This case involves a petition for a writ of habeas corpus filed by a state prisoner. In a previous decision reported at
Before proceeding to the merits, one additional point on this issue should be noted. At the time petitioner entered his plea of guilty three sections of the former New York Code of Criminal Procedure allowed appeal of certain claims notwithstanding the entry of a plea of guilty. Section 813-g allowed appeal of claims relating to allegedly involuntary confessions. Section 813-e permitted appeal of claims relating to allegedly unlawful searches and seizures of tangible items,
See
People v. Habel,
Petitioner does not contend that a hearing is required in his case. He concedes that the facts pertaining to his claims are those revealed in the testimony presented to the grand jury in his case. (Letter from Herman Schwartz, June 12, 1973.) The facts so revealed are as follows:
In December 1965 petitioner reported to the police that he had found the body of one Charles Reynolds in a coal yard in the city of Lockport, New York. Although petitioner became a suspect in *907 the ease and was questioned by the police, he was not arrested at that time,
In February 1966 petitioner applied for a job at the Reid Petroleum Corporation in Lockport. As a condition of employment he was required to take a polygraph test, which was administered on February 5 by John Bewick, Jr., a polygraph operator retained by Reid as a consultant. During a conversation preliminary to the actual test, petitioner revealed to Bewick that he had been a suspect in the Reynolds case and that he had not told the police that he had hit or pushed the victim. 1
Bewick reported what he had learned to the police, who thereupon arranged for him to conduct a second polygraph test of petitioner at which Bewick would be equipped with a concealed electronic
*908
transmitting device enabling the police to listen to and record the conversation. The second test was held at Reid’s on February 8 after Reid informed petitioner that another test was necessary in his case. Petitioner was not given the warnings set forth in Miranda v. Arizona,
Petitioner contends that his second confession was obtained in violation of his rights under the fifth amendment. This contention encompasses three distinct claims, the first of which is that Bewick’s interrogation imposed on petitioner an impermissible choice between self-incrimination and the loss of his newly acquired job. In support of this claim petitioner cites Garrity v. New Jersey,
The choice given petitioners was either to forfeit their jobs or to incriminate themselves. The option to lose their means of livelihood or to pay the penalty of self-incrimination is the antithesis of free choice to speak out or to remain silent. Id. at 497,87 S.Ct. at 618 .
Garrity
is distinguishable from petitioner’s case, however, on the ground that it concerned the forfeiture of a governmental benefit, public employment. As such, it represented a specific application of the general principle that the state may not condition the grant of a benefit or privilege upon the recipient’s relinquishment of a constitutional right.
See
Jones v. State Board of Education of Tennessee,
Petitioner claims next that his second confession was obtained in violation of his rights under the fifth amendment because before questioning him Bewick did not give him the warnings required by Miranda v. Arizona,
supra.
The answer to this contention is that petitioner was not in custody when he was interrogated by Bewick. The test of whether questioning is custodial in nature is an objective one not “depend[ing] upon how [the] individual being questioned perceive [s] his situation.” United States v. Hall,
Petitioner’s final fifth amendment claim is that his second confession was involuntarily given. As was noted in Schneckloth v. Bustamonte,
Applying the foregoing tests, the court does not believe that petitioner’s second confession was the product of a will overborne and hence involuntary. There is no doubt that Bewick deceived petitioner by concealing his newly acquired status as a police agent and denying that their conversation was being recorded. Nevertheless “[a] mere deception by an interrogator,
ipso facto,
does not invalidate a confession absent other compelling circumstances.” United States ex rel. Lathan v. Deegan,
Finally, petitioner claims that the use by the police of an eavesdrop
*912
ping device concealed on Bewick’s person to listen to his conversation with petitioner constituted an unreasonable search and seizure under the fourth amendment. Because the electronic surveillance in petitioner’s case occurred prior to the date upon which Katz v. United States,
Under
pre-Katz
law, the protections of the fourth amendment were not triggered when the use of an eavesdropping device was not accompanied by a trespass upon the premises in which the overheard conversation occurred.
See
Goldman v. United States,
Petitioner seeks to distinguish
On Lee,
however, on the ground that the statements of the defendant there were freely given — he “was talking confidentially and indiscreetly with one he trusted,”
Under the New York procedure pursuant to which petitioner is permitted to raise constitutional issues in the state appellate courts and in the federal courts, notwithstanding his entry of a plea of guilty, the reviewing courts are deprived of a record indicating the proof which would have been presented at trial. If one assumes that the evidence presented to the grand jury was the evidence that would have been presented at a trial, this court would be inclined to find harmless error in the use of petitioner’s second confession even if it were to be found to have been obtained in violation of the fourth or fifth amendment.
See
Harrington v. California,
The petition for a writ of habeas corpus is denied.
Certificate of probable cause and permission to appeal in forma pauperis are granted. Petitioner may file a notice of appeal with the Clerk of the United States District Court, United States Court House, Buffalo, New York, without the payment of filing fees.
So Ordered.
Notes
. Bewick described the portion of the conversation in which petitioner made his confession as follows:
Q. Would you try to recall then as well as you can at this time the substance of that oral conversation you had with Harry Sanney on February 5th? A. All right. Well, the original I followed with that form most of the conversation getting his name and address; places where he had worked; if he had ever been arrested. The form shows various blocks I would try to fill in. And in the course of it, he made those statement [sic] to me and I made the notes. And towards the end of the conversation it just was apparent he was very nervous, and that he was withholding something. He was uneasy about not having told me the complete truth. This was only a guess on my part. I talked to him along the lines as if I were correct in my guess and that there was something that he was concerned about. Now, at the time when I asked him if he had ever been arrested, he brought out the fact that he had been a suspect in an investigation of a murder.
Q. Was this conversation while you were administering the polygraph test? A. No. This previous.
Q. All right. A. That it had been a situation where he was picked up as a suspect and had been questioned about his knowledge of this murder. And that he had been released by the police; so he told me that as if that settled it; that was all there was to it. But I also recognized he was uneasy. I couldn’t help but think maybe there was something to the information concerning that matter that he might be uneasy about. I more or less questioned him along those lines; that he was keeping something secret from me; holding something back about his arrest record. And I asked him why or what was the reason for his uneasiness. And he said, well, at first he said, “I don’t want you — ” he thought I was the employer — “I don’t want you to know that I was arrested and besides being picked up for that and questioned in that murder.” I said, “That won’t make and [sic] difference if you can explain what happened.” And he did not explain. He just said he had been arrested other times. I did not go into that any further. But about the suspected murder he had committed, I asked him about that and generally the way it came out he said he hadn’t told the police everything when they had questioned him.” I asked him: “Well, what didn’t you tell them?” He said that he didn’t tell them that he had hit or pushed the victim. I am not clear because his level of expression is very immature. He talks like a child. He is a very dull type of guy. And so at that time I said he cleared it up with me. I realized that I was — he was telling me something that was very different from what he told the police. He was actually getting a sense of relief or release from having told me this. So I talked to him further about it, where he had either hit him or pushed him; had it been — I had read the account in the paper in December and I somewhat knew the details of it. Then, of course, he told me he had been picked up about it. I brought in a lot of other details; had it been the laundermat [sic] or where he cleaned up.
Q. You mean the striking? A. The striking of the victim. He got kind of reluctant to discuss it beyond that point except to just say: “I hit him and I ain’t going to tell you no more.” Words to that effect. He was kind of completely crushed or emotional, very tired acting and very sorry and sad about it. I thought that he was worried about losing his job. He apparently didn’t know that — or thought the employer hadn’t read that account in the paper or connected it with him.
Q. Is that the total of your recollection of this conversation? A. Yes. At that point he knew that he was admitting something to me that he had been responsible for at least pushing or hitting this fellow who later was found to be killed.
. The statements are as follows :
Q. I was hoping (next portion inaudible) you might have been a little upset Saturday, it is an upsetting fact, isn’t it? A. Yes.
Q. What happened between you and Reynolds, his name is Reynolds? A. Peanuts.
Q. What happened between you and he, it was very disturbing, wasn’t it and upsetting, wasn’t it? A. Umhmm.
Q. To go over it again, did you tell me that you hit him? A. Yes.
Q. What, with what? A. An object.
Q. An object. Was it like a piece of wood or a piece of pipe? A. It wasn’t no pipe.
Q. Was it like a 2 x 4? A. Yes.
Q. Where did you find it, on the floor, where? A. In the shed.
Q. In the shed. Where did you put it after you used it. You can tell me. Think. You have thought about it, haven’t you, where did you put it? A. (First part inaudible) — I didn’t want nobody to find it.
Q. Did he threaten you? A. Yes.
Q. Yes. What did he threaten to do, tell me. A. IIe said he was going to tell everybody what kind of a kid I was.
Q. What did he want you to do? A. He wanted me to have sex with him.
Q. When you wouldn’t he threatened he was going to tell? A. Tell everybody.
Q. Did you smoke a cigar with him? A. No.
Q. Did you smoke anything with him like marijuana or cigarettes? A. A cigarette.
Q. A cigarette. Because I found out he was a cigar smoker. A. There were a couple cigars down there.
Q. I must have read that in the paper. How long were you down there with him? Did you go down there when, at 11 or 12 or 1 in the morning or when was it? This was what was keeping you from telling the truth. Give me the whole truth, you can tell me the truth. I know you didn’t trust me. A. A little after 12.
Q. A little after 12 on the day he was found, that you found him? A. Yes.
Q. What did you do, did you walk or ride in a car or did you take a taxi, how did you get down there, isn’t this far away from where you live? A. Up the street.
Q. What did you do ? A. We walked.
Q. You walked together or did you meet him? A. (Inaudible.)
Q. I probably did. A. (Inaudible.)
Q. Does that mean yes? A. Yes.
Q. He asked you to have sex with him? A. Yes.
Q. Yes? A. Yes.
Q. And you refused? Did you refuse? A. Yes.
Q. You know I think it is good for you, instead of just nodding your head to say yes or no. Say it loud and clear. This is what is getting it off your chest. A. (Inaudible.)
Q. That is why I came back. I didn’t do you any favors because I left you all worked up without the chance to let off steam. You blow off steam, not always by punching your fist down or doing something or getting drunk or anything like that, you might blow off steam by telling somebody a word of kindness between people but I am concerned about that incident that happened with Peanuts or Reynolds, if that is the end of the story. Did you get anything from him? A. No.
Q. You didn’t. Did he have anything to take? A. I don’t know.
Q'. Did he have a cigarette lighter or watch or ring? A. Not that I know of. (Next part inaudible.) He didn’t have no wallet or nothing.
Q. He didn’t? A. That is what the paper said.
Q. I have been reading the paper, too. That is where I got my information from. I have been reading the paper since I talked to you. I was all alone when I read them. I want you to know that I did though. What time was it, noon or midnight? A. Midnight.
*909 Q. Then what did you do, you struck him with this piece of wood, like a 2x4 and you left, where did you go? A. Home.
Q. To the Laundromat? A. Yes.
Q. Did you go up the stairs then to bed? A. Yes.
Q. You got up the next day and then what did you do, go back there, were you worried, nervous? A. (Inaudible.)— that was the first time I had seen that place. It was a big coal yard.
Q. I haven’t been back there so I don’t know. You walked in and looked where you remembered you had been with him? Where was he standing when you hit him, in back of you? A. In front of me.
Q. Were you arguing loudly; He was teasing you, wasn’t he? A. Yes.
Q. Was the item, whatever it was, I don’t care, was it just laying right there? A. Yes.
Q. Was it long or short, four feet, how long? A. About three feet.
Q. A good length, it wasn’t just a little piece? A. Yes.
Q. (First portion inaudible) — you were there and you know how it happened. That is why I am suggesting to you — I am using my experience to say that maybe there is an opening here, Harry, where you could tell your story. What do you think, it is not going to be easy. A. No, I know it.
Q. It is going to take courage. A. But the thing of it is they all told me at the police station that the guy’s head was all bashed in. (Next portion inaudible.)
Q. Yes. A. I know I couldn’t have done it.
Q. You wouldn’t have done it — put it that way — but you did hit him with a 2 x 4? A. Yes.
Q. It could have happened, Harry, was it dark? A. Yes.
Q. Did he fall? A. Yes.
Q. He fell down? Bight? A. Bight.
Q. Did you touch him after that, did you move him? A. No.
Q. Did you pick him up? A. I just ran.
Q. You ran, you ran after you hit him with a 2x4? A. Yes.
Q. Well, did you go anywhere else, did you go have a drink? A. (Inaudible.)
Q. Did you have to turn the lights out in the Laundromat or it goes all night? A. Yes.
Q. Anyone can go in there all night? A. Yes.
Q. I am concerned because you know the other day I asked you did you ever steal any money in your life. Bemember I asked you that? Could it be that you took some money from Peanuts before or after this, and you felt that you hadn’t earned it, that you took it dishonestly? A. No.
Q. Did he offer you money? A. No, what happened Peanuts was pretty well drunk (next portion inaudible).
Q. They knew he was drunk that night? A. What happened, he came in and my sister-in-law and I was down in the Laundromat. She was mopping the floor and I asked him very nicely if he would go and he just was sitting there and he wasn’t doing anything (next portion inaudible). He brought in a couple dish towels.
Q. Just to be a smart aleck? A. Yes.
Q. So that he could come in and stay there? A. Then he jammed the nickel in the machine.
Q. Was he kind of trying to burn you up, do you think by doing that? A. I imagine he was.
Q. That was the way you took it anyhow? A. Yes, so I walked over and told him he couldn’t put a nickel in because it took quarters. I took the nickel out and gave it back to him.
Q. You took the nickel away? A. I gave it back to him..
Q. Then what did you do, this wasn’t in the paper? A. No.
Q. This wasn’t in the paper, what did you do then? A. He put a quarter in and run 'the machine and went back to the table and I sat down and he was sitting right across from me. He kept watching me and I finally made up my mind to ask him what he was watching me for.
Q. What did he say? A. I want you to go out .with me (next portion inaudible)
Q. He started teasing you there? Yes, my sister-in-law had already went upstairs.
Q. (First portion inaudible) so he made you mad right there, I thought it was later. A. No.
Q. Then what did he do, he left and he knew you were following him or were you going along with him, is that the idea, but you weren’t? A. No.
Q. No, I see. You followed him. How did you go from the Laundromat, did you go up this way or this way? A. On Buffalo Street, down Buffalo Street.
Q. I am not from Lockport, I don’t know the streets at all. A. (Inaudible.)
Q. Bight near here? A. Yes.
Q. I see. How far ahead of you was he? A. (Inaudible.)
Q. He went all the way in and did he suggest. that he have sex with you when you got inside? A. I was going to walk on by.
*910 Q. But you were still mad at him? A. Yes.
Q. Angry? A. Yes, he made another remark toward me to come in.
Q. What did he say? Is it an embarrasisng [sic] remark? What was it? I am a grown man. I have heard these things before. What did he say that was embarrassing, you won’t embarrass me. A. He wanted me to give him a blow job.
Q. He requested you to come in to give him a blow job? A. That made me awful mad.
Q. You went in? A. Yes.
Q. You argued and then you picked up the board and hit him how many times? A. Once.
Q. You struck him once? A. Yes (Next portion inaudible.)
. The only point upon which a majority of the Supreme Court argued in
White
was that the decision in
Katz
liad been improperly applied to electronic surveillance occurring prior to the date upon which
Katz
was decided. Four Justices expressed the view, however, that Katz had not undermined the holding of On Lee v. United States,
. A third case involving a secret agent carrying a transmitter is Osborn v. United States,
