit there and wait for the government to prove its case.” The court also explained that the government had the burden of proving each element of the offense beyond a reasonable doubt. Given the conflicting stories about Spencer’s whereabouts at the time of his arrest, the defense’s repeated contention that the police were lying, and Spencer’s failure to object, the court’s charge did not rise to the level of plain error. The jury could not have construed the court’s remark to mean that the defendant had the burden of proof, unless it ignored the court’s other instructions.
Cf. United States v. Alston,
III
Spencer is a four-time loser. Before this trial, he had been convicted three times in the District of Columbia Superior Court: in 1986 for distributing heroin, in 1987 for attempting to distribute heroin, and in 1991 for attempting to possess cocaine with intent to distribute. For his 1986 and 1987 crimes, he was sentenced under the “Youth Rehabilitation Act,” D.C.Code § 24-803; for his 1991 crime, he received 18 months’ probation, a sentence he was serving when he committed the offenses in this case.
Because Spencer stood convicted of possessing, with intent to distribute, cocaine base in violation of 21 U.S.C. § 841(a)(1), because the amount was more than 5 grams and because he had at least one prior conviction under local law “relating to narcotic drugs,” his statutory sentence was “not ... less than 10 years and not more than life imprisonment” (21 U.S.C. § 841(b)(l)(B)(iii)).
Courts must follow the Sentencing Guidelines to determine where in this range — 10 years to life — a defendant like Spencer should be placed. 18 U.S.C. § 3553(b). Spencer’s presentenee report treated him as a “career offender” under U.S.S.G. § 4B1.1. See 28 U.S.C. § 994(h). This had the effect of boosting his offense level from 26 to 37, increasing his criminal history category from IV to VI, and raising his sentencing range to 30 years to life.
Thirty years’ imprisonment is, by anyone’s lights, a severe sanction. To the district court, it was too severe. Nevertheless, the court rejected defense counsel’s plea that it
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depart from the Guidelines and give Spencer less time, as U.S.S.G. § 4A1.3 authorizes.
United States v. Spencer,
As to the Eighth Amendment, our decision in
United States v. Garrett,
The district court thought it critical that a legislature or a judge determined the length of the sentences imposed in
Rummel, Hutto,
and
Harmelin,
while here the 30-year period was chosen by the Sentencing Commission, which “obviously is not a legislative body” and which has “interfered with the power of federal courts to exercise their historic sentencing function.”
The district court’s other rationale, on which it seemed to rest its due process ruling, was that the Commission implement
*1112
ed § 994(h) through U.S.S.G. § 4B1.1 in a “wooden” and “blind” manner, treating all “career offenders” alike, without regard to their individual circumstances.
Furthermore, the Guidelines may be more flexible than the district court supposed. The policy statement in U.S.S.G. § 4A1.3, which is authoritative
(Williams v. United States,
- U.S. -, -,
The Third and Fourth Circuits hold that departures under U.S.S.G. § 4A1.3 are not governed by 18 U.S.C. § 3553(b) and U.S.S.G. § 5K2.0 (policy statement), which limit departures to cases in which there is an “aggravating or mitigating circumstance of a kind, or to a degree” the Commission has not “adequately taken into consideration” in formulating the Guidelines.
United States v. Shoupe,
Whether 18 U.S.C. § 3553(b) and U.S.S.G. § 5K2.0 are as restrictive as the Third and Fourth Circuits believed may be open to
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doubt, as Judge Breyer persuasively demonstrated in
United States v. Rivera,
Two reasons make us reluctant to choose, in this ease, between
Shoupe
and
Pinckney,
on the one hand, and the contrary decision of the Tenth Circuit in
Bowser,
on the other hand. First, it is unclear why the district court, having found that “Spencer’s prior offenses, which were also relatively unaggra-vated, do not indelibly stamp him as a career offender,”
Spencer,
Second, it is, an open question whether on remand the court will get to the point of exercising or refusing to exercise its discretion to depart under § 4A1.3. At oral argument the question arose whether Spencer even qualified as a “career offender” in view of our recent decision in
United States v. Price,
Section 994(h) provides in relevant part:
The Commission shall, assure that the guidelines specify a sentence to a term of imprisonment at or near the maximum term authorized for categories of defendants in which the defendant is eighteen years old or older and—
(1) has been convicted of a felony that is—
(B) an offense described in section 401 of the Controlled Substances Act (21 U.S.C. 841) ...; and
*1114 (2) has previously been convicted of two or more prior felonies, each of which is—
(B) an offense described in section 401 of the Controlled Substances Act (21 U.S.C. 841)....
Here the district court said that two of Spencer’s three prior convictions were “attempted distribution of heroin,” and “attempted possession with intent to distribute heroin.”
Spencer,
The issue whether in light of Price the Guidelines may properly place Spencer in the career offender category arose, as we have said, only in oral argument. The parties have not yet had a chance to address it in any comprehensive fashion. Since the case must be remanded for resentencing in any event, we should have the benefit of the district court’s judgment, after full argument, before we consider this issue further.
The judgment of conviction is affirmed and the case is remanded for further proceedings in accordance with this opinion.
Notes
. Spencer complains about the following remarks of the prosecutor, during closing argument, regarding the "white male” the investigating officer encountered when he first arrived at the apartment: “What do you think he asked the white male? He did not have a search warrant at that time. He’s investigating drug distribution as part of his duties in the Fourth District vice unit. What do you think he asked the white male coming out of the apartment? What time is it? Or what are you doing there? What are you doing at this apartment? That was the beginning of the investigation.”
As the government concedes, one might infer from these remarks that the officer asked the white male about drag dealing and, perhaps, that the white male answered that Spencer was selling drags. Brief for Appellee and Cross-Appellant at 22. But that is not the only possible inference and we cannot simply assume the jury made it.
See Donnelly v. DeChristoforo,
. Congress has the unquestioned power to determine sentences for federal crimes. No one would maintain that in doing so Congress unconstitutionally invades the province of the federal courts. If Congress has validly delegated to the Sentencing Commission the power to develop proportionate penalties for federal criminals, as
Mistretta
held (
. The Commission's policy statement, U.S.S.G. § 4A1.3, says, in relevant part:
There may be cases where the court concludes that a defendant's criminal history category significantly over-represents the seriousness of a defendant's criminal history or the likelihood that the defendant will commit further crimes. An example might include the case of a defendant with two minor misdemeanor convictions close to ten years prior to the instant offense and no other evidence of prior criminal behavior in the intervening period. The court may conclude that the defendant's criminal history was significantly less serious than that of most defendants in the same criminal history category (Category II), and therefore consider a downward departure from the guidelines.
. Under 28 U.S.C. § 994(f), the Commission, in promulgating the Guidelines, must promote the purposes set forth in 28 U.S.C. § 991(b)(1).
.
Price
recognized that although the court’s concern there was "only with § 994(h)(1)(B), ... § 994(h)(2)(B) poses the same problem.”
