This аppeal presents the rare instance where by granting a writ of habeas corpus to a state prisoner we intrude less into local administration of criminal justice than if we were to follow the contrary course suggested by the state Attorney General. Judge Bruchhausen granted Leon Newsome’s petition pursuant to 28 U.S.C. 2254 because the loitering statute under which Newsome was arrested has been declared unconstitutional by the New York Court of Appeals. Since Newsome is collaterally attacking a conViction not for loitering, but for a narcotics violation arising from evidence seized at the time of his arrest for loitering, his petition raises an interesting question of Fourth Amendment law. We agree with the New York Court of Appeals in its evaluation of the loitering statute and, because of the particular constitutional infirmities involved, are compelled to, conclude that the writ should issue. We affirm.
I. FACTUAL BACKGROUND
The essential facts are not in dispute and сan be related briefly. On February 12, 1970, New York City Housing Authority Policeman Warren J. Ungar and a fellow officer responded to an anonymous telephone call “to the effect that someone was in the hallway” of a City Housing Authority dwelling at 81-OS Hammel Boulevard, Queens, New York. The patrolmen entered the building at approximately 10:20 p.m. and immediately approached two men — Leon Newsome and an unidentified companion —who were standing in the lobby near the main doorway. In resрonse to Un-gar’s questions, Newsome said he had just entered the building. When New-some was unable to produce identification, he was arrested for loitering (N.Y. Pen.L. 240.35(6), McKinney’s Consol. Laws, c. 40) and searched incident to that arrest. Patrolman Ungar placed Newsome against the wall and “went through the pockets.” This search produced a closed black leather pouch in which Ungar found a functional hypodermic instrument and a glassine envelope later determined to contаin 2 grains of heroin. Accordingly, Newsome was also charged with possession of dangerous drugs (N.Y.Pen.L. 220.05) and criminal possession of a hypodermic instrument (N.Y.Pen.L. 220.45).
After a brief nonjury trial before Criminal Court Judge Nicholas Tsouca-las on April 7, 1970, Newsome was convicted for loitering. Judge Tsoucalas immediately proceeded to conduct a hearing on Newsome’s motion to suppress the evidence seized at the time of his arrest.
On May 7, 1970, the date scheduled for a trial on the drug charges, Newsome appeared before Judge Abraham Roth and withdrew his prior pleas of not guilty and pleaded guilty to the lesser charge of “attempted possession of dangerous drugs” (N.Y.Pen.L. 110.-
On July 2, 1973, prior to Judge Bruchhausen’s final disposition on the merits, the New York Court of Appeals in a well-reasoned opinion declared § 240.35(6) unconstitutional on its face because, amоng other infirmities, it was overly vague. People v. Berck,
II. STANDING
As a threshold issue, the Attorney General raises the not unfamiliar claim that Newsome is without standing to pursue his underlying constitutional attacks on the drug conviction because those claims wеre waived when Newsome pleaded guilty. Ordinarily, it is true that an intelligent and voluntary guilty plea waives a defendant’s right to trial and all claims of constitutional infirmities in the prosecution, which could have been raised at trial. Tollett v. Henderson,
We have characterized the New York proсedure as “enlightened” for it permits a defendant whose sole defense is one of the specified constitutional claims neither to suffer nor impose on the state the burden of going to trial simply to preserve his claim — a procedure which precipitated the enactment of § 813-c.
The Attorney General, despite our clear pronouncements on the issue, contends again, as he did in Molloy and Stephen J. B., that we should abandon the rule first announced in Rogers and close the avenue of federal habeas to state petitioners who have entered pleas of guilty under the circumstances we have recounted. Again, we reject this argument and reaffirm our view that where state law permits a defendant to plead guilty without forfeiting his appeals on collateral constitutional claims, it would be a trap to the unwary if a defendant who waived his right to trial in reliance on the state appeal procedures was thereafter precluded from pressing his federal constitutional claims in the district court. We believe, moreover, that were we to nullify the vitality of § 813-c and similar statutes for federal habеas corpus purposes, most defendants with competent counsel would be dissuaded from pleading guilty and instead would proceed to trial for the sole purpose of preserving claims for potential vindication on state review or federal habeas. The New York legislature passed § 813-c to prevent precisely this eventuality and federal courts should be reluctant to interfere with a state’s administration of criminal justice, particularly when the result would be to add to its already congested criminal trial calendars. Accordingly, we refrain from confronting the state courts with a problem the legislature has attempted to ameliorate. We are of the view that the more appropriate forum for the Attorney General to express his dissatisfaction with § 813-c is the state legislature, not the federal courts.
As a final attack on our Rogers-Molloy-Stephen J. B. line of cases, the Attorney General contends that Tollett v. Henderson, supra, precludes all state prisoners who pleaded guilty from asserting collateral constitutional claims in federal habeas petitions — notwithstanding state procedures which allow
after a criminal defendant pleads guilty, on the advice of counsel, he is not automatically entitled to federal collateral relief on proof that the indicting grand jury was unconstitutionally selected. The focus of federal habeas inquiry is the nature of the advice and voluntariness of the plea, not the existence as such of an antecedent constitutional infirmity.
III. CONSTITUTIONALITY OF NEW YORK’S LOITERING STATUTE
Section 240.35 (6) provides:
A person is guilty of loitering when he: . . . Loiters, remains or wanders in or about a place without apparent reason and under circumstances which justify suspicion that he may be engaged or about to engage in crime, and, upon inquiry by a peace officer, refuses to identify himself or fails to give a reasonably credible account of his conduct and purposes.
We have noted that the New York Court of Appeals has already declared this provision unconstitutional on its face. People v. Berck, supra. In the instant proceeding, the Attorney General urges us, in effect, to instruct the state’s highest court that its evaluation of a state statute was erroneous. Since the state court grounded its decision on the federal rather than the state Constitution, we must make an independent determination of the applicable federal standards. See Townsend v. Sain,
When § 240.35(6) became effective on September 1, 1967, it represented New York’s formulation of a dragnet approach to the maintenance of public order that had its roots in feudal England and which has survived, despite considerable disapproval, in urban America. Originally conceived as a
“give a person of ordinary intelligence fair notice that his contemplatеd conduct is forbidden by the statute,” United States v. Harriss,347 U.S. 612 , 617,74 S.Ct. 808 , 812,98 L.Ed. 989 , and because it encourages arbitrary and erratic arrests and convictions. Thornhill v. Alabama,310 U.S. 88 ,60 S.Ct. 736 ,84 L.Ed. 1093 ; Herndon v. Lowry,301 U.S. 242 ,57 S.Ct. 732 ,81 L.Ed. 1066 .
Papachristou v. Jacksonville,
because the elements of the . offense are obscure, even officers engaged in its good faith effectuation cannot gauge justification for arrests consistently with Fourth Amendment principles.
Hall v. United States,
Turning from our brief discussion of the history and purposes of vagrancy legislation to the specific statute in issue, we must scrutinize the New York statute in accordance with the standard enunciated in Papachristou, Palmer, and Smith v. Florida,
On its face, the statute discloses that “loiter[ing]” “remain[ing]” or “wander [ing]” in an unspecified place for an unspecified period of time without apparent rеason can establish the first element of the offense. Surely a citizen who sought to conform his conduct to this provision would be unable to discern whether he risked criminal responsibility by taking a leisurely stroll, by sitting
The second substantive component of the statute is established by “circumstances which justify suspicion that [a person] may be engaged or about to engage in crime.”
Moreover, there are insufficient guidelines for enforcement and thus § 240.35(6) does not pass constitutional muster on this ground as well. The section permits arrests and convictions for suspicion or for possible crime based on circumstances less compelling than the reasonable and articulable factors which are required to sustain a mere on-the-scene frisk. Terry v. Ohio,
these defendants are 41 of a group of alleged prostitutes who have been arrested and detained 2500 times for disorderly conduct and loitering in New York City since August 18th This Court of its own knowledge is aware that except for a few isolated instances where defendants pleaded guilty, the disorderly conduct cases were dismissed. In many instances, “the girls” were arrested after 11:30 P.M., too late to be arraigned, night court had been adjourned, thеn kept overnight in a cell. In the morning they were brought to Court and released because the offenses for which they had been arrested could not be proven to have been committed by them.
To the extent the statute сan be interpreted to support dragnet, street-sweeping operations absent probable cause of actual criminality, it conflicts with established notions of due process. Beck v. Ohio, supra; Henry v. United States, supra; Wong Sun v. United States,
Applying the standards enunciated in Papachristou, Palmer, and Smith, we conclude, as did the New York Court of Appeals in Berck, that § 240.35(6) contravenes the Due Process Clause of the Fourteenth Amendment not only because it fails to specify adequately the conduct it proscribes, but also because it fails to provide sufficiently clear guidance for police, prosecutors, and the courts so that they can enforce the statute in a manner that is consistent with the Fourth Amendment. Accordingly, Newsome’s arrest pursuant to that section was unlawful.
IV. SEARCH INCIDENT TO ARREST
Having concluded that New-some’s arrest pursuant to an unconstitutional statute was unlawful, we turn our attention to whether the search conducted incident to that arrest was also unlawful. For the reasons set forth, we conclude that the search in this case was constitutionally invalid, that the evidence thus seized must be suppressed and that, accordingly, the writ should issue.
Searches incident to arrest comprise a well-rеcognized exception to the warrant requirement of the Fourth Amendment. This exception, of course, does not reduce the level of constitutional protection because it retains the safeguard that probable cause must exist to justify the intrusiveness of the underlying arrest. United States v. Robinson,
Newsome, however, was searched incident to arrest for the violation of a statute which we have found unconstitu
Notes
. Patrolman Ungar was the only witness at the loitering trial and the suppression hearing.
. Presently codified as N.Y.Crim.Proc.L. 710.70(2).
. The Appellate Term disposed of Newsome’s appeal by issuing a summary order which is silent on the constitutional claims.
. Although Newsome has not pursued state avenues of collateral attack, his federal claims were presented to the state courts on direct appeal. He has, therefore, satisfied the exhaustion requirement, Picard v. Connor,
. On May 23, 1972, Judge Bruсhhausen dismissed the petition because Newsome was not “in custody” as required by 28 U.S.C. 2241. On appeal, we remanded by summary order (April 26, 1973) (72-1875) for a disposition on the merits, in light of the Supreme Court’s holding on the custody question in Hensley v. Municipal Court,
. Apparently because of a clerical error, Judge Bruchhausen’s memorandum and order incorrectly indicate that Newsome is attacking a conviction for loitering. As noted above, the loitering conviction was vacated by the Appellate Term and the instant petition attacks the drug conviction.
. After a defendant pleads guilty on advice of counsel, “[t]he focus of federal habeas inquiry is the nature of the advice and the voluntariness of the plea, not the existence as such of an antecedent constitutional infirmity.” Tollett v. Henderson, supra,
. A companion section, 813-g (presently codified as N.Y.Crim.Proc.L. 710.20(3), 710.-70(2)) permitted similar appeal from the denial of a motion to suppress an allegedly coerced confession.
. A split panel of the Ninth Circuit has apparently concluded that the exception noted in McMann has not survived Tollett. Mann v. Smith,
. See generally Douglas, Vagrancy and Arrest on Suspicion, 70 Yale L.J. 1 (1960); Foote, Vagrancy-Type Law and Its Administration, 104 U.Pa.L.Rev. 603 (1956); Lacey, Vagrancy and Other Crimes of Personal Condition, 66 Harv.L.Rev. 1203 (1953).
. As construed by the New York courts, the third condition of § 240.35(6) (“upon inquiry . . . defendant refuses to identify himself or fails to give a reasonably credible account of his conduct and purposes”) is not in fact a substantive element of the crime of loitering. Rather, the police inquiry is a “procedural condition” to arrest under the statute. People v. Schanbarger,
. We note, however, that there is no suggestion that Newsome was the target of a pretextual arrest and search, or that the officers failed to act in good faith.
. The defects which we find in § 240.35(6), and which were discussed by the New York Court of Appeals in Berch, are neither obscure nor manifestations of recent shifts in the law. The commentary accompanying § 240.35(6) in the New York Penal Law indicates that the subdivision was a new and “controversial” amendment. Subdivision 6 created a catch-all category to supplement other loitering provisions which specify with greater precision the conduct they proscribe. See N.Y.Pen.L. § 240.35. The court in Bereh commented that subdivision 6 was patterned after § 250.12 of Tentative Draft 13 of the Model Penal Code. The American Law Institute abandoned that formulation, however, in its Proposed Official Draft precisely because the vagueness of the tentative draft was subject to the abuse of arrest and searches without probable cause. ALI, Model Penal Code, § 250.6, Proposed Official Draft at 227 (1962).
Even before the New York Court of Appeals struck down § 240.35(6), the lower state courts bad experienced difficulty in interpreting the statute in a consistent manner to ensure even-handed enforcement. Three lower courts had declared § 240.35(6) unconstitutional (People v. Bambino,
. We disclaim any intention to fashion a per se principle that all searches incident to arrests under statutes later declared unconstitutional are invalid.
