31 Fair Empl.Prac.Cas. 1108,
Michelle OLIVER, et al., Plaintiffs-Appellees,
Kalamazoo Education Association and Michigan Education
Association (80-1682, 80-1683, 81-1277, 81-1741),
Plaintiffs-Intervenors-Appellants,
v.
KALAMAZOO BOARD OF EDUCATION, et al., Defendants-Appellees,
and
Michigan State Board of Education, et al., (80-1717),
Defendants-Appellants,
Kalamazoo Board of Education (81-1770), Defendant-Appellant.
Nos. 80-1682, 80-1683, 80-1717, 81-1277, 81-1741 and 81-1770.
United States Court of Appeals,
Sixth Circuit.
Argued Dec. 9, 1982.
Decided May 6, 1983.
Thomas A. Baird (argued), Foster, Swift, Collins & Coey, P.C., Lansing, Mich., for Kalamazoo Educ. Ass'n and Michigan Educ. Ass'n, plaintiffs-intervenors-appellants.
Robert A. Derengoski, Sol. Gen., Frank J. Kelley, Atty. Gen., Louis J. Caruso, Sol. Gen., Gerald F. Young, Richard P. Gartner (argued), Asst. Attys. Gen., Lansing, Mich., for Michigan State Bd. of Educ., et al., defendants-appellants.
Arthur Staton, Jr. (argued), Ford, Kriekard, Staton, Allen & Decker, P.C., Kalamazoo, Mich., for Kalamazoo Bd. of Educ., defendant-appellant.
Thomas I. Atkins, Gen. Counsel, Michael H. Sussman, Asst. Gen. Counsel (argued), NAACP Special Contribution Fund, Brooklyn Heights, N.Y., for Michelle Oliver, et al., plaintiffs-appellees.
Bruce A. Miller, Miller, Cohen, Martens & Sugerman, P.C., Detroit, Mich., filed brief amicus curiae, for American Federation of Teachers.
Before KENNEDY, Circuit Judge, PECK and BROWN, Senior Circuit Judges.
BAILEY BROWN, Senior Circuit Judge.
The issues presented in this proceeding involve the scope of the district court's remedial powers in a school desegregation case once a constitutional violation has been determined. The primary issue is whether the court has the power, nine years after issuing an injunction desegregating the students, to impose a quota for the hiring of black teachers and, concomitantly, to override the contractual seniority rights and state statutory tenure rights of white teachers in order to prevent the layoff of a disproportionate number of black teachers.
I.
In 1971 the district court held that the students in the Kalamazoo school system were intentionally segregated on the basis of race, in violation of the Equal Protection Clause of the Fourteenth Amendment, and issued a preliminary injunction effectively desegregating the students. Oliver v. Kalamazoo Board of Education,
Before the commencement of this action in 1971, the KBE was aware of the problem of actual segregation in its schools and had begun to address it. On November 6, 1968, the KBE appointed a citizens committee to study and recommend guidelines for desegregating its schools. See
A change in the composition of the KBE led to the shelving of the implementation of the Phase Three student desegregation plans on July 6, 1971. The National Association for the Advancement of Colored People (NAACP) and certain individuals then brought this action. The district court issued a preliminary injunction on August 25, 1971, immediately placing in effect the May 7, 1971, Phase Three desegregation plans. See
At the preliminary injunction stage the plaintiffs sought no relief as to the hiring of more black teachers. At the permanent injunction stage, however, the plaintiffs' Second Amended Complaint sought additional recruitment and hiring of black teachers. App. p. 334-35. The district court's 1973 opinion and permanent injunction did not expressly address the hiring issue. Its opinion did observe that the KBE had adopted the Phase One plan which, it noted, was being implemented. See
Until the present proceeding, relief has not been granted with respect to hiring of additional black teachers. However, in 1975, on KBE's motion to tax costs, this court held that plaintiffs had improperly designated that part of the record involving the issue of "faculty desegregation."
In 1980, the Kalamazoo school system experienced a financial crisis caused by a number of conditions, including a significant cut in state aid.
The KBE filed a motion on July 7, 1980, requesting the district court to set aside the layoff and recall provisions of the collective bargaining agreement to the extent necessary to maintain the pre-layoff percentage of black teachers. The NAACP joined the KBE's motion, although it claimed that all black tenured and black probationary teachers must be immediately recalled and be immune from layoff altogether until the teaching staff becomes 20% black. The Kalamazoo Education Association, (KEA), and the Michigan Education Association, both teachers' organizations which had intervened as plaintiffs shortly after the inception of this litigation, the State Board of Education (SBE) and the Superintendent of Public Instruction, both of whom had been joined as defendants, opposed the motion, contending that layoffs and recalls must be instituted according to the contract provisions and state tenure law. See 4 M.C.L.A. Secs. 38.71-38.191 (1967 & Supp.1982).
The relief granted by the district court, on September 30, 1980, did not totally conform to the position of any of the parties, though it closely approximated that sought by the NAACP. Interpreting its prior orders as ultimately requiring a teaching staff 20% black, the district court nullified the seniority rights of white teachers by ordering the KBE to: (1) recall all black tenured teachers currently laid off; (2) make all other recalls on the basis of seniority, except that at least 20% of such recalls in any one year must be black teachers, even if it required recalling some black probationary teachers ahead of white tenured teachers; and (3) fill future positions at an 80%-white, 20%-black ratio, even if it required the hiring of new black teachers ahead of the recall of some laid off white teachers. On November 4, 1981, the district court further enjoined the layoff of any black tenured teachers until the KBE attains a 20% black teaching staff. KEA and SBE appealed, contending that such orders must be vacated. KBE also appealed, but differs with KEA and SBE in that it contends the district court could and should have issued an order overriding the seniority requirements to the extent necessary to maintain the existing proportion of black teachers.
III.
A threshold issue in this case is whether the district court had the power to address the merits of the relief requested by the KBE and the NAACP. The KEA and the SBE contend that, under res judicata principles, the district court was barred from reconsidering teacher issues and therefore did not have the power to nullify the seniority rights of white teachers. They reason that since the district court's 1973 decision denied any relief concerning staffing, the staffing issue cannot be reconsidered. KEA and SBE also add that since this court, in taxing certain costs to plaintiffs, construed the district court's order as denying this relief, the doctrine of law of the case reinforces the application of res judicata.
The district court, on the other hand, interpreted its prior orders as requiring a teaching staff 20% black, and it held that res judicata actually prevented it from requiring other than a 20% black teaching staff.
A careful reading of the prior orders in this case casts serious doubt on the district court's conclusion that it previously required the KBE to achieve a teaching staff that is 20% black. To the extent that the teaching staff issue was addressed at all, the district court's overwhelming consideration was the assignment of existing black teachers to identifiably black schools as evidence of unlawful segregation. See
This conclusion is supported by the context of the district court's 1973 permanent injunction. As previously recounted, the KBE had, even before the action was commenced in 1971, voluntarily adopted Phase One of the citizens committee's recommendations, which included a program of recruitment and hiring of black teachers with 20% as a "guideline." The district court considered that Phase One was already being implemented. Since the KBE had already adopted, as a guideline, a teaching staff 20% black, it appears that the district court considered additional staffing relief unnecessary. Thus, the district court's reliance on res judicata principles is unfounded.
However, it does not necessarily follow that the district court's original failure to order this particular remedy precludes it from consideration at the present time, as the KEA and SBE contend. The KBE remains subject to the 1973 permanent injunction, and the district court has the continuing power to enter appropriate orders to remedy the constitutional violations until such violations have been completely remedied. See Oliver v. Kalamazoo Board of Education,
IV.
The district court held that, even if res judicata principles do not apply, a teaching staff 20% black is now required to remedy the previously determined constitutional violations in the Kalamazoo school system. This was the first time the court so held. The district court further held that, to make sufficient progress towards achieving this requirement, the seniority rights of white teachers could and should be overridden. The fundamental issue raised by the ruling is the proper scope of the district court's remedial powers in a school desegregation case. However, the district court's ruling has two distinct aspects, both of which need to be considered.
A.
Generally, the remedy in school desegregation cases is to be determined according to traditional equitable principles. Brown v. Board of Education,
B.
The first aspect of the court's remedy is the institution of a quota system, requiring both a hiring quota of 20% black and an ultimate overall teaching staff of 20% black. Other courts have imposed teacher quotas as a remedy in school desegregation cases, see, e.g., Morgan v. Kerrigan,
However, this remedy in a school desegregation case is not without conceptual difficulties. In most school desegregation cases, as in this one, see
There are also practical problems in imposing any racial quota for the teaching staff. Indeed, the experience of the Kalamazoo school system since 1969 is a prime illustration. Between the period 1970-71 and March 1979, 23.6% of the new teacher hires have been black.
Moreover, there is little basis in the record for the 20% figure. The district court concluded, based on Dr. Green's testimony, that 20% represented the "critical mass" of black role models required for black students in the Kalamazoo school system.
We conclude that the district court erred in imposing any quota system for the Kalamazoo teaching staff in 1980. Over a ten-year period, 23.6% of Kalamazoo's new teacher hires have been black. The record indicates "the type of sustained good faith effort to recruit minority faculty members so as to remedy the effects of any past discriminatory practices." Fort Bend Independent School District,
We do not hold that racial hiring quotas for the teaching staff are per se improper to remedy a violation of the students' constitutional rights even where there has been no discrimination in the hiring of teachers. The violation may be sufficiently egregious to warrant a temporary teacher hiring quota at the time of the determination of the constitutional violation vis-a-vis the students. But, generally, the wiser approach is a more flexible affirmative action program rather than a hiring quota. Cf. University of California v. Bakke,
C.
The rejection of the quota system does not, however, conclude the matter. The district court also nullified the contractual seniority rights and the state statutory tenure rights of white teachers. The layoff and recall schedule imposed by the district court might be necessary to remedy the constitutional violation independent of the quota system. As a result, the nullification of the seniority and tenure rights must be evaluated irrespective of the validity or invalidity of the quota system.
The advantages of seniority based on length of service are well established and need not be recounted here. See Summers and Love, Work Sharing as an Alternative to Layoffs by Seniority: Title VII Remedies in Recession, 124 U. of Pa.L.Rev. 893, 899-906 (1976). Suffice it to say that seniority is pervasive in the labor field;5 the Supreme Court has recently reiterated the "overriding importance" of seniority provisions, American Tobacco Co. v. Patterson, --- U.S. ----, ----,
Of course, the district court has the power to order those remedies required to vindicate the students' constitutional rights. The district court, applying a standard of "reasonableness," concluded that nullification of seniority rights was appropriate.
The record does not demonstrate that nullification of the seniority and tenure rights of white teachers is necessary to vindicate the students' constitutional rights. Indeed, the record is silent as to the actual effect of the layoffs on the students. The district court refers to a "critical mass" of black role models necessary for black students, but even assuming that that theory should be adopted, the record simply does not reveal the actual "critical mass" percentage for the Kalamazoo school system. Moreover, if a more conventional standard were used, that of labor market statistics, the percentage of black teachers after the seniority-based layoffs, 8.9%, is comparable to a number of relevant labor market indicators. See
The present situation can be contrasted to the proposed layoffs in 1971. After the issuance of the preliminary injunction, the KBE proposed the layoff of 103 teachers and counselors, which would have decreased the black teacher ratio from 8% to 4%. The district court, concerned about the detrimental effect on the impending desegregation plans, enjoined the layoffs. But the evidence indicated that the layoffs would "tear out the heart of the desegregation plan,"
Brown v. Neeb supports this conclusion. That case involved minority employment in the Toledo fire department. The majority opinion affirmed the district court's preliminary injunction enjoining any layoffs which would have reduced the proportion of minority firefighters. But this remedy was firmly based on the lack of progress in increasing the proportion of minority firefighters, id. at 565, see Table, id., at 555-56, while the KBE has significantly increased the proportion of black teachers. Moreover, this court in Neeb emphasized that the holding of the district court did not override the contractual or statutory rights of white firefighters. Id. at 565-66. In contrast, the district court below directly overrode the seniority rights of white teachers.
In summary, the district court's nullification of the seniority and tenure rights of white teachers was improper. The court applied a "reasonableness" standard, but nullification of seniority rights must be "necessary" to vindicate the constitutional rights. The plaintiffs simply failed to demonstrate the necessity of the proposed remedy, or in fact that the proposed remedy would have any effect at all on the constitutional rights of the students.9
V.
The district court was not barred from considering the merits of the KBE's motion. However, the district court erred in imposing a quota system for the hiring and composition of the teaching staff of the Kalamazoo school system. Nullification of the seniority and tenure rights of white teachers was also error. The district court's orders are vacated and the case is remanded for dismissal of KBE's motion to override the seniority provisions in the collective bargaining contract and the Michigan tenure statute.10
Notes
The district court made the injunction permanent in 1973.
The district court has never actually held a hearing and determined that KBE discriminated against blacks in teacher hiring prior to the adoption of Phase One in 1969, and it is not contended that there has been any such discrimination since then
If all the black teachers hired since 1970 had remained in this school system, black representation on the teaching staff would be 30%. App. at 954
This report was prepared by Dr. Green and others upon direction of the district court and was the subject of the litigation dealt with at
A survey by the Bureau of National Affairs in 1979 found seniority provisions in almost 90% of the 400 collective bargaining contracts surveyed. BNA, Basic Patterns in Union Contracts, at 73 (9th ed. 1979)
The district court adopted the "reasonableness" standard of Detroit Police Officers' Association v. Young,
For an explanation of the incorrect publication of the opinions in Neeb, see Alternatives to Seniority-Based Layoffs: Reconciling Teamsters, Weber and the Goal of Equal Employment Opportunity, 15 U.Mich.J.L.Ref. 523, 536 n. 76 (1982)
The conclusion that the nullification of seniority and tenure rights in this case is improper is not inconsistent with Franks v. Bowman Transportation Co.,
It should be noted that, under Article XXII, Sections A and E of the collective bargaining contract, with respect to probationary teachers, race may be considered in layoffs and recalls to promote racial balance on the teaching staff. The right of the KBE to effect layoffs and recalls pursuant to such provision is not challenged
The SBE argues (brief at p. 3) that the parties (i.e., the NAACP and KBE) "continue to seek District Court intervention in financial, educational and labor matters that are not properly part of this school desegregation case" and that "unless this Court acts decisively, there will be no end to these requests for federal judicial intervention in the Kalamazoo school system." In this connection, we note that Judge Weick, concurring in part and dissenting in part in this court's last reported opinion in this case (
One difficulty with accepting SBE's invitation to remand with instruction to dismiss is that KBE, the original defendant, apparently does not desire that the case be dismissed. See, e.g., the comments in the opinion of this court in
