MEMORANDUM OPINION AND ORDER
In October 1980, petitioner Marvin Flowers was found guilty of murder in the Circuit Court of Cook County, Illinois. Presently pending before this court is Flowers’ petition for writ of habeas corpus. Flowers argues that the state trial court improperly refused the jury’s verdict of voluntary manslaughter and that the state trial court gave confusing instructions on murder and voluntary manslaughter.
I. BACKGROUND
In 1979, Flowers, then only 22 years of age, was employed by Robert Murray. There is evidence in the record that Murray was an alcoholic and that he had alcohol in his blood at the time Flowers killed him. In one of two contradictory statements to the police, Flowers claimed that he and Murray argued over wages that Flowers thought were owed to him. According to Flowers’ statement, he and Murray got into a scuffle and then Murray reached for a revolver. Flowers, however, grabbed a baseball bat and struck Murray’s head with the bat. When Murray сontinued to move, Flowers struck him with additional blows and Murray died. According to Flowers, and also consistent with the prosecution’s theory as presented to the jury, Flowers then decided to take the bat, the revolver, a coin bank, two power saws, and the automobile that had belonged to Murray, and he drove Murray’s car to a location near Flowers’ residence. Flowers contended that, prior to killing Murray, he had not intended to steal these items. Flowers did not dispute at trial and does not dispute here that he killed Murray. In closing statements, Flowers’ counsel argued that Flowers acted in self-defense or was, at most, guilty of voluntary manslaughter. Here, Flowers argues he should have been found guilty only of voluntary manslaughter, not murder. He does not contend that he should be completely exonerated. He was also found guilty of armed robbery and armed violence. His sentenсe was 40 years for murder and a 15-year concurrent term for armed robbery.
Central to the dispute in this case are the murder and voluntary manslaughter instructions given to the jury. Before retiring to deliberate, the jury was instructed as follows. 1
A person commits the crime of murder who kills an individual if, in performing the acts which caused the death, he intends to kill or do great bodily harm to that individual; or he knows that such acts will cause death to that individual; or he knows that such acts create a strong probability of death or great bodily harm to that individual; or he is attempting to commit or is committing the crime of armed robbery.
To sustain the charge of murder, the State must prove the following propositions:
*882 First: That the defendant performed the acts which caused the death of Robert Murray;
Second: That when the defendant did so, he intended to kill or do great bodily harm to Robert Murray; or he knew that his act would cause death or great bodily harm to Robert Murray; or he knew that his acts created a strong probability of death or great bodily harm to Robert Murray; or he was attempting to commit or was committing the crime of armed robbery.
Third: That the defendant was not justified in using the force which he used.
If you find from your consideration of all the evidence that each of these propositions has been proved beyond a reasonable doubt, then you should find the defendant guilty.
If, on the other hand, you find from your consideration of all the evidence that any of these propositions has not been proved beyond a reasonable doubt, then you should find the defendant not guilty.
A person is justified in the use of force when and to the extent that he reasonably believes that such conduct is necessary to defend himself against the imminent use of unlawful force.
However, a person is justified in the use of force which is intended or likely to cause death or great bodily harm only if he reasonably believes that such force is necessary to prevent imminent death or great bodily harm to himself.
A person commits the crime of voluntary manslaughter who intentionally or knowingly kills another if, at the time of the killing, he believes that such circumstances exist which would justify the killing, but his belief that such circumstances exist is unreasonable.
To sustain the charge of voluntary manslaughter, the State must prove the following propositions:
First: That the defendant intentionally or knowingly performed the acts which caused the death of Robert Murray; and
Second: That when the defendant did so, he believed that circumstances existed which would have justified killing Robert Murray; and
Third: That the defendant’s belief that such circumstances existed was unreasonable.
Fourth: That the defendant was not justified in using the force which he used.
If yоu find from your consideration of all the evidence that each of these propositions has been proved beyond a reasonable doubt, then you should find the defendant guilty.
If, on the other hand, you find from your consideration of all the evidence that any of these propositions has not been proved beyond a reasonable doubt, then you should find the defendant not guilty.
R. 1059-63. The written instructions do not include any use of the term “lesser included offense,” do not in any manner instruct the jury on the concept of a lesser included offense, and do not in any way explain to the jury the relationship between the different charges.
The jury was sequestered during deliberations. Because the judge who had presided over the trial had a schedule conflict, another judge presided during the second day of deliberations, a Saturday. During the second day of deliberations, the court аsked the foreperson if the jury was close to a verdict. Because the response was yes, the court did not give any additional instruction. After guilty verdicts were returned on both murder and voluntary manslaughter, the following oral instructions were given to the jury by the court.
Now, ladies and gentlemen, we have a slight problem. You are going to have to go back. We have two signed verdicts. One is, we, the jury, find the *883 defendant, Marvin Flowers, guilty of murder. You also said, we, the jury, find the defendant Marvin Flowers, guilty of voluntary manslaughter.
Voluntary manslaughter, if you read the instructions, is a lesser included offense of voluntary manslaughter [sic]. It’s either voluntary manslaughter or murder, it’s not both.
I would re-do these two instructions again and send you back and you determine which one you meant.
If you can just get them so I can read them to you, I will send you back with all the instructions and you can decide which one, and whichever one you do not mean you may cross — Was there one count of voluntary manslaughter?
MR. ROGDON [defense counsel]: Yes, sir.
THE COURT: Okay. The murder instruction reads this way: To sustain the charge of murder the State must prove the following propositions: First, that the defendant performed the acts which caused the death of Robert Murray; and second, when the defendant did so, he intended to kill or do great bodily harm to Robert Murray; or he knew his acts would cause death or great bodily harm to Robert Murray; or he knew his acts created a strong probability of death or great bodily harm to Robert Murray; or he was attempting to commit or was committing the crime of armed robbery; third, that the defendant was not justified in using the force which he used.
If you find from your consideration of all the evidence that each of these propositions has been proved beyond a reasonable doubt, then you should find the defendant guilty.
If, on the other hand, you find from your consideration of all the evidence that any of these propositions has not been proved beyond a reasonable doubt, then you should find the defendant not guilty.
As far as the voluntary manslaughter is concerned, it reads: To sustain the charge of voluntary manslaughter the State must prove the following propositions: First, that the defendant intentionally or knowingly performed the acts which caused the death of Robert Murray; and second, that when the defendant did so he believed that the circumstances existed which would have justified killing Robert Murray; and third, the defendant’s belief that such circumstances existed were unreasonable; and fourth, the defendant was not justified in using the force which he used.
If you find from your consideration of all the evidence that each of these propositions has been proved beyond a reasonable doubt, then you should find the defendant guilty.
If, on the other hand, you find from your consideration of all the evidence that any of these propositions has not been proved beyond a reasonable doubt, then you should find the defendant guilty.
In other words, you would come out with one of these filled out or not guilty as to both of them. So you cannot have guilty of murder and voluntary manslaughter because one is a lesser included offense of the other.
All right, so you can come back with a not guilty of murder or involuntary manslaughter or guilty of murder or guilty— guilty of voluntary manslaughter. You can’t have two of them. One is the lesser included offense of the other. All right?
All right, I will send you back because apparently — Just read the instructions over again if you have any problems.
R. 1078-81.
Subsequently, the jury apparently communicated that it had a question and the following proceedings occurred.
THE COURT: Okay. Apparently, I confused you.
Mr. Foreman, you have a question?
THE FOREMAN: Okay. Your Honor, our question is this: We want to know in regards to the instructions, there is а murder charge and the armed violence charge — excuse me, the voluntary manslaughter charge.
THE COURT: Correct.
*884 THE FOREMAN: On those two.
If we render a verdict of guilty on one, does that mean the other one is automatically a not guilty vote?
THE COURT: The other one you don’t even vote on it.
THE FOREMAN: In other words, it’s a dead vote, we just strike it.
THE COURT: In other words, it’s like saying you have two charges. To put it in simple form, aggravated battery and battery. Aggravated battery means when you inflict an injury. One is the lesser included one of the other one. One is a minor one of the other.
Murder is the main one, aggravated battery is under it. Aggravated battery is something — I mean voluntary manslaughter is something less than murder.
THE FOREMAN: Assuming vice versa, if it is voluntary manslaughter, the murder is left blank or crossed out in this particular case?
THE COURT: Well, you can cross it out. Ordinarily you would sign a not guilty of murder. Ordinarily what you would do is sign a not guilty of murder, but since we have gone this far along, for the record I’ve been talking to you, all I want you to do is settle on оne of the two, either murder or voluntary manslaughter, because you can’t have them both.
THE FOREMAN: You are signifying if we vote on one we X the verdict of the other one out, correct?
THE COURT: I’m saying they are inconsistent verdicts. In other words, you cannot have murder; you cannot say somebody committed murder and somebody committed less than murder. That’s all I’m saying.
So you go back there and have one of the two filled out. It’s either murder or it’s voluntary manslaughter, but it cannot be both.
THE FOREMAN: But what I am saying in the forms, the technical forms which we have in our hands—
THE COURT: Yes.
THE FOREMAN: (Continuing) — to signify which one we do prefer in those two cases, how do we signify it to you?
THE COURT: Ordinarily if I had been the Judge I would have told you to vote not guilty or guilty of murder and don’t do anything on the manslaughter because that’s a lesser included offense.
If you find out it’s not murder but something less, then you come back, of course, with voluntary manslaughter.
But since you’ve already signed the verdict аnd we’ve talked about it, all I want you to do at this time is X out the one that you settle upon, the voluntary manslaughter or the murder, whichever your intention was in the first place.
THE FOREMAN: You’re saying X out the one we don’t want.
THE COURT: Correct.
THE FOREMAN: Okay.
THE COURT: That’s the simplest way to do it at this point.
THE FOREMAN: That’s all we needed to know.
THE COURT: I don't know what Judge Cousins told you before or anything else.
THE FOREMAN: That’s all we needed to know, Your Honor. Thank you.
THE COURT: Okay.
R. 1081-84.
The jury then continued to deliberate and subsequently returned the guilty verdict on the murder charge and “X’d” out the guilty verdict form for the voluntary manslaughter charge. The jury also found Flowers guilty of armed robbery and armed violence. No sentence was imposed on the armed violence count.
On November 1, 1982, the Illinois Appellate Court affirmed the conviction by an unpublished order. The Illinois Supreme Court denied leave to appeal on February 1, 1983. Flowers filed a petition for post-conviction relief which was denied by the trial court on August 12, 1986. Relying on
People v. Reddick,
In his present petition, Flowers raises two grounds for relief. Respondent agrees that all issues raised in the present petition have been fully exhausted in the state courts and that none have been waived. Flowers’ principal argument is that the trial court should have accepted the initial verdicts (guilty on both murder and voluntary manslaughter) and entered judgment on the voluntary manslaughter verdict only. Flowers contends that allowing the jury to deliberate further violated principles of double jeopardy. Alternatively, to the extent it was proper to permit further deliberations, Flowers argues that the additional oral instructions, considered along with the initial written instructions, were so inherently contradictory and confusing as to constitute a violation of due process. If Flowers is successful on the principal claim, the murder conviction must be vacated and Flowers would be entitled to be resentenced on voluntary manslaughter аnd armed robbery. If successful on the alternative argument, the murder conviction must be vacated and the state would have the opportunity to retry the murder and manslaughter counts. Respondent argues that there was no double jeopardy violation because judgment was never entered on the initial verdicts and was not required to be entered because the verdicts were inconsistent. As for the alternative ground, respondent argues that it fails for three reasons: (a)
Flowers II
or
Teague v. Lane,
II. MURDER AND VOLUNTARY MANSLAUGHTER
The development of Illinois law with respect to murder and voluntary manslaughter has an important bearing on the issues presented in this case. Illinois has codified the common law rule that voluntary manslaughter is a lesser included offense of murder.
See
Ill.Rev.Stat. ch. 38, ¶ 9-2 (1979);
2
People v. Lewis,
*886 In 1968, the first edition of Illinois Pattern Jury Instructions Criminal (“IPI”) was issued. The pattern instructions are not law, but they are to be used unless the court determines that they do not accurately state the law. Ill.Sup.Ct.R. 451, Ill.Rev. Stat. ch. 110A, ¶ 451. The 1968 IPI pattern instructions for murder and manslaughter are the same as the written instructions given to the jury in this case. See IPI 7.02, 7.06. Those instructions, however, were only to be used for instructing the jury on murder or manslaughter. If the jury was to be instructed on both offenses, a modified version of IPI 7.02 was to be given. See IPI 27.01 (sample set of instructions). This version included an additional element of murder that had to be proven by the state: “Fourth: That the defendant did not believe that circumstances existed which justified the use of the force which he used.” Although the 1968 IPI instructions included this fourth element, it apparently was not uncommon for this elemеnt to be omitted from the instructions as it was in the present case.
In 1981, after Flowers had been tried, a second edition of the IPI was issued (hereinafter “IPI 2d”). IPI 2d does not include the fourth element in its pattern instruction for a case involving both murder and voluntary manslaughter. See IPI 2d 27.01 (sample set of instructions). Although the fourth element was no longer included in the pattern instructions, it apparently also was not uncommon for some courts to continue to include the fourth element when instructing juries.
At the time Flowers was tried, the IPI included the fourth element for murder in its pattern instructions for a case involving murder and voluntary manslaughter.
See
IPI 27.01. As of the time of Flowers’ trial, one Appellate Court had held that it was plain error to omit the fourth element of the pattern murder instruction in IPI 27.01.
People v. Stuller,
In
People v. Hoffer,
In
People v. Almo,
In
People v. Reddick,
The most recent Illinois Supreme Court case related to the issues before this court is
Flowers II, supra,
the appeal concerning Flowers’ petition for post-conviction relief.
On the claim that the instructions were so inherently confusing and contradictory so as to violate due process, the court held that the presiding judge’s oral instructions, while “not in the clearest manner,” were sufficient to clear up any existing confusion.
Flowers II,
The murder and voluntary manslaughter instructions have also generated federаl habeas corpus litigation. In
Hoffer v. Morrow,
*889
In
Falconer v. Lane,
In
Rose v. Lane,
Falconer found that the instructions were inherently prejudicial because they misdirected the jury, holding that “[ejxplicit misdirection on this scale violates the constitutional guarantee of due process and demands a new trial or re-sentencing.”905 F.2d at 1137 . The reasoning of Falconer on the harmless error issue cannot be confined to the facts of that case. We conclude that the instructions in question here were not harmless.
United States ex rel. Fleming v. Huch,
Two recent district court opinions also address this issue. In
United States ex rel. Verdin v. O’Leary,
No. 89 C 0895,
In
United States ex rel. Taylor v. Gilmore,
III. DOUBLE JEOPARDY
The double jeopardy claim will be addressed first.
11
In
Flowers II,
The next question to address is whether the initial verdicts were legally inconsistent or otherwise deficient so that there was a sufficient basis for not acceрting them. Flowers does not dispute that legally inconsistent verdicts need not be accepted.
13
See Hoffer II,
It is arguable (but the Flowers II court thought it speculative) that under the instructions given, a jury finding the defendant guilty of voluntary manslaughter should also find the defendant guilty of murder. See O’Neill, “With Malice Toward None”: A Solution to an Illinois Homicide Quandary, 32 DePaul L.Rev. 107, 124 (1982); Haddad, Allocation of Burdens in Murder-Voluntary Manslaughter Cases: An Affirmative Defense Approach, 59 Chi.-Kent L.Rev. 23, 24-25 (1982). This is so because proof of the First, Third, and Fourth elements of voluntary manslaughter satisfy the three elements of murder. Thus, if the jury finds all four elements of voluntary manslaughter were proven, it could also find that all three elements of murder have been proven. Since there were initially no instructions indicating that the jury could only find guilt on murder or voluntary manslaughter, nor any instruction indicating in any way that one charge was a lesser included offense of the other, following the instructions would result in guilty verdicts *892 being returned on both murder and voluntary manslaughter if the jury found that the elements of voluntary manslaughter had been proven.
The question then becomes one of which law applies in determining if the verdict is legally inconsistent. Is it the law as set forth in the applicable statutes and case law or is it the law as set forth in the jury instructions? It is presumed that a jury follows the instructions given to it.
See Parker v. Randolph,
IV. DUE PROCESS
It still must be determined if Flowers is entitled to relief on his due process claim. As respondent concedes,
Fleming,
Later, after the jury through its foreperson stated that it was confused, the judge gave further oral instructions. R. 1081-84. This time the judge referred to voluntary manslaughter as being the lesser offense. In essence, the judge also told the
*893
jurors that it should consider murder first and, if that was proven, the jury need not consider voluntary manslaughter. That instruction would be correct if the fourth element was included in the voluntary manslaughter charge, but was not correct without the fourth element. Without the fourth element in the murder instruction, the jury might never consider voluntary manslaughter. It was not sufficiently explained under what circumstances voluntary manslaughter should be considered. The judge did say, “If you find out it’s not murder but something less, then you come back, of course, with voluntary manslaughter.” R. 1084. But, under the instructions given, if the jury first found an element of murder missing, it would also have tо find that an element of voluntary manslaughter was missing. Despite the additional instructions, the jury was at best still left with confusing instructions or, at worst, directed not to consider voluntary manslaughter. As in
Falconer,
“the jury may have been left with the false impression that it could convict the petitioner of murder even if [he] possessed ... the mitigating state[ ] of mind described in the voluntary manslaughter instruction.”
Respondent argues that the error was harmless. Given the inherently prejudicial nature of the error, that there is evidence supporting Flowers’ contention that he believed his actions were justified, and that the jury initially returned a voluntary manslaughter verdict, the error cannot be considered harmless beyond a reasonable doubt.
See Rose,
The one remaining issue is the quеstion of whether granting relief on the due process claim would be retroactive application of a new rule that is prohibited by
Flowers II
or
Teague v. Lane,
The first component of the
Teague
analysis is to determine if a new rule was applied. Although respondent focuses exclusively on the question of whether
Reddick
announced a new rule, that is not the proper focus.
Reddick
principally relied on state law principles, whereas Flowers’ claim in this court is a federal due prоcess claim. The proper focus is on whether
Falconer
should be considered a new rule.
Falconer,
These cases placed the state court on sufficient notice that the federal Constitution mandates jury instructions that do not so misdirect, mislead, or confuse the jury as to infect the entire trial. Finding the instructions given in this case to be consistent with
Cupp
and its progeny would not be a “reasonable, good-faith interpretation ] of existing precedents made by a state court[].”
Saffle v. Parks,
For the foregoing reasons, Flowers is entitled to relief on his due process claim.
IT IS THEREFORE ORDERED that the Clerk of the Court is directed to enter judgment in favor of petitioner and against respondent granting the petition for writ of habeas corpus and thereby releasing petitioner from custody unless within 90 days the state shall initiate proceedings to retry petitioner or otherwise proceeds to judgment in a manner consistent with this opinion.
Notes
. The trial judge read these writtеn instructions to the jury. It is unclear if the jury was also provided with a copy of the written instructions to take to the jury room during deliberations.
. In 1987, voluntary manslaughter was essentially redefined as a type of second degree murder. See Ill.Rev.Stat. ch. 38, ¶[ 9-2(a)(2) (1987). The legislature also clarified the applicable burdens of proof. See id. ¶ 9-2(c). Prior to 1962, voluntary manslaughter was contained in §§ 361 and 362 of the Criminal Code. See O’Neill, "With Malice Toward None": A Solution to an Illinois Homicide Quandary, 32 DePaul L.Rev. 107 (1982); Haddad, Allocation of Burdens in Murder-Voluntary Manslaughter Cases: An Affirmative Defense Approach, 59 Chi-Kent L.Rev. 23 (1982).
. Respondent does not point to any cases from 1980 or earlier with holdings contrary to those in
Stuller
and
Seaberry.
Although not relied on by respondent, Flowers points to
People
v.
Diaz,
. In
Bolden,
the Fourth District overruled
People v. March,
. In
Chevalier,
the Second District rejected its prior decision in
People v. McGee,
. These cases concerning which of the two verdicts to enter will be referred to as the Stuller-Washington line of cases.
. "Defendant points out that the instructions in this case failed to include the fourth proposition, unlike the instructions in
Hoffer,
and therefore the two instructions were not inconsistent. However, the trial judge understood that the two convictions could not be entered and explained to the jury that they were incompatible. This admonition compensated for any error in failing to instruct on the fourth proposition.”
Flowers II,
. Most of the relevant facts of Hoffer II are set forth above in the discussion of Hoffer I. In Hoffer II, Hoffer sought habeas corpus relief preventing a retrial following the remand ordered in Hoffer I.
. Verdin did not present any double jeopardy claim, so that issue is not discussed in Verdin.
. Verdin II also narrows Verdin I's interpretation of the Illinois courts’ findings as to confusion. But to the extent there was a relevant finding in the Illinois courts, Verdin II holds that a finding of no confusion was not supported by the record given the inherently confusing nature of the instructions. See Verdin I; 28 U.S.C. § 2254(d).
. At the time the presiding judge ordered further deliberations, Flowers made no objection to such a procedure. R. 1081. Also, no reference to double jeopardy is included in Flowers’ motion for a new trial. R. 1212-13. The briefs for Flowers’ direct appeal are not included, but, based on the Appellate Court opinion, double jeopardy was not raised on direct appeal though the related issue of improperly entering judgment on murder instead of voluntary manslaughter was raised.
See People v. Flowers,
No. 1-80-2950 at 12-15 (III.App.Ct. 1st Dist. Nov. 1, 1982) [
. To the extent that respondent is arguing otherwise, that argument is rejected.
See People v. Robinson,
. Generally, inconsistencies in verdicts on multiple counts or multiple defendants are not a basis for rejecting a jury’s verdict.
See United States v. Niemiec,
. In criminal cases, this rule generally is not absolute. In federal court, a plain error doctrine permits the defendant to raise posttrial objections to instructions for which there was no prior objection.
See
Fed.R.Crim.P. 52(b);
United States v. Medley,
. The judge initially misspoke and stated, “Voluntary manslaughter, if you read the instructions, is a lesser included offense of voluntary manslaughter." R. 1078. Also, the term "lesser included offense" is not contained in the written instructions, which the judge presiding over the jury would not have known since he did not preside at the trial. The judge also stated, “So you cannot have guilty of murder and voluntary manslaughter because one is a lesser included offense of the other.” R. 1080-81.
. The jury was never instructed that a finding of felony murder would preclude a finding of voluntary manslaughter.
